{"id":5606,"date":"2015-01-28T01:55:00","date_gmt":"2015-01-27T18:55:00","guid":{"rendered":"https:\/\/luatsubaoho.com\/phapluat\/?p=5606"},"modified":"2025-03-29T08:19:47","modified_gmt":"2025-03-29T01:19:47","slug":"luat-cong-chung-2014","status":"publish","type":"post","link":"https:\/\/luatsubaoho.com\/phapluat\/luat-cong-chung-2014\/","title":{"rendered":"Lu\u1eadt c\u00f4ng ch\u1ee9ng 2014"},"content":{"rendered":"\n<p style=\"text-align: justify;\">Lu\u1eadt c\u00f4ng ch\u1ee9ng 2014 quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<table border=\"0\" cellspacing=\"0\" cellpadding=\"0\">\n<tbody>\n<tr>\n<td valign=\"top\" width=\"223\">\n<p align=\"center\"><b>QU\u1ed0C H\u1ed8I<br>\n<\/b><\/p>\n<\/td>\n<td valign=\"top\" width=\"367\">\n<p align=\"center\"><b>C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM<br>\n\u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac<br>\n<\/b><\/p>\n<\/td>\n<\/tr>\n<tr>\n<td valign=\"top\" width=\"223\">\n<p align=\"center\">S\u1ed1: 53\/2014\/QH13<\/p>\n<\/td>\n<td valign=\"top\" width=\"367\">\n<p align=\"right\"><i>H\u00e0 N\u1ed9i, ng\u00e0y 20 th\u00e1ng 06 n\u0103m 2014<br>\n<\/i><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p><strong>\u00bb \u0110\u00e3 c\u00f3:\u00a0<\/strong> <a title=\"Lu\u1eadt c\u00f4ng ch\u1ee9ng n\u0103m 2024\" href=\"https:\/\/luatsubaoho.com\/phapluat\/luat-cong-chung-nam-2024\/\" rel=\"bookmark\">Lu\u1eadt c\u00f4ng ch\u1ee9ng n\u0103m 2024<\/a><\/p>\n<p>\u00bb <a title=\"Tr\u00ecnh t\u1ef1 th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng\" href=\"https:\/\/luatsubaoho.com\/phapluat\/trinh-tu-thu-tuc-cong-chung\/\" rel=\"bookmark\">Tr\u00ecnh t\u1ef1 th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng<\/a><\/p>\n<p style=\"text-align: center;\"><span lang=\"VI\">\u00a0<\/span><b><span lang=\"VI\">LU\u1eacT<br>\n<\/span><\/b><span lang=\"VI\">C\u00d4NG CH\u1ee8NG<\/span><\/p>\n<p style=\"text-align: justify;\"><i><span lang=\"VI\">C\u0103n c\u1ee9 Hi\u1ebfn ph\u00e1p n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam;<br>\nQu\u1ed1c h\u1ed9i ban h\u00e0nh Lu\u1eadt c\u00f4ng ch\u1ee9ng.<\/span><\/i><\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng I<br>\nNH\u1eeeNG QUY \u0110\u1ecaNH CHUNG<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 1. Ph\u1ea1m vi \u0111i\u1ec1u ch\u1ec9nh<\/b><\/p>\n<p style=\"text-align: justify;\">Lu\u1eadt n\u00e0y quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 2. Gi\u1ea3i th\u00edch t\u1eeb ng\u1eef<\/b><\/p>\n<p style=\"text-align: justify;\">Trong Lu\u1eadt n\u00e0y, c\u00e1c t\u1eeb ng\u1eef d\u01b0\u1edbi \u0111\u00e2y \u0111\u01b0\u1ee3c hi\u1ec3u nh\u01b0 sau:<\/p>\n<p style=\"text-align: justify;\">1. <i>C\u00f4ng ch\u1ee9ng<\/i> l\u00e0 vi\u1ec7c c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ch\u1ee9ng nh\u1eadn t\u00ednh x\u00e1c th\u1ef1c, h\u1ee3p ph\u00e1p c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch d\u00e2n s\u1ef1 kh\u00e1c b\u1eb1ng v\u0103n b\u1ea3n (sau \u0111\u00e2y g\u1ecdi l\u00e0 h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch), t\u00ednh ch\u00ednh x\u00e1c, h\u1ee3p ph\u00e1p, kh\u00f4ng tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i c\u1ee7a b\u1ea3n d\u1ecbch gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n t\u1eeb ti\u1ebfng Vi\u1ec7t sang ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i ho\u1eb7c t\u1eeb ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i sang ti\u1ebfng Vi\u1ec7t (sau \u0111\u00e2y g\u1ecdi l\u00e0 b\u1ea3n d\u1ecbch) m\u00e0 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ph\u1ea3i c\u00f4ng ch\u1ee9ng ho\u1eb7c c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c t\u1ef1 nguy\u1ec7n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. <i>C\u00f4ng ch\u1ee9ng vi\u00ean<\/i> l\u00e0 ng\u01b0\u1eddi c\u00f3 \u0111\u1ee7 ti\u00eau chu\u1ea9n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, \u0111\u01b0\u1ee3c B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p b\u1ed5 nhi\u1ec7m \u0111\u1ec3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. <i>Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng<\/i> l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c Vi\u1ec7t Nam ho\u1eb7c c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i c\u00f3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">4. <i>V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/i> l\u00e0 h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ee9ng nh\u1eadn theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">5. <i>T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/i> bao g\u1ed3m Ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 3. Ch\u1ee9c n\u0103ng x\u00e3 h\u1ed9i c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng do Nh\u00e0 n\u01b0\u1edbc \u1ee7y nhi\u1ec7m th\u1ef1c hi\u1ec7n nh\u1eb1m b\u1ea3o \u0111\u1ea3m an to\u00e0n ph\u00e1p l\u00fd cho c\u00e1c b\u00ean tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch; ph\u00f2ng ng\u1eeba tranh ch\u1ea5p; g\u00f3p ph\u1ea7n b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c; \u1ed5n \u0111\u1ecbnh v\u00e0 ph\u00e1t tri\u1ec3n kinh t\u1ebf \u2013 x\u00e3 h\u1ed9i.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 4. Nguy\u00ean t\u1eafc h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Tu\u00e2n th\u1ee7 Hi\u1ebfn ph\u00e1p v\u00e0 ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\">2. Kh\u00e1ch quan, trung th\u1ef1c.<\/p>\n<p style=\"text-align: justify;\">3. Tu\u00e2n theo quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">4. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 5. Gi\u00e1 tr\u1ecb ph\u00e1p l\u00fd c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng vi\u00ean k\u00fd v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh \u0111\u1ed1i v\u1edbi c\u00e1c b\u00ean li\u00ean quan; trong tr\u01b0\u1eddng h\u1ee3p b\u00ean c\u00f3 ngh\u0129a v\u1ee5 kh\u00f4ng th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh th\u00ec b\u00ean kia c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u00f2a \u00e1n gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00e1c b\u00ean tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">3. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng c\u00f3 gi\u00e1 tr\u1ecb ch\u1ee9ng c\u1ee9; nh\u1eefng t\u00ecnh ti\u1ebft, s\u1ef1 ki\u1ec7n trong h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng kh\u00f4ng ph\u1ea3i ch\u1ee9ng minh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 v\u00f4 hi\u1ec7u.<\/p>\n<p style=\"text-align: justify;\">4. B\u1ea3n d\u1ecbch \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng c\u00f3 gi\u00e1 tr\u1ecb s\u1eed d\u1ee5ng nh\u01b0 gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n \u0111\u01b0\u1ee3c d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 6. Ti\u1ebfng n\u00f3i v\u00e0 ch\u1eef vi\u1ebft d\u00f9ng trong c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">Ti\u1ebfng n\u00f3i v\u00e0 ch\u1eef vi\u1ebft d\u00f9ng trong c\u00f4ng ch\u1ee9ng l\u00e0 ti\u1ebfng Vi\u1ec7t.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 7. C\u00e1c h\u00e0nh vi b\u1ecb nghi\u00eam c\u1ea5m<\/b><\/p>\n<p style=\"text-align: justify;\">1. Nghi\u00eam c\u1ea5m c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Ti\u1ebft l\u1ed9 th\u00f4ng tin v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c; s\u1eed d\u1ee5ng th\u00f4ng tin v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng \u0111\u1ec3 x\u00e2m h\u1ea1i quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c;<\/p>\n<p style=\"text-align: justify;\">b) Th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng trong tr\u01b0\u1eddng h\u1ee3p m\u1ee5c \u0111\u00edch v\u00e0 n\u1ed9i dung c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, n\u1ed9i dung b\u1ea3n d\u1ecbch vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i; x\u00fai gi\u1ee5c, t\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho ng\u01b0\u1eddi tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch th\u1ef1c hi\u1ec7n giao d\u1ecbch gi\u1ea3 t\u1ea1o ho\u1eb7c h\u00e0nh vi gian d\u1ed1i kh\u00e1c;<\/p>\n<p style=\"text-align: justify;\">c) C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch c\u00f3 li\u00ean quan \u0111\u1ebfn t\u00e0i s\u1ea3n, l\u1ee3i \u00edch c\u1ee7a b\u1ea3n th\u00e2n m\u00ecnh ho\u1eb7c c\u1ee7a nh\u1eefng ng\u01b0\u1eddi th\u00e2n th\u00edch l\u00e0 v\u1ee3 ho\u1eb7c ch\u1ed3ng; cha m\u1eb9 \u0111\u1ebb, cha m\u1eb9 nu\u00f4i; cha m\u1eb9 \u0111\u1ebb, cha m\u1eb9 nu\u00f4i c\u1ee7a v\u1ee3 ho\u1eb7c ch\u1ed3ng; con \u0111\u1ebb, con nu\u00f4i, con d\u00e2u, con r\u1ec3; \u00f4ng, b\u00e0; anh ch\u1ecb em ru\u1ed9t, anh ch\u1ecb em ru\u1ed9t c\u1ee7a v\u1ee3 ho\u1eb7c ch\u1ed3ng; ch\u00e1u l\u00e0 con c\u1ee7a con \u0111\u1ebb, con nu\u00f4i;<\/p>\n<p style=\"text-align: justify;\">d) T\u1eeb ch\u1ed1i y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng m\u00e0 kh\u00f4ng c\u00f3 l\u00fd do ch\u00ednh \u0111\u00e1ng; s\u00e1ch nhi\u1ec5u, g\u00e2y kh\u00f3 kh\u0103n cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">\u0111) Nh\u1eadn, \u0111\u00f2i h\u1ecfi ti\u1ec1n ho\u1eb7c l\u1ee3i \u00edch kh\u00e1c t\u1eeb ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ngo\u00e0i ph\u00ed c\u00f4ng ch\u1ee9ng, th\u00f9 lao c\u00f4ng ch\u1ee9ng v\u00e0 chi ph\u00ed kh\u00e1c \u0111\u00e3 \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh, th\u1ecfa thu\u1eadn; nh\u1eadn, \u0111\u00f2i h\u1ecfi ti\u1ec1n ho\u1eb7c l\u1ee3i \u00edch kh\u00e1c t\u1eeb ng\u01b0\u1eddi th\u1ee9 ba \u0111\u1ec3 th\u1ef1c hi\u1ec7n ho\u1eb7c kh\u00f4ng th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng g\u00e2y thi\u1ec7t h\u1ea1i cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan;<\/p>\n<p style=\"text-align: justify;\">e) \u00c9p bu\u1ed9c ng\u01b0\u1eddi kh\u00e1c s\u1eed d\u1ee5ng d\u1ecbch v\u1ee5 c\u1ee7a m\u00ecnh; c\u1ea5u k\u1ebft, th\u00f4ng \u0111\u1ed3ng v\u1edbi ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan l\u00e0m sai l\u1ec7ch n\u1ed9i dung c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng, h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">g) G\u00e2y \u00e1p l\u1ef1c, \u0111e d\u1ecda ho\u1eb7c th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i \u0111\u1ec3 gi\u00e0nh l\u1ee3i th\u1ebf cho m\u00ecnh ho\u1eb7c cho t\u1ed5 ch\u1ee9c m\u00ecnh trong vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">h) Qu\u1ea3ng c\u00e1o tr\u00ean c\u00e1c ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin \u0111\u1ea1i ch\u00fang v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 t\u1ed5 ch\u1ee9c m\u00ecnh;<\/p>\n<p style=\"text-align: justify;\">i) T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u1edf chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, c\u01a1 s\u1edf, \u0111\u1ecba \u0111i\u1ec3m giao d\u1ecbch kh\u00e1c ngo\u00e0i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; th\u1ef1c hi\u1ec7n c\u00e1c ho\u1ea1t \u0111\u1ed9ng s\u1ea3n xu\u1ea5t, kinh doanh, d\u1ecbch v\u1ee5 ngo\u00e0i ph\u1ea1m vi ho\u1ea1t \u0111\u1ed9ng \u0111\u00e3 \u0111\u0103ng k\u00fd;<\/p>\n<p style=\"text-align: justify;\">k) C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed3ng th\u1eddi h\u00e0nh ngh\u1ec1 t\u1ea1i hai t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u1edf l\u00ean ho\u1eb7c ki\u00eam nhi\u1ec7m c\u00f4ng vi\u1ec7c th\u01b0\u1eddng xuy\u00ean kh\u00e1c;<\/p>\n<p style=\"text-align: justify;\">l) C\u00f4ng ch\u1ee9ng vi\u00ean tham gia qu\u1ea3n l\u00fd doanh nghi\u1ec7p ngo\u00e0i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng m\u00f4i gi\u1edbi, \u0111\u1ea1i l\u00fd; tham gia chia l\u1ee3i nhu\u1eadn trong h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch m\u00e0 m\u00ecnh nh\u1eadn c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">m) Vi ph\u1ea1m ph\u00e1p lu\u1eadt, vi ph\u1ea1m quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Nghi\u00eam c\u1ea5m c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Gi\u1ea3 m\u1ea1o ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u sai s\u1ef1 th\u1eadt; s\u1eed d\u1ee5ng gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n gi\u1ea3 m\u1ea1o ho\u1eb7c b\u1ecb t\u1ea9y x\u00f3a, s\u1eeda ch\u1eefa tr\u00e1i ph\u00e1p lu\u1eadt \u0111\u1ec3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">c) Ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch c\u00f3 h\u00e0nh vi gian d\u1ed1i, kh\u00f4ng trung th\u1ef1c;<\/p>\n<p style=\"text-align: justify;\">d) C\u1ea3n tr\u1edf ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng II<br>\nC\u00d4NG CH\u1ee8NG VI\u00caN<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 8. Ti\u00eau chu\u1ea9n c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">C\u00f4ng d\u00e2n Vi\u1ec7t Nam th\u01b0\u1eddng tr\u00fa t\u1ea1i Vi\u1ec7t Nam, tu\u00e2n th\u1ee7 Hi\u1ebfn ph\u00e1p v\u00e0 ph\u00e1p lu\u1eadt, c\u00f3 ph\u1ea9m ch\u1ea5t \u0111\u1ea1o \u0111\u1ee9c t\u1ed1t v\u00e0 c\u00f3 \u0111\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n sau \u0111\u00e2y th\u00ec \u0111\u01b0\u1ee3c xem x\u00e9t, b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean:<\/p>\n<p style=\"text-align: justify;\">1. C\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt;<\/p>\n<p style=\"text-align: justify;\">2. C\u00f3 th\u1eddi gian c\u00f4ng t\u00e1c ph\u00e1p lu\u1eadt t\u1eeb 05 n\u0103m tr\u1edf l\u00ean t\u1ea1i c\u00e1c c\u01a1 quan, t\u1ed5 ch\u1ee9c sau khi \u0111\u00e3 c\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt;<\/p>\n<p style=\"text-align: justify;\">3. T\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 9 c\u1ee7a Lu\u1eadt n\u00e0y ho\u1eb7c ho\u00e0n th\u00e0nh kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">4. \u0110\u1ea1t y\u00eau c\u1ea7u ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">5. B\u1ea3o \u0111\u1ea3m s\u1ee9c kh\u1ecfe \u0111\u1ec3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 9. \u0110\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi c\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt \u0111\u01b0\u1ee3c tham d\u1ef1 kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Th\u1eddi gian \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng l\u00e0 12 th\u00e1ng.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi ho\u00e0n th\u00e0nh ch\u01b0\u01a1ng tr\u00ecnh \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn t\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng, ch\u01b0\u01a1ng tr\u00ecnh khung \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 vi\u1ec7c c\u00f4ng nh\u1eadn t\u01b0\u01a1ng \u0111\u01b0\u01a1ng \u0111\u1ed1i v\u1edbi nh\u1eefng ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u1edf n\u01b0\u1edbc ngo\u00e0i.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 10. Mi\u1ec5n \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Nh\u1eefng ng\u01b0\u1eddi sau \u0111\u00e2y \u0111\u01b0\u1ee3c mi\u1ec5n \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng:<\/p>\n<p style=\"text-align: justify;\">a) Ng\u01b0\u1eddi \u0111\u00e3 c\u00f3 th\u1eddi gian l\u00e0m th\u1ea9m ph\u00e1n, ki\u1ec3m s\u00e1t vi\u00ean, \u0111i\u1ec1u tra vi\u00ean t\u1eeb 05 n\u0103m tr\u1edf l\u00ean;<\/p>\n<p style=\"text-align: justify;\">b) Lu\u1eadt s\u01b0 \u0111\u00e3 h\u00e0nh ngh\u1ec1 t\u1eeb 05 n\u0103m tr\u1edf l\u00ean;<\/p>\n<p style=\"text-align: justify;\">c) Gi\u00e1o s\u01b0, ph\u00f3 gi\u00e1o s\u01b0 chuy\u00ean ng\u00e0nh lu\u1eadt, ti\u1ebfn s\u0129 lu\u1eadt;<\/p>\n<p style=\"text-align: justify;\">d) Ng\u01b0\u1eddi \u0111\u00e3 l\u00e0 th\u1ea9m tra vi\u00ean cao c\u1ea5p ng\u00e0nh t\u00f2a \u00e1n, ki\u1ec3m tra vi\u00ean cao c\u1ea5p ng\u00e0nh ki\u1ec3m s\u00e1t; chuy\u00ean vi\u00ean cao c\u1ea5p, nghi\u00ean c\u1ee9u vi\u00ean cao c\u1ea5p, gi\u1ea3ng vi\u00ean cao c\u1ea5p trong l\u0129nh v\u1ef1c ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\">2. Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c mi\u1ec5n \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ph\u1ea3i tham gia kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng k\u1ef9 n\u0103ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc khi \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean. Th\u1eddi gian b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng l\u00e0 03 th\u00e1ng.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi ho\u00e0n th\u00e0nh kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ho\u00e0n th\u00e0nh kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 11. T\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn t\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng ho\u1eb7c gi\u1ea5y ch\u1ee9ng nh\u1eadn b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 t\u1ea1i m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. Ng\u01b0\u1eddi t\u1eadp s\u1ef1 c\u00f3 th\u1ec3 t\u1ef1 li\u00ean h\u1ec7 v\u1edbi m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n nh\u1eadn t\u1eadp s\u1ef1 v\u1ec1 vi\u1ec7c t\u1eadp s\u1ef1 t\u1ea1i t\u1ed5 ch\u1ee9c \u0111\u00f3; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng t\u1ef1 li\u00ean h\u1ec7 \u0111\u01b0\u1ee3c th\u00ec \u0111\u1ec1 ngh\u1ecb S\u1edf T\u01b0 ph\u00e1p \u1edf \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i ng\u01b0\u1eddi \u0111\u00f3 mu\u1ed1n t\u1eadp s\u1ef1 b\u1ed1 tr\u00ed t\u1eadp s\u1ef1 t\u1ea1i m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n nh\u1eadn t\u1eadp s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi t\u1eadp s\u1ef1 ph\u1ea3i \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1 t\u1ea1i S\u1edf T\u01b0 ph\u00e1p \u1edf \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i c\u00f3 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn t\u1eadp s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">Th\u1eddi gian t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng l\u00e0 12 th\u00e1ng \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn t\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 06 th\u00e1ng \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng. Th\u1eddi gian t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u00ednh t\u1eeb ng\u00e0y \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">2. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn t\u1eadp s\u1ef1 ph\u1ea3i c\u00f3 c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y v\u00e0 c\u00f3 c\u01a1 s\u1edf v\u1eadt ch\u1ea5t b\u1ea3o \u0111\u1ea3m cho vi\u1ec7c t\u1eadp s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">3. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u00e2n c\u00f4ng c\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn ng\u01b0\u1eddi t\u1eadp s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t 02 n\u0103m kinh nghi\u1ec7m h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. C\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt, x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec sau 12 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5p h\u00e0nh xong quy\u1ebft \u0111\u1ecbnh k\u1ef7 lu\u1eadt, quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh m\u1edbi \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. T\u1ea1i c\u00f9ng m\u1ed9t th\u1eddi \u0111i\u1ec3m, m\u1ed9t c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn nhi\u1ec1u h\u01a1n hai ng\u01b0\u1eddi t\u1eadp s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 ph\u1ea3i h\u01b0\u1edbng d\u1eabn v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c c\u00f4ng vi\u1ec7c do ng\u01b0\u1eddi t\u1eadp s\u1ef1 th\u1ef1c hi\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">4. Ng\u01b0\u1eddi t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn c\u00e1c k\u1ef9 n\u0103ng h\u00e0nh ngh\u1ec1 v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c c\u00f4ng vi\u1ec7c li\u00ean quan \u0111\u1ebfn c\u00f4ng ch\u1ee9ng do c\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn ph\u00e2n c\u00f4ng v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc c\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn v\u1ec1 nh\u1eefng c\u00f4ng vi\u1ec7c \u0111\u00f3. Ng\u01b0\u1eddi t\u1eadp s\u1ef1 kh\u00f4ng \u0111\u01b0\u1ee3c k\u00fd v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">5. Khi h\u1ebft th\u1eddi gian t\u1eadp s\u1ef1, ng\u01b0\u1eddi t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 b\u00e1o c\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 c\u00f3 nh\u1eadn x\u00e9t c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn v\u00e0 x\u00e1c nh\u1eadn c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn t\u1eadp s\u1ef1 g\u1eedi \u0111\u1ebfn S\u1edf T\u01b0 ph\u00e1p n\u01a1i m\u00ecnh \u0111\u00e3 \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1; \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd tham d\u1ef1 ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. Ng\u01b0\u1eddi \u0111\u1ea1t y\u00eau c\u1ea7u ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">6. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft vi\u1ec7c t\u1eadp s\u1ef1 v\u00e0 ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 12. B\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 8 c\u1ee7a Lu\u1eadt n\u00e0y c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean. H\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn S\u1edf T\u01b0 ph\u00e1p n\u01a1i ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. H\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean g\u1ed3m:<\/p>\n<p style=\"text-align: justify;\">a) \u0110\u01a1n \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo m\u1eabu do B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh;<\/p>\n<p style=\"text-align: justify;\">b) Phi\u1ebfu l\u00fd l\u1ecbch t\u01b0 ph\u00e1p;<\/p>\n<p style=\"text-align: justify;\">c) B\u1ea3n sao b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt ho\u1eb7c th\u1ea1c s\u0129, ti\u1ebfn s\u0129 lu\u1eadt;<\/p>\n<p style=\"text-align: justify;\">d) Gi\u1ea5y t\u1edd ch\u1ee9ng minh v\u1ec1 th\u1eddi gian c\u00f4ng t\u00e1c ph\u00e1p lu\u1eadt;<\/p>\n<p style=\"text-align: justify;\">\u0111) B\u1ea3n sao gi\u1ea5y ch\u1ee9ng nh\u1eadn t\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng. \u0110\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u01b0\u1ee3c mi\u1ec5n \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ph\u1ea3i c\u00f3 b\u1ea3n sao gi\u1ea5y ch\u1ee9ng nh\u1eadn ho\u00e0n th\u00e0nh kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 gi\u1ea5y t\u1edd ch\u1ee9ng minh l\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c mi\u1ec5n \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">e) B\u1ea3n sao gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">g) Gi\u1ea5y ch\u1ee9ng nh\u1eadn s\u1ee9c kh\u1ecfe do c\u01a1 quan y t\u1ebf c\u00f3 th\u1ea9m quy\u1ec1n c\u1ea5p.<\/p>\n<p style=\"text-align: justify;\">3. Trong th\u1eddi h\u1ea1n 10 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u1ee7 h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y, S\u1edf T\u01b0 ph\u00e1p c\u00f3 v\u0103n b\u1ea3n \u0111\u1ec1 ngh\u1ecb B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean k\u00e8m theo h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i \u0111\u1ec1 ngh\u1ecb th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n, trong \u0111\u00f3 n\u00eau r\u00f5 l\u00fd do cho ng\u01b0\u1eddi n\u1ed9p h\u1ed3 s\u01a1.<\/p>\n<p style=\"text-align: justify;\">4. Trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c v\u0103n b\u1ea3n v\u00e0 h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a S\u1edf T\u01b0 ph\u00e1p, B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i b\u1ed5 nhi\u1ec7m ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n, trong \u0111\u00f3 n\u00eau r\u00f5 l\u00fd do, g\u1eedi cho S\u1edf T\u01b0 ph\u00e1p v\u00e0 ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 13. Nh\u1eefng tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, \u0111\u00e3 b\u1ecb k\u1ebft t\u1ed9i b\u1eb1ng b\u1ea3n \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt c\u1ee7a T\u00f2a \u00e1n v\u1ec1 t\u1ed9i ph\u1ea1m do v\u00f4 \u00fd m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch ho\u1eb7c v\u1ec1 t\u1ed9i ph\u1ea1m do c\u1ed1 \u00fd.<\/p>\n<p style=\"text-align: justify;\">2. Ng\u01b0\u1eddi \u0111ang b\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 x\u1eed l\u00fd vi ph\u1ea1m h\u00e0nh ch\u00ednh.<\/p>\n<p style=\"text-align: justify;\">3. Ng\u01b0\u1eddi b\u1ecb m\u1ea5t ho\u1eb7c b\u1ecb h\u1ea1n ch\u1ebf n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">4. C\u00e1n b\u1ed9 b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c b\u00e3i nhi\u1ec7m, c\u00f4ng ch\u1ee9c, vi\u00ean ch\u1ee9c b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c bu\u1ed9c th\u00f4i vi\u1ec7c ho\u1eb7c s\u1ef9 quan, qu\u00e2n nh\u00e2n chuy\u00ean nghi\u1ec7p, c\u00f4ng nh\u00e2n, vi\u00ean ch\u1ee9c trong c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c Qu\u00e2n \u0111\u1ed9i nh\u00e2n d\u00e2n, s\u1ef9 quan, h\u1ea1 s\u1ef9 quan, c\u00f4ng nh\u00e2n, vi\u00ean ch\u1ee9c trong \u0111\u01a1n v\u1ecb thu\u1ed9c C\u00f4ng an nh\u00e2n d\u00e2n b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c t\u01b0\u1edbc danh hi\u1ec7u qu\u00e2n nh\u00e2n, danh hi\u1ec7u C\u00f4ng an nh\u00e2n d\u00e2n ho\u1eb7c \u0111\u01b0a ra kh\u1ecfi ng\u00e0nh.<\/p>\n<p style=\"text-align: justify;\">5. Ng\u01b0\u1eddi b\u1ecb thu h\u1ed3i ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 lu\u1eadt s\u01b0 do b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c x\u00f3a t\u00ean kh\u1ecfi danh s\u00e1ch c\u1ee7a \u0110o\u00e0n lu\u1eadt s\u01b0, ng\u01b0\u1eddi b\u1ecb t\u01b0\u1edbc quy\u1ec1n s\u1eed d\u1ee5ng ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 lu\u1eadt s\u01b0 m\u00e0 ch\u01b0a h\u1ebft th\u1eddi h\u1ea1n 03 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 lu\u1eadt s\u01b0 c\u00f3 hi\u1ec7u l\u1ef1c ho\u1eb7c k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5p h\u00e0nh xong quy\u1ebft \u0111\u1ecbnh t\u01b0\u1edbc quy\u1ec1n s\u1eed d\u1ee5ng ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 lu\u1eadt s\u01b0.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 14. T\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. S\u1edf T\u01b0 ph\u00e1p n\u01a1i c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 quy\u1ebft \u0111\u1ecbnh t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) C\u00f4ng ch\u1ee9ng vi\u00ean \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1;<\/p>\n<p style=\"text-align: justify;\">b) C\u00f4ng ch\u1ee9ng vi\u00ean \u0111ang b\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh.<\/p>\n<p style=\"text-align: justify;\">2. Th\u1eddi gian t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ed1i \u0111a l\u00e0 12 th\u00e1ng.<\/p>\n<p style=\"text-align: justify;\">3. S\u1edf T\u01b0 ph\u00e1p quy\u1ebft \u0111\u1ecbnh h\u1ee7y b\u1ecf quy\u1ebft \u0111\u1ecbnh t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc th\u1eddi h\u1ea1n \u0111\u1ed1i v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) C\u00f3 quy\u1ebft \u0111\u1ecbnh \u0111\u00ecnh ch\u1ec9 \u0111i\u1ec1u tra, \u0111\u00ecnh ch\u1ec9 v\u1ee5 \u00e1n ho\u1eb7c b\u1ea3n \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c c\u1ee7a T\u00f2a \u00e1n tuy\u00ean kh\u00f4ng c\u00f3 t\u1ed9i;<\/p>\n<p style=\"text-align: justify;\">b) Kh\u00f4ng c\u00f2n b\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 x\u1eed l\u00fd vi ph\u1ea1m h\u00e0nh ch\u00ednh.<\/p>\n<p style=\"text-align: justify;\">4. Quy\u1ebft \u0111\u1ecbnh t\u1ea1m \u0111\u00ecnh ch\u1ec9 v\u00e0 quy\u1ebft \u0111\u1ecbnh h\u1ee7y b\u1ecf quy\u1ebft \u0111\u1ecbnh t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi cho c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c, \u1ee6y ban nh\u00e2n d\u00e2n t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng (sau \u0111\u00e2y g\u1ecdi l\u00e0 \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh) v\u00e0 B\u1ed9 T\u01b0 ph\u00e1p.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 15. Mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m theo nguy\u1ec7n v\u1ecdng c\u1ee7a c\u00e1 nh\u00e2n ho\u1eb7c chuy\u1ec3n l\u00e0m c\u00f4ng vi\u1ec7c kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean n\u1ed9p \u0111\u01a1n \u0111\u1ec1 ngh\u1ecb mi\u1ec5n nhi\u1ec7m t\u1ea1i S\u1edf T\u01b0 ph\u00e1p \u1edf n\u01a1i m\u00ecnh \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c \u0111\u01a1n \u0111\u1ec1 ngh\u1ecb mi\u1ec5n nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean, S\u1edf T\u01b0 ph\u00e1p c\u00f3 v\u0103n b\u1ea3n \u0111\u1ec1 ngh\u1ecb k\u00e8m theo \u0111\u01a1n \u0111\u1ec1 ngh\u1ecb mi\u1ec5n nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean g\u1eedi B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb mi\u1ec5n nhi\u1ec7m trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Kh\u00f4ng c\u00f2n \u0111\u1ee7 ti\u00eau chu\u1ea9n c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 8 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">b) B\u1ecb m\u1ea5t ho\u1eb7c b\u1ecb h\u1ea1n ch\u1ebf n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1;<\/p>\n<p style=\"text-align: justify;\">c) Ki\u00eam nhi\u1ec7m c\u00f4ng vi\u1ec7c th\u01b0\u1eddng xuy\u00ean kh\u00e1c;<\/p>\n<p style=\"text-align: justify;\">d) Kh\u00f4ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c kh\u00f4ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng li\u00ean t\u1ee5c t\u1eeb 12 th\u00e1ng tr\u1edf l\u00ean;<\/p>\n<p style=\"text-align: justify;\">\u0111) H\u1ebft th\u1eddi h\u1ea1n t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 14 c\u1ee7a Lu\u1eadt n\u00e0y m\u00e0 l\u00fd do t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u1eabn c\u00f2n;<\/p>\n<p style=\"text-align: justify;\">e) \u0110\u00e3 b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh \u0111\u1ebfn l\u1ea7n th\u1ee9 hai trong ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 c\u00f2n ti\u1ebfp t\u1ee5c vi ph\u1ea1m; b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c t\u1eeb c\u1ea3nh c\u00e1o tr\u1edf l\u00ean \u0111\u1ebfn l\u1ea7n th\u1ee9 hai m\u00e0 c\u00f2n ti\u1ebfp t\u1ee5c vi ph\u1ea1m ho\u1eb7c b\u1ecb k\u1ef7 lu\u1eadt bu\u1ed9c th\u00f4i vi\u1ec7c;<\/p>\n<p style=\"text-align: justify;\">g) B\u1ecb k\u1ebft t\u1ed9i b\u1eb1ng b\u1ea3n \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt c\u1ee7a T\u00f2a \u00e1n;<\/p>\n<p style=\"text-align: justify;\">h) Thu\u1ed9c c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 13 c\u1ee7a Lu\u1eadt n\u00e0y t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m.<\/p>\n<p style=\"text-align: justify;\">3. S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m r\u00e0 so\u00e1t, ki\u1ec3m tra vi\u1ec7c b\u1ea3o \u0111\u1ea3m ti\u00eau chu\u1ea9n h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng m\u00ecnh.<\/p>\n<p style=\"text-align: justify;\">Khi c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng c\u00f4ng ch\u1ee9ng vi\u00ean thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p b\u1ecb mi\u1ec5n nhi\u1ec7m quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y, S\u1edf T\u01b0 ph\u00e1p c\u00f3 v\u0103n b\u1ea3n \u0111\u1ec1 ngh\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean k\u00e8m theo c\u00e1c t\u00e0i li\u1ec7u li\u00ean quan l\u00e0m c\u0103n c\u1ee9 cho vi\u1ec7c \u0111\u1ec1 ngh\u1ecb mi\u1ec5n nhi\u1ec7m g\u1eedi B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p.<\/p>\n<p style=\"text-align: justify;\">4. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean, B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh vi\u1ec7c mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 16. B\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 15 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c xem x\u00e9t b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean khi c\u00f3 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m l\u1ea1i.<\/p>\n<p style=\"text-align: justify;\">2. Ng\u01b0\u1eddi b\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 15 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c xem x\u00e9t b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 8 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 l\u00fd do mi\u1ec5n nhi\u1ec7m kh\u00f4ng c\u00f2n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">3. Ng\u01b0\u1eddi b\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean do b\u1ecb k\u1ebft t\u1ed9i b\u1eb1ng b\u1ea3n \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt c\u1ee7a T\u00f2a \u00e1n v\u1ec1 t\u1ed9i ph\u1ea1m do c\u1ed1 \u00fd, b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh \u0111\u1ebfn l\u1ea7n th\u1ee9 hai trong ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 c\u00f2n ti\u1ebfp t\u1ee5c vi ph\u1ea1m, b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c t\u1eeb c\u1ea3nh c\u00e1o tr\u1edf l\u00ean \u0111\u1ebfn l\u1ea7n th\u1ee9 hai m\u00e0 c\u00f2n ti\u1ebfp t\u1ee5c vi ph\u1ea1m ho\u1eb7c b\u1ecb k\u1ef7 lu\u1eadt bu\u1ed9c th\u00f4i vi\u1ec7c th\u00ec kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\">4. Th\u1ee7 t\u1ee5c b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 12 c\u1ee7a Lu\u1eadt n\u00e0y. H\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean g\u1ed3m:<\/p>\n<p style=\"text-align: justify;\">a) \u0110\u01a1n \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean theo m\u1eabu do B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh;<\/p>\n<p style=\"text-align: justify;\">b) Phi\u1ebfu l\u00fd l\u1ecbch t\u01b0 ph\u00e1p;<\/p>\n<p style=\"text-align: justify;\">c) Gi\u1ea5y ch\u1ee9ng nh\u1eadn s\u1ee9c kh\u1ecfe do c\u01a1 quan y t\u1ebf c\u00f3 th\u1ea9m quy\u1ec1n c\u1ea5p;<\/p>\n<p style=\"text-align: justify;\">d) B\u1ea3n sao quy\u1ebft \u0111\u1ecbnh mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean;<\/p>\n<p style=\"text-align: justify;\">\u0111) B\u1ea3n sao c\u00e1c gi\u1ea5y t\u1edd ch\u1ee9ng minh l\u00fd do mi\u1ec5n nhi\u1ec7m kh\u00f4ng c\u00f2n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 17. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 c\u00e1c quy\u1ec1n sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) \u0110\u01b0\u1ee3c ph\u00e1p lu\u1eadt b\u1ea3o \u0111\u1ea3m quy\u1ec1n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) Tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">c) \u0110\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">d) \u0110\u1ec1 ngh\u1ecb c\u00e1 nh\u00e2n, c\u01a1 quan, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u \u0111\u1ec3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">\u0111) \u0110\u01b0\u1ee3c t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i;<\/p>\n<p style=\"text-align: justify;\">e) C\u00e1c quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 c\u00e1c ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Tu\u00e2n th\u1ee7 c\u00e1c nguy\u00ean t\u1eafc h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) H\u00e0nh ngh\u1ec1 t\u1ea1i m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">c) T\u00f4n tr\u1ecdng v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">d) Gi\u1ea3i th\u00edch cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng hi\u1ec3u r\u00f5 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a h\u1ecd, \u00fd ngh\u0129a v\u00e0 h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd c\u1ee7a vi\u1ec7c c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng th\u00ec ph\u1ea3i gi\u1ea3i th\u00edch r\u00f5 l\u00fd do cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">\u0111) Gi\u1eef b\u00ed m\u1eadt v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c;<\/p>\n<p style=\"text-align: justify;\">e) Tham gia b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng h\u00e0ng n\u0103m;<\/p>\n<p style=\"text-align: justify;\">g) Ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 tr\u01b0\u1edbc ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u1ee7a m\u00ecnh; ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh;<\/p>\n<p style=\"text-align: justify;\">h) Tham gia t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean;<\/p>\n<p style=\"text-align: justify;\">i) Ch\u1ecbu s\u1ef1 qu\u1ea3n l\u00fd c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n, c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh l\u00e0m c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean m\u00e0 m\u00ecnh l\u00e0 th\u00e0nh vi\u00ean;<\/p>\n<p style=\"text-align: justify;\">k) C\u00e1c ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: center;\" align=\"center\"><b>Ch\u01b0\u01a1ng III<br>\nT\u1ed4 CH\u1ee8C H\u00c0NH NGH\u1ec0 C\u00d4NG CH\u1ee8NG<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 18. Nguy\u00ean t\u1eafc th\u00e0nh l\u1eadp t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Vi\u1ec7c th\u00e0nh l\u1eadp t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i tu\u00e2n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00f9 h\u1ee3p v\u1edbi Quy ho\u1ea1ch t\u1ed5ng th\u1ec3 ph\u00e1t tri\u1ec3n t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng do Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 ph\u00ea duy\u1ec7t.<\/p>\n<p style=\"text-align: justify;\">2. Ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp m\u1edbi t\u1ea1i nh\u1eefng \u0111\u1ecba b\u00e0n ch\u01b0a c\u00f3 \u0111i\u1ec1u ki\u1ec7n ph\u00e1t tri\u1ec3n \u0111\u01b0\u1ee3c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh l\u1eadp t\u1ea1i c\u00e1c \u0111\u1ecba b\u00e0n c\u00f3 \u0111i\u1ec1u ki\u1ec7n kinh t\u1ebf \u2013 x\u00e3 h\u1ed9i kh\u00f3 kh\u0103n, \u0111\u1eb7c bi\u1ec7t kh\u00f3 kh\u0103n \u0111\u01b0\u1ee3c h\u01b0\u1edfng ch\u00ednh s\u00e1ch \u01b0u \u0111\u00e3i theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 19. Ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ph\u00f2ng c\u00f4ng ch\u1ee9ng do \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp.<\/p>\n<p style=\"text-align: justify;\">2. Ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 \u0111\u01a1n v\u1ecb s\u1ef1 nghi\u1ec7p c\u00f4ng l\u1eadp thu\u1ed9c S\u1edf T\u01b0 ph\u00e1p, c\u00f3 tr\u1ee5 s\u1edf, con d\u1ea5u v\u00e0 t\u00e0i kho\u1ea3n ri\u00eang.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 Tr\u01b0\u1edfng ph\u00f2ng. Tr\u01b0\u1edfng ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean, do Ch\u1ee7 t\u1ecbch \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c.<\/p>\n<p style=\"text-align: justify;\">3. T\u00ean g\u1ecdi c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng bao g\u1ed3m c\u1ee5m t\u1eeb \u201cPh\u00f2ng c\u00f4ng ch\u1ee9ng\u201d k\u00e8m theo s\u1ed1 th\u1ee9 t\u1ef1 th\u00e0nh l\u1eadp v\u00e0 t\u00ean c\u1ee7a t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng n\u01a1i Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp.<\/p>\n<p style=\"text-align: justify;\">4. Ph\u00f2ng c\u00f4ng ch\u1ee9ng s\u1eed d\u1ee5ng con d\u1ea5u kh\u00f4ng c\u00f3 h\u00ecnh qu\u1ed1c huy. Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c kh\u1eafc v\u00e0 s\u1eed d\u1ee5ng con d\u1ea5u sau khi c\u00f3 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp. Th\u1ee7 t\u1ee5c, h\u1ed3 s\u01a1 xin kh\u1eafc d\u1ea5u, vi\u1ec7c qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng con d\u1ea5u c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 con d\u1ea5u.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 20. Th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u0103n c\u1ee9 v\u00e0o nhu c\u1ea7u c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng, S\u1edf T\u01b0 ph\u00e1p ch\u1ee7 tr\u00ec ph\u1ed1i h\u1ee3p v\u1edbi S\u1edf K\u1ebf ho\u1ea1chv\u00e0 \u0110\u1ea7u t\u01b0, S\u1edf T\u00e0i ch\u00ednh, S\u1edf N\u1ed9i v\u1ee5 x\u00e2y d\u1ef1ng \u0111\u1ec1 \u00e1n th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ecnh \u1ee6y bannh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh. \u0110\u1ec1 \u00e1n n\u00eau r\u00f5 s\u1ef1 c\u1ea7n thi\u1ebft th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng, d\u1ef1 ki\u1ebfn v\u1ec1 t\u1ed5 ch\u1ee9c, t\u00ean g\u1ecdi, nh\u00e2n s\u1ef1, \u0111\u1ecba \u0111i\u1ec3m \u0111\u1eb7t tr\u1ee5 s\u1edf, c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u1eadt ch\u1ea5t v\u00e0 k\u1ebf ho\u1ea1ch tri\u1ec3n khai th\u1ef1c hi\u1ec7n.<\/p>\n<p style=\"text-align: justify;\">2. Trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ra quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng, S\u1edf T\u01b0 ph\u00e1p ph\u1ea3i \u0111\u0103ng b\u00e1o trung \u01b0\u01a1ng ho\u1eb7c b\u00e1o \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i c\u00f3 tr\u1ee5 s\u1edf c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng trong ba s\u1ed1 li\u00ean ti\u1ebfp v\u1ec1 c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) T\u00ean g\u1ecdi, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) S\u1ed1, ng\u00e0y, th\u00e1ng, n\u0103m ra quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp v\u00e0 ng\u00e0y b\u1eaft \u0111\u1ea7u ho\u1ea1t \u0111\u1ed9ng c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. Trong tr\u01b0\u1eddng h\u1ee3p \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh quy\u1ebft \u0111\u1ecbnh thay \u0111\u1ed5i t\u00ean g\u1ecdi ho\u1eb7c \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec S\u1edf T\u01b0 ph\u00e1p ph\u1ea3i \u0111\u0103ng b\u00e1o nh\u1eefng n\u1ed9i dung thay \u0111\u1ed5i \u0111\u00f3 theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 21. Chuy\u1ec3n \u0111\u1ed5i, gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Trong tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u1ea7n thi\u1ebft duy tr\u00ec Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec S\u1edf T\u01b0 ph\u00e1p l\u1eadp \u0111\u1ec1 \u00e1n chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ecnh \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 kh\u1ea3 n\u0103ng chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec S\u1edf T\u01b0 ph\u00e1p l\u1eadp \u0111\u1ec1 \u00e1n gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ecnh \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">Ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c gi\u1ea3i th\u1ec3 sau khi thanh to\u00e1n xong c\u00e1c kho\u1ea3n n\u1ee3, l\u00e0m xong th\u1ee7 t\u1ee5c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd v\u1edbi ng\u01b0\u1eddi lao \u0111\u1ed9ng, th\u1ef1c hi\u1ec7n xong c\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn.<\/p>\n<p style=\"text-align: justify;\">Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ra quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng, S\u1edf T\u01b0 ph\u00e1p ph\u1ea3i \u0111\u0103ng b\u00e1o trung \u01b0\u01a1ng ho\u1eb7c b\u00e1o \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i c\u00f3 tr\u1ee5 s\u1edf c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng trong ba s\u1ed1 li\u00ean ti\u1ebfp v\u1ec1 vi\u1ec7c gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 22. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh.<\/p>\n<p style=\"text-align: justify;\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 t\u1eeb hai c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh tr\u1edf l\u00ean. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng c\u00f3 th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n.<\/p>\n<p style=\"text-align: justify;\">2. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng. Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u00e0 \u0111\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb 02 n\u0103m tr\u1edf l\u00ean.<\/p>\n<p style=\"text-align: justify;\">3. T\u00ean g\u1ecdi c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i bao g\u1ed3m c\u1ee5m t\u1eeb \u201cV\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng\u201d k\u00e8m theo h\u1ecd t\u00ean c\u1ee7a Tr\u01b0\u1edfng V\u0103n ph\u00f2ng ho\u1eb7c h\u1ecd t\u00ean c\u1ee7a m\u1ed9t c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh kh\u00e1c c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh th\u1ecfa thu\u1eadn, kh\u00f4ng \u0111\u01b0\u1ee3c tr\u00f9ng ho\u1eb7c g\u00e2y nh\u1ea7m l\u1eabn v\u1edbi t\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00e1c, kh\u00f4ng \u0111\u01b0\u1ee3c vi ph\u1ea1m truy\u1ec1n th\u1ed1ng l\u1ecbch s\u1eed, v\u0103n h\u00f3a, \u0111\u1ea1o \u0111\u1ee9c v\u00e0 thu\u1ea7n phong m\u1ef9 t\u1ee5c c\u1ee7a d\u00e2n t\u1ed9c.<\/p>\n<p style=\"text-align: justify;\">4. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 tr\u1ee5 s\u1edf \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 con d\u1ea5u v\u00e0 t\u00e0i kho\u1ea3n ri\u00eang, ho\u1ea1t \u0111\u1ed9ng theo nguy\u00ean t\u1eafc t\u1ef1 ch\u1ee7 v\u1ec1 t\u00e0i ch\u00ednh b\u1eb1ng ngu\u1ed3n thu t\u1eeb ph\u00ed c\u00f4ng ch\u1ee9ng, th\u00f9 lao c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1c ngu\u1ed3n thu h\u1ee3p ph\u00e1p kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">5. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng s\u1eed d\u1ee5ng con d\u1ea5u kh\u00f4ng c\u00f3 h\u00ecnh qu\u1ed1c huy. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c kh\u1eafc v\u00e0 s\u1eed d\u1ee5ng con d\u1ea5u sau khi c\u00f3 quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp. Th\u1ee7 t\u1ee5c, h\u1ed3 s\u01a1 xin kh\u1eafc d\u1ea5u, vi\u1ec7c qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng con d\u1ea5u c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 con d\u1ea5u.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 23. Th\u00e0nh l\u1eadp v\u00e0 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng g\u1eedi \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh. H\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng g\u1ed3m \u0111\u01a1n \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp v\u00e0 \u0111\u1ec1 \u00e1n th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, trong \u0111\u00f3 n\u00eau r\u00f5 s\u1ef1 c\u1ea7n thi\u1ebft th\u00e0nh l\u1eadp, d\u1ef1 ki\u1ebfn v\u1ec1 t\u1ed5 ch\u1ee9c, t\u00ean g\u1ecdi, nh\u00e2n s\u1ef1, \u0111\u1ecba \u0111i\u1ec3m \u0111\u1eb7t tr\u1ee5 s\u1edf, c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u1eadt ch\u1ea5t v\u00e0 k\u1ebf ho\u1ea1ch tri\u1ec3n khai th\u1ef1c hi\u1ec7n; b\u1ea3n sao quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Trong th\u1eddi h\u1ea1n 20 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u1ee7 h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3pt\u1eeb ch\u1ed1i ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/p>\n<p style=\"text-align: justify;\">3. Trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng t\u1ea1i S\u1edf T\u01b0 ph\u00e1p \u1edf \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i \u0111\u00e3 ra quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp.<\/p>\n<p style=\"text-align: justify;\">N\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng bao g\u1ed3m t\u00ean g\u1ecdi c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, h\u1ecd t\u00ean Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, danh s\u00e1ch c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u00e0 danh s\u00e1ch c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng (n\u1ebfu c\u00f3).<\/p>\n<p style=\"text-align: justify;\">4. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng g\u1ed3m \u0111\u01a1n \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, gi\u1ea5y t\u1edd ch\u1ee9ng minh v\u1ec1 tr\u1ee5 s\u1edf c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u00f9 h\u1ee3p v\u1edbi n\u1ed9i dung \u0111\u00e3 n\u00eau trong \u0111\u1ec1 \u00e1n th\u00e0nh l\u1eadp v\u00e0 h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh, c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng (n\u1ebfu c\u00f3).<\/p>\n<p style=\"text-align: justify;\">Trong th\u1eddi h\u1ea1n 10 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u1ee7 h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, S\u1edf T\u01b0 ph\u00e1p c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/p>\n<p style=\"text-align: justify;\">5. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng k\u1ec3 t\u1eeb ng\u00e0y S\u1edf T\u01b0 ph\u00e1p c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 24. Thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Khi thay \u0111\u1ed5i m\u1ed9t trong c\u00e1c n\u1ed9i dung quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 23 c\u1ee7a Lu\u1eadt n\u00e0y, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u0103ng k\u00fd n\u1ed9i dung thay \u0111\u1ed5i t\u1ea1i S\u1edf T\u01b0 ph\u00e1p n\u01a1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e3 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng.<\/p>\n<p style=\"text-align: justify;\">Vi\u1ec7c thay \u0111\u1ed5i tr\u1ee5 s\u1edf c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng sang huy\u1ec7n, qu\u1eadn, th\u1ecb x\u00e3, th\u00e0nh ph\u1ed1 kh\u00e1c trongph\u1ea1m vi t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng n\u01a1i \u0111\u00e3 ra quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp ph\u1ea3i \u0111\u01b0\u1ee3c \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh v\u00e0 ph\u1ea3i ph\u00f9 h\u1ee3p v\u1edbi Quy ho\u1ea1ch t\u1ed5ng th\u1ec3 ph\u00e1t tri\u1ec3n t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng thay \u0111\u1ed5i t\u00ean g\u1ecdi, tr\u1ee5 s\u1edf ho\u1eb7c Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u1ee7 h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 25. Cung c\u1ea5p th\u00f4ng tin v\u1ec1 n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">Trong th\u1eddi h\u1ea1n 10 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y c\u1ea5p ho\u1eb7c c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, S\u1edf T\u01b0 ph\u00e1p ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho c\u01a1 quan thu\u1ebf, c\u01a1 quan th\u1ed1ng k\u00ea, c\u01a1 quan c\u00f4ng an c\u1ea5p t\u1ec9nh, \u1ee6y ban nh\u00e2n d\u00e2n huy\u1ec7n, qu\u1eadn, th\u1ecb x\u00e3, th\u00e0nh ph\u1ed1 thu\u1ed9c t\u1ec9nh, \u1ee6y ban nh\u00e2n d\u00e2n x\u00e3, ph\u01b0\u1eddng, th\u1ecb tr\u1ea5n n\u01a1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u1eb7t tr\u1ee5 s\u1edf.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 26. \u0110\u0103ng b\u00e1o n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u0103ng b\u00e1o trung \u01b0\u01a1ng ho\u1eb7c b\u00e1o \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng trong ba s\u1ed1 li\u00ean ti\u1ebfp v\u1ec1 nh\u1eefng n\u1ed9i dung sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) T\u00ean g\u1ecdi, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) H\u1ecd, t\u00ean, s\u1ed1 quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean h\u00e0nh ngh\u1ec1 t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">c) S\u1ed1, ng\u00e0y, th\u00e1ng, n\u0103m c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, n\u01a1i \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng v\u00e0 ng\u00e0y b\u1eaft \u0111\u1ea7u ho\u1ea1t \u0111\u1ed9ng.<\/p>\n<p style=\"text-align: justify;\">2. Trong tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i th\u1ef1c hi\u1ec7n vi\u1ec7c \u0111\u0103ng b\u00e1o v\u1ec1 n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 27. Thay \u0111\u1ed5i th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh theo nguy\u1ec7n v\u1ecdng c\u00e1 nh\u00e2n ho\u1eb7c trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 quy\u1ec1n ti\u1ebfp nh\u1eadn c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh m\u1edbi n\u1ebfu c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00f3 \u0111\u01b0\u1ee3c c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u00f2n l\u1ea1i ch\u1ea5p thu\u1eadn.<\/p>\n<p style=\"text-align: justify;\">Vi\u1ec7c ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh v\u00e0 ti\u1ebfp nh\u1eadn c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh m\u1edbi \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 doanh nghi\u1ec7p.<\/p>\n<p style=\"text-align: justify;\">2. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh \u0111\u01b0\u1ee3c h\u01b0\u1edfng ph\u1ea7n gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng sau khi \u0111\u00e3 tr\u1eeb \u0111i ph\u1ea7n n\u1ee3 thu\u1ed9c tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00f3. Ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u00f3 th\u1ec3 tr\u1edf th\u00e0nh c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng n\u1ebfu l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 \u0111\u01b0\u1ee3c c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u00f2n l\u1ea1i ch\u1ea5p thu\u1eadn.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 28. H\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Hai ho\u1eb7c m\u1ed9t s\u1ed1 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 tr\u1ee5 s\u1edf trong c\u00f9ng m\u1ed9t t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng c\u00f3 th\u1ec3 h\u1ee3p nh\u1ea5t th\u00e0nh m\u1ed9t V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi b\u1eb1ng c\u00e1ch chuy\u1ec3n to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n, quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p sang V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c h\u1ee3p nh\u1ea5t, \u0111\u1ed3ng th\u1eddi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00e1c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb h\u1ee3p nh\u1ea5t.<\/p>\n<p style=\"text-align: justify;\">M\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 s\u00e1p nh\u1eadp v\u00e0o m\u1ed9t V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c c\u00f3 tr\u1ee5 s\u1edf trong c\u00f9ng m\u1ed9t t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng b\u1eb1ng c\u00e1ch chuy\u1ec3n to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n, quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p sang V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng nh\u1eadn s\u00e1p nh\u1eadp, \u0111\u1ed3ng th\u1eddi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb s\u00e1p nh\u1eadp.<\/p>\n<p style=\"text-align: justify;\">2. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft th\u1ee7 t\u1ee5c h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 29. Chuy\u1ec3n nh\u01b0\u1ee3ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng cho c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00e1c \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng khi \u0111\u00e3 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t l\u00e0 02 n\u0103m.<\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 chuy\u1ec3n nh\u01b0\u1ee3ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e9p tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi trong th\u1eddi h\u1ea1n 05 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y chuy\u1ec3n nh\u01b0\u1ee3ng.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) \u0110\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb 02 n\u0103m tr\u1edf l\u00ean \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi d\u1ef1 ki\u1ebfn s\u1ebd ti\u1ebfp qu\u1ea3n v\u1ecb tr\u00ed Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) Cam k\u1ebft h\u00e0nh ngh\u1ec1 t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng;<\/p>\n<p style=\"text-align: justify;\">c) Cam k\u1ebft k\u1ebf th\u1eeba quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng.<\/p>\n<p style=\"text-align: justify;\">3. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p chuy\u1ec3n nh\u01b0\u1ee3ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c chuy\u1ec3n nh\u01b0\u1ee3ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 30. Thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp<\/b><\/p>\n<p style=\"text-align: justify;\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp trong nh\u1eefng tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 23 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">b) H\u1ebft th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng m\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u01b0a b\u1eaft \u0111\u1ea7u ho\u1ea1t \u0111\u1ed9ng;<\/p>\n<p style=\"text-align: justify;\">c) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng ho\u1ea1t \u0111\u1ed9ng li\u00ean t\u1ee5c t\u1eeb 03 th\u00e1ng tr\u1edf l\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p to\u00e0n b\u1ed9 c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">d) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 c\u00f2n m\u1ed9t c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh v\u00e0 kh\u00f4ng b\u1ed5 sung \u0111\u01b0\u1ee3c th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi trong th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y thi\u1ebfu c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh;<\/p>\n<p style=\"text-align: justify;\">\u0111) To\u00e0n b\u1ed9 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb mi\u1ec5n nhi\u1ec7m ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft;<\/p>\n<p style=\"text-align: justify;\">e) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng b\u1ea3o \u0111\u1ea3m duy tr\u00ec \u0111i\u1ec1u ki\u1ec7n ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: justify;\">2. S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m ki\u1ec3m tra, r\u00e0 so\u00e1t v\u00e0 l\u1eadp h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ra quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 31. Ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng t\u1ef1 ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng;<\/p>\n<p style=\"text-align: justify;\">b) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 30 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">c) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb h\u1ee3p nh\u1ea5t, b\u1ecb s\u00e1p nh\u1eadp.<\/p>\n<p style=\"text-align: justify;\">2. Trong tr\u01b0\u1eddng h\u1ee3p ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec ch\u1eadm nh\u1ea5t l\u00e0 30 ng\u00e0y tr\u01b0\u1edbc th\u1eddi \u0111i\u1ec3m d\u1ef1 ki\u1ebfn ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 b\u00e1o c\u00e1o b\u1eb1ng v\u0103n b\u1ea3n g\u1eedi S\u1edf T\u01b0 ph\u00e1p n\u01a1i \u0111\u00e3 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng. Tr\u01b0\u1edbc th\u1eddi \u0111i\u1ec3m ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 n\u1ed9p \u0111\u1ee7 s\u1ed1 thu\u1ebf c\u00f2n n\u1ee3, thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c, l\u00e0m xong th\u1ee7 t\u1ee5c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh, th\u1ef1c hi\u1ec7n c\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ec3 th\u1ef1c hi\u1ec7n xong c\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn th\u00ec ph\u1ea3i th\u1ecfa thu\u1eadn v\u1edbi ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c y\u00eau c\u1ea7u \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">Trong tr\u01b0\u1eddng h\u1ee3p ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c h\u1ee3p nh\u1ea5t ho\u1eb7c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng nh\u1eadn s\u00e1p nh\u1eadp ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n.<\/p>\n<p style=\"text-align: justify;\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 \u0111\u0103ng b\u00e1o trung \u01b0\u01a1ng ho\u1eb7c b\u00e1o \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i \u0111\u00e3 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng trong ba s\u1ed1 li\u00ean ti\u1ebfp v\u1ec1 th\u1eddi \u0111i\u1ec3m d\u1ef1 ki\u1ebfn ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng.<\/p>\n<p style=\"text-align: justify;\">S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m thu h\u1ed3i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, b\u00e1o c\u00e1o \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 vi\u1ec7c ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u1edbi c\u00e1c c\u01a1 quan quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 25 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">3. Trong tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m thu h\u1ed3i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1edbi c\u00e1c c\u01a1 quan quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 25 c\u1ee7a Lu\u1eadt n\u00e0y, \u0111\u1ed3ng th\u1eddi \u0111\u0103ng b\u00e1o trung \u01b0\u01a1ng ho\u1eb7c b\u00e1o \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e3 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng trong ba s\u1ed1 li\u00ean ti\u1ebfp v\u1ec1 vi\u1ec7c ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">Trong th\u1eddi h\u1ea1n 60 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 n\u1ed9p \u0111\u1ee7 s\u1ed1 thu\u1ebf c\u00f2n n\u1ee3, thanh to\u00e1n xong c\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c, l\u00e0m th\u1ee7 t\u1ee5c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh; \u0111\u1ed1i v\u1edbi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn m\u00e0 ch\u01b0a c\u00f4ng ch\u1ee9ng th\u00ec ph\u1ea3i tr\u1ea3 l\u1ea1i h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng. H\u1ebft th\u1eddi h\u1ea1n n\u00e0y m\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u01b0a ho\u00e0n th\u00e0nh xong c\u00e1c ngh\u0129a v\u1ee5 v\u1ec1 t\u00e0i s\u1ea3n ho\u1eb7c tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng do b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp v\u00ec to\u00e0n b\u1ed9 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft th\u00ec t\u00e0i s\u1ea3n c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u1ec3 thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 32. Quy\u1ec1n c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. K\u00fd h\u1ee3p \u0111\u1ed3ng l\u00e0m vi\u1ec7c, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a v\u00e0 \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u 34 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c nh\u00e2n vi\u00ean l\u00e0m vi\u1ec7c cho t\u1ed5 ch\u1ee9c m\u00ecnh.<\/p>\n<p style=\"text-align: justify;\">2. Thu ph\u00ed c\u00f4ng ch\u1ee9ng, th\u00f9 lao c\u00f4ng ch\u1ee9ng, chi ph\u00ed kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">3. Cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng ngo\u00e0i ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a c\u01a1 quan h\u00e0nh ch\u00ednh nh\u00e0 n\u01b0\u1edbc \u0111\u1ec3 \u0111\u00e1p \u1ee9ng nhu c\u1ea7u c\u00f4ng ch\u1ee9ng c\u1ee7a nh\u00e2n d\u00e2n.<\/p>\n<p style=\"text-align: justify;\">4. \u0110\u01b0\u1ee3c khai th\u00e1c, s\u1eed d\u1ee5ng th\u00f4ng tin t\u1eeb c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 62 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">5. C\u00e1c quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 33. Ngh\u0129a v\u1ee5 c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Qu\u1ea3n l\u00fd c\u00f4ng ch\u1ee9ng vi\u00ean h\u00e0nh ngh\u1ec1 t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh trong vi\u1ec7c tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt v\u00e0 quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Ch\u1ea5p h\u00e0nh quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 lao \u0111\u1ed9ng, thu\u1ebf, t\u00e0i ch\u00ednh, th\u1ed1ng k\u00ea.<\/p>\n<p style=\"text-align: justify;\">3. Th\u1ef1c hi\u1ec7n ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c theo ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a c\u01a1 quan h\u00e0nh ch\u00ednh nh\u00e0 n\u01b0\u1edbc.<\/p>\n<p style=\"text-align: justify;\">4. Ni\u00eam y\u1ebft l\u1ecbch l\u00e0m vi\u1ec7c, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng, n\u1ed9i quy ti\u1ebfp ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ph\u00ed c\u00f4ng ch\u1ee9ng, th\u00f9 lao c\u00f4ng ch\u1ee9ng v\u00e0 chi ph\u00ed kh\u00e1c t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh.<\/p>\n<p style=\"text-align: justify;\">5. Mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 37 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 38 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">6. Ti\u1ebfp nh\u1eadn, t\u1ea1o \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i v\u00e0 qu\u1ea3n l\u00fd ng\u01b0\u1eddi t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong qu\u00e1 tr\u00ecnh t\u1eadp s\u1ef1 t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh.<\/p>\n<p style=\"text-align: justify;\">7. T\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh tham gia b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng h\u1eb1ng n\u0103m.<\/p>\n<p style=\"text-align: justify;\">8. Th\u1ef1c hi\u1ec7n y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n v\u1ec1 vi\u1ec7c b\u00e1o c\u00e1o, ki\u1ec3m tra, thanh tra, cung c\u1ea5p th\u00f4ng tin v\u1ec1 h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch \u0111\u00e3 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">9. L\u1eadp s\u1ed5 c\u00f4ng ch\u1ee9ng v\u00e0 l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">10. Chia s\u1ebb th\u00f4ng tin v\u1ec1 ngu\u1ed3n g\u1ed1c t\u00e0i s\u1ea3n, t\u00ecnh tr\u1ea1ng giao d\u1ecbch c\u1ee7a t\u00e0i s\u1ea3n v\u00e0 c\u00e1c th\u00f4ng tin kh\u00e1c v\u1ec1 bi\u1ec7n ph\u00e1p ng\u0103n ch\u1eb7n \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n c\u00f3 li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch do c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng \u0111\u1ec3 \u0111\u01b0a v\u00e0o c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 62 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">11. C\u00e1c ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng IV<br>\nH\u00c0NH NGH\u1ec0 C\u00d4NG CH\u1ee8NG<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 34. H\u00ecnh th\u1ee9c h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00e1c h\u00ecnh th\u1ee9c h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean bao g\u1ed3m:<\/p>\n<p style=\"text-align: justify;\">a) C\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a c\u00e1c Ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) C\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">c) C\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c tuy\u1ec3n d\u1ee5ng, qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 vi\u00ean ch\u1ee9c.<\/p>\n<p style=\"text-align: justify;\">Vi\u1ec7c k\u00fd v\u00e0 th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 lao \u0111\u1ed9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 35. \u0110\u0103ng k\u00fd h\u00e0nh ngh\u1ec1<\/b><\/p>\n<p style=\"text-align: justify;\">1. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh t\u1ea1i S\u1edf T\u01b0 ph\u00e1p n\u01a1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng.<\/p>\n<p style=\"text-align: justify;\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a m\u00ecnh khi th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 23 v\u00e0 \u0110i\u1ec1u 24 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a m\u00ecnh sau khi c\u00f3 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c khi b\u1ed5 sung c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\">2. S\u1edf T\u01b0 ph\u00e1p th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 v\u00e0 c\u1ea5p Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 n\u00eau r\u00f5 l\u00fd do cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\">3. Khi c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00f4ng c\u00f2n l\u00e0m vi\u1ec7c t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o cho S\u1edf T\u01b0 ph\u00e1p \u0111\u1ec3 x\u00f3a \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean. C\u00f4ng ch\u1ee9ng vi\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c k\u00fd v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng l\u00e0m vi\u1ec7c, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 36. Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 c\u0103n c\u1ee9 ch\u1ee9ng minh t\u01b0 c\u00e1ch h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean. C\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i mang theo Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean khi h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c c\u1ea5p l\u1ea1i Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean trong tr\u01b0\u1eddng h\u1ee3p Th\u1ebb \u0111\u00e3 \u0111\u01b0\u1ee3c c\u1ea5p b\u1ecb m\u1ea5t, b\u1ecb h\u1ecfng.<\/p>\n<p style=\"text-align: justify;\">Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb thu h\u1ed3i trong tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb mi\u1ec5n nhi\u1ec7m ho\u1eb7c b\u1ecb x\u00f3a \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1.<\/p>\n<p style=\"text-align: justify;\">3. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft m\u1eabu Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean, th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd h\u00e0nh ngh\u1ec1, c\u1ea5p, c\u1ea5p l\u1ea1i v\u00e0 thu h\u1ed3i Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 37. B\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. B\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 lo\u1ea1i h\u00ecnh b\u1ea3o hi\u1ec3m b\u1eaft bu\u1ed9c. Vi\u1ec7c mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c duy tr\u00ec trong su\u1ed1t th\u1eddi gian ho\u1ea1t \u0111\u1ed9ng c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean h\u00e0nh ngh\u1ec1 t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh.<\/p>\n<p style=\"text-align: justify;\">Ch\u1eadm nh\u1ea5t l\u00e0 10 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y mua b\u1ea3o hi\u1ec3m ho\u1eb7c k\u1ec3 t\u1eeb ng\u00e0y thay \u0111\u1ed5i, gia h\u1ea1n h\u1ee3p \u0111\u1ed3ng b\u1ea3o hi\u1ec3m, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o v\u00e0 g\u1eedi b\u1ea3n sao h\u1ee3p \u0111\u1ed3ng b\u1ea3o hi\u1ec3m, h\u1ee3p \u0111\u1ed3ng thay \u0111\u1ed5i, gia h\u1ea1n h\u1ee3p \u0111\u1ed3ng b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean cho S\u1edf T\u01b0 ph\u00e1p.<\/p>\n<p style=\"text-align: justify;\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0111i\u1ec1u ki\u1ec7n b\u1ea3o hi\u1ec3m, m\u1ee9c ph\u00ed b\u1ea3o hi\u1ec3m, s\u1ed1 ti\u1ec1n b\u1ea3o hi\u1ec3m t\u1ed1i thi\u1ec3u \u0111\u1ed1i v\u1edbi b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 38. B\u1ed3i th\u01b0\u1eddng, b\u1ed3i ho\u00e0n trong ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c do l\u1ed7i m\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean ho\u1eb7c ng\u01b0\u1eddi phi\u00ean d\u1ecbch l\u00e0 c\u1ed9ng t\u00e1c vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh g\u00e2y ra trong qu\u00e1 tr\u00ecnh c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean ho\u1eb7c ng\u01b0\u1eddi phi\u00ean d\u1ecbch l\u00e0 c\u1ed9ng t\u00e1c vi\u00ean g\u00e2y thi\u1ec7t h\u1ea1i ph\u1ea3i ho\u00e0n tr\u1ea3 l\u1ea1i m\u1ed9t kho\u1ea3n ti\u1ec1n cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 chi tr\u1ea3 kho\u1ea3n ti\u1ec1n b\u1ed3i th\u01b0\u1eddng cho ng\u01b0\u1eddi b\u1ecb thi\u1ec7t h\u1ea1i theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng ho\u00e0n tr\u1ea3 th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u00f2a \u00e1n gi\u1ea3i quy\u1ebft.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 39. T\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. T\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c t\u1ef1 qu\u1ea3n \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp \u1edf c\u1ea5p trung \u01b0\u01a1ng v\u00e0 c\u1ea5p t\u1ec9nh \u0111\u1ec3 \u0111\u1ea1i di\u1ec7n v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean; ban h\u00e0nh quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; gi\u00e1m s\u00e1t vi\u1ec7c tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 c\u00f4ng ch\u1ee9ng, quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tham gia c\u00f9ng c\u01a1 quan nh\u00e0 n\u01b0\u1edbc trong vi\u1ec7c t\u1ed5 ch\u1ee9c \u0111\u00e0o t\u1ea1o, b\u1ed3i d\u01b0\u1ee1ng, t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tham gia \u00fd ki\u1ebfn v\u1edbi c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n trong vi\u1ec7c b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean, th\u00e0nh l\u1eadp, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp, chuy\u1ec3n nh\u01b0\u1ee3ng, ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c nhi\u1ec7m v\u1ee5 kh\u00e1c li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p style=\"text-align: justify;\">2. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp, c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c v\u00e0 nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n c\u1ee7a t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng V<br>\nTH\u1ee6 T\u1ee4C C\u00d4NG CH\u1ee8NG H\u1ee2P \u0110\u1ed2NG, GIAO D\u1ecaCH, B\u1ea2N D\u1ecaCH<\/b><\/p>\n<p style=\"text-align: justify;\"><b>M\u1ee5c 1. TH\u1ee6 T\u1ee4C CHUNG V\u1ec0 C\u00d4NG CH\u1ee8NG<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 40. C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c so\u1ea1n th\u1ea3o s\u1eb5n<\/b><\/p>\n<p style=\"text-align: justify;\">1. H\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c l\u1eadp th\u00e0nh m\u1ed9t b\u1ed9, g\u1ed3m c\u00e1c gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Phi\u1ebfu y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, trong \u0111\u00f3 c\u00f3 th\u00f4ng tin v\u1ec1 h\u1ecd t\u00ean, \u0111\u1ecba ch\u1ec9 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, n\u1ed9i dung c\u1ea7n c\u00f4ng ch\u1ee9ng, danh m\u1ee5c gi\u1ea5y t\u1edd g\u1eedi k\u00e8m theo; t\u00ean t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, h\u1ecd t\u00ean ng\u01b0\u1eddi ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, th\u1eddi \u0111i\u1ec3m ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1;<\/p>\n<p style=\"text-align: justify;\">b) D\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch;<\/p>\n<p style=\"text-align: justify;\">c) B\u1ea3n sao gi\u1ea5y t\u1edd t\u00f9y th\u00e2n c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">d) B\u1ea3n sao gi\u1ea5y ch\u1ee9ng nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu, quy\u1ec1n s\u1eed d\u1ee5ng ho\u1eb7c b\u1ea3n sao gi\u1ea5y t\u1edd thay th\u1ebf \u0111\u01b0\u1ee3c ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n m\u00e0 ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i \u0111\u0103ng k\u00fd quy\u1ec1n s\u1edf h\u1eefu, quy\u1ec1n s\u1eed d\u1ee5ng trong tr\u01b0\u1eddng h\u1ee3p h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch li\u00ean quan \u0111\u1ebfn t\u00e0i s\u1ea3n \u0111\u00f3;<\/p>\n<p style=\"text-align: justify;\">\u0111) B\u1ea3n sao gi\u1ea5y t\u1edd kh\u00e1c c\u00f3 li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch m\u00e0 ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i c\u00f3.<\/p>\n<p style=\"text-align: justify;\">2. B\u1ea3n sao quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y l\u00e0 b\u1ea3n ch\u1ee5p, b\u1ea3n in ho\u1eb7c b\u1ea3n \u0111\u00e1nh m\u00e1y c\u00f3 n\u1ed9i dung \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c nh\u01b0 b\u1ea3n ch\u00ednh v\u00e0 kh\u00f4ng ph\u1ea3i ch\u1ee9ng th\u1ef1c.<\/p>\n<p style=\"text-align: justify;\">3. C\u00f4ng ch\u1ee9ng vi\u00ean ki\u1ec3m tra gi\u1ea5y t\u1edd trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng. Tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ea7y \u0111\u1ee7, ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt th\u00ec th\u1ee5 l\u00fd v\u00e0 ghi v\u00e0o s\u1ed5 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">4. C\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng tu\u00e2n th\u1ee7 \u0111\u00fang c\u00e1c quy \u0111\u1ecbnh v\u1ec1 th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan \u0111\u1ebfn vi\u1ec7c th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch; gi\u1ea3i th\u00edch cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng hi\u1ec3u r\u00f5 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a h\u1ecd, \u00fd ngh\u0129a v\u00e0 h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd c\u1ee7a vi\u1ec7c tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">5. Trong tr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u00f3 v\u1ea5n \u0111\u1ec1 ch\u01b0a r\u00f5, vi\u1ec7c giao k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u00f3 d\u1ea5u hi\u1ec7u b\u1ecb \u0111e d\u1ecda, c\u01b0\u1ee1ng \u00e9p, c\u00f3 s\u1ef1 nghi ng\u1edd v\u1ec1 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ho\u1eb7c \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ch\u01b0a \u0111\u01b0\u1ee3c m\u00f4 t\u1ea3 c\u1ee5 th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ec1 ngh\u1ecb ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0m r\u00f5 ho\u1eb7c theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, c\u00f4ng ch\u1ee9ng vi\u00ean ti\u1ebfn h\u00e0nh x\u00e1c minh ho\u1eb7c y\u00eau c\u1ea7u gi\u00e1m \u0111\u1ecbnh; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng l\u00e0m r\u00f5 \u0111\u01b0\u1ee3c th\u00ec c\u00f3 quy\u1ec1n t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">6. C\u00f4ng ch\u1ee9ng vi\u00ean ki\u1ec3m tra d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch; n\u1ebfu trong d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u00f3 \u0111i\u1ec1u kho\u1ea3n vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i, \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00f4ng ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i ch\u1ec9 r\u00f5 cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ec3 s\u1eeda ch\u1eefa. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng s\u1eeda ch\u1eefa th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 quy\u1ec1n t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">7. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng t\u1ef1 \u0111\u1ecdc l\u1ea1i d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ecdc cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng nghe theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">8. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd to\u00e0n b\u1ed9 n\u1ed9i dung trong d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch th\u00ec k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch. C\u00f4ng ch\u1ee9ng vi\u00ean y\u00eau c\u1ea7u ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng xu\u1ea5t tr\u00ecnh b\u1ea3n ch\u00ednh c\u1ee7a c\u00e1c gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u1ec3 \u0111\u1ed1i chi\u1ebfu tr\u01b0\u1edbc khi ghi l\u1eddi ch\u1ee9ng, k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 41. C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch do c\u00f4ng ch\u1ee9ng vi\u00ean so\u1ea1n th\u1ea3o theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng n\u1ed9p m\u1ed9t b\u1ed9 h\u1ed3 s\u01a1 theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, c, d v\u00e0 \u0111 kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u 40 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 n\u00eau n\u1ed9i dung, \u00fd \u0111\u1ecbnh giao k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n c\u00e1c vi\u1ec7c quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 3, 4 v\u00e0 5 \u0110i\u1ec1u 40 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">Tr\u01b0\u1eddng h\u1ee3p n\u1ed9i dung, \u00fd \u0111\u1ecbnh giao k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch l\u00e0 x\u00e1c th\u1ef1c, kh\u00f4ng vi ph\u1ea1m ph\u00e1p lu\u1eadt, kh\u00f4ng tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean so\u1ea1n th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">3. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng t\u1ef1 \u0111\u1ecdc d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ecdc cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng nghe. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd to\u00e0n b\u1ed9 n\u1ed9i dung trong d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch th\u00ec k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch. C\u00f4ng ch\u1ee9ng vi\u00ean y\u00eau c\u1ea7u ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng xu\u1ea5t tr\u00ecnh b\u1ea3n ch\u00ednh c\u1ee7a c\u00e1c gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u1ec3 \u0111\u1ed1i chi\u1ebfu tr\u01b0\u1edbc khi ghi l\u1eddi ch\u1ee9ng, k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 42. Ph\u1ea1m vi c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch v\u1ec1 b\u1ea5t \u0111\u1ed9ng s\u1ea3n<\/b><\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh, ngh\u1ec1 c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch v\u1ec1 b\u1ea5t \u0111\u1ed9ng s\u1ea3n trong ph\u1ea1m vi t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng n\u01a1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1eb7t tr\u1ee5 s\u1edf, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng di ch\u00fac, v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n l\u00e0 b\u1ea5t \u0111\u1ed9ng s\u1ea3n v\u00e0 v\u0103n b\u1ea3n \u1ee7y quy\u1ec1n li\u00ean quan \u0111\u1ebfn vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n \u0111\u1ed1i v\u1edbi b\u1ea5t \u0111\u1ed9ng s\u1ea3n.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 43. Th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh k\u1ec3 t\u1eeb ng\u00e0y th\u1ee5 l\u00fd h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ebfn ng\u00e0y tr\u1ea3 k\u1ebft qu\u1ea3 c\u00f4ng ch\u1ee9ng. Th\u1eddi gian x\u00e1c minh, gi\u00e1m \u0111\u1ecbnh n\u1ed9i dung li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, ni\u00eam y\u1ebft vi\u1ec7c th\u1ee5 l\u00fd c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n, v\u0103n b\u1ea3n khai nh\u1eadn di s\u1ea3n, d\u1ecbch gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n kh\u00f4ng t\u00ednh v\u00e0o th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng kh\u00f4ng qu\u00e1 02 ng\u00e0y l\u00e0m vi\u1ec7c; \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u00f3 n\u1ed9i dung ph\u1ee9c t\u1ea1p th\u00ec th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 k\u00e9o d\u00e0i h\u01a1n nh\u01b0ng kh\u00f4ng qu\u00e1 10 ng\u00e0y l\u00e0m vi\u1ec7c.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 44. \u0110\u1ecba \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Vi\u1ec7c c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, tr\u1eeb c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n ngo\u00e0i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0 ng\u01b0\u1eddi gi\u00e0 y\u1ebfu, kh\u00f4ng th\u1ec3 \u0111i l\u1ea1i \u0111\u01b0\u1ee3c, ng\u01b0\u1eddi \u0111ang b\u1ecb t\u1ea1m gi\u1eef, t\u1ea1m giam, \u0111ang thi h\u00e0nh \u00e1n ph\u1ea1t t\u00f9 ho\u1eb7c c\u00f3 l\u00fd do ch\u00ednh \u0111\u00e1ng kh\u00e1c kh\u00f4ng th\u1ec3 \u0111\u1ebfn tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 45. Ch\u1eef vi\u1ebft trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ch\u1eef vi\u1ebft trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng ph\u1ea3i r\u00f5 r\u00e0ng, d\u1ec5 \u0111\u1ecdc, kh\u00f4ng \u0111\u01b0\u1ee3c vi\u1ebft t\u1eaft ho\u1eb7c vi\u1ebft b\u1eb1ng k\u00fd hi\u1ec7u, kh\u00f4ng \u0111\u01b0\u1ee3c vi\u1ebft xen d\u00f2ng, vi\u1ebft \u0111\u00e8 d\u00f2ng, kh\u00f4ng \u0111\u01b0\u1ee3c t\u1ea9y xo\u00e1, kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ec3 tr\u1ed1ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">2. Th\u1eddi \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c ghi c\u1ea3 ng\u00e0y, th\u00e1ng, n\u0103m; c\u00f3 th\u1ec3 ghi gi\u1edd, ph\u00fat n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ec1 ngh\u1ecb ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean th\u1ea5y c\u1ea7n thi\u1ebft. C\u00e1c con s\u1ed1 ph\u1ea3i \u0111\u01b0\u1ee3c ghi c\u1ea3 b\u1eb1ng s\u1ed1 v\u00e0 ch\u1eef, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 46. L\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. L\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i ghi r\u00f5 th\u1eddi \u0111i\u1ec3m, \u0111\u1ecba \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng, h\u1ecd, t\u00ean c\u00f4ng ch\u1ee9ng vi\u00ean, t\u00ean t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; ch\u1ee9ng nh\u1eadn ng\u01b0\u1eddi tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ho\u00e0n to\u00e0n t\u1ef1 nguy\u1ec7n, c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, m\u1ee5c \u0111\u00edch, n\u1ed9i dung c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00f4ng vi ph\u1ea1m ph\u00e1p lu\u1eadt, kh\u00f4ng tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i, ch\u1eef k\u00fd ho\u1eb7c d\u1ea5u \u0111i\u1ec3m ch\u1ec9 trong h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00fang l\u00e0 ch\u1eef k\u00fd ho\u1eb7c d\u1ea5u \u0111i\u1ec3m ch\u1ec9 c\u1ee7a ng\u01b0\u1eddi tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch; tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi l\u1eddi ch\u1ee9ng; c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft m\u1eabu l\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 47. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0 c\u00e1 nh\u00e2n ph\u1ea3i c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1.<\/p>\n<p style=\"text-align: justify;\">Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0 t\u1ed5 ch\u1ee9c th\u00ec vi\u1ec7c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a t\u1ed5 ch\u1ee9c \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i xu\u1ea5t tr\u00ecnh \u0111\u1ee7 gi\u1ea5y t\u1edd c\u1ea7n thi\u1ebft li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh ch\u00ednh x\u00e1c, t\u00ednh h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c gi\u1ea5y t\u1edd \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">2. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng \u0111\u1ecdc \u0111\u01b0\u1ee3c, kh\u00f4ng nghe \u0111\u01b0\u1ee3c, kh\u00f4ng k\u00fd, \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c ho\u1eb7c trong nh\u1eefng tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh th\u00ec vi\u1ec7c c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi t\u1eeb \u0111\u1ee7 18 tu\u1ed5i tr\u1edf l\u00ean, c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 \u0111\u1ea7y \u0111\u1ee7 v\u00e0 kh\u00f4ng c\u00f3 quy\u1ec1n, l\u1ee3i \u00edch ho\u1eb7c ngh\u0129a v\u1ee5 li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng do ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng m\u1eddi, n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng m\u1eddi \u0111\u01b0\u1ee3c th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ec9 \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">3. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng th\u00f4ng th\u1ea1o ti\u1ebfng Vi\u1ec7t th\u00ec h\u1ecd ph\u1ea3i c\u00f3 ng\u01b0\u1eddi phi\u00ean d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi phi\u00ean d\u1ecbch ph\u1ea3i l\u00e0 ng\u01b0\u1eddi t\u1eeb \u0111\u1ee7 18 tu\u1ed5i tr\u1edf l\u00ean, c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 \u0111\u1ea7y \u0111\u1ee7, th\u00f4ng th\u1ea1o ti\u1ebfng Vi\u1ec7t v\u00e0 ng\u00f4n ng\u1eef m\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng s\u1eed d\u1ee5ng.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi phi\u00ean d\u1ecbch do ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng m\u1eddi v\u00e0 ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c phi\u00ean d\u1ecbch c\u1ee7a m\u00ecnh.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 48. K\u00fd, \u0111i\u1ec3m ch\u1ec9 trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch ph\u1ea3i k\u00fd v\u00e0o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch tr\u01b0\u1edbc m\u1eb7t c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p style=\"text-align: justify;\">Trong tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n giao k\u1ebft h\u1ee3p \u0111\u1ed3ng c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, doanh nghi\u1ec7p kh\u00e1c \u0111\u00e3 \u0111\u0103ng k\u00fd ch\u1eef k\u00fd m\u1eabu t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ng\u01b0\u1eddi \u0111\u00f3 c\u00f3 th\u1ec3 k\u00fd tr\u01b0\u1edbc v\u00e0o h\u1ee3p \u0111\u1ed3ng; c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i \u0111\u1ed1i chi\u1ebfu ch\u1eef k\u00fd c\u1ee7a h\u1ecd trong h\u1ee3p \u0111\u1ed3ng v\u1edbi ch\u1eef k\u00fd m\u1eabu tr\u01b0\u1edbc khi th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c thay th\u1ebf vi\u1ec7c k\u00fd trong tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch kh\u00f4ng k\u00fd \u0111\u01b0\u1ee3c do khuy\u1ebft t\u1eadt ho\u1eb7c kh\u00f4ng bi\u1ebft k\u00fd. Khi \u0111i\u1ec3m ch\u1ec9, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch s\u1eed d\u1ee5ng ng\u00f3n tr\u1ecf ph\u1ea3i; n\u1ebfu kh\u00f4ng \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c b\u1eb1ng ng\u00f3n tr\u1ecf ph\u1ea3i th\u00ec \u0111i\u1ec3m ch\u1ec9 b\u1eb1ng ng\u00f3n tr\u1ecf tr\u00e1i; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ec3 \u0111i\u1ec3m ch\u1ec9 b\u1eb1ng hai ng\u00f3n tr\u1ecf \u0111\u00f3 th\u00ec \u0111i\u1ec3m ch\u1ec9 b\u1eb1ng ng\u00f3n kh\u00e1c v\u00e0 ph\u1ea3i ghi r\u00f5 vi\u1ec7c \u0111i\u1ec3m ch\u1ec9 \u0111\u00f3 b\u1eb1ng ng\u00f3n n\u00e0o, c\u1ee7a b\u00e0n tay n\u00e0o.<\/p>\n<p style=\"text-align: justify;\">3. Vi\u1ec7c \u0111i\u1ec3m ch\u1ec9 c\u0169ng c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n \u0111\u1ed3ng th\u1eddi v\u1edbi vi\u1ec7c k\u00fd trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) C\u00f4ng ch\u1ee9ng di ch\u00fac;<\/p>\n<p style=\"text-align: justify;\">b) Theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">c) C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ea5y c\u1ea7n thi\u1ebft \u0111\u1ec3 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 49. Vi\u1ec7c ghi trang, t\u1edd trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 t\u1eeb hai trang tr\u1edf l\u00ean th\u00ec t\u1eebng trang ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00e1nh s\u1ed1 th\u1ee9 t\u1ef1. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 t\u1eeb hai t\u1edd tr\u1edf l\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00f3ng d\u1ea5u gi\u00e1p lai gi\u1eefa c\u00e1c t\u1edd.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 50. S\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. L\u1ed7i k\u1ef9 thu\u1eadt l\u00e0 l\u1ed7i do sai s\u00f3t trong khi ghi ch\u00e9p, \u0111\u00e1nh m\u00e1y, in \u1ea5n trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng m\u00e0 vi\u1ec7c s\u1eeda l\u1ed7i \u0111\u00f3 kh\u00f4ng l\u00e0m \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng \u0111\u00f3. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt.<\/p>\n<p style=\"text-align: justify;\">3. C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt c\u00f3 tr\u00e1ch nhi\u1ec7m \u0111\u1ed1i chi\u1ebfu t\u1eebng l\u1ed7i c\u1ea7n s\u1eeda v\u1edbi c\u00e1c gi\u1ea5y t\u1edd trong h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng, g\u1ea1ch ch\u00e2n ch\u1ed7 c\u1ea7n s\u1eeda, sau \u0111\u00f3 ghi ch\u1eef, d\u1ea5u ho\u1eb7c con s\u1ed1 \u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda v\u00e0o b\u00ean l\u1ec1 k\u00e8m theo ch\u1eef k\u00fd c\u1ee7a m\u00ecnh v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt \u0111\u00f3 cho ng\u01b0\u1eddi tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 51. C\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, h\u1ee7y b\u1ecf h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch<\/b><\/p>\n<p style=\"text-align: justify;\">1. Vi\u1ec7c c\u00f4ng ch\u1ee9ng s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, h\u1ee7y b\u1ecf h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n khi c\u00f3 s\u1ef1 th\u1ecfa thu\u1eadn, cam k\u1ebft b\u1eb1ng v\u0103n b\u1ea3n c\u1ee7a t\u1ea5t c\u1ea3 nh\u1eefng ng\u01b0\u1eddi \u0111\u00e3 tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c c\u00f4ng ch\u1ee9ng s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, h\u1ee7y b\u1ecf h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng \u0111\u00f3 v\u00e0 do c\u00f4ng ch\u1ee9ng vi\u00ean ti\u1ebfn h\u00e0nh. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, h\u1ee7y b\u1ecf h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">3. Th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, h\u1ee7y b\u1ecf h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 52. Ng\u01b0\u1eddi c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00f4 hi\u1ec7u<\/b><\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i, ngh\u0129a v\u1ee5 li\u00ean quan, c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00f4 hi\u1ec7u khi c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u00f3 vi ph\u1ea1m ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>M\u1ee5c 2. TH\u1ee6 T\u1ee4C C\u00d4NG CH\u1ee8NG M\u1ed8T S\u1ed0 H\u1ee2P \u0110\u1ed2NG, GIAO D\u1ecaCH, C\u00d4NG CH\u1ee8NG B\u1ea2N D\u1ecaCH, NH\u1eacN L\u01afU GI\u1eee DI CH\u00daC<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 53. Ph\u1ea1m vi \u00e1p d\u1ee5ng<\/b><\/p>\n<p style=\"text-align: justify;\">Th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p b\u1ea5t \u0111\u1ed9ng s\u1ea3n, h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n, di ch\u00fac, v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n, v\u0103n b\u1ea3n khai nh\u1eadn di s\u1ea3n, v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a M\u1ee5c n\u00e0y v\u00e0 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a M\u1ee5c 1 Ch\u01b0\u01a1ng n\u00e0y m\u00e0 kh\u00f4ng tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a M\u1ee5c n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 54. C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p b\u1ea5t \u0111\u1ed9ng s\u1ea3n<\/b><\/p>\n<p style=\"text-align: justify;\">1. Vi\u1ec7c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p b\u1ea5t \u0111\u1ed9ng s\u1ea3n ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u1ee5 s\u1edf t\u1ea1i t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng n\u01a1i c\u00f3 b\u1ea5t \u0111\u1ed9ng s\u1ea3n.<\/p>\n<p style=\"text-align: justify;\">2. Tr\u01b0\u1eddng h\u1ee3p m\u1ed9t b\u1ea5t \u0111\u1ed9ng s\u1ea3n \u0111\u00e3 \u0111\u01b0\u1ee3c th\u1ebf ch\u1ea5p \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m th\u1ef1c hi\u1ec7n m\u1ed9t ngh\u0129a v\u1ee5 v\u00e0 h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng m\u00e0 sau \u0111\u00f3 \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c th\u1ebf ch\u1ea5p \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m cho m\u1ed9t ngh\u0129a v\u1ee5 kh\u00e1c trong ph\u1ea1m vi ph\u00e1p lu\u1eadt cho ph\u00e9p th\u00ec c\u00e1c h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p ti\u1ebfp theo ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p l\u1ea7n \u0111\u1ea7u. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p ti\u1ebfp theo \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 55. C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n<\/b><\/p>\n<p style=\"text-align: justify;\">1. Khi c\u00f4ng ch\u1ee9ng c\u00e1c h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n, c\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 tr\u00e1ch nhi\u1ec7m ki\u1ec3m tra k\u1ef9 h\u1ed3 s\u01a1, gi\u1ea3i th\u00edch r\u00f5 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00e1c b\u00ean v\u00e0 h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd c\u1ee7a vi\u1ec7c \u1ee7y quy\u1ec1n \u0111\u00f3 cho c\u00e1c b\u00ean tham gia.<\/p>\n<p style=\"text-align: justify;\">2. Trong tr\u01b0\u1eddng h\u1ee3p b\u00ean \u1ee7y quy\u1ec1n v\u00e0 b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n kh\u00f4ng th\u1ec3 c\u00f9ng \u0111\u1ebfn m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec b\u00ean \u1ee7y quy\u1ec1n y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i h\u1ecd c\u01b0 tr\u00fa c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n; b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i h\u1ecd c\u01b0 tr\u00fa c\u00f4ng ch\u1ee9ng ti\u1ebfp v\u00e0o b\u1ea3n g\u1ed1c h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n n\u00e0y, ho\u00e0n t\u1ea5t th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 56. C\u00f4ng ch\u1ee9ng di ch\u00fac<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi l\u1eadp di ch\u00fac ph\u1ea3i t\u1ef1 m\u00ecnh y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng di ch\u00fac, kh\u00f4ng \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng di ch\u00fac.<\/p>\n<p style=\"text-align: justify;\">2. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng vi\u00ean nghi ng\u1edd ng\u01b0\u1eddi l\u1eadp di ch\u00fac b\u1ecb b\u1ec7nh t\u00e2m th\u1ea7n ho\u1eb7c m\u1eafc b\u1ec7nh kh\u00e1c m\u00e0 kh\u00f4ng th\u1ec3 nh\u1eadn th\u1ee9c v\u00e0 l\u00e0m ch\u1ee7 \u0111\u01b0\u1ee3c h\u00e0nh vi c\u1ee7a m\u00ecnh ho\u1eb7c c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng vi\u1ec7c l\u1eadp di ch\u00fac c\u00f3 d\u1ea5u hi\u1ec7u b\u1ecb l\u1eeba d\u1ed1i, \u0111e d\u1ecda ho\u1eb7c c\u01b0\u1ee1ng \u00e9p th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ec1 ngh\u1ecb ng\u01b0\u1eddi l\u1eadp di ch\u00fac l\u00e0m r\u00f5, tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng l\u00e0m r\u00f5 \u0111\u01b0\u1ee3c th\u00ec c\u00f3 quy\u1ec1n t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng di ch\u00fac \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">Tr\u01b0\u1eddng h\u1ee3p t\u00ednh m\u1ea1ng ng\u01b0\u1eddi l\u1eadp di ch\u00fac b\u1ecb \u0111e d\u1ecda th\u00ec ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng ph\u1ea3i xu\u1ea5t tr\u00ecnh \u0111\u1ea7y \u0111\u1ee7 gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 40 c\u1ee7a Lu\u1eadt n\u00e0y nh\u01b0ng ph\u1ea3i ghi r\u00f5 trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. Di ch\u00fac \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng nh\u01b0ng sau \u0111\u00f3 ng\u01b0\u1eddi l\u1eadp di ch\u00fac mu\u1ed1n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, thay th\u1ebf, h\u1ee7y b\u1ecf m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 di ch\u00fac th\u00ec c\u00f3 th\u1ec3 y\u00eau c\u1ea7u b\u1ea5t k\u1ef3 c\u00f4ng ch\u1ee9ng vi\u00ean n\u00e0o c\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, thay th\u1ebf ho\u1eb7c h\u1ee7y b\u1ecf \u0111\u00f3. Tr\u01b0\u1eddng h\u1ee3p di ch\u00fac tr\u01b0\u1edbc \u0111\u00f3 \u0111ang \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ng\u01b0\u1eddi l\u1eadp di ch\u00fac ph\u1ea3i th\u00f4ng b\u00e1o cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u gi\u1eef di ch\u00fac bi\u1ebft vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, thay th\u1ebf, h\u1ee7y b\u1ecf di ch\u00fac \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 57. C\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n<\/b><\/p>\n<p style=\"text-align: justify;\">1. Nh\u1eefng ng\u01b0\u1eddi th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt ho\u1eb7c theo di ch\u00fac m\u00e0 trong di ch\u00fac kh\u00f4ng x\u00e1c \u0111\u1ecbnh r\u00f5 ph\u1ea7n di s\u1ea3n \u0111\u01b0\u1ee3c h\u01b0\u1edfng c\u1ee7a t\u1eebng ng\u01b0\u1eddi th\u00ec c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n.<\/p>\n<p style=\"text-align: justify;\">Trong v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n, ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n c\u00f3 th\u1ec3 t\u1eb7ng cho to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n di s\u1ea3n m\u00e0 m\u00ecnh \u0111\u01b0\u1ee3c h\u01b0\u1edfng cho ng\u01b0\u1eddi th\u1eeba k\u1ebf kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">2. Tr\u01b0\u1eddng h\u1ee3p di s\u1ea3n l\u00e0 quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t ho\u1eb7c t\u00e0i s\u1ea3n ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i \u0111\u0103ng k\u00fd quy\u1ec1n s\u1edf h\u1eefu th\u00ec trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 gi\u1ea5y t\u1edd ch\u1ee9ng minh quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n c\u1ee7a ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">Tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt, th\u00ec trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 gi\u1ea5y t\u1edd ch\u1ee9ng minh quan h\u1ec7 gi\u1eefa ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 th\u1eeba k\u1ebf. Tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo di ch\u00fac, trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 b\u1ea3n sao di ch\u00fac.<\/p>\n<p style=\"text-align: justify;\">3. C\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i ki\u1ec3m tra \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n \u0111\u00fang l\u00e0 ng\u01b0\u1eddi c\u00f3 quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n v\u00e0 nh\u1eefng ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00fang l\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n; n\u1ebfu th\u1ea5y ch\u01b0a r\u00f5 ho\u1eb7c c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng vi\u1ec7c \u0111\u1ec3 l\u1ea1i di s\u1ea3n v\u00e0 h\u01b0\u1edfng di s\u1ea3n l\u00e0 kh\u00f4ng \u0111\u00fang ph\u00e1p lu\u1eadt th\u00ec t\u1eeb ch\u1ed1i y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ho\u1eb7c theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, c\u00f4ng ch\u1ee9ng vi\u00ean ti\u1ebfn h\u00e0nh x\u00e1c minh ho\u1eb7c y\u00eau c\u1ea7u gi\u00e1m \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m ni\u00eam y\u1ebft vi\u1ec7c th\u1ee5 l\u00fd c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n tr\u01b0\u1edbc khi th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">4. V\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng l\u00e0 m\u1ed9t trong c\u00e1c c\u0103n c\u1ee9 \u0111\u1ec3 c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n \u0111\u0103ng k\u00fd vi\u1ec7c chuy\u1ec3n quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n cho ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 58. C\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n khai nh\u1eadn di s\u1ea3n<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi duy nh\u1ea5t \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n theo ph\u00e1p lu\u1eadt ho\u1eb7c nh\u1eefng ng\u01b0\u1eddi c\u00f9ng \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n theo ph\u00e1p lu\u1eadt nh\u01b0ng th\u1ecfa thu\u1eadn kh\u00f4ng ph\u00e2n chia di s\u1ea3n \u0111\u00f3 c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n khai nh\u1eadn di s\u1ea3n.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n khai nh\u1eadn di s\u1ea3n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 v\u00e0 kho\u1ea3n 3 \u0110i\u1ec1u 57 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft th\u1ee7 t\u1ee5c ni\u00eam y\u1ebft vi\u1ec7c th\u1ee5 l\u00fd c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n th\u1ecfa thu\u1eadn ph\u00e2n chia di s\u1ea3n, v\u0103n b\u1ea3n khai nh\u1eadn di s\u1ea3n.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 59. C\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n<\/b><\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u00f3 th\u1ec3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n. Khi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i xu\u1ea5t tr\u00ecnh b\u1ea3n sao di ch\u00fac trong tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c gi\u1ea5y t\u1edd ch\u1ee9ng minh quan h\u1ec7 gi\u1eefa ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n v\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng theo ph\u00e1p lu\u1eadt v\u1ec1 th\u1eeba k\u1ebf; gi\u1ea5y ch\u1ee9ng t\u1eed ho\u1eb7c gi\u1ea5y t\u1edd kh\u00e1c ch\u1ee9ng minh ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n \u0111\u00e3 ch\u1ebft.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 60. Nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi l\u1eadp di ch\u00fac c\u00f3 th\u1ec3 y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac c\u1ee7a m\u00ecnh. Khi nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac, c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i ni\u00eam phong b\u1ea3n di ch\u00fac tr\u01b0\u1edbc m\u1eb7t ng\u01b0\u1eddi l\u1eadp di ch\u00fac, ghi gi\u1ea5y nh\u1eadn l\u01b0u gi\u1eef v\u00e0 giao cho ng\u01b0\u1eddi l\u1eadp di ch\u00fac.<\/p>\n<p style=\"text-align: justify;\">2. \u0110\u1ed1i v\u1edbi di ch\u00fac \u0111\u00e3 \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn l\u01b0u gi\u1eef nh\u01b0ng sau \u0111\u00f3 t\u1ed5 ch\u1ee9c n\u00e0y ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec tr\u01b0\u1edbc khi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c gi\u1ea3i th\u1ec3, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i th\u1ecfa thu\u1eadn v\u1edbi ng\u01b0\u1eddi l\u1eadp di ch\u00fac v\u1ec1 vi\u1ec7c chuy\u1ec3n cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00e1c l\u01b0u gi\u1eef di ch\u00fac. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 th\u1ecfa thu\u1eadn ho\u1eb7c kh\u00f4ng th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c th\u00ec di ch\u00fac v\u00e0 ph\u00ed l\u01b0u gi\u1eef di ch\u00fac ph\u1ea3i \u0111\u01b0\u1ee3c tr\u1ea3 l\u1ea1i cho ng\u01b0\u1eddi l\u1eadp di ch\u00fac.<\/p>\n<p style=\"text-align: justify;\">3. Vi\u1ec7c c\u00f4ng b\u1ed1 di ch\u00fac l\u01b0u gi\u1eef t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 61. C\u00f4ng ch\u1ee9ng b\u1ea3n d\u1ecbch<\/b><\/p>\n<p style=\"text-align: justify;\">1. Vi\u1ec7c d\u1ecbch gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n t\u1eeb ti\u1ebfng Vi\u1ec7t sang ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i ho\u1eb7c t\u1eeb ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i sang ti\u1ebfng Vi\u1ec7t \u0111\u1ec3 c\u00f4ng ch\u1ee9ng ph\u1ea3i do ng\u01b0\u1eddi phi\u00ean d\u1ecbch l\u00e0 c\u1ed9ng t\u00e1c vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n. C\u1ed9ng t\u00e1c vi\u00ean ph\u1ea3i l\u00e0 ng\u01b0\u1eddi t\u1ed1t nghi\u1ec7p \u0111\u1ea1i h\u1ecdc ngo\u1ea1i ng\u1eef ho\u1eb7c \u0111\u1ea1i h\u1ecdc kh\u00e1c m\u00e0 th\u00f4ng th\u1ea1o th\u1ee9 ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i \u0111\u00f3. C\u1ed9ng t\u00e1c vi\u00ean ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u1ec1 t\u00ednh ch\u00ednh x\u00e1c, ph\u00f9 h\u1ee3p c\u1ee7a n\u1ed9i dung b\u1ea3n d\u1ecbch do m\u00ecnh th\u1ef1c hi\u1ec7n.<\/p>\n<p style=\"text-align: justify;\">2. C\u00f4ng ch\u1ee9ng vi\u00ean ti\u1ebfp nh\u1eadn b\u1ea3n ch\u00ednh gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n c\u1ea7n d\u1ecbch, ki\u1ec3m tra v\u00e0 giao cho ng\u01b0\u1eddi phi\u00ean d\u1ecbch l\u00e0 c\u1ed9ng t\u00e1c vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh th\u1ef1c hi\u1ec7n. Ng\u01b0\u1eddi phi\u00ean d\u1ecbch ph\u1ea3i k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a b\u1ea3n d\u1ecbch tr\u01b0\u1edbc khi c\u00f4ng ch\u1ee9ng vi\u00ean ghi l\u1eddi ch\u1ee9ng v\u00e0 k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a b\u1ea3n d\u1ecbch.<\/p>\n<p style=\"text-align: justify;\">T\u1eebng trang c\u1ee7a b\u1ea3n d\u1ecbch ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00f3ng d\u1ea5u ch\u1eef \u201cB\u1ea3n d\u1ecbch\u201d v\u00e0o ch\u1ed7 tr\u1ed1ng ph\u00eda tr\u00ean b\u00ean ph\u1ea3i; b\u1ea3n d\u1ecbch ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00ednh k\u00e8m v\u1edbi b\u1ea3n sao c\u1ee7a b\u1ea3n ch\u00ednh v\u00e0 \u0111\u01b0\u1ee3c \u0111\u00f3ng d\u1ea5u gi\u00e1p lai.<\/p>\n<p style=\"text-align: justify;\">3. L\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi b\u1ea3n d\u1ecbch ph\u1ea3i ghi r\u00f5 th\u1eddi \u0111i\u1ec3m, \u0111\u1ecba \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng, h\u1ecd t\u00ean c\u00f4ng ch\u1ee9ng vi\u00ean, t\u00ean t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; h\u1ecd t\u00ean ng\u01b0\u1eddi phi\u00ean d\u1ecbch; ch\u1ee9ng nh\u1eadn ch\u1eef k\u00fd trong b\u1ea3n d\u1ecbch \u0111\u00fang l\u00e0 ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi phi\u00ean d\u1ecbch; ch\u1ee9ng nh\u1eadn n\u1ed9i dung b\u1ea3n d\u1ecbch l\u00e0 ch\u00ednh x\u00e1c, kh\u00f4ng vi ph\u1ea1m ph\u00e1p lu\u1eadt, kh\u00f4ng tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i; c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">4. C\u00f4ng ch\u1ee9ng vi\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c nh\u1eadn v\u00e0 c\u00f4ng ch\u1ee9ng b\u1ea3n d\u1ecbch trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) C\u00f4ng ch\u1ee9ng vi\u00ean bi\u1ebft ho\u1eb7c ph\u1ea3i bi\u1ebft b\u1ea3n ch\u00ednh \u0111\u01b0\u1ee3c c\u1ea5p sai th\u1ea9m quy\u1ec1n ho\u1eb7c kh\u00f4ng h\u1ee3p l\u1ec7; b\u1ea3n ch\u00ednh gi\u1ea3;<\/p>\n<p style=\"text-align: justify;\">b) Gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u d\u1ecbch \u0111\u00e3 b\u1ecb t\u1ea9y xo\u00e1, s\u1eeda ch\u1eefa, th\u00eam, b\u1edbt ho\u1eb7c b\u1ecb h\u01b0 h\u1ecfng, c\u0169 n\u00e1t kh\u00f4ng th\u1ec3 x\u00e1c \u0111\u1ecbnh r\u00f5 n\u1ed9i dung;<\/p>\n<p style=\"text-align: justify;\">c) Gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u d\u1ecbch thu\u1ed9c b\u00ed m\u1eadt nh\u00e0 n\u01b0\u1edbc; gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n b\u1ecb c\u1ea5m ph\u1ed5 bi\u1ebfn theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\">5. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft m\u1eabu l\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi b\u1ea3n d\u1ecbch.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng VI<br>\nC\u01a0 S\u1ede D\u1eee LI\u1ec6U C\u00d4NG CH\u1ee8NG V\u00c0 L\u01afU TR\u1eee H\u1ed2 S\u01a0 C\u00d4NG CH\u1ee8NG<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 62. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng bao g\u1ed3m c\u00e1c th\u00f4ng tin v\u1ec1 ngu\u1ed3n g\u1ed1c t\u00e0i s\u1ea3n, t\u00ecnh tr\u1ea1ng giao d\u1ecbch c\u1ee7a t\u00e0i s\u1ea3n v\u00e0 c\u00e1c th\u00f4ng tin v\u1ec1 bi\u1ec7n ph\u00e1p ng\u0103n ch\u1eb7n \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n c\u00f3 li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh c\u00f3 tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a \u0111\u1ecba ph\u01b0\u01a1ng v\u00e0 ban h\u00e0nh quy ch\u1ebf khai th\u00e1c, s\u1eed d\u1ee5ng c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. B\u1ed9 T\u01b0 ph\u00e1p ch\u1ee7 tr\u00ec ph\u1ed1i h\u1ee3p v\u1edbi B\u1ed9 T\u00e0i nguy\u00ean v\u00e0 M\u00f4i tr\u01b0\u1eddng, B\u1ed9 X\u00e2y d\u1ef1ng v\u00e0 c\u00e1c b\u1ed9, ng\u00e0nh c\u00f3 li\u00ean quan ch\u1ec9 \u0111\u1ea1o, h\u01b0\u1edbng d\u1eabn vi\u1ec7c x\u00e2y d\u1ef1ng v\u00e0 qu\u1ea3n l\u00fd, khai th\u00e1c c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng t\u1ea1i c\u00e1c \u0111\u1ecba ph\u01b0\u01a1ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 63. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng bao g\u1ed3m phi\u1ebfu y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, b\u1ea3n ch\u00ednh v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng, b\u1ea3n sao c\u00e1c gi\u1ea5y t\u1edd m\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 n\u1ed9p, c\u00e1c gi\u1ea5y t\u1edd x\u00e1c minh, gi\u00e1m \u0111\u1ecbnh v\u00e0 gi\u1ea5y t\u1edd li\u00ean quan kh\u00e1c.<\/p>\n<p style=\"text-align: justify;\">2. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00e1nh s\u1ed1 theo th\u1ee9 t\u1ef1 th\u1eddi gian ph\u00f9 h\u1ee3p v\u1edbi vi\u1ec7c ghi trong s\u1ed5 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 64. Ch\u1ebf \u0111\u1ed9 l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i b\u1ea3o qu\u1ea3n ch\u1eb7t ch\u1ebd, th\u1ef1c hi\u1ec7n bi\u1ec7n ph\u00e1p an to\u00e0n \u0111\u1ed1i v\u1edbi h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. B\u1ea3n ch\u00ednh v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1c gi\u1ea5y t\u1edd kh\u00e1c trong h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u tr\u1eef \u00edt nh\u1ea5t l\u00e0 20 n\u0103m t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p l\u01b0u tr\u1eef ngo\u00e0i tr\u1ee5 s\u1edf th\u00ec ph\u1ea3i c\u00f3 s\u1ef1 \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n c\u1ee7a S\u1edf T\u01b0 ph\u00e1p.<\/p>\n<p style=\"text-align: justify;\">3. Trong tr\u01b0\u1eddng h\u1ee3p c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n c\u00f3 y\u00eau c\u1ea7u b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 vi\u1ec7c cung c\u1ea5p h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ee5c v\u1ee5 cho vi\u1ec7c gi\u00e1m s\u00e1t, ki\u1ec3m tra, thanh tra, \u0111i\u1ec1u tra, truy t\u1ed1, x\u00e9t x\u1eed, thi h\u00e0nh \u00e1n li\u00ean quan \u0111\u1ebfn vi\u1ec7c \u0111\u00e3 c\u00f4ng ch\u1ee9ng th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m cung c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1c gi\u1ea5y t\u1edd kh\u00e1c c\u00f3 li\u00ean quan. Vi\u1ec7c \u0111\u1ed1i chi\u1ebfu b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u1edbi b\u1ea3n ch\u00ednh ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">4. Vi\u1ec7c k\u00ea bi\u00ean, kh\u00e1m x\u00e9t tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 c\u00f3 s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a \u0111\u1ea1i di\u1ec7n S\u1edf T\u01b0 ph\u00e1p ho\u1eb7c \u0111\u1ea1i di\u1ec7n t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng.<\/p>\n<p style=\"text-align: justify;\">5. Tr\u01b0\u1eddng h\u1ee3p Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng do V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i qu\u1ea3n l\u00fd.<\/p>\n<p style=\"text-align: justify;\">Tr\u01b0\u1eddng h\u1ee3p Ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb gi\u1ea3i th\u1ec3 th\u00ec h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c chuy\u1ec3n cho m\u1ed9t Ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c ho\u1eb7c m\u1ed9t V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do S\u1edf T\u01b0 ph\u00e1p ch\u1ec9 \u0111\u1ecbnh.<\/p>\n<p style=\"text-align: justify;\">Tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng th\u00ec V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00f3 ph\u1ea3i th\u1ecfa thu\u1eadn v\u1edbi m\u1ed9t V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c v\u1ec1 vi\u1ec7c ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng; n\u1ebfu kh\u00f4ng th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c ho\u1eb7c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng do to\u00e0n b\u1ed9 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft th\u00ec S\u1edf T\u01b0 ph\u00e1p ch\u1ec9 \u0111\u1ecbnh m\u1ed9t Ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c m\u1ed9t V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 65. C\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Vi\u1ec7c c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 64 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">b) Theo y\u00eau c\u1ea7u c\u1ee7a c\u00e1c b\u00ean tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n, ngh\u0129a v\u1ee5 li\u00ean quan \u0111\u1ebfn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng do t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef b\u1ea3n ch\u00ednh v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u00f3 th\u1ef1c hi\u1ec7n.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng VII<br>\nPH\u00cd C\u00d4NG CH\u1ee8NG, TH\u00d9 LAO C\u00d4NG CH\u1ee8NG V\u00c0 CHI PH\u00cd KH\u00c1C<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 66. Ph\u00ed c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ph\u00ed c\u00f4ng ch\u1ee9ng bao g\u1ed3m ph\u00ed c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch, ph\u00ed l\u01b0u gi\u1eef di ch\u00fac, ph\u00ed c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, b\u1ea3n d\u1ecbch, l\u01b0u gi\u1eef di ch\u00fac, c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng ph\u1ea3i n\u1ed9p ph\u00ed c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. M\u1ee9c thu, ch\u1ebf \u0111\u1ed9 thu, n\u1ed9p, s\u1eed d\u1ee5ng v\u00e0 qu\u1ea3n l\u00fd ph\u00ed c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 67. Th\u00f9 lao c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i tr\u1ea3 th\u00f9 lao khi y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c so\u1ea1n th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, \u0111\u00e1nh m\u00e1y, sao ch\u1ee5p, d\u1ecbch gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n v\u00e0 c\u00e1c vi\u1ec7c kh\u00e1c li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ban h\u00e0nh m\u1ee9c tr\u1ea7n th\u00f9 lao c\u00f4ng ch\u1ee9ng \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi c\u00e1c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng x\u00e1c \u0111\u1ecbnh m\u1ee9c th\u00f9 lao \u0111\u1ed1i v\u1edbi t\u1eebng lo\u1ea1i vi\u1ec7c kh\u00f4ng v\u01b0\u1ee3t qu\u00e1 m\u1ee9c tr\u1ea7n th\u00f9 lao c\u00f4ng ch\u1ee9ng do \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ban h\u00e0nh v\u00e0 ni\u00eam y\u1ebft c\u00f4ng khai c\u00e1c m\u1ee9c th\u00f9 lao t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a m\u00ecnh. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng thu th\u00f9 lao cao h\u01a1n m\u1ee9c tr\u1ea7n th\u00f9 lao v\u00e0 m\u1ee9c th\u00f9 lao \u0111\u00e3 ni\u00eam y\u1ebft th\u00ec b\u1ecb x\u1eed l\u00fd theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\">3. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m gi\u1ea3i th\u00edch r\u00f5 cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 th\u00f9 lao c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 68. Chi ph\u00ed kh\u00e1c<\/b><\/p>\n<p style=\"text-align: justify;\">1. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ec1 ngh\u1ecb x\u00e1c minh, gi\u00e1m \u0111\u1ecbnh ho\u1eb7c th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng ngo\u00e0i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i tr\u1ea3 chi ph\u00ed \u0111\u1ec3 th\u1ef1c hi\u1ec7n vi\u1ec7c \u0111\u00f3.<\/p>\n<p style=\"text-align: justify;\">M\u1ee9c chi ph\u00ed do ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ecfa thu\u1eadn. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00f4ng \u0111\u01b0\u1ee3c thu chi ph\u00ed cao h\u01a1n m\u1ee9c chi ph\u00ed \u0111\u00e3 th\u1ecfa thu\u1eadn.<\/p>\n<p style=\"text-align: justify;\">2. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i ni\u00eam y\u1ebft r\u00f5 nguy\u00ean t\u1eafc t\u00ednh chi ph\u00ed kh\u00e1c v\u00e0 c\u00f3 tr\u00e1ch nhi\u1ec7m gi\u1ea3i th\u00edch r\u00f5 cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 c\u00e1c chi ph\u00ed c\u1ee5 th\u1ec3 \u0111\u00f3.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng VIII<br>\nQU\u1ea2N L\u00dd NH\u00c0 N\u01af\u1edaC V\u1ec0 C\u00d4NG CH\u1ee8NG<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 69. Tr\u00e1ch nhi\u1ec7m c\u1ee7a Ch\u00ednh ph\u1ee7, B\u1ed9 T\u01b0 ph\u00e1p v\u00e0 c\u00e1c b\u1ed9, ng\u00e0nh c\u00f3 li\u00ean quan trong c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. Ch\u00ednh ph\u1ee7 th\u1ed1ng nh\u1ea5t qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">2. B\u1ed9 T\u01b0 ph\u00e1p ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc Ch\u00ednh ph\u1ee7, Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 trong vi\u1ec7c th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng, c\u00f3 c\u00e1c nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) Ban h\u00e0nh ho\u1eb7c tr\u00ecnh c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n ban h\u00e0nh v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt v\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) X\u00e2y d\u1ef1ng, tr\u00ecnh Ch\u00ednh ph\u1ee7 ban h\u00e0nh ch\u00ednh s\u00e1ch ph\u00e1t tri\u1ec3n ngh\u1ec1 c\u00f4ng ch\u1ee9ng, tr\u00ecnh Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 ban h\u00e0nh Quy ho\u1ea1ch t\u1ed5ng th\u1ec3 ph\u00e1t tri\u1ec3n t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong c\u1ea3 n\u01b0\u1edbc;<\/p>\n<p style=\"text-align: justify;\">c) Ch\u1ee7 tr\u00ec, ph\u1ed1i h\u1ee3p v\u1edbi c\u00e1c b\u1ed9, ng\u00e0nh c\u00f3 li\u00ean quan h\u01b0\u1edbng d\u1eabn, tri\u1ec3n khai, qu\u1ea3n l\u00fd vi\u1ec7c th\u1ef1c hi\u1ec7n Quy ho\u1ea1ch t\u1ed5ng th\u1ec3 ph\u00e1t tri\u1ec3n t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong c\u1ea3 n\u01b0\u1edbc;<\/p>\n<p style=\"text-align: justify;\">d) Tuy\u00ean truy\u1ec1n, ph\u1ed5 bi\u1ebfn ph\u00e1p lu\u1eadt v\u1ec1 c\u00f4ng ch\u1ee9ng, ch\u00ednh s\u00e1ch ph\u00e1t tri\u1ec3n ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">\u0111) B\u1ed5 nhi\u1ec7m, b\u1ed5 nhi\u1ec7m l\u1ea1i, mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean;<\/p>\n<p style=\"text-align: justify;\">e) Ph\u00ea duy\u1ec7t \u0110i\u1ec1u l\u1ec7 c\u1ee7a t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p to\u00e0n qu\u1ed1c c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean sau khi th\u1ed1ng nh\u1ea5t \u00fd ki\u1ebfn v\u1edbi B\u1ed9 N\u1ed9i v\u1ee5; \u0111\u00ecnh ch\u1ec9 thi h\u00e0nh v\u00e0 y\u00eau c\u1ea7u s\u1eeda \u0111\u1ed5i nh\u1eefng v\u0103n b\u1ea3n, quy \u0111\u1ecbnh c\u1ee7a t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Hi\u1ebfn ph\u00e1p, Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan;<\/p>\n<p style=\"text-align: justify;\">g) Ki\u1ec3m tra, thanh tra, x\u1eed l\u00fd vi ph\u1ea1m, gi\u1ea3i quy\u1ebft khi\u1ebfu n\u1ea1i, t\u1ed1 c\u00e1o v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng theo th\u1ea9m quy\u1ec1n;<\/p>\n<p style=\"text-align: justify;\">h) \u0110\u1ecbnh k\u1ef3 h\u1eb1ng n\u0103m b\u00e1o c\u00e1o Ch\u00ednh ph\u1ee7 v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">i) Qu\u1ea3n l\u00fd v\u00e0 th\u1ef1c hi\u1ec7n h\u1ee3p t\u00e1c qu\u1ed1c t\u1ebf v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">k) C\u00e1c nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: justify;\">3. B\u1ed9 Ngo\u1ea1i giao c\u00f3 tr\u00e1ch nhi\u1ec7m ph\u1ed1i h\u1ee3p v\u1edbi B\u1ed9 T\u01b0 ph\u00e1p trong vi\u1ec7c h\u01b0\u1edbng d\u1eabn, ki\u1ec3m tra, thanh tra vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n Vi\u1ec7t Nam \u1edf n\u01b0\u1edbc ngo\u00e0i, t\u1ed5 ch\u1ee9c b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng cho vi\u00ean ch\u1ee9c l\u00e3nh s\u1ef1, vi\u00ean ch\u1ee9c ngo\u1ea1i giao \u0111\u01b0\u1ee3c giao th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng; \u0111\u1ecbnh k\u1ef3 h\u1eb1ng n\u0103m b\u00e1o c\u00e1o B\u1ed9 T\u01b0 ph\u00e1p v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n Vi\u1ec7t Nam \u1edf n\u01b0\u1edbc ngo\u00e0i \u0111\u1ec3 t\u1ed5ng h\u1ee3p b\u00e1o c\u00e1o Ch\u00ednh ph\u1ee7.<\/p>\n<p style=\"text-align: justify;\">4. B\u1ed9, c\u01a1 quan ngang b\u1ed9 trong ph\u1ea1m vi nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n c\u1ee7a m\u00ecnh c\u00f3 tr\u00e1ch nhi\u1ec7m ph\u1ed1i h\u1ee3p v\u1edbi B\u1ed9 T\u01b0 ph\u00e1p trong vi\u1ec7c th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 70. Nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n c\u1ee7a \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh v\u00e0 c\u00e1c S\u1edf T\u01b0 ph\u00e1p trong c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">1. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh th\u1ef1c hi\u1ec7n vi\u1ec7c qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng v\u00e0 c\u00f3 c\u00e1c nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n sau \u0111\u00e2y:<\/p>\n<p style=\"text-align: justify;\">a) T\u1ed5 ch\u1ee9c thi h\u00e0nh, tuy\u00ean truy\u1ec1n, ph\u1ed5 bi\u1ebfn ph\u00e1p lu\u1eadt v\u1ec1 c\u00f4ng ch\u1ee9ng, ch\u00ednh s\u00e1ch ph\u00e1t tri\u1ec3n ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">b) Th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p ph\u00e1t tri\u1ec3n t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u00ean \u0111\u1ecba b\u00e0n ph\u00f9 h\u1ee3p v\u1edbi Quy ho\u1ea1ch t\u1ed5ng th\u1ec3 ph\u00e1t tri\u1ec3n t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 \u0111\u01b0\u1ee3c Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 ph\u00ea duy\u1ec7t;<\/p>\n<p style=\"text-align: justify;\">c) Quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng, b\u1ea3o \u0111\u1ea3m c\u01a1 s\u1edf v\u1eadt ch\u1ea5t v\u00e0 ph\u01b0\u01a1ng ti\u1ec7n l\u00e0m vi\u1ec7c cho c\u00e1c Ph\u00f2ng c\u00f4ng ch\u1ee9ng; quy\u1ebft \u0111\u1ecbnh vi\u1ec7c gi\u1ea3i th\u1ec3 ho\u1eb7c chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p style=\"text-align: justify;\">d) Ban h\u00e0nh ti\u00eau ch\u00ed x\u00e9t duy\u1ec7t h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, thay \u0111\u1ed5i v\u00e0 thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, cho ph\u00e9p chuy\u1ec3n nh\u01b0\u1ee3ng, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">\u0111) Ban h\u00e0nh m\u1ee9c tr\u1ea7n th\u00f9 lao c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng;<\/p>\n<p style=\"text-align: justify;\">e)Ki\u1ec3m tra, thanh tra, x\u1eed l\u00fd vi ph\u1ea1m v\u00e0 gi\u1ea3i quy\u1ebft khi\u1ebfu n\u1ea1i, t\u1ed1 c\u00e1o v\u1ec1 c\u00f4ng ch\u1ee9ng theo th\u1ea9m quy\u1ec1n; ph\u1ed1i h\u1ee3p v\u1edbi B\u1ed9 T\u01b0 ph\u00e1p trong c\u00f4ng t\u00e1c ki\u1ec3m tra, thanh tra v\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p style=\"text-align: justify;\">g) B\u00e1o c\u00e1o B\u1ed9 T\u01b0 ph\u00e1p v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp, chuy\u1ec3n \u0111\u1ed5i, gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng; cho ph\u00e9p th\u00e0nh l\u1eadp, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp, chuy\u1ec3n nh\u01b0\u1ee3ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ean \u0111\u1ecba b\u00e0n. \u0110\u1ecbnh k\u1ef3 h\u1eb1ng n\u0103m b\u00e1o c\u00e1o B\u1ed9 T\u01b0 ph\u00e1p v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng \u0111\u1ec3 t\u1ed5ng h\u1ee3p b\u00e1o c\u00e1o Ch\u00ednh ph\u1ee7;<\/p>\n<p style=\"text-align: justify;\">h) C\u00e1c nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p style=\"text-align: justify;\">2. S\u1edf T\u01b0 ph\u00e1p ch\u1ecbu tr\u00e1ch nhi\u1ec7m gi\u00fap \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng, th\u1ef1c hi\u1ec7n c\u00e1c nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng IX<br>\nX\u1eec L\u00dd VI PH\u1ea0M V\u00c0 GI\u1ea2I QUY\u1ebeT TRANH CH\u1ea4P<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 71. X\u1eed l\u00fd vi ph\u1ea1m \u0111\u1ed1i v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">C\u00f4ng ch\u1ee9ng vi\u00ean vi ph\u1ea1m quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec t\u00f9y theo t\u00ednh ch\u1ea5t, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m m\u00e0 b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt, x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh ho\u1eb7c b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i th\u00ec ph\u1ea3i b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 72. X\u1eed l\u00fd vi ph\u1ea1m \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng vi ph\u1ea1m quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh, n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i ph\u1ea3i b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 73. X\u1eed l\u00fd vi ph\u1ea1m \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi c\u00f3 h\u00e0nh vi x\u00e2m ph\u1ea1m quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi c\u00f3 ch\u1ee9c v\u1ee5, quy\u1ec1n h\u1ea1n m\u00e0 c\u00f3 h\u00e0nh vi x\u00e2m ph\u1ea1m quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ho\u1eb7c c\u1ea3n tr\u1edf c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 th\u00ec t\u00f9y theo t\u00ednh ch\u1ea5t, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m m\u00e0 b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt ho\u1eb7c b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i th\u00ec ph\u1ea3i b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 74. X\u1eed l\u00fd vi ph\u1ea1m \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng b\u1ea5t h\u1ee3p ph\u00e1p<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00e1 nh\u00e2n kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng d\u01b0\u1edbi b\u1ea5t k\u1ef3 h\u00ecnh th\u1ee9c n\u00e0o th\u00ec ph\u1ea3i ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m, b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh ho\u1eb7c b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i th\u00ec ph\u1ea3i b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\">2. T\u1ed5 ch\u1ee9c kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng d\u01b0\u1edbi b\u1ea5t k\u1ef3 h\u00ecnh th\u1ee9c n\u00e0o th\u00ec ph\u1ea3i ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m, b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh, n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i th\u00ec ph\u1ea3i b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 75. X\u1eed l\u00fd vi ph\u1ea1m \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p style=\"text-align: justify;\">Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u00f3 h\u00e0nh vi cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u sai s\u1ef1 th\u1eadt, s\u1eed d\u1ee5ng gi\u1ea5y t\u1edd, v\u0103nb\u1ea3n gi\u1ea3 m\u1ea1o, s\u1eeda ch\u1eefa, t\u1ea9y x\u00f3a gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n tr\u00e1i ph\u00e1p lu\u1eadt ho\u1eb7c c\u00f3 h\u00e0nh vi gian d\u1ed1i kh\u00e1c khi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng th\u00ec t\u00f9y theo t\u00ednh ch\u1ea5t, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m m\u00e0 b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh ho\u1eb7c b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i th\u00ec ph\u1ea3i b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 76. Gi\u1ea3i quy\u1ebft tranh ch\u1ea5p<\/b><\/p>\n<p style=\"text-align: justify;\">Trong tr\u01b0\u1eddng h\u1ee3p gi\u1eefa ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tranh ch\u1ea5p li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec c\u00e1c b\u00ean c\u00f3 quy\u1ec1n kh\u1edfi ki\u1ec7n v\u1ee5 vi\u1ec7c ra T\u00f2a \u00e1n \u0111\u1ec3 gi\u1ea3i quy\u1ebft tranh ch\u1ea5p \u0111\u00f3.<\/p>\n<p align=\"center\"><b>Ch\u01b0\u01a1ng X<br>\n\u0110I\u1ec0U KHO\u1ea2N THI H\u00c0NH<\/b><\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 77. Vi\u1ec7c ch\u1ee9ng th\u1ef1c b\u1ea3n sao t\u1eeb b\u1ea3n ch\u00ednh, ch\u1ee9ng th\u1ef1c ch\u1eef k\u00fd trong gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c ch\u1ee9ng th\u1ef1c b\u1ea3n sao t\u1eeb b\u1ea3n ch\u00ednh, ch\u1ee9ng th\u1ef1c ch\u1eef k\u00fd trong gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u1ec7c ch\u1ee9ng th\u1ef1c b\u1ea3n sao t\u1eeb b\u1ea3n ch\u00ednh, ch\u1ee9ng th\u1ef1c ch\u1eef k\u00fd trong gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng th\u1ef1c.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 78. Vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t <\/b><b>Nam \u1edf n\u01b0\u1edbc ngo\u00e0i<\/b><\/p>\n<p style=\"text-align: justify;\">1. C\u01a1 quan \u0111\u1ea1i di\u1ec7n ngo\u1ea1i giao, c\u01a1 quan \u0111\u1ea1i di\u1ec7n l\u00e3nh s\u1ef1 c\u1ee7a n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam \u1edf n\u01b0\u1edbc ngo\u00e0i \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng di ch\u00fac, v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n, v\u0103n b\u1ea3n \u1ee7y quy\u1ec1n v\u00e0 c\u00e1c h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 l\u00e3nh s\u1ef1, ngo\u1ea1i giao, tr\u1eeb h\u1ee3p \u0111\u1ed3ng mua b\u00e1n, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng, t\u1eb7ng cho, cho thu\u00ea, th\u1ebf ch\u1ea5p, g\u00f3p v\u1ed1n b\u1eb1ng b\u1ea5t \u0111\u1ed9ng s\u1ea3n t\u1ea1i Vi\u1ec7t Nam.<\/p>\n<p style=\"text-align: justify;\">2. Vi\u00ean ch\u1ee9c l\u00e3nh s\u1ef1, vi\u00ean ch\u1ee9c ngo\u1ea1i giao \u0111\u01b0\u1ee3c giao th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt ho\u1eb7c \u0111\u01b0\u1ee3c b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">3. Vi\u00ean ch\u1ee9c l\u00e3nh s\u1ef1, vi\u00ean ch\u1ee9c ngo\u1ea1i giao th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng theo th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng V c\u1ee7a Lu\u1eadt n\u00e0y, c\u00f3 quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m c, d v\u00e0 \u0111 kho\u1ea3n 1 v\u00e0 ngh\u0129a v\u1ee5 quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, c, d v\u00e0 \u0111 kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 79. \u0110i\u1ec1u kho\u1ea3n chuy\u1ec3n ti\u1ebfp<\/b><\/p>\n<p style=\"text-align: justify;\">1. Trong th\u1eddi h\u1ea1n 24 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do m\u1ed9t c\u00f4ng ch\u1ee9ng vi\u00ean th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt c\u00f4ng ch\u1ee9ng s\u1ed1 82\/2006\/QH11 ph\u1ea3i chuy\u1ec3n \u0111\u1ed5i th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 22 c\u1ee7a Lu\u1eadt n\u00e0y. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do m\u1ed9t c\u00f4ng ch\u1ee9ng vi\u00ean th\u00e0nh l\u1eadp kh\u00f4ng th\u1ef1c hi\u1ec7n xong vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i trong th\u1eddi h\u1ea1n n\u00e0y th\u00ec \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, S\u1edf T\u01b0 ph\u00e1p thu h\u1ed3i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\">B\u1ed9 T\u01b0 ph\u00e1p h\u01b0\u1edbng d\u1eabn th\u1ee7 t\u1ee5c chuy\u1ec3n \u0111\u1ed5i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">2. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh \u0111\u01b0\u1ee3c gi\u1eef nguy\u00ean t\u00ean g\u1ecdi \u0111\u00e3 \u0111\u0103ng k\u00fd. Tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng thay \u0111\u1ed5i m\u1ed9t trong c\u00e1c n\u1ed9i dung quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 23 c\u1ee7a Lu\u1eadt n\u00e0y k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh th\u00ec ph\u1ea3i \u0111\u0103ng k\u00fd l\u1ea1i ho\u1ea1t \u0111\u1ed9ng; tr\u01b0\u1eddng h\u1ee3p thay \u0111\u1ed5i m\u1ed9t trong c\u00e1c n\u1ed9i dung quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 24 c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec ph\u1ea3i thay \u0111\u1ed5i t\u00ean g\u1ecdi c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 22 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p style=\"text-align: justify;\">3. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh c\u00f3 ngh\u0129a v\u1ee5 mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 37 c\u1ee7a Lu\u1eadt n\u00e0y trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/p>\n<p style=\"text-align: justify;\">4. Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c ban h\u00e0nh k\u00e8m theo Th\u00f4ng t\u01b0 s\u1ed1 11\/2012\/TT-BTPng\u00e0y 30 th\u00e1ng 10 n\u0103m 2012 c\u1ee7a B\u1ed9 T\u01b0\u00a0ph\u00e1p ti\u1ebfp t\u1ee5c \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n cho \u0111\u1ebfn khi t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 39 c\u1ee7a Lu\u1eadt n\u00e0y ban h\u00e0nh m\u1edbi Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 80. Hi\u1ec7u l\u1ef1c thi h\u00e0nh<\/b><\/p>\n<p style=\"text-align: justify;\">Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh t\u1eeb ng\u00e0y 01 th\u00e1ng 01 n\u0103m 2015.<\/p>\n<p style=\"text-align: justify;\">Lu\u1eadt c\u00f4ng ch\u1ee9ng s\u1ed1 82\/2006\/QH11 h\u1ebft hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/p>\n<p style=\"text-align: justify;\"><b>\u0110i\u1ec1u 81. Quy \u0111\u1ecbnh chi ti\u1ebft<\/b><\/p>\n<p style=\"text-align: justify;\">Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft c\u00e1c \u0111i\u1ec1u, kho\u1ea3n \u0111\u01b0\u1ee3c giao trong Lu\u1eadt.<\/p>\n<p style=\"text-align: justify;\"><i>Lu\u1eadt n\u00e0y \u0111\u00e3 \u0111\u01b0\u1ee3c Qu\u1ed1c h\u1ed9i n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam kh\u00f3a XIII, k\u1ef3 h\u1ecdp th\u1ee9 7 th\u00f4ng qua ng\u00e0y 20 th\u00e1ng 6 n\u0103m 2014.<\/i><\/p>\n<table border=\"0\" cellspacing=\"0\" cellpadding=\"0\">\n<tbody>\n<tr>\n<td valign=\"top\" width=\"295\"><\/td>\n<td valign=\"top\" width=\"295\">\n<p align=\"center\"><b>CH\u1ee6 T\u1ecaCH QU\u1ed0C H\u1ed8I<\/b><\/p>\n<p style=\"text-align: center;\">Nguy\u1ec5n Sinh H\u00f9ng<\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p>\u00bb\u00a0<a href=\"https:\/\/luatsubaoho.com\/phapluat\/dich-vu-tu-van-hop-dong\/\">T\u01b0 v\u1ea5n h\u1ee3p \u0111\u1ed3ng<\/a><\/p>\n<p>\u00bb\u00a0<a title=\"Th\u00f4ng t\u01b0 257\/2016\/TT-BTC quy \u0111\u1ecbnh m\u1ee9c ph\u00ed c\u00f4ng ch\u1ee9ng\" href=\"https:\/\/luatsubaoho.com\/phapluat\/thong-tu-2572016tt-btc-quy-dinh-muc-phi-cong-chung\/\" rel=\"bookmark\">Th\u00f4ng t\u01b0 257\/2016\/TT-BTC quy \u0111\u1ecbnh m\u1ee9c ph\u00ed c\u00f4ng ch\u1ee9ng<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Lu\u1eadt c\u00f4ng ch\u1ee9ng 2014 quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng. QU\u1ed0C H\u1ed8I C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM \u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac S\u1ed1: 53\/2014\/QH13 H\u00e0 N\u1ed9i, [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[32],"tags":[],"_links":{"self":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/5606"}],"collection":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/comments?post=5606"}],"version-history":[{"count":2,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/5606\/revisions"}],"predecessor-version":[{"id":43205,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/5606\/revisions\/43205"}],"wp:attachment":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/media?parent=5606"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/categories?post=5606"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/tags?post=5606"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}