{"id":43202,"date":"2015-01-28T01:56:00","date_gmt":"2015-01-27T18:56:00","guid":{"rendered":"https:\/\/luatsubaoho.com\/phapluat\/?p=43202"},"modified":"2025-03-29T08:20:54","modified_gmt":"2025-03-29T01:20:54","slug":"luat-cong-chung-nam-2024","status":"publish","type":"post","link":"https:\/\/luatsubaoho.com\/phapluat\/luat-cong-chung-nam-2024\/","title":{"rendered":"Lu\u1eadt c\u00f4ng ch\u1ee9ng n\u0103m 2024"},"content":{"rendered":"\n<p style=\"text-align: justify;\">Lu\u1eadt c\u00f4ng ch\u1ee9ng n\u0103m 2024 quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<table border=\"0\" cellspacing=\"0\" cellpadding=\"0\">\n<tbody>\n<tr>\n<td valign=\"top\" width=\"223\">\n<p align=\"center\"><b><span style=\"text-decoration: underline;\">QU\u1ed0C H\u1ed8I<\/span><br><\/b><\/p>\n<\/td>\n<td valign=\"top\" width=\"367\">\n<p align=\"center\"><b>C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM<br><span style=\"text-decoration: underline;\">\u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac<\/span><br><\/b><\/p>\n<\/td>\n<\/tr>\n<tr>\n<td valign=\"top\" width=\"223\">\n<p align=\"center\">Lu\u1eadt s\u1ed1: 46\/2024\/QH15<\/p>\n<\/td>\n<td valign=\"top\" width=\"367\">\n<p align=\"right\"><i>H\u00e0 N\u1ed9i, ng\u00e0y 26 th\u00e1ng 11 n\u0103m 2024<\/i><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<p align=\"center\"><b>LU\u1eacT<\/b><\/p>\n<p align=\"center\"><b>C\u00d4NG CH\u1ee8NG<\/b><\/p>\n<p><i>C\u0103n c\u1ee9\u00a0Hi\u1ebfn ph\u00e1p n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam;<\/i><\/p>\n<p><i>Qu\u1ed1c h\u1ed9i ban h\u00e0nh Lu\u1eadt C\u00f4ng ch\u1ee9ng.<\/i><\/p>\n<p><b>Ch\u01b0\u01a1ng I<\/b><\/p>\n<p align=\"center\"><b>NH\u1eeeNG QUY \u0110\u1ecaNH CHUNG<\/b><\/p>\n<p><b>\u0110i\u1ec1u 1. Ph\u1ea1m vi \u0111i\u1ec1u ch\u1ec9nh<\/b><\/p>\n<p>Lu\u1eadt n\u00e0y quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p><b>\u0110i\u1ec1u 2. Gi\u1ea3i th\u00edch t\u1eeb ng\u1eef<\/b><\/p>\n<p>Trong Lu\u1eadt n\u00e0y, c\u00e1c t\u1eeb ng\u1eef d\u01b0\u1edbi \u0111\u00e2y \u0111\u01b0\u1ee3c hi\u1ec3u nh\u01b0 sau:<\/p>\n<p>1.\u00a0<i>C\u00f4ng ch\u1ee9ng<\/i>\u00a0l\u00e0 d\u1ecbch v\u1ee5 c\u00f4ng do c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n \u0111\u1ec3 ch\u1ee9ng nh\u1eadn t\u00ednh x\u00e1c th\u1ef1c, h\u1ee3p ph\u00e1p c\u1ee7a giao d\u1ecbch m\u00e0 lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i c\u00f4ng ch\u1ee9ng, lu\u1eadt giao Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh ph\u1ea3i c\u00f4ng ch\u1ee9ng ho\u1eb7c c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c t\u1ef1 nguy\u1ec7n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p><span lang=\"PT-BR\">C\u01a1 quan \u0111\u1ea1i di\u1ec7n ngo\u1ea1i giao, c\u01a1 quan \u0111\u1ea1i di\u1ec7n l\u00e3nh s\u1ef1 c\u1ee7a n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam \u1edf n\u01b0\u1edbc ngo\u00e0i \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng\u00a0<\/span>giao d\u1ecbch theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_1\"><\/a>\u0110i\u1ec1u 73 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>2.\u00a0<i>C\u00f4ng ch\u1ee9ng vi\u00ean<\/i>\u00a0l\u00e0 ng\u01b0\u1eddi c\u00f3 \u0111\u1ee7 ti\u00eau chu\u1ea9n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, \u0111\u01b0\u1ee3c B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p b\u1ed5 nhi\u1ec7m \u0111\u1ec3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 vi\u1ec7c ch\u1ee9ng th\u1ef1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng th\u1ef1c.<\/p>\n<p>3.\u00a0<i>Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng<\/i>\u00a0l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c trong n\u01b0\u1edbc ho\u1eb7c c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i tham gia giao d\u1ecbch c\u00f3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>4.\u00a0<i>V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/i>\u00a0l\u00e0 giao d\u1ecbch b\u1eb1ng v\u0103n b\u1ea3n \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>5.\u00a0<i>H\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/i>\u00a0l\u00e0 vi\u1ec7c c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a 01 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p><b>\u0110i\u1ec1u 3. Giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng l\u00e0 giao d\u1ecbch quan tr\u1ecdng, \u0111\u00f2i h\u1ecfi m\u1ee9c \u0111\u1ed9 an to\u00e0n ph\u00e1p l\u00fd cao v\u00e0 \u0111\u01b0\u1ee3c lu\u1eadt quy \u0111\u1ecbnh ho\u1eb7c lu\u1eadt giao Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh ph\u1ea3i c\u00f4ng ch\u1ee9ng.<\/p>\n<p>2.\u00a0<span lang=\"NL\">B\u1ed9 T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m\u00a0<\/span>r\u00e0 so\u00e1t, c\u1eadp nh\u1eadt, \u0111\u0103ng t\u1ea3i c\u00e1c giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng, ch\u1ee9ng th\u1ef1c tr\u00ean C\u1ed5ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a B\u1ed9 T\u01b0 ph\u00e1p.<\/p>\n<p><b>\u0110i\u1ec1u 4. Ch\u1ee9c n\u0103ng x\u00e3 h\u1ed9i c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p><span lang=\"NL\">C\u00f4ng ch\u1ee9ng vi\u00ean cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng do Nh\u00e0 n\u01b0\u1edbc \u1ee7y nhi\u1ec7m th\u1ef1c hi\u1ec7n nh\u1eb1m b\u1ea3o \u0111\u1ea3m an to\u00e0n ph\u00e1p l\u00fd cho c\u00e1c b\u00ean tham gia giao d\u1ecbch; ph\u00f2ng ng\u1eeba tranh ch\u1ea5p; g\u00f3p ph\u1ea7n b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c; \u1ed5n \u0111\u1ecbnh v\u00e0 ph\u00e1t tri\u1ec3n kinh t\u1ebf \u2013 x\u00e3 h\u1ed9i.<\/span><\/p>\n<p><a name=\"dieu_5\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 5. Nguy\u00ean t\u1eafc h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Tu\u00e2n th\u1ee7\u00a0<a name=\"tvpllink_khhhnejlqt_1\"><\/a>Hi\u1ebfn ph\u00e1p\u00a0v\u00e0 ph\u00e1p lu\u1eadt.<\/span><\/p>\n<p><span lang=\"NL\">2. Kh\u00e1ch quan, trung th\u1ef1c.<\/span><\/p>\n<p><span lang=\"NL\">3. Tu\u00e2n th\u1ee7 Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><b><span lang=\"NL\">\u0110i\u1ec1u 6. Hi\u1ec7u l\u1ef1c v\u00e0 gi\u00e1 tr\u1ecb ph\u00e1p l\u00fd c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng vi\u00ean k\u00fd v\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00f3ng d\u1ea5u v\u00e0o v\u0103n b\u1ea3n; tr\u01b0\u1eddng h\u1ee3p l\u00e0 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u00ec c\u00f3 hi\u1ec7u l\u1ef1c theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_2\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 64 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">2. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh \u0111\u1ed1i v\u1edbi c\u00e1c b\u00ean li\u00ean quan, l\u00e0 c\u01a1 s\u1edf \u0111\u1ec3 c\u00e1c b\u00ean tham gia giao d\u1ecbch \u0111\u1ec1 ngh\u1ecb c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n th\u1ef1c hi\u1ec7n c\u00e1c th\u1ee7 t\u1ee5c li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">3. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 gi\u00e1 tr\u1ecb ch\u1ee9ng c\u1ee9; nh\u1eefng t\u00ecnh ti\u1ebft, s\u1ef1 ki\u1ec7n trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng kh\u00f4ng ph\u1ea3i ch\u1ee9ng minh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 v\u00f4 hi\u1ec7u.<\/span><\/p>\n<p><b><span lang=\"NL\">\u0110i\u1ec1u 7. Ti\u1ebfng n\u00f3i v\u00e0 ch\u1eef vi\u1ebft d\u00f9ng trong c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">Ti\u1ebfng n\u00f3i v\u00e0 ch\u1eef vi\u1ebft d\u00f9ng trong c\u00f4ng ch\u1ee9ng l\u00e0 ti\u1ebfng Vi\u1ec7t; tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng s\u1eed d\u1ee5ng ti\u1ebfng n\u00f3i, ch\u1eef vi\u1ebft kh\u00f4ng ph\u1ea3i l\u00e0 ti\u1ebfng Vi\u1ec7t ho\u1eb7c s\u1eed d\u1ee5ng ng\u00f4n ng\u1eef c\u1ee7a ng\u01b0\u1eddi khuy\u1ebft t\u1eadt th\u00ec ph\u1ea3i d\u1ecbch sang ti\u1ebfng Vi\u1ec7t.<\/span><\/p>\n<p><a name=\"dieu_8\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 8. Tr\u00e1ch nhi\u1ec7m qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ch\u00ednh ph\u1ee7 th\u1ed1ng nh\u1ea5t qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. B\u1ed9 T\u01b0 ph\u00e1p ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc Ch\u00ednh ph\u1ee7 trong vi\u1ec7c th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng tr\u00ean ph\u1ea1m vi c\u1ea3 n\u01b0\u1edbc.<\/span><\/p>\n<p><span lang=\"NL\">3. C\u00e1c B\u1ed9, c\u01a1 quan ngang B\u1ed9, trong ph\u1ea1m vi ch\u1ee9c n\u0103ng, nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n c\u1ee7a m\u00ecnh, c\u00f3 tr\u00e1ch nhi\u1ec7m ph\u1ed1i h\u1ee3p v\u1edbi B\u1ed9 T\u01b0 ph\u00e1p trong vi\u1ec7c th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. \u1ee6y ban nh\u00e2n d\u00e2n t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng (sau \u0111\u00e2y g\u1ecdi l\u00e0 \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh), trong ph\u1ea1m vi ch\u1ee9c n\u0103ng, nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n c\u1ee7a m\u00ecnh, th\u1ef1c hi\u1ec7n vi\u1ec7c qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng.<\/span><\/p>\n<p><a name=\"dieu_9\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 9. C\u00e1c h\u00e0nh vi b\u1ecb nghi\u00eam c\u1ea5m<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Nghi\u00eam c\u1ea5m c\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) Ti\u1ebft l\u1ed9 th\u00f4ng tin v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c; s\u1eed d\u1ee5ng th\u00f4ng tin v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng \u0111\u1ec3 x\u00e2m h\u1ea1i quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c, quy\u1ec1n v\u00e0 l\u1ee3i \u00edch c\u1ee7a Nh\u00e0 n\u01b0\u1edbc;<\/span><\/p>\n<p><span lang=\"NL\">b) Th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng trong tr\u01b0\u1eddng h\u1ee3p m\u1ee5c \u0111\u00edch, ch\u1ee7 th\u1ec3 ho\u1eb7c n\u1ed9i dung c\u1ee7a giao d\u1ecbch vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i; x\u00fai gi\u1ee5c, t\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho ng\u01b0\u1eddi tham gia giao d\u1ecbch th\u1ef1c hi\u1ec7n giao d\u1ecbch gi\u1ea3 t\u1ea1o ho\u1eb7c h\u00e0nh vi gian d\u1ed1i kh\u00e1c;<\/span><\/p>\n<p><span lang=\"NL\">c) C\u00f4ng ch\u1ee9ng giao d\u1ecbch c\u00f3 li\u00ean quan \u0111\u1ebfn t\u00e0i s\u1ea3n, l\u1ee3i \u00edch c\u1ee7a b\u1ea3n th\u00e2n m\u00ecnh ho\u1eb7c c\u1ee7a ng\u01b0\u1eddi th\u00e2n th\u00edch l\u00e0 v\u1ee3 ho\u1eb7c ch\u1ed3ng; cha \u0111\u1ebb, m\u1eb9 \u0111\u1ebb, cha nu\u00f4i, m\u1eb9 nu\u00f4i; cha \u0111\u1ebb, m\u1eb9 \u0111\u1ebb, cha nu\u00f4i, m\u1eb9 nu\u00f4i c\u1ee7a v\u1ee3 ho\u1eb7c ch\u1ed3ng; con \u0111\u1ebb, con nu\u00f4i, con d\u00e2u, con r\u1ec3; \u00f4ng n\u1ed9i, b\u00e0 n\u1ed9i, \u00f4ng ngo\u1ea1i, b\u00e0 ngo\u1ea1i; anh ru\u1ed9t, ch\u1ecb ru\u1ed9t, em ru\u1ed9t; anh ru\u1ed9t, ch\u1ecb ru\u1ed9t, em ru\u1ed9t c\u1ee7a v\u1ee3 ho\u1eb7c ch\u1ed3ng; ch\u00e1u l\u00e0 con c\u1ee7a con \u0111\u1ebb, con nu\u00f4i;<\/span><\/p>\n<p><span lang=\"NL\">d) S\u00e1ch nhi\u1ec5u, g\u00e2y kh\u00f3 kh\u0103n cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng; nh\u1eadn, \u0111\u00f2i h\u1ecfi ti\u1ec1n ho\u1eb7c l\u1ee3i \u00edch kh\u00e1c t\u1eeb ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ngo\u00e0i ph\u00ed c\u00f4ng ch\u1ee9ng, ph\u00ed, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u00e0 chi ph\u00ed kh\u00e1c \u0111\u00e3 \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh, th\u1ecfa thu\u1eadn; nh\u1eadn, \u0111\u00f2i h\u1ecfi ti\u1ec1n ho\u1eb7c l\u1ee3i \u00edch kh\u00e1c t\u1eeb ng\u01b0\u1eddi th\u1ee9 ba \u0111\u1ec3 th\u1ef1c hi\u1ec7n ho\u1eb7c kh\u00f4ng th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">\u0111) \u00c9p bu\u1ed9c c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c s\u1eed d\u1ee5ng d\u1ecbch v\u1ee5 c\u1ee7a m\u00ecnh; c\u1ea5u k\u1ebft, th\u00f4ng \u0111\u1ed3ng v\u1edbi c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c l\u00e0m sai l\u1ec7ch n\u1ed9i dung c\u1ee7a h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">e) Chi ti\u1ec1n ho\u1eb7c l\u1ee3i \u00edch kh\u00e1c, g\u00e2y \u00e1p l\u1ef1c, \u0111e d\u1ecda ho\u1eb7c th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i \u0111\u1ec3 gi\u00e0nh l\u1ee3i th\u1ebf trong vi\u1ec7c c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">g) Qu\u1ea3ng c\u00e1o tr\u00ean ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin \u0111\u1ea1i ch\u00fang v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">h) \u0110\u1ed3ng th\u1eddi h\u00e0nh ngh\u1ec1 t\u1ea1i 02 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u1edf l\u00ean; \u0111\u1ed3ng th\u1eddi l\u00e0\u00a0<\/span>th\u1eeba ph\u00e1t l\u1ea1i, lu\u1eadt s\u01b0, \u0111\u1ea5u gi\u00e1 vi\u00ean, qu\u1ea3n t\u00e0i vi\u00ean, t\u01b0 v\u1ea5n vi\u00ean ph\u00e1p lu\u1eadt, th\u1ea9m \u0111\u1ecbnh vi\u00ean v\u1ec1 gi\u00e1<span lang=\"NL\">; l\u00e0m vi\u1ec7c theo h\u1ee3p \u0111\u1ed3ng l\u00e0m vi\u1ec7c ho\u1eb7c h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng t\u1ea1i doanh nghi\u1ec7p, h\u1ee3p t\u00e1c x\u00e3,<\/span>\u00a0li\u00ean hi\u1ec7p h\u1ee3p t\u00e1c x\u00e3<span lang=\"NL\">, c\u01a1 quan, t\u1ed5 ch\u1ee9c kh\u00e1c ho\u1eb7c tham gia c\u00f4ng vi\u1ec7c m\u00e0 th\u01b0\u1eddng xuy\u00ean ph\u1ea3i l\u00e0m vi\u1ec7c trong gi\u1edd h\u00e0nh ch\u00ednh;<\/span><\/p>\n<p><span lang=\"NL\">i) Tham gia qu\u1ea3n l\u00fd doanh nghi\u1ec7p, h\u1ee3p t\u00e1c x\u00e3,<\/span>\u00a0li\u00ean hi\u1ec7p h\u1ee3p t\u00e1c x\u00e3<span lang=\"NL\">\u00a0ngo\u00e0i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng m\u00f4i gi\u1edbi, \u0111\u1ea1i l\u00fd ho\u1eb7c tham gia chia l\u1ee3i nhu\u1eadn trong giao d\u1ecbch m\u00e0 m\u00ecnh c\u00f4ng ch\u1ee9ng; th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng s\u1ea3n xu\u1ea5t, kinh doanh ho\u1eb7c cung c\u1ea5p d\u1ecbch v\u1ee5 ngo\u00e0i ph\u1ea1m vi ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng, ch\u1ee9ng th\u1ef1c;<\/span><\/p>\n<p><span lang=\"NL\">k) Cho ng\u01b0\u1eddi kh\u00e1c s\u1eed d\u1ee5ng quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean, th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a m\u00ecnh;<\/span><\/p>\n<p><span lang=\"NL\">l) \u0110\u1ea7u t\u01b0 to\u00e0n b\u1ed9 ho\u1eb7c g\u00f3p v\u1ed1n v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00e1c \u0111\u1ec3 th\u00e0nh l\u1eadp, nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh m\u00e0 kh\u00f4ng tham gia h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00f3; g\u00f3p v\u1ed1n, nh\u1eadn g\u00f3p v\u1ed1n, h\u1ee3p t\u00e1c v\u1edbi t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ec3 th\u00e0nh l\u1eadp, nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng<b>\u00a0<\/b>to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh; \u0111\u1ea7u t\u01b0 \u0111\u1ec3 th\u00e0nh l\u1eadp ho\u1eb7c mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n m\u00e0 kh\u00f4ng l\u00e0m Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00f3.<\/span><\/p>\n<p><span lang=\"NL\">2. Nghi\u00eam c\u1ea5m t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) Th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b, d, \u0111, e, g, i v\u00e0 l kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">b) M\u1edf chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, c\u01a1 s\u1edf, \u0111\u1ecba \u0111i\u1ec3m giao d\u1ecbch kh\u00e1c ngo\u00e0i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">c) Cho ng\u01b0\u1eddi kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean \u0111ang b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng, ch\u1ee9ng th\u1ef1c t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh;<\/span><\/p>\n<p><span lang=\"NL\">d) Cho c\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng, ch\u1ee9ng th\u1ef1c t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh khi t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">3. Nghi\u00eam c\u1ea5m c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) Gi\u1ea3 m\u1ea1o c\u00f4ng ch\u1ee9ng vi\u00ean, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch;<\/span><\/p>\n<p><span lang=\"NL\">b) Cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u sai s\u1ef1 th\u1eadt; ti\u1ebft l\u1ed9 ho\u1eb7c s\u1eed d\u1ee5ng th\u00f4ng tin m\u00e0 m\u00ecnh bi\u1ebft \u0111\u01b0\u1ee3c trong ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y; s\u1eed d\u1ee5ng gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n gi\u1ea3 m\u1ea1o ho\u1eb7c b\u1ecb t\u1ea9y x\u00f3a, s\u1eeda ch\u1eefa tr\u00e1i ph\u00e1p lu\u1eadt \u0111\u1ec3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ho\u1eb7c \u0111\u1ec3 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m, b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean;<\/span><\/p>\n<p><span lang=\"NL\">c) C\u00f3 h\u00e0nh vi gian d\u1ed1i, kh\u00f4ng trung th\u1ef1c trong qu\u00e1 tr\u00ecnh y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, l\u00e0m ch\u1ee9ng, phi\u00ean d\u1ecbch;<\/span><\/p>\n<p><span lang=\"NL\">d) C\u1ea3n tr\u1edf ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng; t\u1eeb ch\u1ed1i cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u ph\u1ee5c v\u1ee5 vi\u1ec7c c\u00f4ng ch\u1ee9ng tr\u00e1i quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; t\u1eeb ch\u1ed1i th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c ph\u00e1p l\u00fd li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng m\u00e0 kh\u00f4ng c\u00f3 c\u0103n c\u1ee9 ph\u00e1p l\u00fd;<\/span><\/p>\n<p><span lang=\"NL\">\u0111) C\u00e1 nh\u00e2n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c kh\u00f4ng ph\u1ea3i l\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau: \u0111\u1ea7u t\u01b0 to\u00e0n b\u1ed9, g\u00f3p v\u1ed1n, nh\u1eadn g\u00f3p v\u1ed1n, li\u00ean k\u1ebft, h\u1ee3p t\u00e1c chia l\u1ee3i nhu\u1eadn trong ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng; cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng; \u0111\u1eb7t t\u00ean t\u1ed5 ch\u1ee9c, doanh nghi\u1ec7p, h\u1ee3p t\u00e1c x\u00e3,<\/span>\u00a0li\u00ean hi\u1ec7p h\u1ee3p t\u00e1c x\u00e3<span lang=\"NL\">, treo bi\u1ec3n qu\u1ea3ng c\u00e1o ho\u1eb7c th\u1ef1c hi\u1ec7n h\u00e0nh vi qu\u1ea3ng c\u00e1o kh\u00e1c c\u00f3 n\u1ed9i dung cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng ho\u1eb7c n\u1ed9i dung d\u1ecbch v\u1ee5 g\u00e2y nh\u1ea7m l\u1eabn v\u1edbi d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><b><span lang=\"NL\">Ch\u01b0\u01a1ng II<\/span><\/b><\/p>\n<p align=\"center\"><b><span lang=\"NL\">C\u00d4NG CH\u1ee8NG VI\u00caN<\/span><\/b><\/p>\n<p><a name=\"dieu_10\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 10. Ti\u00eau chu\u1ea9n b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/span><\/b><\/p>\n<p><span lang=\"NL\">Ng\u01b0\u1eddi c\u00f3 \u0111\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n sau \u0111\u00e2y th\u00ec \u0111\u01b0\u1ee3c xem x\u00e9t b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean:<\/span><\/p>\n<p><span lang=\"NL\">1. L\u00e0 c\u00f4ng d\u00e2n Vi\u1ec7t Nam kh\u00f4ng qu\u00e1 70 tu\u1ed5i;<\/span><\/p>\n<p><span lang=\"NL\">2. Th\u01b0\u1eddng tr\u00fa t\u1ea1i Vi\u1ec7t Nam, tu\u00e2n th\u1ee7\u00a0<a name=\"tvpllink_khhhnejlqt_2\"><\/a>Hi\u1ebfn ph\u00e1p\u00a0v\u00e0 ph\u00e1p lu\u1eadt, c\u00f3 ph\u1ea9m ch\u1ea5t \u0111\u1ea1o \u0111\u1ee9c t\u1ed1t v\u00e0 b\u1ea3o \u0111\u1ea3m s\u1ee9c kh\u1ecfe \u0111\u1ec3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">3. C\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt ho\u1eb7c th\u1ea1c s\u0129 lu\u1eadt ho\u1eb7c ti\u1ebfn s\u0129 lu\u1eadt;<\/span><\/p>\n<p><span lang=\"NL\">4. C\u00f3 th\u1eddi gian c\u00f4ng t\u00e1c ph\u00e1p lu\u1eadt t\u1eeb \u0111\u1ee7 03 n\u0103m tr\u1edf l\u00ean t\u1ea1i c\u01a1 quan, t\u1ed5 ch\u1ee9c sau khi c\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt ho\u1eb7c th\u1ea1c s\u0129 lu\u1eadt ho\u1eb7c ti\u1ebfn s\u0129 lu\u1eadt;<\/span><\/p>\n<p><span lang=\"NL\">5. T\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">6. \u0110\u1ea1t y\u00eau c\u1ea7u ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_11\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 11. \u0110\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ng\u01b0\u1eddi c\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt ho\u1eb7c th\u1ea1c s\u0129 lu\u1eadt ho\u1eb7c ti\u1ebfn s\u0129 lu\u1eadt \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd tham d\u1ef1 kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. Th\u1eddi gian \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng l\u00e0 12 th\u00e1ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">3. Nh\u1eefng ng\u01b0\u1eddi sau \u0111\u00e2y c\u00f3 th\u1eddi gian \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng l\u00e0 06 th\u00e1ng:<\/span><\/p>\n<p><span lang=\"NL\">a) Ng\u01b0\u1eddi \u0111\u00e3 c\u00f3 th\u1eddi gian t\u1eeb \u0111\u1ee7 05 n\u0103m tr\u1edf l\u00ean l\u00e0m th\u1ea9m ph\u00e1n; ki\u1ec3m s\u00e1t vi\u00ean; \u0111i\u1ec1u tra vi\u00ean; th\u1ea9m tra vi\u00ean ch\u00ednh ng\u00e0nh T\u00f2a \u00e1n;\u00a0<\/span>ch\u1ea5p h\u00e0nh vi\u00ean<span lang=\"NL\">\u00a0trung c\u1ea5p, th\u1ea9m tra vi\u00ean ch\u00ednh thi h\u00e0nh \u00e1n d\u00e2n s\u1ef1; ki\u1ec3m tra vi\u00ean ch\u00ednh ng\u00e0nh ki\u1ec3m s\u00e1t;\u00a0<\/span>tr\u1ee3 gi\u00fap vi\u00ean ph\u00e1p l\u00fd<span lang=\"NL\">\u00a0h\u1ea1ng II; thanh tra vi\u00ean ch\u00ednh ng\u00e0nh t\u01b0 ph\u00e1p; chuy\u00ean vi\u00ean ch\u00ednh, ph\u00e1p ch\u1ebf vi\u00ean ch\u00ednh, nghi\u00ean c\u1ee9u vi\u00ean ch\u00ednh, gi\u1ea3ng vi\u00ean ch\u00ednh trong l\u0129nh v\u1ef1c ph\u00e1p lu\u1eadt;<\/span><\/p>\n<p><span lang=\"NL\">b) Th\u1eeba ph\u00e1t l\u1ea1i, lu\u1eadt s\u01b0, \u0111\u1ea5u gi\u00e1 vi\u00ean \u0111\u00e3 h\u00e0nh ngh\u1ec1 t\u1eeb \u0111\u1ee7 05 n\u0103m tr\u1edf l\u00ean;<\/span><\/p>\n<p><span lang=\"NL\">c) Gi\u00e1o s\u01b0, ph\u00f3 gi\u00e1o s\u01b0 chuy\u00ean ng\u00e0nh lu\u1eadt; ti\u1ebfn s\u0129 lu\u1eadt;<\/span><\/p>\n<p><span lang=\"NL\">d) Ng\u01b0\u1eddi \u0111\u00e3 l\u00e0 th\u1ea9m tra vi\u00ean cao c\u1ea5p ng\u00e0nh T\u00f2a \u00e1n;\u00a0<\/span>ch\u1ea5p h\u00e0nh vi\u00ean<span lang=\"NL\">\u00a0cao c\u1ea5p, th\u1ea9m tra vi\u00ean cao c\u1ea5p thi h\u00e0nh \u00e1n d\u00e2n s\u1ef1; ki\u1ec3m tra vi\u00ean cao c\u1ea5p ng\u00e0nh ki\u1ec3m s\u00e1t;\u00a0<\/span>tr\u1ee3 gi\u00fap vi\u00ean ph\u00e1p l\u00fd<span lang=\"NL\">\u00a0h\u1ea1ng I; thanh tra vi\u00ean cao c\u1ea5p ng\u00e0nh t\u01b0 ph\u00e1p; chuy\u00ean vi\u00ean cao c\u1ea5p, ph\u00e1p ch\u1ebf vi\u00ean cao c\u1ea5p, nghi\u00ean c\u1ee9u vi\u00ean cao c\u1ea5p, gi\u1ea3ng vi\u00ean cao c\u1ea5p trong l\u0129nh v\u1ef1c ph\u00e1p lu\u1eadt.<\/span><\/p>\n<p><span lang=\"NL\">4. Ng\u01b0\u1eddi ho\u00e0n th\u00e0nh ch\u01b0\u01a1ng tr\u00ecnh \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn t\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 c\u01a1 s\u1edf \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">6. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh v\u1ec1 ch\u01b0\u01a1ng tr\u00ecnh khung \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 vi\u1ec7c c\u00f4ng nh\u1eadn t\u01b0\u01a1ng \u0111\u01b0\u01a1ng \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u1edf n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n<p><a name=\"dieu_12\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 12. T\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ng\u01b0\u1eddi c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn t\u1ed1t nghi\u1ec7p kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng li\u00ean h\u1ec7 v\u1edbi t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y \u0111\u1ec3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng li\u00ean h\u1ec7 t\u1eadp s\u1ef1 \u0111\u01b0\u1ee3c th\u00ec \u0111\u1ec1 ngh\u1ecb S\u1edf T\u01b0 ph\u00e1p b\u1ed1 tr\u00ed t\u1eadp s\u1ef1.<\/span><\/p>\n<p><span lang=\"NL\">Ng\u01b0\u1eddi t\u1eadp s\u1ef1 ph\u1ea3i \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1 t\u1ea1i S\u1edf T\u01b0 ph\u00e1p \u1edf \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i c\u00f3 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn t\u1eadp s\u1ef1.<\/span><\/p>\n<p><span lang=\"NL\">Th\u1eddi gian t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng l\u00e0 12 th\u00e1ng, \u0111\u01b0\u1ee3c t\u00ednh t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1 c\u00f3 hi\u1ec7u l\u1ef1c.<\/span><\/p>\n<p>2. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn t\u1eadp s\u1ef1 ph\u1ea3i c\u00f3 c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y v\u00e0 c\u00f3 c\u01a1 s\u1edf v\u1eadt ch\u1ea5t b\u1ea3o \u0111\u1ea3m cho vi\u1ec7c t\u1eadp s\u1ef1.<\/p>\n<p>3. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 ph\u1ea3i c\u00f3 t\u1eeb \u0111\u1ee7 02 n\u0103m kinh nghi\u1ec7m h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u1edf l\u00ean. C\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt, x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec sau 12 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5p h\u00e0nh xong quy\u1ebft \u0111\u1ecbnh k\u1ef7 lu\u1eadt, quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh m\u1edbi \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111ang h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 m\u00e0 b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt, x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh trong ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft, m\u1ea5t t\u00edch th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u00e2n c\u00f4ng c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00e1c \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ti\u1ebfp t\u1ee5c h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f2n c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng b\u00e1o c\u00e1o S\u1edf T\u01b0 ph\u00e1p \u0111\u1ec3 ch\u1ec9 \u0111\u1ecbnh t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00e1c nh\u1eadn ng\u01b0\u1eddi t\u1eadp s\u1ef1.<\/p>\n<p>T\u1ea1i c\u00f9ng m\u1ed9t th\u1eddi \u0111i\u1ec3m, 01 c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ec9 \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn t\u1ed1i \u0111a 02 ng\u01b0\u1eddi t\u1eadp s\u1ef1.<\/p>\n<p>C\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 ph\u1ea3i h\u01b0\u1edbng d\u1eabn v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c c\u00f4ng vi\u1ec7c do ng\u01b0\u1eddi t\u1eadp s\u1ef1 th\u1ef1c hi\u1ec7n theo h\u01b0\u1edbng d\u1eabn c\u1ee7a m\u00ecnh.<\/p>\n<p>4. Ng\u01b0\u1eddi t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i b\u1ea3o \u0111\u1ea3m th\u1eddi gian t\u1eadp s\u1ef1 theo ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn t\u1eadp s\u1ef1; \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn c\u00e1c k\u1ef9 n\u0103ng h\u00e0nh ngh\u1ec1 v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c c\u00f4ng vi\u1ec7c li\u00ean quan \u0111\u1ebfn c\u00f4ng ch\u1ee9ng, ch\u1ee9ng th\u1ef1c do c\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 ph\u00e2n c\u00f4ng v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc c\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn t\u1eadp s\u1ef1 v\u1ec1 nh\u1eefng c\u00f4ng vi\u1ec7c \u0111\u00f3.<\/p>\n<p>5. Ng\u01b0\u1eddi \u0111\u00e3 ho\u00e0n th\u00e0nh t\u1eadp s\u1ef1 \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd tham d\u1ef1 ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p \u0111\u1ea1t y\u00eau c\u1ea7u ki\u1ec3m tra th\u00ec \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>Gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00f4ng c\u00f3 th\u1eddi h\u1ea1n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p trong th\u1eddi h\u1ea1n 05 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y kh\u00f4ng \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean th\u00ec gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng h\u1ebft hi\u1ec7u l\u1ef1c; ng\u01b0\u1eddi c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn k\u1ebft qu\u1ea3 ki\u1ec3m tra t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng h\u1ebft hi\u1ec7u l\u1ef1c mu\u1ed1n b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i \u0111\u0103ng k\u00fd tham d\u1ef1 v\u00e0 \u0111\u1ea1t y\u00eau c\u1ea7u ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>6. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/p>\n<p><a name=\"dieu_13\"><\/a><b>\u0110i\u1ec1u 13. B\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_3\"><\/a>\u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0v\u00e0 kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_4\"><\/a>kho\u1ea3n 2, 3, 4, 5, 6, 7 v\u00e0 8 \u0110i\u1ec1u 14 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p>2. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p><a name=\"dieu_14\"><\/a><b>\u0110i\u1ec1u 14. Nh\u1eefng tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi kh\u00f4ng \u0111\u1ee7 ti\u00eau chu\u1ea9n b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_5\"><\/a>\u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>2. Ng\u01b0\u1eddi \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1; ng\u01b0\u1eddi \u0111\u00e3 b\u1ecb k\u1ebft \u00e1n v\u1ec1 t\u1ed9i ph\u1ea1m do v\u00f4 \u00fd m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch; ng\u01b0\u1eddi \u0111\u00e3 b\u1ecb k\u1ebft \u00e1n v\u1ec1 t\u1ed9i ph\u1ea1m do c\u1ed1 \u00fd, k\u1ec3 c\u1ea3 tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch.<\/p>\n<p>3. Ng\u01b0\u1eddi \u0111ang b\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh gi\u00e1o d\u1ee5c t\u1ea1i x\u00e3, ph\u01b0\u1eddng, th\u1ecb tr\u1ea5n, \u0111\u01b0a v\u00e0o c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c, \u0111\u01b0a v\u00e0o c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c.<\/p>\n<p>4. Ng\u01b0\u1eddi b\u1ecb m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 ho\u1eb7c b\u1ecb h\u1ea1n ch\u1ebf n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1; ng\u01b0\u1eddi c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi.<\/p>\n<p>5. Ng\u01b0\u1eddi \u0111ang l\u00e0 c\u00e1n b\u1ed9, c\u00f4ng ch\u1ee9c, vi\u00ean ch\u1ee9c, tr\u1eeb vi\u00ean ch\u1ee9c c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng; \u0111ang l\u00e0 s\u0129 quan, h\u1ea1 s\u0129 quan, chi\u1ebfn s\u0129, qu\u00e2n nh\u00e2n chuy\u00ean nghi\u1ec7p, c\u00f4ng nh\u00e2n, vi\u00ean ch\u1ee9c trong c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c Qu\u00e2n \u0111\u1ed9i nh\u00e2n d\u00e2n; \u0111ang l\u00e0 s\u0129 quan, h\u1ea1 s\u0129 quan, chi\u1ebfn s\u0129, c\u00f4ng nh\u00e2n trong c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c C\u00f4ng an nh\u00e2n d\u00e2n.<\/p>\n<p>6. Ng\u01b0\u1eddi \u0111ang l\u00e0 th\u1eeba ph\u00e1t l\u1ea1i, lu\u1eadt s\u01b0, \u0111\u1ea5u gi\u00e1 vi\u00ean, qu\u1ea3n t\u00e0i vi\u00ean, t\u01b0 v\u1ea5n vi\u00ean ph\u00e1p lu\u1eadt, th\u1ea9m \u0111\u1ecbnh vi\u00ean v\u1ec1 gi\u00e1 ho\u1eb7c \u0111ang th\u1ef1c hi\u1ec7n c\u00f4ng vi\u1ec7c theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_6\"><\/a>\u0111i\u1ec3m h kho\u1ea3n 1 \u0110i\u1ec1u 9 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>7. C\u00e1n b\u1ed9 b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c b\u00e3i nhi\u1ec7m; c\u00f4ng ch\u1ee9c, vi\u00ean ch\u1ee9c b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c bu\u1ed9c th\u00f4i vi\u1ec7c; s\u0129 quan, h\u1ea1 s\u0129 quan, chi\u1ebfn s\u0129, qu\u00e2n nh\u00e2n chuy\u00ean nghi\u1ec7p, c\u00f4ng nh\u00e2n, vi\u00ean ch\u1ee9c trong c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c Qu\u00e2n \u0111\u1ed9i nh\u00e2n d\u00e2n b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c t\u01b0\u1edbc danh hi\u1ec7u qu\u00e2n nh\u00e2n ho\u1eb7c bu\u1ed9c th\u00f4i vi\u1ec7c; s\u0129 quan, h\u1ea1 s\u0129 quan, chi\u1ebfn s\u0129, c\u00f4ng nh\u00e2n trong c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c C\u00f4ng an nh\u00e2n d\u00e2n b\u1ecb k\u1ef7 lu\u1eadt b\u1eb1ng h\u00ecnh th\u1ee9c t\u01b0\u1edbc danh hi\u1ec7u C\u00f4ng an nh\u00e2n d\u00e2n ho\u1eb7c bu\u1ed9c th\u00f4i vi\u1ec7c.<\/p>\n<p>8. Th\u1eeba ph\u00e1t l\u1ea1i, lu\u1eadt s\u01b0, \u0111\u1ea5u gi\u00e1 vi\u00ean, qu\u1ea3n t\u00e0i vi\u00ean, t\u01b0 v\u1ea5n vi\u00ean ph\u00e1p lu\u1eadt, th\u1ea9m \u0111\u1ecbnh vi\u00ean v\u1ec1 gi\u00e1 b\u1ecb mi\u1ec5n nhi\u1ec7m ho\u1eb7c b\u1ecb thu h\u1ed3i ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 do vi ph\u1ea1m ph\u00e1p lu\u1eadt m\u00e0 ch\u01b0a h\u1ebft th\u1eddi h\u1ea1n 03 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh mi\u1ec5n nhi\u1ec7m ho\u1eb7c quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/p>\n<p><a name=\"dieu_15\"><\/a><b>\u0110i\u1ec1u 15. T\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. C\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p>a) B\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1;<\/p>\n<p>b) B\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_7\"><\/a>kho\u1ea3n 3 \u0110i\u1ec1u 14 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>Trong th\u1eddi h\u1ea1n 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c quy\u1ebft \u0111\u1ecbnh v\u1ec1 vi\u1ec7c truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 ho\u1eb7c quy\u1ebft \u0111\u1ecbnh \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh \u0111\u1ed1i v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean, S\u1edf T\u01b0 ph\u00e1p n\u01a1i c\u1ea5p th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean ra quy\u1ebft \u0111\u1ecbnh t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>2. Th\u1eddi gian t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ed1i \u0111a l\u00e0 12 th\u00e1ng.<\/p>\n<p>3. Vi\u1ec7c t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c ch\u1ea5m d\u1ee9t tr\u01b0\u1edbc th\u1eddi h\u1ea1n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p>a) C\u00f3 quy\u1ebft \u0111\u1ecbnh \u0111\u00ecnh ch\u1ec9 \u0111i\u1ec1u tra, \u0111\u00ecnh ch\u1ec9 v\u1ee5 \u00e1n, b\u1ea3n \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c c\u1ee7a T\u00f2a \u00e1n tuy\u00ean kh\u00f4ng c\u00f3 t\u1ed9i;<\/p>\n<p>b) Kh\u00f4ng c\u00f2n b\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh.<\/p>\n<p>Trong th\u1eddi h\u1ea1n 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c v\u0103n b\u1ea3n \u0111\u1ec1 ngh\u1ecb c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean k\u00e8m theo gi\u1ea5y t\u1edd ch\u1ee9ng minh v\u1ec1 vi\u1ec7c ch\u1ea5m d\u1ee9t vi\u1ec7c t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, S\u1edf T\u01b0 ph\u00e1p ra quy\u1ebft \u0111\u1ecbnh ch\u1ea5m d\u1ee9t vi\u1ec7c t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh vi\u1ec7c g\u1eedi v\u00e0 \u0111\u0103ng t\u1ea3i th\u00f4ng tin v\u1ec1 quy\u1ebft \u0111\u1ecbnh t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, quy\u1ebft \u0111\u1ecbnh ch\u1ea5m d\u1ee9t vi\u1ec7c t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p><a name=\"dieu_16\"><\/a><b>\u0110i\u1ec1u 16. Mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p>1. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m theo nguy\u1ec7n v\u1ecdng c\u00e1 nh\u00e2n ho\u1eb7c khi \u0111\u01b0\u1ee3c chuy\u1ec3n l\u00e0m c\u00f4ng vi\u1ec7c kh\u00e1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n.<\/p>\n<p>C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u01a1ng nhi\u00ean mi\u1ec5n nhi\u1ec7m khi qu\u00e1 70 tu\u1ed5i.<\/p>\n<p>2. C\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb mi\u1ec5n nhi\u1ec7m trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p>a) Kh\u00f4ng c\u00f2n \u0111\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_8\"><\/a>\u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u01a1ng nhi\u00ean mi\u1ec5n nhi\u1ec7m quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y;<\/p>\n<p>b) Thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_9\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 14 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p>c) \u0110\u01b0\u1ee3c tuy\u1ec3n d\u1ee5ng, b\u1ed5 nhi\u1ec7m, \u0111i\u1ec1u \u0111\u1ed9ng gi\u1eef m\u1ed9t trong c\u00e1c v\u1ecb tr\u00ed c\u00f4ng t\u00e1c quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_10\"><\/a>kho\u1ea3n 5 \u0110i\u1ec1u 14 c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y;<\/p>\n<p>d) Thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_11\"><\/a>\u0111i\u1ec3m h kho\u1ea3n 1 \u0110i\u1ec1u 9 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p>\u0111) Kh\u00f4ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 12 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m, b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c kh\u00f4ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng li\u00ean t\u1ee5c t\u1eeb 12 th\u00e1ng tr\u1edf l\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng h\u00e0nh ngh\u1ec1 do b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_12\"><\/a>\u0110i\u1ec1u 15 c\u1ee7a Lu\u1eadt n\u00e0y, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_13\"><\/a>\u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p>e) H\u1ebft th\u1eddi h\u1ea1n t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_14\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 15 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0m\u00e0 l\u00fd do t\u1ea1m \u0111\u00ecnh ch\u1ec9 v\u1eabn c\u00f2n;<\/p>\n<p>g) B\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh t\u1eeb 02 l\u1ea7n tr\u1edf l\u00ean v\u1ec1 ho\u1ea1t \u0111\u1ed9ng h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 12 th\u00e1ng; h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng khi ch\u01b0a \u0111\u1ee7\u00a0<span lang=\"NL\">\u0111i\u1ec1u ki\u1ec7n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ho\u1eb7c<\/span>\u00a0trong th\u1eddi gian b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>h) B\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt t\u1eeb 02 l\u1ea7n tr\u1edf l\u00ean trong th\u1eddi h\u1ea1n 12 th\u00e1ng ho\u1eb7c b\u1ecb k\u1ef7 lu\u1eadt bu\u1ed9c th\u00f4i vi\u1ec7c;<\/p>\n<p>i) B\u1ecb k\u1ebft t\u1ed9i b\u1eb1ng b\u1ea3n \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt c\u1ee7a T\u00f2a \u00e1n;<\/p>\n<p>k) Thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u1ee7 ti\u00eau chu\u1ea9n b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m.<\/p>\n<p>3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p><a name=\"dieu_17\"><\/a><b>\u0110i\u1ec1u 17. B\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean do chuy\u1ec3n l\u00e0m c\u00f4ng vi\u1ec7c kh\u00e1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n \u0111\u01b0\u1ee3c xem x\u00e9t b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean khi \u0111\u00e1p \u1ee9ng ti\u00eau chu\u1ea9n quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_15\"><\/a>kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y; tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo nguy\u1ec7n v\u1ecdng c\u00e1 nh\u00e2n th\u00ec \u0111\u01b0\u1ee3c xem x\u00e9t b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_16\"><\/a>\u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>2. Ng\u01b0\u1eddi \u0111\u00e3 b\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_17\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 16 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0\u0111\u01b0\u1ee3c xem x\u00e9t b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n quy \u0111\u1ecbnh t\u1ea1i\u00a0\u0110i\u1ec1u 10 c\u1ee7a Lu\u1eadt n\u00e0y, \u0111\u00e3 h\u1ebft th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh v\u00e0 l\u00fd do mi\u1ec5n nhi\u1ec7m kh\u00f4ng c\u00f2n, tr\u1eeb c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p>3. Ng\u01b0\u1eddi thu\u1ed9c m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y th\u00ec kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean:<\/p>\n<p>a) B\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean do b\u1ecb k\u1ebft \u00e1n v\u1ec1 t\u1ed9i ph\u1ea1m do v\u00f4 \u00fd m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch; do b\u1ecb k\u1ebft \u00e1n v\u1ec1 t\u1ed9i ph\u1ea1m do c\u1ed1 \u00fd, k\u1ec3 c\u1ea3 tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 \u0111\u01b0\u1ee3c x\u00f3a \u00e1n t\u00edch;<\/p>\n<p>b) B\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean do h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng khi ch\u01b0a \u0111\u1ee7\u00a0<span lang=\"NL\">\u0111i\u1ec1u ki\u1ec7n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ho\u1eb7c<\/span>\u00a0trong th\u1eddi gian b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>c) Thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_19\"><\/a>\u0110i\u1ec1u 14 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p>4. Th\u1ea9m quy\u1ec1n, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh v\u1ec1 b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i\u00a0<a name=\"tc_20\"><\/a>\u0110i\u1ec1u 13 c\u1ee7a Lu\u1eadt n\u00e0y. H\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh.<\/p>\n<p><b>\u0110i\u1ec1u 18. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p>1. C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 c\u00e1c quy\u1ec1n sau \u0111\u00e2y:<\/p>\n<p>a) \u0110\u01b0\u1ee3c b\u1ea3o \u0111\u1ea3m quy\u1ec1n h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>b) Th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, tham gia h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng l\u00e0m vi\u1ec7c, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>c) \u0110\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan; \u0111\u01b0\u1ee3c ch\u1ee9ng th\u1ef1c b\u1ea3n sao t\u1eeb b\u1ea3n ch\u00ednh, ch\u1ee9ng th\u1ef1c ch\u1eef k\u00fd trong gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n, ch\u1ee9ng th\u1ef1c ch\u1eef k\u00fd ng\u01b0\u1eddi d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng th\u1ef1c;<\/p>\n<p>d) \u0110\u1ec1 ngh\u1ecb c\u00e1 nh\u00e2n, c\u01a1 quan, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u, \u0111\u01b0\u1ee3c khai th\u00e1c, s\u1eed d\u1ee5ng th\u00f4ng tin t\u1eeb c\u00e1c c\u01a1 s\u1edf d\u1eef li\u1ec7u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt \u0111\u1ec3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng;<\/p>\n<p>\u0111) Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p>2. C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 c\u00e1c ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/p>\n<p>a) Tu\u00e2n th\u1ee7 c\u00e1c nguy\u00ean t\u1eafc h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>b) T\u00f4n tr\u1ecdng v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p>c) H\u00e0nh ngh\u1ec1 t\u1ea1i 01 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; b\u1ea3o \u0111\u1ea3m th\u1eddi gian l\u00e0m vi\u1ec7c theo ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>d) H\u01b0\u1edbng d\u1eabn ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n \u0111\u00fang c\u00e1c quy \u0111\u1ecbnh v\u1ec1\u00a0<span lang=\"NL\">th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan;\u00a0<\/span>g<span lang=\"NL\">i\u1ea3i th\u00edch cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng hi\u1ec3u r\u00f5 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a h\u1ecd, \u00fd ngh\u0129a v\u00e0 h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd c\u1ee7a vi\u1ec7c c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">\u0111) T\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng trong tr\u01b0\u1eddng h\u1ee3p giao d\u1ecbch vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i v\u00e0 c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y; gi\u1ea3i th\u00edch r\u00f5 l\u00fd do t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">e) Gi\u1eef b\u00ed m\u1eadt v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n<p><span lang=\"NL\">g) Tham gia b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng h\u1eb1ng n\u0103m;<\/span><\/p>\n<p><span lang=\"NL\">h)\u00a0<\/span>Gia nh\u1eadp H\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i mu\u1ed1n h\u00e0nh ngh\u1ec1 v\u00e0 duy tr\u00ec t\u01b0 c\u00e1ch h\u1ed9i vi\u00ean trong su\u1ed1t qu\u00e1 tr\u00ecnh h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng \u0111\u00f3;<\/p>\n<p><span lang=\"NL\">i) Ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 tr\u01b0\u1edbc ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh th\u1ef1c hi\u1ec7n;<\/span><\/p>\n<p><span lang=\"NL\">k) Ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n<p><span lang=\"NL\">l) Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><a name=\"chuong_3\"><\/a><b><span lang=\"NL\">Ch\u01b0\u01a1ng III<\/span><\/b><\/p>\n<p align=\"center\"><b><span lang=\"NL\">T\u1ed4 CH\u1ee8C H\u00c0NH NGH\u1ec0 C\u00d4NG CH\u1ee8NG<\/span><\/b><\/p>\n<p><b><span lang=\"NL\">\u0110i\u1ec1u 19. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p>1. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng bao g\u1ed3m Ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p>2.\u00a0<span lang=\"NL\">B\u1ed9 T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng, tr\u00ecnh Ch\u00ednh ph\u1ee7 ban h\u00e0nh chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n v\u1ec1 l\u0129nh v\u1ef1c c\u00f4ng ch\u1ee9ng; h\u01b0\u1edbng d\u1eabn c\u00e1c \u0111\u1ecba ph\u01b0\u01a1ng x\u00e2y d\u1ef1ng \u0110\u1ec1 \u00e1n qu\u1ea3n l\u00fd, ph\u00e1t tri\u1ec3n c\u00e1c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">3. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh c\u00f3 tr\u00e1ch nhi\u1ec7m ban h\u00e0nh \u0110\u1ec1 \u00e1n qu\u1ea3n l\u00fd, ph\u00e1t tri\u1ec3n c\u00e1c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh chuy\u1ec3n giao th\u1ea9m quy\u1ec1n ch\u1ee9ng th\u1ef1c giao d\u1ecbch t\u1eeb Ph\u00f2ng T\u01b0 ph\u00e1p c\u1ea5p huy\u1ec7n, \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p x\u00e3 sang t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i nh\u1eefng \u0111\u1ecba b\u00e0n c\u1ea5p huy\u1ec7n \u0111\u00e3 ph\u00e1t tri\u1ec3n \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/span><\/p>\n<p><b><span lang=\"NL\">\u0110i\u1ec1u 20. Ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ph\u00f2ng c\u00f4ng ch\u1ee9ng do \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">2. Ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 \u0111\u01a1n v\u1ecb s\u1ef1 nghi\u1ec7p c\u00f4ng l\u1eadp thu\u1ed9c S\u1edf T\u01b0 ph\u00e1p, c\u00f3 tr\u1ee5 s\u1edf, con d\u1ea5u v\u00e0 t\u00e0i kho\u1ea3n ri\u00eang, \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, ph\u00e1p lu\u1eadt v\u1ec1 \u0111\u01a1n v\u1ecb s\u1ef1 nghi\u1ec7p c\u00f4ng l\u1eadp v\u00e0 \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n<p>a)\u00a0<span lang=\"NL\">C\u00f3 t\u1eeb 02 c\u00f4ng ch\u1ee9ng vi\u00ean tr\u1edf l\u00ean<\/span>;\u00a0<span lang=\"NL\">t\u1ea1i c\u00e1c \u0111\u1ecba b\u00e0n c\u1ea5p huy\u1ec7n \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n\u00a0<\/span>th\u00ec Ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 c\u00f3 01 c\u00f4ng ch\u1ee9ng vi\u00ean;<\/p>\n<p><span lang=\"NL\">b) C\u00f3 tr\u1ee5 s\u1edf \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh.<\/span><\/p>\n<p><span lang=\"NL\">3. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 Tr\u01b0\u1edfng Ph\u00f2ng c\u00f4ng ch\u1ee9ng, do Gi\u00e1m \u0111\u1ed1c S\u1edf T\u01b0 ph\u00e1p b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. Tr\u01b0\u1edfng Ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 \u0111\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb \u0111\u1ee7 02 n\u0103m tr\u1edf l\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">4. T\u00ean c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng bao g\u1ed3m c\u1ee5m t\u1eeb \u201cPh\u00f2ng c\u00f4ng ch\u1ee9ng\u201d k\u00e8m theo s\u1ed1 th\u1ee9 t\u1ef1 th\u00e0nh l\u1eadp v\u00e0 t\u00ean c\u1ee7a t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng n\u01a1i Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">5. Con d\u1ea5u c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng c\u00f3 h\u00ecnh qu\u1ed1c huy. Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c kh\u1eafc v\u00e0 s\u1eed d\u1ee5ng con d\u1ea5u sau khi c\u00f3 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp. Th\u1ee7 t\u1ee5c, h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb kh\u1eafc d\u1ea5u \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 con d\u1ea5u.<\/span><\/p>\n<p><span lang=\"NL\">6. Vi\u1ec7c \u0111\u0103ng b\u00e1o th\u00f4ng tin v\u1ec1 th\u00e0nh l\u1eadp, chuy\u1ec3n \u0111\u1ed5i, gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/span><\/p>\n<p><a name=\"dieu_21\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 21. Th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. S\u1edf T\u01b0 ph\u00e1p ch\u1ee7 tr\u00ec, ph\u1ed1i h\u1ee3p v\u1edbi c\u01a1 quan chuy\u00ean m\u00f4n thu\u1ed9c \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh v\u1ec1 k\u1ebf ho\u1ea1ch v\u00e0 \u0111\u1ea7u t\u01b0, t\u00e0i ch\u00ednh, n\u1ed9i v\u1ee5 x\u00e2y d\u1ef1ng \u0111\u1ec1 \u00e1n th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ecnh \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng. \u0110\u1ec1 \u00e1n ph\u1ea3i n\u00eau r\u00f5 s\u1ef1 c\u1ea7n thi\u1ebft th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng, d\u1ef1 ki\u1ebfn v\u1ec1 t\u1ed5 ch\u1ee9c, t\u00ean, nh\u00e2n s\u1ef1, \u0111\u1ecba \u0111i\u1ec3m \u0111\u1eb7t tr\u1ee5 s\u1edf, c\u01a1 s\u1edf v\u1eadt ch\u1ea5t v\u00e0 k\u1ebf ho\u1ea1ch tri\u1ec3n khai th\u1ef1c hi\u1ec7n.<\/span><\/p>\n<p><span lang=\"NL\">Ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp m\u1edbi t\u1ea1i nh\u1eefng \u0111\u1ecba b\u00e0n c\u1ea5p huy\u1ec7n ch\u01b0a ph\u00e1t tri\u1ec3n \u0111\u01b0\u1ee3c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c.<\/span><\/p>\n<p>2. C\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c h\u00e0nh ngh\u1ec1 k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c Ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ed5 sung c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p><a name=\"dieu_22\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 22. Chuy\u1ec3n \u0111\u1ed5i, gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Tr\u01b0\u1eddng h\u1ee3p \u0111\u1ecba ph\u01b0\u01a1ng \u0111\u00e3 ph\u00e1t tri\u1ec3n \u0111\u01b0\u1ee3c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c v\u00e0 c\u0103n c\u1ee9 v\u00e0o quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan, S\u1edf T\u01b0 ph\u00e1p l\u1eadp \u0111\u1ec1 \u00e1n chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ecnh \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh.<\/span><\/p>\n<p><span lang=\"NL\">2. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 kh\u1ea3 n\u0103ng chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec S\u1edf T\u01b0 ph\u00e1p l\u1eadp \u0111\u1ec1 \u00e1n gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng tr\u00ecnh \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh.<\/span><\/p>\n<p><span lang=\"NL\">Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 \u0111\u01a1n v\u1ecb s\u1ef1 nghi\u1ec7p c\u00f4ng l\u1eadp. Ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c gi\u1ea3i th\u1ec3 sau khi thanh to\u00e1n xong c\u00e1c kho\u1ea3n n\u1ee3, l\u00e0m xong th\u1ee7 t\u1ee5c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd v\u1edbi ng\u01b0\u1eddi lao \u0111\u1ed9ng, th\u1ef1c hi\u1ec7n xong c\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn.<\/span><\/p>\n<p><span lang=\"NL\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; quy \u0111\u1ecbnh l\u1ed9 tr\u00ecnh ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span>, gi\u1ea3i th\u1ec3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng t\u1ea1i\u00a0<span lang=\"NL\">c\u00e1c \u0111\u1ecba ph\u01b0\u01a1ng.<\/span><\/p>\n<p><a name=\"dieu_23\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 23. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh; t\u1ea1i c\u00e1c \u0111\u01a1n v\u1ecb h\u00e0nh ch\u00ednh c\u1ea5p huy\u1ec7n c\u00f3 m\u1eadt \u0111\u1ed9 d\u00e2n s\u1ed1 th\u1ea5p, c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng v\u00e0 d\u1ecbch v\u1ee5 ch\u01b0a ph\u00e1t tri\u1ec3n v\u00e0 kh\u00f3 kh\u0103n trong vi\u1ec7c th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh v\u00e0 doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n<p><span lang=\"NL\">Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh danh m\u1ee5c c\u00e1c \u0111\u01a1n v\u1ecb h\u00e0nh ch\u00ednh c\u1ea5p huy\u1ec7n \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u00e0 vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i lo\u1ea1i h\u00ecnh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng t\u1ea1i c\u00e1c \u0111\u01a1n v\u1ecb h\u00e0nh ch\u00ednh c\u1ea5p huy\u1ec7n n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">2. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh ph\u1ea3i c\u00f3 t\u1eeb 02 th\u00e0nh vi\u00ean h\u1ee3p danh tr\u1edf l\u00ean v\u00e0 kh\u00f4ng c\u00f3 th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n. C\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 c\u00f3 quy\u1ec1n ngang nhau khi quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng. Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u00e0 \u0111\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb \u0111\u1ee7 02 n\u0103m tr\u1edf l\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n th\u00ec ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u1ed3ng th\u1eddi l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u00e0 ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb \u0111\u1ee7 02 n\u0103m tr\u1edf l\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">3. Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, th\u1ef1c hi\u1ec7n vi\u1ec7c qu\u1ea3n l\u00fd v\u00e0 \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; kh\u00f4ng \u0111\u01b0\u1ee3c thu\u00ea ng\u01b0\u1eddi kh\u00e1c \u0111i\u1ec1u h\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, kh\u00f4ng \u0111\u01b0\u1ee3c cho thu\u00ea V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. T\u00ean c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng bao g\u1ed3m c\u1ee5m t\u1eeb \u201cV\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng\u201d v\u00e0 t\u00ean ri\u00eang b\u1eb1ng ti\u1ebfng Vi\u1ec7t do c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh th\u1ecfa thu\u1eadn l\u1ef1a ch\u1ecdn ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n l\u1ef1a ch\u1ecdn, b\u1ea3o \u0111\u1ea3m c\u00e1c y\u00eau c\u1ea7u sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) Kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng t\u00ean c\u01a1 quan nh\u00e0 n\u01b0\u1edbc, \u0111\u01a1n v\u1ecb l\u1ef1c l\u01b0\u1ee3ng v\u0169 trang nh\u00e2n d\u00e2n, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb \u2013 x\u00e3 h\u1ed9i, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p, t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i, t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p \u0111\u1ec3 l\u00e0m to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n t\u00ean ri\u00eang c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) Kh\u00f4ng \u0111\u01b0\u1ee3c tr\u00f9ng ho\u1eb7c g\u00e2y nh\u1ea7m l\u1eabn v\u1edbi t\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00e1c \u0111ang ho\u1ea1t \u0111\u1ed9ng trong ph\u1ea1m vi to\u00e0n qu\u1ed1c;<\/span><\/p>\n<p><span lang=\"NL\">c) Kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng t\u1eeb ng\u1eef, k\u00fd hi\u1ec7u vi ph\u1ea1m truy\u1ec1n th\u1ed1ng l\u1ecbch s\u1eed, v\u0103n h\u00f3a, \u0111\u1ea1o \u0111\u1ee9c v\u00e0 thu\u1ea7n phong m\u1ef9 t\u1ee5c c\u1ee7a d\u00e2n t\u1ed9c.<\/span><\/p>\n<p><span lang=\"NL\">5. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 tr\u1ee5 s\u1edf \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh.<\/span><\/p>\n<p><span lang=\"NL\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 con d\u1ea5u v\u00e0 t\u00e0i kho\u1ea3n ri\u00eang, ho\u1ea1t \u0111\u1ed9ng theo nguy\u00ean t\u1eafc t\u1ef1 ch\u1ee7 v\u1ec1 t\u00e0i ch\u00ednh b\u1eb1ng ngu\u1ed3n thu t\u1eeb ph\u00ed c\u00f4ng ch\u1ee9ng, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1c ngu\u1ed3n thu h\u1ee3p ph\u00e1p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n<p><span lang=\"NL\">6. Con d\u1ea5u c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng c\u00f3 h\u00ecnh qu\u1ed1c huy. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c kh\u1eafc v\u00e0 s\u1eed d\u1ee5ng con d\u1ea5u sau khi \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng. Th\u1ee7 t\u1ee5c, h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb kh\u1eafc d\u1ea5u \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 con d\u1ea5u.<\/span><\/p>\n<p><a name=\"dieu_24\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 24. Th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. C\u0103n c\u1ee9 v\u00e0o quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 \u0111i\u1ec1u ki\u1ec7n th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u1eadp h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng g\u1eedi \u0111\u1ebfn S\u1edf T\u01b0 ph\u00e1p n\u01a1i d\u1ef1 ki\u1ebfn th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. C\u00f4ng ch\u1ee9ng vi\u00ean thu\u1ed9c m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y kh\u00f4ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi:<\/span><\/p>\n<p><span lang=\"NL\">a) \u0110ang l\u00e0 vi\u00ean ch\u1ee9c c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) \u0110ang l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a 01 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">c) \u0110ang l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n<p><span lang=\"NL\">d) Ch\u01b0a h\u1ebft th\u1eddi h\u1ea1n 02 n\u0103m theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_22\"><\/a>kho\u1ea3n 6 \u0110i\u1ec1u 27, kho\u1ea3n 5 \u0110i\u1ec1u 31 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 34 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">3. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00e0nh l\u1eadp t\u1ea1i c\u00e1c \u0111\u1ecba b\u00e0n c\u00f3 \u0111i\u1ec1u ki\u1ec7n kinh t\u1ebf \u2013 x\u00e3 h\u1ed9i kh\u00f3 kh\u0103n, \u0111\u1eb7c bi\u1ec7t kh\u00f3 kh\u0103n \u0111\u01b0\u1ee3c h\u01b0\u1edfng ch\u00ednh s\u00e1ch \u01b0u \u0111\u00e3i v\u1ec1 thu\u1ebf theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 thu\u1ebf v\u00e0 c\u00e1c ch\u00ednh s\u00e1ch \u01b0u \u0111\u00e3i kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/span><\/p>\n<p><span lang=\"NL\">4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_25\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 25. \u0110\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng t\u1ea1i S\u1edf T\u01b0 ph\u00e1p \u1edf \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i \u0111\u00e3 ra quy\u1ebft \u0111\u1ecbnh.<\/span><\/p>\n<p><span lang=\"NL\">2. N\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng bao g\u1ed3m:<\/span><\/p>\n<p><span lang=\"NL\">a) T\u00ean, lo\u1ea1i h\u00ecnh t\u1ed5 ch\u1ee9c c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) \u0110\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">c) H\u1ecd, t\u00ean, s\u1ed1 \u0111\u1ecbnh danh c\u00e1 nh\u00e2n, s\u1ed1 quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">d) H\u1ecd, t\u00ean, s\u1ed1 \u0111\u1ecbnh danh c\u00e1 nh\u00e2n, s\u1ed1 quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u1ed1i v\u1edbi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh;<\/span><\/p>\n<p><span lang=\"NL\">\u0111) Danh s\u00e1ch c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng (n\u1ebfu c\u00f3).<\/span><\/p>\n<p><span lang=\"NL\">3. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c ho\u1ea1t \u0111\u1ed9ng, c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c h\u00e0nh ngh\u1ec1 k\u1ec3 t\u1eeb ng\u00e0y V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_26\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 26. Thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y thay \u0111\u1ed5i m\u1ed9t trong c\u00e1c n\u1ed9i dung quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_23\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 25 c\u1ee7a Lu\u1eadt n\u00e0y, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u0103ng k\u00fd n\u1ed9i dung thay \u0111\u1ed5i t\u1ea1i S\u1edf T\u01b0 ph\u00e1p n\u01a1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e3 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng.<\/span><\/p>\n<p><span lang=\"NL\">Tr\u01b0\u1eddng h\u1ee3p b\u1ed5 sung th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c h\u00e0nh ngh\u1ec1 k\u1ec3 t\u1eeb ng\u00e0y V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c ghi nh\u1eadn n\u1ed9i dung thay \u0111\u1ed5i v\u00e0o gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c thay \u0111\u1ed5i \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf trong ph\u1ea1m vi \u0111\u01a1n v\u1ecb h\u00e0nh ch\u00ednh c\u1ea5p huy\u1ec7n n\u01a1i \u0111\u1eb7t tr\u1ee5 s\u1edf theo quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp c\u1ee7a \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh.<\/span><\/p>\n<p><span lang=\"NL\">Vi\u1ec7c thay \u0111\u1ed5i t\u00ean c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i b\u1ea3o \u0111\u1ea3m y\u00eau c\u1ea7u quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_24\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 23 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">2. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng thay \u0111\u1ed5i t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf, Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng; tr\u01b0\u1eddng h\u1ee3p thay \u0111\u1ed5i c\u00e1c n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng kh\u00e1c th\u00ec S\u1edf T\u01b0 ph\u00e1p ghi nh\u1eadn n\u1ed9i dung thay \u0111\u1ed5i v\u00e0o gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">3. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb m\u1ea5t, b\u1ecb h\u1ecfng gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng th\u00ec \u0111\u01b0\u1ee3c c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; vi\u1ec7c cung c\u1ea5p th\u00f4ng tin v\u1ec1 n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng, ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; vi\u1ec7c \u0111\u0103ng b\u00e1o n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_27\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 27. Ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. C\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) T\u1ef1 nguy\u1ec7n r\u00fat v\u1ed1n kh\u1ecfi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh cho m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00e1c c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng; chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_25\"><\/a>\u0110i\u1ec1u 30 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">b) C\u00f3 quy\u1ebft \u0111\u1ecbnh mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u01a1ng nhi\u00ean mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">c) Ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft, m\u1ea5t t\u00edch;<\/span><\/p>\n<p><span lang=\"NL\">d) B\u1ecb khai tr\u1eeb kh\u1ecfi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. Th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 quy\u1ec1n r\u00fat v\u1ed1n kh\u1ecfi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh cho m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00e1c c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng khi \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t ba ph\u1ea7n t\u01b0 t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5p thu\u1eadn b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f2n \u00edt nh\u1ea5t 02 th\u00e0nh vi\u00ean h\u1ee3p danh t\u1ea1i th\u1eddi \u0111i\u1ec3m th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u01b0\u1ee3c r\u00fat v\u1ed1n ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p.<\/span><\/p>\n<p><span lang=\"NL\">Th\u00e0nh vi\u00ean h\u1ee3p danh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00e1c v\u00e0 S\u1edf T\u01b0 ph\u00e1p n\u01a1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng v\u1ec1 y\u00eau c\u1ea7u r\u00fat v\u1ed1n ch\u1eadm nh\u1ea5t l\u00e0 06 th\u00e1ng tr\u01b0\u1edbc ng\u00e0y r\u00fat v\u1ed1n; ch\u1ec9 \u0111\u01b0\u1ee3c r\u00fat v\u1ed1n v\u00e0o th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh v\u00e0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng trong n\u0103m t\u00e0i ch\u00ednh \u0111\u00f3 \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua.<\/span><\/p>\n<p><span lang=\"NL\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho S\u1edf T\u01b0 ph\u00e1p vi\u1ec7c c\u00f4ng ch\u1ee9ng vi\u00ean ho\u00e0n th\u00e0nh r\u00fat v\u1ed1n ho\u1eb7c ho\u00e0n th\u00e0nh chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p. T\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ea5m d\u1ee9t t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p ghi nh\u1eadn v\u00e0o gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi r\u00fat v\u1ed1n ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ea5m d\u1ee9t k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">3. Th\u00e0nh vi\u00ean h\u1ee3p danh b\u1ecb khai tr\u1eeb kh\u1ecfi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_vschxswiyw\"><\/a>Lu\u1eadt Doanh nghi\u1ec7p. T\u00e0i li\u1ec7u ch\u1ee9ng minh v\u00e0 v\u0103n b\u1ea3n v\u1ec1 vi\u1ec7c khai tr\u1eeb th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u01b0\u1ee3c g\u1eedi S\u1edf T\u01b0 ph\u00e1p khi \u0111\u1ec1 ngh\u1ecb thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng. T\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb khai tr\u1eeb ch\u1ea5m d\u1ee9t t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p ghi nh\u1eadn v\u00e0o gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi b\u1ecb khai tr\u1eeb l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ea5m d\u1ee9t k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. Gi\u00e1 tr\u1ecb ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m b, c v\u00e0 d kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c tr\u1ea3 cho c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u1ee7a h\u1ecd theo t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p sau khi tr\u1eeb \u0111i ph\u1ea7n ngh\u0129a v\u1ee5 thu\u1ed9c tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00f3.<\/span><\/p>\n<p><span lang=\"NL\">5. Tr\u01b0\u1eddng h\u1ee3p t\u00ean c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u1ec3 \u0111\u1eb7t t\u00ean V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i thay \u0111\u1ed5i t\u00ean khi \u0111\u1ec1 ngh\u1ecb thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">6. Trong th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b v\u00e0 d kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh v\u1eabn ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u00e1t sinh trong th\u1eddi gian l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00f3; h\u1ebft th\u1eddi h\u1ea1n n\u00e0y, c\u00f4ng ch\u1ee9ng vi\u00ean m\u1edbi \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi, h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c ho\u1eb7c mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n<p><a name=\"dieu_28\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 28. Ti\u1ebfp nh\u1eadn th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 quy\u1ec1n ti\u1ebfp nh\u1eadn th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi n\u1ebfu \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t ba ph\u1ea7n t\u01b0 t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh ch\u1ea5p thu\u1eadn.<\/span><\/p>\n<p><span lang=\"NL\">Th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi ph\u1ea3i n\u1ed9p \u0111\u1ee7 s\u1ed1 v\u1ed1n cam k\u1ebft g\u00f3p v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean h\u1ee3p danh. Sau khi th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi n\u1ed9p \u0111\u1ee7 s\u1ed1 v\u1ed1n cam k\u1ebft, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i n\u1ed9p h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng do b\u1ed5 sung th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u00f3.<\/span><\/p>\n<p><span lang=\"NL\">2. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u00f3 c\u00f3 th\u1ec3 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng n\u1ebfu l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t ba ph\u1ea7n t\u01b0 t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f2n l\u1ea1i ch\u1ea5p thu\u1eadn.<\/span><\/p>\n<p><a name=\"dieu_29\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 29. H\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Hai ho\u1eb7c m\u1ed9t s\u1ed1 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 tr\u1ee5 s\u1edf trong c\u00f9ng 01 t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng c\u00f3 th\u1ec3 h\u1ee3p nh\u1ea5t th\u00e0nh 01 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi (sau \u0111\u00e2y g\u1ecdi l\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng h\u1ee3p nh\u1ea5t) b\u1eb1ng c\u00e1ch chuy\u1ec3n to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n, quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p sang V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng h\u1ee3p nh\u1ea5t, \u0111\u1ed3ng th\u1eddi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00e1c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb h\u1ee3p nh\u1ea5t.<\/span><\/p>\n<p><span lang=\"NL\">M\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 s\u00e1p nh\u1eadp v\u00e0o 01 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c c\u00f3 tr\u1ee5 s\u1edf trong c\u00f9ng 01 t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng b\u1eb1ng c\u00e1ch chuy\u1ec3n to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n, quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p sang V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng nh\u1eadn s\u00e1p nh\u1eadp, \u0111\u1ed3ng th\u1eddi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb s\u00e1p nh\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">2.\u00a0<\/span>\u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh x<span lang=\"NL\">e<\/span>m x\u00e9t, quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p\u00a0<span lang=\"NL\">h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp<\/span>\u00a0V\u0103n ph\u00f2ng c<span lang=\"NL\">\u00f4<\/span>ng ch\u1ee9ng<span lang=\"NL\">.<\/span><\/p>\n<p><span lang=\"NL\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_30\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 30. Chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Sau khi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e3 ho\u1ea1t \u0111\u1ed9ng \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t 02 n\u0103m, to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 quy\u1ec1n chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p cho \u00edt nh\u1ea5t 02 c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00e1c \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">2. C\u00f4ng ch\u1ee9ng vi\u00ean<\/span>\u00a0nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y<span lang=\"NL\">\u00a0ph\u1ea3i \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n<p>a)\u00a0<span lang=\"NL\">\u0110\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb \u0111\u1ee7 02 n\u0103m tr\u1edf l\u00ean \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi d\u1ef1 ki\u1ebfn l\u00e0m Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span>;<\/p>\n<p>b)<span lang=\"NL\">\u00a0Tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh ho\u1eb7c Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n th\u00ec \u0111\u00e3 h\u1ebft th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c k\u1ec3 t\u1eeb ng\u00e0y kh\u00f4ng c\u00f2n l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n<p>c)\u00a0<span lang=\"NL\">Cam k\u1ebft h\u00e0nh ngh\u1ec1 v\u1edbi t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p.<\/span><\/p>\n<p><span lang=\"NL\">3. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh\u00a0<\/span>cho ph\u00e9p chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<span lang=\"NL\">.<\/span><\/p>\n<p><span lang=\"NL\">4. T\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh ch\u1ea5m d\u1ee9t t\u1ea1i th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p l\u1ea1i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">5. Trong th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh, c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh v\u1eabn ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u00e1t sinh trong th\u1eddi gian l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00f3; h\u1ebft th\u1eddi h\u1ea1n n\u00e0y, c\u00f4ng ch\u1ee9ng vi\u00ean m\u1edbi \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi, h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c ho\u1eb7c mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n<p><span lang=\"NL\">6. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_31\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 31. B\u00e1n V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Sau khi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e3 ho\u1ea1t \u0111\u1ed9ng \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t 02 n\u0103m, Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 quy\u1ec1n b\u00e1n V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a m\u00ecnh cho 01 c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00e1c.<\/span><\/p>\n<p><span lang=\"NL\">2. C\u00f4ng ch\u1ee9ng vi\u00ean mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) \u0110\u00e3 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1eeb \u0111\u1ee7 02 n\u0103m tr\u1edf l\u00ean;<\/span><\/p>\n<p><span lang=\"NL\">b) Tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean h\u1ee3p danh ho\u1eb7c Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n th\u00ec \u0111\u00e3 h\u1ebft th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c k\u1ec3 t\u1eeb ng\u00e0y kh\u00f4ng c\u00f2n l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n<p><span lang=\"NL\">c) Cam k\u1ebft h\u00e0nh ngh\u1ec1 v\u1edbi t\u01b0 c\u00e1ch Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng t\u1ea1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh s\u1ebd mua.<\/span><\/p>\n<p><span lang=\"NL\">3. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh\u00a0<\/span>cho ph\u00e9p vi\u1ec7c b\u00e1n V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng\u00a0<span lang=\"NL\">\u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n<p><span lang=\"NL\">4. Sau khi b\u00e1n V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng v\u1eabn ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u00e1t sinh trong th\u1eddi gian tr\u01b0\u1edbc ng\u00e0y chuy\u1ec3n giao V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng,\u00a0<\/span>tr\u1eeb tr\u01b0\u1eddng h\u1ee3p Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi mua v\u00e0 ch\u1ee7 n\u1ee3 c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c<span lang=\"NL\">.<\/span><\/p>\n<p><span lang=\"NL\">5. H\u1ebft th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y b\u00e1n V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y, c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 b\u00e1n V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi, h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c ho\u1eb7c mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n<p><span lang=\"NL\">6. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_32\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 32. T\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) To\u00e0n b\u1ed9 c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb t\u1ea1m \u0111\u00ecnh ch\u1ec9 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) Kh\u00f4ng th\u1ec3 ho\u1ea1t \u0111\u1ed9ng v\u00ec s\u1ef1 ki\u1ec7n b\u1ea5t kh\u1ea3 kh\u00e1ng ho\u1eb7c tr\u1edf ng\u1ea1i kh\u00e1ch quan theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_tdtlmjgmpe\"><\/a>B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1.<\/span><\/p>\n<p><span lang=\"NL\">2. Th\u1eddi gian t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n<p><span lang=\"NL\">a) Tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, t\u1ed1i \u0111a l\u00e0 12 th\u00e1ng;<\/span><\/p>\n<p><span lang=\"NL\">b) Tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y l\u00e0 th\u1eddi gian x\u1ea3y ra s\u1ef1 ki\u1ec7n b\u1ea5t kh\u1ea3 kh\u00e1ng ho\u1eb7c tr\u1edf ng\u1ea1i kh\u00e1ch quan.<\/span><\/p>\n<p><span lang=\"NL\">3. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, S\u1edf T\u01b0 ph\u00e1p n\u01a1i V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng ra quy\u1ebft \u0111\u1ecbnh t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y l\u00fd do t\u1ea1m ng\u1eebng kh\u00f4ng c\u00f2n, S\u1edf T\u01b0 ph\u00e1p ra quy\u1ebft \u0111\u1ecbnh ch\u1ea5m d\u1ee9t vi\u1ec7c t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">4.<b>\u00a0<\/b>V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng trong tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e0n giao h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng khi c\u00f3 y\u00eau c\u1ea7u s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf giao d\u1ecbch, c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng, c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_26\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 56 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p ch\u1ec9 \u0111\u1ecbnh ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 th\u1ef1c hi\u1ec7n; S\u1edf T\u01b0 ph\u00e1p ch\u1ee7 tr\u00ec, ph\u1ed1i h\u1ee3p v\u1edbi H\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 c\u00e1c c\u01a1 quan, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan th\u1ef1c hi\u1ec7n vi\u1ec7c b\u00e0n giao h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng. H\u1ebft th\u1eddi gian t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng, c\u00e1c h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng n\u00e0y \u0111\u01b0\u1ee3c b\u00e0n giao l\u1ea1i cho V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft kho\u1ea3n n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_33\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 33. Thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng trong th\u1eddi h\u1ea1n quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_27\"><\/a>\u0110i\u1ec1u 25 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0ho\u1eb7c n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng kh\u00f4ng \u0111\u00fang theo h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u00e3 \u0111\u01b0\u1ee3c \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ph\u00ea duy\u1ec7t;<\/span><\/p>\n<p><span lang=\"NL\">b) N\u1ed9i dung k\u00ea khai trong h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng l\u00e0 gi\u1ea3 m\u1ea1o;<\/span><\/p>\n<p><span lang=\"NL\">c) H\u1ebft th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng m\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u01b0a b\u1eaft \u0111\u1ea7u ho\u1ea1t \u0111\u1ed9ng;<\/span><\/p>\n<p><span lang=\"NL\">d) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng ho\u1ea1t \u0111\u1ed9ng li\u00ean t\u1ee5c t\u1eeb 03 th\u00e1ng tr\u1edf l\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p do t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_28\"><\/a>\u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">\u0111) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh ch\u1ec9 c\u00f2n 01 th\u00e0nh vi\u00ean h\u1ee3p danh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">e) To\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh\u00a0<\/span>c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<span lang=\"NL\">\u00a0ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n\u00a0<\/span>b<span lang=\"NL\">\u1ecb mi\u1ec5n nhi\u1ec7m, ch\u1ebft, b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n c\u1ea5m h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">g) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng b\u1ea3o \u0111\u1ea3m duy tr\u00ec\u00a0<\/span>\u0111i\u1ec1u ki\u1ec7n<span lang=\"NL\">\u00a0ho\u1ea1t \u0111\u1ed9ng<\/span>\u00a0theo quy \u0111\u1ecbnh\u00a0<span lang=\"NL\">c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ngh\u1ecb \u0111\u1ecbnh quy \u0111\u1ecbnh chi ti\u1ebft Lu\u1eadt n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">h) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00f4ng duy tr\u00ec \u0111\u01b0\u1ee3c c\u00e1c \u0111i\u1ec1u ki\u1ec7n v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 tr\u1ee5 s\u1edf theo h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb th\u00e0nh l\u1eadp \u0111\u00e3 \u0111\u01b0\u1ee3c \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ph\u00ea duy\u1ec7t v\u00e0 gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng \u0111\u00e3 \u0111\u01b0\u1ee3c S\u1edf T\u01b0 ph\u00e1p c\u1ea5p trong th\u1eddi h\u1ea1n \u00edt nh\u1ea5t 01 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m g kho\u1ea3n n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">i) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp, nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9<b>\u00a0<\/b>ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n<p><span lang=\"NL\">k) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng h\u1ebft th\u1eddi gian t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_29\"><\/a>\u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0m\u00e0 l\u00fd do t\u1ea1m ng\u1eebng v\u1eabn c\u00f2n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng do s\u1ef1 ki\u1ec7n b\u1ea5t kh\u1ea3 kh\u00e1ng ho\u1eb7c tr\u1edf ng\u1ea1i kh\u00e1ch quan.<\/span><\/p>\n<p><span lang=\"NL\">2. Tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 c\u00f2n 01 th\u00e0nh vi\u00ean h\u1ee3p danh do th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f2n l\u1ea1i ch\u1ebft, b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft, b\u1ecb khai tr\u1eeb kh\u1ecfi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c b\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c b\u1ecb T\u00f2a \u00e1n c\u1ea5m h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ph\u1ea3i b\u1ed5 sung \u00edt nh\u1ea5t 01 th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi trong th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 c\u00f2n 01 th\u00e0nh vi\u00ean h\u1ee3p danh. H\u1ebft th\u1eddi h\u1ea1n n\u00e0y m\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u01b0a b\u1ed5 sung \u0111\u01b0\u1ee3c th\u00e0nh vi\u00ean h\u1ee3p danh th\u00ec b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">3. S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m ki\u1ec3m tra, r\u00e0 so\u00e1t v\u00e0 l\u1eadp h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ra quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_34\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 34. Ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u1ec1 ngh\u1ecb ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp;<\/span><\/p>\n<p><span lang=\"NL\">c) V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ecb h\u1ee3p nh\u1ea5t, b\u1ecb s\u00e1p nh\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">2. Trong tr\u01b0\u1eddng h\u1ee3p ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec ch\u1eadm nh\u1ea5t l\u00e0 30 ng\u00e0y tr\u01b0\u1edbc ng\u00e0y d\u1ef1 ki\u1ebfn ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 b\u00e1o c\u00e1o vi\u1ec7c d\u1ef1 ki\u1ebfn ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng b\u1eb1ng v\u0103n b\u1ea3n g\u1eedi S\u1edf T\u01b0 ph\u00e1p n\u01a1i \u0111\u00e3 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng. Tr\u01b0\u1edbc ng\u00e0y ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 n\u1ed9p \u0111\u1ee7 ti\u1ec1n thu\u1ebf n\u1ee3, thanh to\u00e1n xong c\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c, ho\u00e0n th\u00e0nh th\u1ee7 t\u1ee5c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh, th\u1ef1c hi\u1ec7n c\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ec3 th\u1ef1c hi\u1ec7n xong c\u00e1c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn th\u00ec ph\u1ea3i th\u1ecfa thu\u1eadn v\u1edbi ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c y\u00eau c\u1ea7u \u0111\u00f3.<\/span><\/p>\n<p><span lang=\"NL\">Trong tr\u01b0\u1eddng h\u1ee3p ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng do V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng h\u1ee3p nh\u1ea5t ho\u1eb7c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng nh\u1eadn s\u00e1p nh\u1eadp ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n.<\/span><\/p>\n<p><span lang=\"NL\">S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m thu h\u1ed3i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n xong c\u00e1c ngh\u0129a v\u1ee5 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y, b\u00e1o c\u00e1o \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp.<\/span><\/p>\n<p><span lang=\"NL\">3. Trong tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, S\u1edf T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m thu h\u1ed3i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">Trong th\u1eddi h\u1ea1n 60 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp, V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 n\u1ed9p \u0111\u1ee7 ti\u1ec1n thu\u1ebf n\u1ee3, thanh to\u00e1n xong c\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c, ho\u00e0n th\u00e0nh th\u1ee7 t\u1ee5c ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh; \u0111\u1ed1i v\u1edbi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 ti\u1ebfp nh\u1eadn m\u00e0 ch\u01b0a c\u00f4ng ch\u1ee9ng th\u00ec ph\u1ea3i tr\u1ea3 l\u1ea1i h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng. H\u1ebft th\u1eddi h\u1ea1n n\u00e0y m\u00e0 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u01b0a ho\u00e0n th\u00e0nh xong c\u00e1c ngh\u0129a v\u1ee5 v\u1ec1 t\u00e0i s\u1ea3n ho\u1eb7c tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng do b\u1ecb thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp v\u00ec to\u00e0n b\u1ed9 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft th\u00ec t\u00e0i s\u1ea3n c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh, c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u1ec3 thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1 v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><span lang=\"NL\">4. H\u1ebft th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng, Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a v\u00e0 \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y m\u1edbi \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi, h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c, mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n<p><span lang=\"NL\">5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_35\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 35. Quy\u1ec1n c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. K\u00fd h\u1ee3p \u0111\u1ed3ng l\u00e0m vi\u1ec7c, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_30\"><\/a>\u0111i\u1ec3m a v\u00e0 \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u 37 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0v\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng kh\u00e1c l\u00e0m vi\u1ec7c cho t\u1ed5 ch\u1ee9c m\u00ecnh.<\/span><\/p>\n<p><span lang=\"NL\">2. Thu ph\u00ed c\u00f4ng ch\u1ee9ng, ph\u00ed, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng, chi ph\u00ed kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 lu\u1eadt kh\u00e1c c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><span lang=\"NL\">3. Cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng ngo\u00e0i ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a c\u01a1 quan h\u00e0nh ch\u00ednh nh\u00e0 n\u01b0\u1edbc \u0111\u1ec3 \u0111\u00e1p \u1ee9ng nhu c\u1ea7u c\u00f4ng ch\u1ee9ng c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c.<\/span><\/p>\n<p><span lang=\"NL\">4. \u0110\u01b0\u1ee3c khai th\u00e1c, s\u1eed d\u1ee5ng th\u00f4ng tin t\u1eeb c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng, C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 d\u00e2n c\u01b0 v\u00e0 c\u00e1c c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f3 li\u00ean quan theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt \u0111\u1ec3 ph\u1ee5c v\u1ee5 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">5. Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><a name=\"dieu_36\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 36. Ngh\u0129a v\u1ee5 c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Theo d\u00f5i, b\u1ea3o \u0111\u1ea3m cho c\u00f4ng ch\u1ee9ng vi\u00ean h\u00e0nh ngh\u1ec1 t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh trong vi\u1ec7c th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, tu\u00e2n th\u1ee7 Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, \u0110i\u1ec1u l\u1ec7 Hi\u1ec7p h\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean Vi\u1ec7t Nam v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n.<\/span><\/p>\n<p><span lang=\"NL\">2. Ch\u1ea5p h\u00e0nh quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 lao \u0111\u1ed9ng, thu\u1ebf, t\u00e0i ch\u00ednh, th\u1ed1ng k\u00ea.<\/span><\/p>\n<p><span lang=\"NL\">3. Th\u1ef1c hi\u1ec7n ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c theo ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a c\u01a1 quan h\u00e0nh ch\u00ednh nh\u00e0 n\u01b0\u1edbc v\u00e0 b\u1ea3o \u0111\u1ea3m vi\u1ec7c c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh th\u1ef1c hi\u1ec7n \u0111\u00fang quy \u0111\u1ecbnh v\u1ec1 ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a t\u1ed5 ch\u1ee9c.<\/span><\/p>\n<p><span lang=\"NL\">4. Ni\u00eam y\u1ebft l\u1ecbch l\u00e0m vi\u1ec7c, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng, n\u1ed9i quy ti\u1ebfp ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ph\u00ed c\u00f4ng ch\u1ee9ng, ph\u00ed, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u00e0 chi ph\u00ed kh\u00e1c t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh; b\u00e1o c\u00e1o S\u1edf T\u01b0 ph\u00e1p ph\u00ea duy\u1ec7t v\u00e0 ni\u00eam y\u1ebft danh s\u00e1ch c\u1ed9ng t\u00e1c vi\u00ean d\u1ecbch thu\u1eadt c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh.<\/span><\/p>\n<p><span lang=\"NL\">5. Mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_31\"><\/a>\u0110i\u1ec1u 39 c\u1ee7a Lu\u1eadt n\u00e0y; b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_32\"><\/a>\u0110i\u1ec1u 40 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">6. Ti\u1ebfp nh\u1eadn, qu\u1ea3n l\u00fd v\u00e0 t\u1ea1o \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i cho ng\u01b0\u1eddi t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong qu\u00e1 tr\u00ecnh t\u1eadp s\u1ef1 t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh.<\/span><\/p>\n<p><span lang=\"NL\">7. T\u1ea1o \u0111i\u1ec1u ki\u1ec7n cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh trong vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, tham gia b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng h\u1eb1ng n\u0103m.<\/span><\/p>\n<p><span lang=\"NL\">8. Th\u1ef1c hi\u1ec7n y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n v\u1ec1 vi\u1ec7c b\u00e1o c\u00e1o, ki\u1ec3m tra, thanh tra, cung c\u1ea5p th\u00f4ng tin v\u1ec1 giao d\u1ecbch \u0111\u00e3 c\u00f4ng ch\u1ee9ng; gi\u1ea5y t\u1edd, t\u00e0i li\u1ec7u \u0111\u00e3 ch\u1ee9ng th\u1ef1c.<\/span><\/p>\n<p><span lang=\"NL\">9. L\u1eadp s\u1ed5 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, s\u1ed5 c\u00f4ng ch\u1ee9ng, c\u00e1c lo\u1ea1i s\u1ed5 kh\u00e1c v\u00e0 l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n<p><span lang=\"NL\">10. Cung c\u1ea5p th\u00f4ng tin \u0111\u1ec3 \u0111\u01b0a v\u00e0o c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_33\"><\/a>\u0110i\u1ec1u 66 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">11. Gi\u1eef b\u00ed m\u1eadt v\u1ec1 n\u1ed9i dung c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n<p><span lang=\"NL\">12. S\u1eed d\u1ee5ng con d\u1ea5u t\u1ea1i tr\u1ee5 s\u1edf t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u00e0 th\u1ef1c hi\u1ec7n quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 qu\u1ea3n l\u00fd v\u00e0 s\u1eed d\u1ee5ng con d\u1ea5u.<\/span><\/p>\n<p><span lang=\"NL\">13. Ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng do S\u1edf T\u01b0 ph\u00e1p ch\u1ec9 \u0111\u1ecbnh theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_34\"><\/a>\u0110i\u1ec1u 68 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">14. Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><a name=\"chuong_4\"><\/a><b><span lang=\"NL\">Ch\u01b0\u01a1ng IV<\/span><\/b><\/p>\n<p align=\"center\"><a name=\"chuong_4_name\"><\/a><b><span lang=\"NL\">H\u00c0NH NGH\u1ec0 C\u00d4NG CH\u1ee8NG<\/span><\/b><\/p>\n<p><a name=\"dieu_37\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 37. H\u00ecnh th\u1ee9c h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. C\u00e1c h\u00ecnh th\u1ee9c h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean bao g\u1ed3m:<\/span><\/p>\n<p><span lang=\"NL\">a) C\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 vi\u00ean ch\u1ee9c c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) C\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh c\u00f4ng ty h\u1ee3p danh ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 Tr\u01b0\u1edfng V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n<p><span lang=\"NL\">c) C\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng t\u1ea1i Ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. Vi\u1ec7c tuy\u1ec3n d\u1ee5ng, qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 vi\u00ean ch\u1ee9c.<\/span><\/p>\n<p><span lang=\"NL\">Vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 doanh nghi\u1ec7p.<\/span><\/p>\n<p><span lang=\"NL\">Vi\u1ec7c k\u00fd v\u00e0 th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u1edbi c\u00f4ng ch\u1ee9ng vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, ph\u00e1p lu\u1eadt v\u1ec1 lao \u0111\u1ed9ng v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 \u0111\u01a1n v\u1ecb s\u1ef1 nghi\u1ec7p c\u00f4ng l\u1eadp.<\/span><\/p>\n<p><a name=\"dieu_38\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 38. Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. C\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i xu\u1ea5t tr\u00ecnh th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean khi h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. S\u1edf T\u01b0 ph\u00e1p c\u1ea5p th\u1ebb cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a Ph\u00f2ng c\u00f4ng ch\u1ee9ng sau khi c\u00f3 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ph\u00f2ng c\u00f4ng ch\u1ee9ng ho\u1eb7c khi Ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ed5 sung c\u00f4ng ch\u1ee9ng vi\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">S\u1edf T\u01b0 ph\u00e1p c\u1ea5p th\u1ebb cho c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng khi c\u1ea5p gi\u1ea5y \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng, c\u1ea5p l\u1ea1i ho\u1eb7c thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u1ed1i v\u1edbi tr\u01b0\u1eddng h\u1ee3p V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng b\u1ed5 sung c\u00f4ng ch\u1ee9ng vi\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">3. Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c c\u1ea5p l\u1ea1i trong tr\u01b0\u1eddng h\u1ee3p th\u1ebb \u0111\u00e3 \u0111\u01b0\u1ee3c c\u1ea5p b\u1ecb m\u1ea5t, b\u1ecb h\u1ecfng ho\u1eb7c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng thay \u0111\u1ed5i t\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">4. Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean b\u1ecb thu h\u1ed3i trong tr\u01b0\u1eddng h\u1ee3p mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00f4ng c\u00f2n h\u00e0nh ngh\u1ec1 t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh \u0111\u01b0\u1ee3c c\u1ea5p th\u1ebb, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng gi\u1ea3i th\u1ec3, ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c thay \u0111\u1ed5i t\u00ean.<\/span><\/p>\n<p><span lang=\"NL\">5. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft m\u1eabu th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean, vi\u1ec7c c\u1ea5p, c\u1ea5p l\u1ea1i v\u00e0 thu h\u1ed3i th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean.<\/span><\/p>\n<p><a name=\"dieu_39\"><\/a><b>\u0110i\u1ec1u 39. B\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p><span lang=\"NL\">1. B\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 lo\u1ea1i h\u00ecnh b\u1ea3o hi\u1ec3m b\u1eaft bu\u1ed9c.<\/span><\/p>\n<p>2. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 ngh\u0129a v\u1ee5 mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean h\u00e0nh ngh\u1ec1 t\u1ea1i t\u1ed5 ch\u1ee9c m\u00ecnh.\u00a0<span lang=\"NL\">Vi\u1ec7c mua b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p cho c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c duy tr\u00ec trong su\u1ed1t th\u1eddi gian ho\u1ea1t \u0111\u1ed9ng c\u1ee7a\u00a0<\/span>t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<span lang=\"NL\">.<\/span><\/p>\n<p><span lang=\"NL\">Ch\u1eadm nh\u1ea5t l\u00e0 10 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y mua b\u1ea3o hi\u1ec3m ho\u1eb7c k\u1ec3 t\u1eeb ng\u00e0y thay \u0111\u1ed5i, gia h\u1ea1n h\u1ee3p \u0111\u1ed3ng b\u1ea3o hi\u1ec3m,\u00a0<\/span>t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng\u00a0<span lang=\"NL\">c\u00f3 tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o v\u00e0 g\u1eedi b\u1ea3n sao h\u1ee3p \u0111\u1ed3ng b\u1ea3o hi\u1ec3m, h\u1ee3p \u0111\u1ed3ng thay \u0111\u1ed5i, gia h\u1ea1n h\u1ee3p \u0111\u1ed3ng b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean cho S\u1edf T\u01b0 ph\u00e1p.<\/span><\/p>\n<p><span lang=\"NL\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0111i\u1ec1u ki\u1ec7n, quy t\u1eafc b\u1ea3o hi\u1ec3m, m\u1ee9c ph\u00ed b\u1ea3o hi\u1ec3m, s\u1ed1 ti\u1ec1n b\u1ea3o hi\u1ec3m t\u1ed1i thi\u1ec3u \u0111\u1ed1i v\u1edbi b\u1ea3o hi\u1ec3m tr\u00e1ch nhi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean.<\/span><\/p>\n<p><a name=\"dieu_40\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 40. B\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i trong ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c do l\u1ed7i c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c m\u00ecnh g\u00e2y ra trong qu\u00e1 tr\u00ecnh c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 chuy\u1ec3n \u0111\u1ed5i, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng k\u1ebf th\u1eeba quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00f3 c\u00f3 tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i; tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 gi\u1ea3i th\u1ec3, ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean tr\u1ef1c ti\u1ebfp g\u00e2y thi\u1ec7t h\u1ea1i ph\u1ea3i t\u1ef1 m\u00ecnh b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i, k\u1ec3 c\u1ea3 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi \u0111\u00f3 kh\u00f4ng c\u00f2n l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c nh\u00e2n vi\u00ean c\u1ee7a 01 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. C\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean tr\u1ef1c ti\u1ebfp g\u00e2y thi\u1ec7t h\u1ea1i ph\u1ea3i ho\u00e0n tr\u1ea3 cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kho\u1ea3n ti\u1ec1n m\u00e0 t\u1ed5 ch\u1ee9c \u0111\u00e3 b\u1ed3i th\u01b0\u1eddng cho ng\u01b0\u1eddi b\u1ecb thi\u1ec7t h\u1ea1i theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, k\u1ec3 c\u1ea3 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi \u0111\u00f3 kh\u00f4ng c\u00f2n l\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c nh\u00e2n vi\u00ean c\u1ee7a 01 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng vi\u00ean, nh\u00e2n vi\u00ean tr\u1ef1c ti\u1ebfp g\u00e2y thi\u1ec7t h\u1ea1i kh\u00f4ng ho\u00e0n tr\u1ea3 th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u00f2a \u00e1n gi\u1ea3i quy\u1ebft.<\/span><\/p>\n<p><a name=\"dieu_41\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 41. T\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. T\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c t\u1ef1 qu\u1ea3n, \u0111\u1ea1i di\u1ec7n v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c c\u00f4ng ch\u1ee9ng vi\u00ean, bao g\u1ed3m Hi\u1ec7p h\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean Vi\u1ec7t Nam v\u00e0 H\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean c\u00e1c t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng.<\/span><\/p>\n<p><span lang=\"NL\">2. Hi\u1ec7p h\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean Vi\u1ec7t Nam ban h\u00e0nh Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1ec3 \u00e1p d\u1ee5ng tr\u00ean ph\u1ea1m vi to\u00e0n qu\u1ed1c. Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00f4ng \u0111\u01b0\u1ee3c tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 Hi\u1ec7p h\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean Vi\u1ec7t Nam.<\/span><\/p>\n<p><span lang=\"NL\">3. T\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 nhi\u1ec7m v\u1ee5 v\u00e0 quy\u1ec1n h\u1ea1n sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) \u0110\u1ea1i di\u1ec7n, b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean trong h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) Th\u1ef1c hi\u1ec7n r\u00e0 so\u00e1t, \u0111\u00e1nh gi\u00e1 h\u1eb1ng n\u0103m ch\u1ea5t l\u01b0\u1ee3ng \u0111\u1ed9i ng\u0169 c\u00f4ng ch\u1ee9ng vi\u00ean; gi\u00e1m s\u00e1t c\u00f4ng ch\u1ee9ng vi\u00ean tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 c\u00f4ng ch\u1ee9ng, Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">c) Tham gia c\u00f9ng c\u01a1 quan nh\u00e0 n\u01b0\u1edbc trong vi\u1ec7c t\u1ed5 ch\u1ee9c \u0111\u00e0o t\u1ea1o, t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng h\u1eb1ng n\u0103m, h\u01b0\u1edbng d\u1eabn nghi\u1ec7p v\u1ee5 cho h\u1ed9i vi\u00ean;<\/span><\/p>\n<p><span lang=\"NL\">d) Nhi\u1ec7m v\u1ee5 v\u00e0 quy\u1ec1n h\u1ea1n kh\u00e1c li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/span><\/p>\n<p><span lang=\"NL\">4. B\u1ed9 T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m ph\u00ea duy\u1ec7t \u0110i\u1ec1u l\u1ec7 c\u1ee7a Hi\u1ec7p h\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean Vi\u1ec7t Nam sau khi th\u1ed1ng nh\u1ea5t \u00fd ki\u1ebfn v\u1edbi B\u1ed9 N\u1ed9i v\u1ee5; \u0111\u00ecnh ch\u1ec9 thi h\u00e0nh v\u00e0 y\u00eau c\u1ea7u s\u1eeda \u0111\u1ed5i ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh, quy \u0111\u1ecbnh, Quy t\u1eafc \u0111\u1ea1o \u0111\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng do Hi\u1ec7p h\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean Vi\u1ec7t Nam ban h\u00e0nh tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><span lang=\"NL\">5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><a name=\"chuong_5\"><\/a><b><span lang=\"NL\">Ch\u01b0\u01a1ng V<\/span><\/b><\/p>\n<p align=\"center\"><a name=\"chuong_5_name\"><\/a><b><span lang=\"NL\">TH\u1ee6 T\u1ee4C C\u00d4NG CH\u1ee8NG GIAO D\u1ecaCH<\/span><\/b><\/p>\n<p><a name=\"muc_1_5\"><\/a><b><span lang=\"NL\">M\u1ee5c 1. TH\u1ee6 T\u1ee4C CHUNG V\u1ec0 C\u00d4NG CH\u1ee8NG<\/span><\/b><\/p>\n<p><a name=\"dieu_42\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 42. C\u00f4ng ch\u1ee9ng giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c so\u1ea1n th\u1ea3o s\u1eb5n<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng n\u1ed9p 01 b\u1ed9 h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng tr\u1ef1c tuy\u1ebfn, tr\u1ef1c ti\u1ebfp ho\u1eb7c g\u1eedi qua \u0111\u01b0\u1eddng b\u01b0u ch\u00ednh \u0111\u1ebfn t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. H\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng bao g\u1ed3m c\u00e1c gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a)\u00a0<\/span>D\u1ef1 th\u1ea3o giao d\u1ecbch;<\/p>\n<p>b) B\u1ea3n sao gi\u1ea5y t\u1edd t\u00f9y th\u00e2n c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, g\u1ed3m: th\u1ebb c\u0103n c\u01b0\u1edbc ho\u1eb7c h\u1ed9 chi\u1ebfu ho\u1eb7c gi\u1ea5y t\u1edd kh\u00e1c \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh nh\u00e2n th\u00e2n c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/p>\n<p>c) B\u1ea3n sao gi\u1ea5y ch\u1ee9ng nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu, quy\u1ec1n s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n ho\u1eb7c b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n ho\u1eb7c quy\u1ebft \u0111\u1ecbnh kh\u00e1c c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n v\u1ec1 vi\u1ec7c x\u1eed l\u00fd t\u00e0i s\u1ea3n ho\u1eb7c gi\u1ea5y t\u1edd thay th\u1ebf \u0111\u01b0\u1ee3c ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n m\u00e0 ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i \u0111\u0103ng k\u00fd quy\u1ec1n s\u1edf h\u1eefu, quy\u1ec1n s\u1eed d\u1ee5ng trong tr\u01b0\u1eddng h\u1ee3p giao d\u1ecbch li\u00ean quan \u0111\u1ebfn t\u00e0i s\u1ea3n \u0111\u00f3;<\/p>\n<p>d) B\u1ea3n sao gi\u1ea5y t\u1edd kh\u00e1c c\u00f3 li\u00ean quan \u0111\u1ebfn giao d\u1ecbch m\u00e0 ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i c\u00f3.<\/p>\n<p>Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 khai th\u00e1c \u0111\u01b0\u1ee3c c\u00e1c th\u00f4ng tin quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m b, c v\u00e0 d kho\u1ea3n n\u00e0y trong C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 d\u00e2n c\u01b0, c\u01a1 s\u1edf d\u1eef li\u1ec7u kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt th\u00ec ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng ph\u1ea3i n\u1ed9p c\u00e1c gi\u1ea5y t\u1edd n\u00e0y nh\u01b0ng ph\u1ea3i n\u1ed9p ph\u00ed khai th\u00e1c d\u1eef li\u1ec7u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt \u0111\u1ec3 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng khai th\u00e1c d\u1eef li\u1ec7u.<\/p>\n<p>2. C\u00f4ng ch\u1ee9ng vi\u00ean ki\u1ec3m tra c\u00e1c gi\u1ea5y t\u1edd trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, n\u1ebfu h\u1ed3 s\u01a1 \u0111\u1ee7, ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt th\u00ec ti\u1ebfp nh\u1eadn gi\u1ea3i quy\u1ebft; tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i ti\u1ebfp nh\u1eadn th\u00ec tr\u1ef1c ti\u1ebfp gi\u1ea3i th\u00edch r\u00f5 l\u00fd do ho\u1eb7c tr\u1ea3 l\u1eddi b\u1eb1ng v\u0103n b\u1ea3n c\u00f3 n\u00eau r\u00f5 l\u00fd do cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p>3. C\u00f4ng ch\u1ee9ng vi\u00ean h\u01b0\u1edbng d\u1eabn, gi\u1ea3i th\u00edch cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng hi\u1ec3u r\u00f5 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a h\u1ecd, \u00fd ngh\u0129a v\u00e0 h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd c\u1ee7a vi\u1ec7c tham gia giao d\u1ecbch.<\/p>\n<p>4. Trong tr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng trong h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u00f3 v\u1ea5n \u0111\u1ec1 ch\u01b0a r\u00f5, vi\u1ec7c tham gia giao d\u1ecbch c\u00f3 d\u1ea5u hi\u1ec7u b\u1ecb \u0111e d\u1ecda, b\u1ecb c\u01b0\u1ee1ng \u00e9p, c\u00f3 s\u1ef1 nghi ng\u1edd v\u1ec1 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ho\u1eb7c \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a giao d\u1ecbch ch\u01b0a \u0111\u01b0\u1ee3c m\u00f4 t\u1ea3 c\u1ee5 th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ec1 ngh\u1ecb ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0m r\u00f5 ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean ti\u1ebfn h\u00e0nh x\u00e1c minh, y\u00eau c\u1ea7u gi\u00e1m \u0111\u1ecbnh theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng l\u00e0m r\u00f5 \u0111\u01b0\u1ee3c v\u00e0 t\u1eeb ch\u1ed1i vi\u1ec7c x\u00e1c minh, y\u00eau c\u1ea7u gi\u00e1m \u0111\u1ecbnh ho\u1eb7c \u0111\u00e3 x\u00e1c minh, gi\u00e1m \u0111\u1ecbnh nh\u01b0ng v\u1eabn kh\u00f4ng l\u00e0m r\u00f5 \u0111\u01b0\u1ee3c th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng.<\/p>\n<p>5. C\u00f4ng ch\u1ee9ng vi\u00ean ki\u1ec3m tra d\u1ef1 th\u1ea3o giao d\u1ecbch. N\u1ebfu trong d\u1ef1 th\u1ea3o giao d\u1ecbch c\u00f3 \u0111i\u1ec1u kho\u1ea3n vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i, \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a giao d\u1ecbch kh\u00f4ng ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i ch\u1ec9 r\u00f5 cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ec3 s\u1eeda ch\u1eefa; tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng s\u1eeda ch\u1eefa th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng.<\/p>\n<p>6. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng t\u1ef1 \u0111\u1ecdc l\u1ea1i d\u1ef1 th\u1ea3o giao d\u1ecbch ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ecdc cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng nghe theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p>7. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd to\u00e0n b\u1ed9 n\u1ed9i dung trong d\u1ef1 th\u1ea3o giao d\u1ecbch th\u00ec k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a giao d\u1ecbch v\u00e0 k\u00fd, ghi \u0111\u1ee7 h\u1ecd, t\u00ean c\u1ee7a c\u00e1 nh\u00e2n, \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c (n\u1ebfu c\u00f3) v\u00e0o trang cu\u1ed1i c\u1ee7a giao d\u1ecbch; tr\u01b0\u1eddng h\u1ee3p \u0111i\u1ec3m ch\u1ec9 th\u00ec th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_35\"><\/a>\u0110i\u1ec1u 50 c\u1ee7a Lu\u1eadt n\u00e0y. C\u00f4ng ch\u1ee9ng vi\u00ean y\u00eau c\u1ea7u ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng xu\u1ea5t tr\u00ecnh b\u1ea3n ch\u00ednh c\u1ee7a c\u00e1c gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m b, c v\u00e0 d kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u1ec3 \u0111\u1ed1i chi\u1ebfu tr\u01b0\u1edbc khi k\u00fd v\u00e0o l\u1eddi ch\u1ee9ng v\u00e0 t\u1eebng trang c\u1ee7a giao d\u1ecbch; \u0111\u1ed1i v\u1edbi c\u00e1c gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y m\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng c\u00f3 b\u1ea3n ch\u00ednh t\u1ea1i th\u1eddi \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng vi\u00ean k\u00fd v\u00e0o l\u1eddi ch\u1ee9ng th\u00ec c\u00f3 th\u1ec3 xu\u1ea5t tr\u00ecnh b\u1ea3n sao t\u1eeb s\u1ed5 g\u1ed1c ho\u1eb7c b\u1ea3n sao c\u00f3 ch\u1ee9ng th\u1ef1c.<\/p>\n<p>8. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ghi s\u1ed1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng, \u0111\u00f3ng d\u1ea5u, giao b\u1ea3n g\u1ed1c v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, v\u00e0o s\u1ed5 c\u00f4ng ch\u1ee9ng v\u00e0 l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_68\"><\/a>\u0110i\u1ec1u 68 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p><a name=\"dieu_43\"><\/a><b>\u0110i\u1ec1u 43. C\u00f4ng ch\u1ee9ng giao d\u1ecbch do c\u00f4ng ch\u1ee9ng vi\u00ean so\u1ea1n th\u1ea3o theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng n\u1ed9p 01 b\u1ed9 h\u1ed3 s\u01a1 theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_36\"><\/a>\u0111i\u1ec3m b, c v\u00e0 d kho\u1ea3n 1 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0v\u00e0 n\u00eau n\u1ed9i dung, m\u1ee5c \u0111\u00edch giao k\u1ebft giao d\u1ecbch.<\/p>\n<p>2. C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n c\u00e1c vi\u1ec7c quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_37\"><\/a>kho\u1ea3n 2, 3 v\u00e0 4 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>Tr\u01b0\u1eddng h\u1ee3p n\u1ed9i dung, m\u1ee5c \u0111\u00edch giao k\u1ebft giao d\u1ecbch kh\u00f4ng vi ph\u1ea1m ph\u00e1p lu\u1eadt, kh\u00f4ng tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean so\u1ea1n th\u1ea3o giao d\u1ecbch.<\/p>\n<p>3. C\u00e1c th\u1ee7 t\u1ee5c kh\u00e1c \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_38\"><\/a>kho\u1ea3n 6, 7 v\u00e0 8 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p><a name=\"dieu_44\"><\/a><b>\u0110i\u1ec1u 44. Th\u1ea9m quy\u1ec1n c\u00f4ng ch\u1ee9ng giao d\u1ecbch v\u1ec1 b\u1ea5t \u0111\u1ed9ng s\u1ea3n<\/b><\/p>\n<p>C\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng giao d\u1ecbch v\u1ec1 b\u1ea5t \u0111\u1ed9ng s\u1ea3n trong ph\u1ea1m vi t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng n\u01a1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1eb7t tr\u1ee5 s\u1edf, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng di ch\u00fac, v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n, v\u0103n b\u1ea3n \u1ee7y quy\u1ec1n li\u00ean quan \u0111\u1ebfn vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n \u0111\u1ed1i v\u1edbi b\u1ea5t \u0111\u1ed9ng s\u1ea3n, th\u1ecfa thu\u1eadn x\u00e1c l\u1eadp ch\u1ebf \u0111\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a v\u1ee3 ch\u1ed3ng v\u1ec1 b\u1ea5t \u0111\u1ed9ng s\u1ea3n v\u00e0 c\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf c\u00e1c giao d\u1ecbch n\u00e0y theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p><a name=\"dieu_45\"><\/a><b>\u0110i\u1ec1u 45. Th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u00ednh t\u1eeb ng\u00e0y c\u00f4ng ch\u1ee9ng vi\u00ean ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng h\u1ee3p l\u1ec7 \u0111\u01b0\u1ee3c ghi nh\u1eadn trong s\u1ed5 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ebfn ng\u00e0y tr\u1ea3 k\u1ebft qu\u1ea3 c\u00f4ng ch\u1ee9ng. Th\u1eddi gian x\u00e1c minh, gi\u00e1m \u0111\u1ecbnh n\u1ed9i dung li\u00ean quan \u0111\u1ebfn giao d\u1ecbch, ni\u00eam y\u1ebft vi\u1ec7c ti\u1ebfp nh\u1eadn c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n kh\u00f4ng t\u00ednh v\u00e0o th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng.<\/p>\n<p>2. Th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng kh\u00f4ng qu\u00e1 02 ng\u00e0y l\u00e0m vi\u1ec7c; \u0111\u1ed1i v\u1edbi giao d\u1ecbch c\u00f3 n\u1ed9i dung ph\u1ee9c t\u1ea1p th\u00ec th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 k\u00e9o d\u00e0i h\u01a1n nh\u01b0ng kh\u00f4ng qu\u00e1 10 ng\u00e0y l\u00e0m vi\u1ec7c. Trong tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 ki\u1ec7n b\u1ea5t kh\u1ea3 kh\u00e1ng ho\u1eb7c tr\u1edf ng\u1ea1i kh\u00e1ch quan ho\u1eb7c do nguy\u00ean nh\u00e2n t\u1eeb ph\u00eda ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng d\u1eabn \u0111\u1ebfn kh\u00f4ng b\u1ea3o \u0111\u1ea3m th\u1eddi h\u1ea1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y th\u00ec ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng c\u00f3 quy\u1ec1n th\u1ecfa thu\u1eadn b\u1eb1ng v\u0103n b\u1ea3n v\u1edbi t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng v\u1ec1 th\u1eddi h\u1ea1n c\u00f4ng ch\u1ee9ng.<\/p>\n<p><a name=\"dieu_46\"><\/a><b>\u0110i\u1ec1u 46. \u0110\u1ecba \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Vi\u1ec7c c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, tr\u1eeb c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/p>\n<p>2. Vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n ngo\u00e0i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng thu\u1ed9c c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p>a) L\u1eadp di ch\u00fac t\u1ea1i ch\u1ed7 \u1edf theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_tdtlmjgmpe_1\"><\/a>B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1;<\/p>\n<p>b) Kh\u00f4ng th\u1ec3 \u0111i l\u1ea1i \u0111\u01b0\u1ee3c v\u00ec l\u00fd do s\u1ee9c kh\u1ecfe; \u0111ang \u0111i\u1ec1u tr\u1ecb n\u1ed9i tr\u00fa ho\u1eb7c b\u1ecb c\u00e1ch ly theo ch\u1ec9 \u0111\u1ecbnh c\u1ee7a c\u01a1 s\u1edf y t\u1ebf;<\/p>\n<p>c) \u0110ang b\u1ecb t\u1ea1m gi\u1eef, t\u1ea1m giam; \u0111ang thi h\u00e0nh \u00e1n ph\u1ea1t t\u00f9; \u0111ang b\u1ecb \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh;<\/p>\n<p>d) C\u00f3 l\u00fd do ch\u00ednh \u0111\u00e1ng kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p><a name=\"dieu_47\"><\/a><b>\u0110i\u1ec1u 47. Ch\u1eef vi\u1ebft v\u00e0 c\u00e1ch ghi th\u1eddi \u0111i\u1ec3m trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Ch\u1eef vi\u1ebft trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng ph\u1ea3i r\u00f5 r\u00e0ng, d\u1ec5 \u0111\u1ecdc, kh\u00f4ng \u0111\u01b0\u1ee3c vi\u1ebft t\u1eaft ho\u1eb7c vi\u1ebft b\u1eb1ng k\u00fd hi\u1ec7u, kh\u00f4ng \u0111\u01b0\u1ee3c vi\u1ebft xen d\u00f2ng, vi\u1ebft \u0111\u00e8 d\u00f2ng, kh\u00f4ng \u0111\u01b0\u1ee3c t\u1ea9y x\u00f3a, kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ec3 tr\u1ed1ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/p>\n<p>2. Th\u1eddi \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c ghi c\u1ee5 th\u1ec3 ng\u00e0y, th\u00e1ng, n\u0103m; c\u00f3 th\u1ec3 ghi gi\u1edd, ph\u00fat n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ec1 ngh\u1ecb ho\u1eb7c c\u00f4ng ch\u1ee9ng vi\u00ean th\u1ea5y c\u1ea7n thi\u1ebft. C\u00e1c con s\u1ed1 th\u1ec3 hi\u1ec7n th\u1eddi \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c ghi c\u1ea3 b\u1eb1ng s\u1ed1 v\u00e0 ch\u1eef, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/p>\n<p><a name=\"dieu_48\"><\/a><b>\u0110i\u1ec1u 48. L\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean<\/b><\/p>\n<p>1. L\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi giao d\u1ecbch ph\u1ea3i ghi r\u00f5 c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/p>\n<p>a) Th\u1eddi \u0111i\u1ec3m, \u0111\u1ecba \u0111i\u1ec3m c\u00f4ng ch\u1ee9ng;<\/p>\n<p>b) H\u1ecd, t\u00ean c\u00f4ng ch\u1ee9ng vi\u00ean, t\u00ean t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/p>\n<p>c) Ch\u1ee9ng nh\u1eadn ng\u01b0\u1eddi tham gia giao d\u1ecbch ho\u00e0n to\u00e0n t\u1ef1 nguy\u1ec7n, c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, m\u1ee5c \u0111\u00edch, n\u1ed9i dung c\u1ee7a giao d\u1ecbch kh\u00f4ng vi ph\u1ea1m ph\u00e1p lu\u1eadt, kh\u00f4ng tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i;<\/p>\n<p>d) Ch\u1eef k\u00fd, d\u1ea5u \u0111i\u1ec3m ch\u1ec9 trong giao d\u1ecbch \u0111\u00fang l\u00e0 ch\u1eef k\u00fd, d\u1ea5u \u0111i\u1ec3m ch\u1ec9 c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ch\u1eef k\u00fd, d\u1ea5u \u0111i\u1ec3m ch\u1ec9 c\u1ee7a ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch trong tr\u01b0\u1eddng h\u1ee3p c\u00f3 ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch v\u00e0 \u0111\u01b0\u1ee3c k\u00fd, \u0111i\u1ec3m ch\u1ec9 tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean ho\u1eb7c \u0111\u01b0\u1ee3c k\u00fd tr\u01b0\u1edbc \u0111\u1ed1i v\u1edbi tr\u01b0\u1eddng h\u1ee3p \u0111\u0103ng k\u00fd ch\u1eef k\u00fd m\u1eabu quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_39\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 50 c\u1ee7a Lu\u1eadt n\u00e0y;<\/p>\n<p>\u0111) Tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ed1i v\u1edbi giao d\u1ecbch;<\/p>\n<p>e) C\u00e1c th\u00f4ng tin v\u1ec1 l\u00fd do c\u00f4ng ch\u1ee9ng ngo\u00e0i tr\u1ee5 s\u1edf, vi\u1ec7c l\u00e0m ch\u1ee9ng, phi\u00ean d\u1ecbch trong tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng ngo\u00e0i tr\u1ee5 s\u1edf ho\u1eb7c vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u00f3 ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch.<\/p>\n<p>2. L\u1eddi ch\u1ee9ng ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng. \u0110\u1ed1i v\u1edbi v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u00ec l\u1eddi ch\u1ee9ng ph\u1ea3i c\u00f3\u00a0<span lang=\"NL\">ch\u1eef k\u00fd s\u1ed1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 ch\u1eef k\u00fd s\u1ed1 c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p>3. C\u00f4ng ch\u1ee9ng vi\u00ean c\u0103n c\u1ee9 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u1ec3 so\u1ea1n th\u1ea3o l\u1eddi ch\u1ee9ng ph\u00f9 h\u1ee3p v\u1edbi t\u1eebng giao d\u1ecbch c\u1ee5 th\u1ec3; kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o l\u1eddi ch\u1ee9ng nh\u1eefng n\u1ed9i dung nh\u1eb1m tr\u1ed1n tr\u00e1nh, lo\u1ea1i tr\u1eeb tr\u00e1ch nhi\u1ec7m c\u1ee7a m\u00ecnh ho\u1eb7c c\u00f3 n\u1ed9i dung vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i \u0111\u1ea1o \u0111\u1ee9c x\u00e3 h\u1ed9i.<\/p>\n<p>4. B\u1ed9 tr\u01b0\u1edfng B\u1ed9 T\u01b0 ph\u00e1p quy \u0111\u1ecbnh chi ti\u1ebft m\u1eabu l\u1eddi ch\u1ee9ng c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean.<\/p>\n<p><a name=\"dieu_49\"><\/a><b>\u0110i\u1ec1u 49. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0 c\u00e1 nh\u00e2n ph\u1ea3i c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 ph\u00f9 h\u1ee3p v\u1edbi giao d\u1ecbch m\u00e0 m\u00ecnh th\u1ef1c hi\u1ec7n.<\/p>\n<p>Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0 t\u1ed5 ch\u1ee9c th\u00ec vi\u1ec7c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a t\u1ed5 ch\u1ee9c \u0111\u00f3.<\/p>\n<p>Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i xu\u1ea5t tr\u00ecnh \u0111\u1ee7 gi\u1ea5y t\u1edd c\u1ea7n thi\u1ebft li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh ch\u00ednh x\u00e1c, t\u00ednh h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c gi\u1ea5y t\u1edd \u0111\u00f3.<\/p>\n<p>2. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng \u0111\u1ecdc \u0111\u01b0\u1ee3c ho\u1eb7c kh\u00f4ng nghe \u0111\u01b0\u1ee3c ho\u1eb7c kh\u00f4ng k\u00fd \u0111\u01b0\u1ee3c v\u00e0 kh\u00f4ng \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c ho\u1eb7c trong tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh th\u00ec vi\u1ec7c c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng.<\/p>\n<p>Ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng do ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng m\u1eddi ho\u1eb7c do c\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ec9 \u0111\u1ecbnh n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng m\u1eddi \u0111\u01b0\u1ee3c; tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng vi\u00ean kh\u00f4ng ch\u1ec9 \u0111\u1ecbnh \u0111\u01b0\u1ee3c ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng th\u00ec t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng.<\/p>\n<p>Ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 \u0111\u1ea7y \u0111\u1ee7, kh\u00f4ng thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p ph\u1ea3i c\u00f3 ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y v\u00e0 kh\u00f4ng c\u00f3 quy\u1ec1n, l\u1ee3i \u00edch ho\u1eb7c ngh\u0129a v\u1ee5 li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p>Ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng ph\u1ea3i tr\u1ef1c ti\u1ebfp ch\u1ee9ng ki\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c l\u00e0m ch\u1ee9ng c\u1ee7a m\u00ecnh.<\/p>\n<p>3. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng th\u00f4ng th\u1ea1o ti\u1ebfng Vi\u1ec7t ho\u1eb7c l\u00e0 ng\u01b0\u1eddi khuy\u1ebft t\u1eadt nh\u00ecn, ng\u01b0\u1eddi khuy\u1ebft t\u1eadt nghe, n\u00f3i th\u00ec ph\u1ea3i c\u00f3 ng\u01b0\u1eddi phi\u00ean d\u1ecbch.<\/p>\n<p>Ng\u01b0\u1eddi phi\u00ean d\u1ecbch do ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng m\u1eddi v\u00e0 ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c phi\u00ean d\u1ecbch c\u1ee7a m\u00ecnh.<\/p>\n<p>Ng\u01b0\u1eddi phi\u00ean d\u1ecbch ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1 \u0111\u1ea7y \u0111\u1ee7, th\u00f4ng th\u1ea1o ti\u1ebfng Vi\u1ec7t v\u00e0 ng\u00f4n ng\u1eef m\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng s\u1eed d\u1ee5ng ho\u1eb7c l\u00e0 ng\u01b0\u1eddi bi\u1ebft ch\u1eef c\u1ee7a ng\u01b0\u1eddi khuy\u1ebft t\u1eadt nh\u00ecn ho\u1eb7c bi\u1ebft nghe, n\u00f3i b\u1eb1ng ng\u00f4n ng\u1eef, k\u00fd hi\u1ec7u c\u1ee7a ng\u01b0\u1eddi khuy\u1ebft t\u1eadt nghe, n\u00f3i v\u00e0 kh\u00f4ng c\u00f3 quy\u1ec1n, l\u1ee3i \u00edch ho\u1eb7c ngh\u0129a v\u1ee5 li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p>Ng\u01b0\u1eddi phi\u00ean d\u1ecbch ph\u1ea3i d\u1ecbch \u0111\u1ee7, ch\u00ednh x\u00e1c n\u1ed9i dung giao d\u1ecbch, n\u1ed9i dung trao \u0111\u1ed5i c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u1edbi ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00e1c b\u00ean khi tham gia giao d\u1ecbch<span lang=\"NL\">.<\/span><\/p>\n<p><a name=\"dieu_50\"><\/a><b>\u0110i\u1ec1u 50. K\u00fd, \u0111i\u1ec3m ch\u1ec9 trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch ph\u1ea3i k\u00fd v\u00e0o t\u1eebng trang c\u1ee7a giao d\u1ecbch tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn tr\u1ef1c ti\u1ebfp c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y v\u00e0 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng k\u00fd \u0111\u01b0\u1ee3c v\u00e0 kh\u00f4ng \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c. Vi\u1ec7c k\u00fd v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p><span lang=\"NL\">Vi\u1ec7c k\u00fd v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c ch\u1ee5p \u1ea3nh v\u00e0 l\u01b0u tr\u1eef trong h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p>2. Trong tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n giao k\u1ebft giao d\u1ecbch c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, doanh nghi\u1ec7p<span lang=\"NL\">, h\u1ee3p t\u00e1c x\u00e3,<\/span>\u00a0li\u00ean hi\u1ec7p h\u1ee3p t\u00e1c x\u00e3 \u0111\u00e3 \u0111\u0103ng k\u00fd ch\u1eef k\u00fd m\u1eabu t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ng\u01b0\u1eddi \u0111\u00f3 c\u00f3 th\u1ec3 k\u00fd tr\u01b0\u1edbc v\u00e0o v\u0103n b\u1ea3n giao d\u1ecbch; c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i \u0111\u1ed1i chi\u1ebfu ch\u1eef k\u00fd c\u1ee7a h\u1ecd trong v\u0103n b\u1ea3n giao d\u1ecbch v\u1edbi ch\u1eef k\u00fd m\u1eabu tr\u01b0\u1edbc khi th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng.<\/p>\n<p>Vi\u1ec7c \u0111\u0103ng k\u00fd ch\u1eef k\u00fd m\u1eabu \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n tr\u1ef1c ti\u1ebfp t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ho\u1eb7c b\u1eb1ng v\u0103n b\u1ea3n ch\u00ednh th\u1ee9c c\u00f3 ch\u1eef k\u00fd tr\u1ef1c ti\u1ebfp c\u1ee7a ng\u01b0\u1eddi \u0111\u0103ng k\u00fd v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c t\u00edn d\u1ee5ng, doanh nghi\u1ec7p<span lang=\"NL\">, h\u1ee3p t\u00e1c x\u00e3,<\/span>\u00a0li\u00ean hi\u1ec7p h\u1ee3p t\u00e1c x\u00e3 \u0111\u00f3.<\/p>\n<p>3. Vi\u1ec7c \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c thay th\u1ebf vi\u1ec7c k\u00fd trong tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch<b>\u00a0<\/b>kh\u00f4ng k\u00fd \u0111\u01b0\u1ee3c. Khi \u0111i\u1ec3m ch\u1ec9, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch s\u1eed d\u1ee5ng v\u00e2n tay c\u1ee7a ng\u00f3n tr\u1ecf ph\u1ea3i; n\u1ebfu kh\u00f4ng s\u1eed d\u1ee5ng \u0111\u01b0\u1ee3c v\u00e2n tay c\u1ee7a ng\u00f3n tr\u1ecf ph\u1ea3i th\u00ec s\u1eed d\u1ee5ng v\u00e2n tay c\u1ee7a ng\u00f3n tr\u1ecf tr\u00e1i; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ec3 s\u1eed d\u1ee5ng v\u00e2n tay c\u1ee7a 02 ng\u00f3n tr\u1ecf \u0111\u00f3 th\u00ec s\u1eed d\u1ee5ng v\u00e2n tay c\u1ee7a ng\u00f3n kh\u00e1c v\u00e0 c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i ghi r\u00f5 trong l\u1eddi ch\u1ee9ng vi\u1ec7c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch s\u1eed d\u1ee5ng v\u00e2n tay c\u1ee7a ng\u00f3n n\u00e0o, c\u1ee7a b\u00e0n tay n\u00e0o \u0111\u1ec3 \u0111i\u1ec3m ch\u1ec9.<\/p>\n<p>4. Vi\u1ec7c \u0111i\u1ec3m ch\u1ec9 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n \u0111\u1ed3ng th\u1eddi v\u1edbi vi\u1ec7c k\u00fd trong nh\u1eefng tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/p>\n<p>a) C\u00f4ng ch\u1ee9ng di ch\u00fac;<\/p>\n<p>b) Theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng;<\/p>\n<p>c) C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ea5y c\u1ea7n thi\u1ebft \u0111\u1ec3 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng.<\/p>\n<p><a name=\"dieu_51\"><\/a><b>\u0110i\u1ec1u 51. Vi\u1ec7c \u0111\u00e1nh s\u1ed1 trang, \u0111\u00f3ng d\u1ea5u gi\u00e1p lai trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 t\u1eeb 02 trang tr\u1edf l\u00ean th\u00ec t\u1eebng trang ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00e1nh s\u1ed1 th\u1ee9 t\u1ef1, b\u1eaft \u0111\u1ea7u t\u1eeb s\u1ed1 1 t\u1ea1i trang th\u1ee9 nh\u1ea5t c\u1ee7a giao d\u1ecbch v\u00e0 li\u00ean t\u1ee5c cho \u0111\u1ebfn trang cu\u1ed1i c\u00f9ng c\u1ee7a l\u1eddi ch\u1ee9ng.<\/p>\n<p>2. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 t\u1eeb 02 t\u1edd tr\u1edf l\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00f3ng d\u1ea5u gi\u00e1p lai gi\u1eefa c\u00e1c t\u1edd.<\/p>\n<p>3. Vi\u1ec7c \u0111\u00e1nh s\u1ed1 trang, x\u00e1c nh\u1eadn t\u00ednh to\u00e0n v\u1eb9n c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p><a name=\"dieu_52\"><\/a><b>\u0110i\u1ec1u 52. S\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. L\u1ed7i k\u1ef9 thu\u1eadt l\u00e0 l\u1ed7i do sai s\u00f3t trong khi ghi ch\u00e9p, \u0111\u00e1nh m\u00e1y, in \u1ea5n v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng m\u00e0 vi\u1ec7c s\u1eeda l\u1ed7i \u0111\u00f3 kh\u00f4ng l\u00e0m \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi tham gia giao d\u1ecbch.<\/p>\n<p>2. Vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng \u0111\u00f3; tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng th\u00ec vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_40\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>3. C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt c\u00f3 tr\u00e1ch nhi\u1ec7m \u0111\u1ed1i chi\u1ebfu t\u1eebng l\u1ed7i c\u1ea7n s\u1eeda v\u1edbi c\u00e1c gi\u1ea5y t\u1edd trong h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng, g\u1ea1ch ch\u00e2n ch\u1ed7 c\u1ea7n s\u1eeda, sau \u0111\u00f3 ghi ch\u1eef, d\u1ea5u ho\u1eb7c con s\u1ed1 \u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda v\u00e0o b\u00ean l\u1ec1 c\u1ee7a trang \u0111\u01b0\u1ee3c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt, ghi th\u1eddi \u0111i\u1ec3m s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt k\u00e8m theo h\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a m\u00ecnh v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p kho\u1ea3ng tr\u1ed1ng b\u00ean l\u1ec1 kh\u00f4ng \u0111\u1ee7 ch\u1ed7 \u0111\u1ec3 ghi n\u1ed9i dung s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt th\u00ec c\u00f3 th\u1ec3 ghi v\u00e0o trang \u0111\u00ednh k\u00e8m c\u00f3 \u0111\u1ee7 c\u00e1c n\u1ed9i dung n\u00eau tr\u00ean.<\/p>\n<p>C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 tr\u00e1ch nhi\u1ec7m s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt \u0111\u1ed1i v\u1edbi t\u1ea5t c\u1ea3 c\u00e1c b\u1ea3n g\u1ed1c c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ec3 thu h\u1ed3i \u0111\u01b0\u1ee3c t\u1ea5t c\u1ea3 c\u00e1c b\u1ea3n g\u1ed1c. Vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho nh\u1eefng ng\u01b0\u1eddi tham gia giao d\u1ecbch trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt.<\/p>\n<p>4. Vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p><a name=\"dieu_53\"><\/a><b>\u0110i\u1ec1u 53. C\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf giao d\u1ecbch<\/b><\/p>\n<p>1. Vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, th\u1ecfa thu\u1eadn ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n khi c\u00f3 s\u1ef1 th\u1ecfa thu\u1eadn ho\u1eb7c cam k\u1ebft b\u1eb1ng v\u0103n b\u1ea3n c\u1ee7a t\u1ea5t c\u1ea3 nh\u1eefng ng\u01b0\u1eddi \u0111\u00e3 k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng \u0111\u00f3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/p>\n<p>Vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf v\u0103n b\u1ea3n l\u00e0 h\u00e0nh vi ph\u00e1p l\u00fd \u0111\u01a1n ph\u01b0\u01a1ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n khi c\u00f3 y\u00eau c\u1ea7u c\u1ee7a ng\u01b0\u1eddi \u0111\u00e3 k\u00fd k\u1ebft v\u0103n b\u1ea3n \u0111\u00f3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/p>\n<p>2. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_41\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 58 c\u1ee7a Lu\u1eadt n\u00e0y, vi\u1ec7c c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng do c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng \u0111\u00f3 ti\u1ebfn h\u00e0nh; tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng th\u00ec vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_42\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>3. Th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng giao d\u1ecbch quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng n\u00e0y.<\/p>\n<p><a name=\"dieu_54\"><\/a><b>\u0110i\u1ec1u 54. Ng\u01b0\u1eddi c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00f4 hi\u1ec7u<\/b><\/p>\n<p>C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i, ngh\u0129a v\u1ee5 li\u00ean quan, c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00f4 hi\u1ec7u khi c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u00f3 vi ph\u1ea1m ph\u00e1p lu\u1eadt.<\/p>\n<p><a name=\"muc_2_5\"><\/a><b>M\u1ee5c 2. TH\u1ee6 T\u1ee4C C\u00d4NG CH\u1ee8NG M\u1ed8T S\u1ed0 GIAO D\u1ecaCH, NH\u1eacN L\u01afU GI\u1eee DI CH\u00daC<\/b><\/p>\n<p><a name=\"dieu_55\"><\/a><b>\u0110i\u1ec1u 55. Nguy\u00ean t\u1eafc th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>Th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p b\u1ea5t \u0111\u1ed9ng s\u1ea3n, h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n, di ch\u00fac, v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n, v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo c\u00e1c quy \u0111\u1ecbnh t\u1ea1i M\u1ee5c 1 Ch\u01b0\u01a1ng n\u00e0y v\u00e0 c\u00e1c quy \u0111\u1ecbnh t\u1ea1i M\u1ee5c n\u00e0y \u0111\u1ed1i v\u1edbi t\u1eebng lo\u1ea1i giao d\u1ecbch.<\/p>\n<p><a name=\"dieu_56\"><\/a><b>\u0110i\u1ec1u 56. C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p b\u1ea5t \u0111\u1ed9ng s\u1ea3n<\/b><\/p>\n<p>1. Th\u1ea9m quy\u1ec1n c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p b\u1ea5t \u0111\u1ed9ng s\u1ea3n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_43\"><\/a>\u0110i\u1ec1u 44 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>2. Tr\u01b0\u1eddng h\u1ee3p b\u1ea5t \u0111\u1ed9ng s\u1ea3n \u0111\u00e3 \u0111\u01b0\u1ee3c th\u1ebf ch\u1ea5p \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 v\u00e0 h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng m\u00e0 sau \u0111\u00f3 \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c th\u1ebf ch\u1ea5p \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m cho ngh\u0129a v\u1ee5 kh\u00e1c trong ph\u1ea1m vi ph\u00e1p lu\u1eadt cho ph\u00e9p th\u00ec c\u00e1c h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p ti\u1ebfp theo ph\u1ea3i \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p l\u1ea7n \u0111\u1ea7u. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng l\u1ea7n \u0111\u1ea7u ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p ti\u1ebfp theo \u0111\u00f3. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng l\u1ea7n \u0111\u1ea7u\u00a0<span lang=\"NL\">t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng th\u00ec vi\u1ec7c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng th\u1ebf ch\u1ea5p ti\u1ebfp theo \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_44\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_57\"><\/a><b>\u0110i\u1ec1u 57. C\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n trong tr\u01b0\u1eddng h\u1ee3p b\u00ean \u1ee7y quy\u1ec1n v\u00e0 b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n kh\u00f4ng th\u1ec3 c\u00f9ng \u0111\u1ebfn m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng<\/b><\/p>\n<p>1. Trong tr\u01b0\u1eddng h\u1ee3p b\u00ean \u1ee7y quy\u1ec1n v\u00e0 b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n kh\u00f4ng th\u1ec3 c\u00f9ng \u0111\u1ebfn m\u1ed9t t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec b\u00ean \u1ee7y quy\u1ec1n \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh l\u1ef1a ch\u1ecdn ch\u1ee9ng nh\u1eadn vi\u1ec7c \u0111\u1ec1 ngh\u1ecb \u1ee7y quy\u1ec1n trong h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n; b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 m\u00ecnh l\u1ef1a ch\u1ecdn ch\u1ee9ng nh\u1eadn ti\u1ebfp v\u00e0o b\u1ea3n g\u1ed1c c\u1ee7a h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n \u0111\u00f3 \u0111\u1ec3 x\u00e1c nh\u1eadn vi\u1ec7c ch\u1ea5p nh\u1eadn \u1ee7y quy\u1ec1n, ho\u00e0n th\u00e0nh vi\u1ec7c c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n v\u00e0 g\u1eedi 01 b\u1ea3n g\u1ed1c c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u00f3 cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 b\u00ean \u1ee7y quy\u1ec1n \u0111\u00e3 c\u00f4ng ch\u1ee9ng \u0111\u1ec3 l\u01b0u h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 b\u00ean \u1ee7y quy\u1ec1n v\u00e0 b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng k\u00fd v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00f3. Tr\u01b0\u1eddng h\u1ee3p l\u00e0 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u00ec ph\u1ea3i c\u00f3 ch\u1eef k\u00fd s\u1ed1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 ch\u1eef k\u00fd s\u1ed1 c\u1ee7a c\u00e1c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00f3.<\/p>\n<p>2. Vi\u1ec7c c\u00f4ng ch\u1ee9ng s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, th\u1ecfa thu\u1eadn ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_45\"><\/a>\u0110i\u1ec1u 53 c\u1ee7a Lu\u1eadt n\u00e0y. B\u00ean \u1ee7y quy\u1ec1n v\u00e0 b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n c\u00f3 th\u1ec3 th\u1ecfa thu\u1eadn \u0111\u1ec3 b\u00ean \u1ee7y quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 c\u00f4ng ch\u1ee9ng vi\u1ec7c \u1ee7y quy\u1ec1n th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, th\u1ecfa thu\u1eadn ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n, sau \u0111\u00f3 g\u1eedi b\u1ea3n g\u1ed1c v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, th\u1ecfa thu\u1eadn ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n cho b\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n \u0111\u1ec3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 c\u00f4ng ch\u1ee9ng vi\u1ec7c nh\u1eadn \u1ee7y quy\u1ec1n c\u00f4ng ch\u1ee9ng ti\u1ebfp vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, th\u1ecfa thu\u1eadn ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u1ee7y quy\u1ec1n v\u00e0 g\u1eedi 01 b\u1ea3n g\u1ed1c c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u00f3 cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng m\u00e0 b\u00ean \u1ee7y quy\u1ec1n \u0111\u00e3 c\u00f4ng ch\u1ee9ng \u0111\u1ec3 l\u01b0u h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>Tr\u01b0\u1eddng h\u1ee3p hai b\u00ean c\u00f9ng y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng t\u1ea1i m\u1ed9t trong hai t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc \u0111\u00f3 th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u00e0y c\u00f3 tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o v\u00e0 g\u1eedi 01 b\u1ea3n sao c\u1ee7a v\u0103n b\u1ea3n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, th\u1ecfa thu\u1eadn ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f2n l\u1ea1i \u0111\u1ec3 l\u01b0u h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/p>\n<p>3. Vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt c\u1ee7a v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt c\u00f3 quy \u0111\u1ecbnh kh\u00e1c. C\u00f4ng ch\u1ee9ng vi\u00ean th\u1ef1c hi\u1ec7n vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_46\"><\/a>kho\u1ea3n 3 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 52 c\u1ee7a Lu\u1eadt n\u00e0y, th\u00f4ng b\u00e1o v\u1ec1 vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f2n l\u1ea1i \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt.<\/p>\n<p><a name=\"dieu_58\"><\/a><b>\u0110i\u1ec1u 58. C\u00f4ng ch\u1ee9ng di ch\u00fac<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi l\u1eadp di ch\u00fac kh\u00f4ng \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c m\u00e0 ph\u1ea3i t\u1ef1 m\u00ecnh k\u00fd ho\u1eb7c k\u00fd v\u00e0 \u0111i\u1ec3m ch\u1ec9 v\u00e0o b\u1ea3n di ch\u00fac \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi l\u1eadp di ch\u00fac kh\u00f4ng k\u00fd \u0111\u01b0\u1ee3c v\u00e0 kh\u00f4ng \u0111i\u1ec3m ch\u1ec9 \u0111\u01b0\u1ee3c th\u00ec vi\u1ec7c l\u1eadp di ch\u00fac ph\u1ea3i c\u00f3 ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_47\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 49 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>2. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ch\u1ee9ng vi\u00ean nh\u1eadn th\u1ea5y ng\u01b0\u1eddi l\u1eadp di ch\u00fac c\u00f3 d\u1ea5u hi\u1ec7u b\u1ecb m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, b\u1ecb h\u1ea1n ch\u1ebf n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi ho\u1eb7c c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng vi\u1ec7c l\u1eadp di ch\u00fac c\u00f3 d\u1ea5u hi\u1ec7u b\u1ecb l\u1eeba d\u1ed1i, \u0111e d\u1ecda ho\u1eb7c c\u01b0\u1ee1ng \u00e9p th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u1ec1 ngh\u1ecb ng\u01b0\u1eddi l\u1eadp di ch\u00fac l\u00e0m r\u00f5, tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng l\u00e0m r\u00f5 \u0111\u01b0\u1ee3c th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean t\u1eeb ch\u1ed1i c\u00f4ng ch\u1ee9ng di ch\u00fac \u0111\u00f3.<\/p>\n<p>3. Tr\u01b0\u1eddng h\u1ee3p t\u00ednh m\u1ea1ng ng\u01b0\u1eddi l\u1eadp di ch\u00fac\u00a0<span lang=\"PT-BR\">b\u1ecb c\u00e1i ch\u1ebft \u0111e d\u1ecda<\/span>\u00a0th\u00ec ng\u01b0\u1eddi l\u1eadp di ch\u00fac kh\u00f4ng ph\u1ea3i xu\u1ea5t tr\u00ecnh \u0111\u1ee7 gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_48\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0nh\u01b0ng ph\u1ea3i ghi r\u00f5 trong v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng.<\/p>\n<p><span lang=\"PT-BR\">Sau 03 th\u00e1ng k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m l\u1eadp di ch\u00fac theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y m\u00e0 ng\u01b0\u1eddi l\u1eadp di ch\u00fac kh\u00f4ng c\u00f2n trong t\u00ecnh tr\u1ea1ng nguy hi\u1ec3m \u0111\u1ebfn t\u00ednh m\u1ea1ng th\u00ec ng\u01b0\u1eddi l\u1eadp di ch\u00fac ph\u1ea3i n\u1ed9p \u0111\u1ee7 gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_49\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y, n\u1ebfu ng\u01b0\u1eddi l\u1eadp di ch\u00fac kh\u00f4ng n\u1ed9p \u0111\u1ee7 gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_50\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0th\u00ec v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng di ch\u00fac kh\u00f4ng c\u00f3 hi\u1ec7u l\u1ef1c.<\/span><\/p>\n<p>4. Di ch\u00fac \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng nh\u01b0ng sau \u0111\u00f3 ng\u01b0\u1eddi l\u1eadp di ch\u00fac mu\u1ed1n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, thay th\u1ebf, h\u1ee7y b\u1ecf m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 di ch\u00fac th\u00ec c\u00f3 th\u1ec3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng vi\u00ean c\u1ee7a b\u1ea5t k\u1ef3 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u00e0o c\u00f4ng ch\u1ee9ng vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, thay th\u1ebf ho\u1eb7c h\u1ee7y b\u1ecf \u0111\u00f3. Tr\u01b0\u1eddng h\u1ee3p di ch\u00fac tr\u01b0\u1edbc \u0111\u00f3 \u0111ang \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i 01 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u00ec ng\u01b0\u1eddi l\u1eadp di ch\u00fac ph\u1ea3i th\u00f4ng b\u00e1o cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u gi\u1eef di ch\u00fac bi\u1ebft vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, thay th\u1ebf, h\u1ee7y b\u1ecf m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 di ch\u00fac \u0111\u00f3.<\/p>\n<p><a name=\"dieu_59\"><\/a><b>\u0110i\u1ec1u 59. C\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt ho\u1eb7c theo di ch\u00fac c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n.<\/p>\n<p>C\u00f4ng ch\u1ee9ng vi\u00ean c\u00f3 tr\u00e1ch nhi\u1ec7m ki\u1ec3m tra, b\u1ea3o \u0111\u1ea3m vi\u1ec7c ph\u00e2n chia di s\u1ea3n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_tdtlmjgmpe_2\"><\/a>B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1\u00a0v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/p>\n<p>2. Ngo\u00e0i c\u00e1c gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_51\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 42 ho\u1eb7c kho\u1ea3n 1 \u0110i\u1ec1u 43 c\u1ee7a Lu\u1eadt n\u00e0y, h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n c\u00f2n ph\u1ea3i c\u00f3 c\u00e1c gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/p>\n<p>a) Gi\u1ea5y ch\u1ee9ng t\u1eed ho\u1eb7c gi\u1ea5y t\u1edd kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ch\u1ee9ng minh ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n \u0111\u00e3 ch\u1ebft;<\/p>\n<p>b) Di ch\u00fac trong tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo di ch\u00fac; gi\u1ea5y t\u1edd ch\u1ee9ng minh quan h\u1ec7 gi\u1eefa ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n trong tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt v\u00e0 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi th\u1eeba k\u1ebf kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o n\u1ed9i dung c\u1ee7a di ch\u00fac theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_tdtlmjgmpe_3\"><\/a>B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1;<\/p>\n<p>c) Gi\u1ea5y t\u1edd ch\u1ee9ng minh quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n c\u1ee7a ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n trong tr\u01b0\u1eddng h\u1ee3p di s\u1ea3n l\u00e0 quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t ho\u1eb7c t\u00e0i s\u1ea3n ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh ph\u1ea3i \u0111\u0103ng k\u00fd quy\u1ec1n s\u1edf h\u1eefu.<\/p>\n<p>3. C\u00f4ng ch\u1ee9ng vi\u00ean ki\u1ec3m tra \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n \u0111\u00fang l\u00e0 ng\u01b0\u1eddi c\u00f3 quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n v\u00e0 nh\u1eefng ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00fang l\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n; n\u1ebfu th\u1ea5y ch\u01b0a r\u00f5 th\u00ec c\u00f4ng ch\u1ee9ng vi\u00ean y\u00eau c\u1ea7u l\u00e0m r\u00f5 ho\u1eb7c ti\u1ebfn h\u00e0nh x\u00e1c minh, y\u00eau c\u1ea7u gi\u00e1m \u0111\u1ecbnh theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_52\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 42 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>4. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m ni\u00eam y\u1ebft vi\u1ec7c ti\u1ebfp nh\u1eadn c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n. C\u00f4ng ch\u1ee9ng vi\u00ean ch\u1ec9 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n sau khi c\u00f3 x\u00e1c nh\u1eadn v\u1ec1 vi\u1ec7c \u0111\u00e3 ho\u00e0n th\u00e0nh vi\u1ec7c ni\u00eam y\u1ebft v\u00e0 kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c khi\u1ebfu n\u1ea1i, t\u1ed1 c\u00e1o n\u00e0o li\u00ean quan \u0111\u1ebfn vi\u1ec7c ph\u00e2n chia \u0111\u00f3.<\/p>\n<p>Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft th\u1ee7 t\u1ee5c ni\u00eam y\u1ebft vi\u1ec7c ti\u1ebfp nh\u1eadn c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y.<\/p>\n<p>5. Th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 2, 3 v\u00e0 4 \u0110i\u1ec1u n\u00e0y c\u0169ng \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt m\u00e0 ch\u1ec9 c\u00f3 01 ng\u01b0\u1eddi th\u1eeba k\u1ebf.<\/p>\n<p>6. V\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng l\u00e0 c\u0103n c\u1ee9 \u0111\u1ec3 c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n \u0111\u0103ng k\u00fd vi\u1ec7c chuy\u1ec3n quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n cho ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n.<\/p>\n<p><a name=\"dieu_60\"><\/a><b>\u0110i\u1ec1u 60. C\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u00f3 th\u1ec3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_tdtlmjgmpe_4\"><\/a>B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1.<\/p>\n<p>2. Ngo\u00e0i c\u00e1c gi\u1ea5y t\u1edd quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_53\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 42 ho\u1eb7c kho\u1ea3n 1 \u0110i\u1ec1u 43 c\u1ee7a Lu\u1eadt n\u00e0y, h\u1ed3 s\u01a1 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n c\u00f2n ph\u1ea3i c\u00f3 c\u00e1c gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/p>\n<p>a) Gi\u1ea5y ch\u1ee9ng t\u1eed ho\u1eb7c gi\u1ea5y t\u1edd kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ch\u1ee9ng minh ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n \u0111\u00e3 ch\u1ebft;<\/p>\n<p>b) Di ch\u00fac trong tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo di ch\u00fac; gi\u1ea5y t\u1edd ch\u1ee9ng minh quan h\u1ec7 gi\u1eefa ng\u01b0\u1eddi \u0111\u1ec3 l\u1ea1i di s\u1ea3n v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c h\u01b0\u1edfng di s\u1ea3n trong tr\u01b0\u1eddng h\u1ee3p th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt v\u00e0 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi th\u1eeba k\u1ebf kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o n\u1ed9i dung c\u1ee7a di ch\u00fac theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_tdtlmjgmpe_5\"><\/a>B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1.<\/p>\n<p><a name=\"dieu_61\"><\/a><b>\u0110i\u1ec1u 61. G\u1eedi gi\u1eef di ch\u00fac v\u00e0 c\u00f4ng b\u1ed1 di ch\u00fac \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef<\/b><\/p>\n<p>1. Ng\u01b0\u1eddi l\u1eadp di ch\u00fac c\u00f3 th\u1ec3 y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac c\u1ee7a m\u00ecnh. Khi nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac, c\u00f4ng ch\u1ee9ng vi\u00ean ph\u1ea3i ni\u00eam phong b\u1ea3n di ch\u00fac tr\u01b0\u1edbc m\u1eb7t ng\u01b0\u1eddi l\u1eadp di ch\u00fac, ghi gi\u1ea5y nh\u1eadn l\u01b0u gi\u1eef v\u00e0 giao cho ng\u01b0\u1eddi l\u1eadp di ch\u00fac. Gi\u1ea5y nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac ph\u1ea3i c\u00f3 th\u00f4ng tin v\u1ec1 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac, c\u00f4ng ch\u1ee9ng vi\u00ean ni\u00eam phong di ch\u00fac, ng\u01b0\u1eddi l\u1eadp di ch\u00fac.<\/p>\n<p>2. \u0110\u1ed1i v\u1edbi di ch\u00fac \u0111\u00e3 \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng nh\u1eadn l\u01b0u gi\u1eef nh\u01b0ng sau \u0111\u00f3 t\u1ed5 ch\u1ee9c n\u00e0y ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i ho\u1eb7c gi\u1ea3i th\u1ec3 th\u00ec tr\u01b0\u1edbc khi ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i ho\u1eb7c gi\u1ea3i th\u1ec3, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i th\u1ecfa thu\u1eadn v\u1edbi ng\u01b0\u1eddi l\u1eadp di ch\u00fac v\u1ec1 vi\u1ec7c chuy\u1ec3n cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00e1c l\u01b0u gi\u1eef di ch\u00fac. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 th\u1ecfa thu\u1eadn ho\u1eb7c kh\u00f4ng th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c th\u00ec di ch\u00fac v\u00e0 ph\u00ed l\u01b0u gi\u1eef di ch\u00fac ph\u1ea3i \u0111\u01b0\u1ee3c tr\u1ea3 l\u1ea1i cho ng\u01b0\u1eddi l\u1eadp di ch\u00fac. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng li\u00ean h\u1ec7 \u0111\u01b0\u1ee3c v\u1edbi ng\u01b0\u1eddi l\u1eadp di ch\u00fac th\u00ec di ch\u00fac \u0111\u01b0\u1ee3c chuy\u1ec3n giao cho t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, chuy\u1ec3n \u0111\u1ed5i ho\u1eb7c gi\u1ea3i th\u1ec3.<\/p>\n<p>3. Vi\u1ec7c c\u00f4ng b\u1ed1 di ch\u00fac l\u01b0u gi\u1eef t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Ch\u00ednh ph\u1ee7.<\/p>\n<p><a name=\"muc_3_5\"><\/a><b>M\u1ee5c 3. C\u00d4NG CH\u1ee8NG \u0110I\u1ec6N T\u1eec<\/b><\/p>\n<p><a name=\"dieu_62\"><\/a><b>\u0110i\u1ec1u 62. Nguy\u00ean t\u1eafc v\u00e0 ph\u1ea1m vi c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed<\/b><\/p>\n<p>1. C\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed l\u00e0 vi\u1ec7c c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1eb1ng ph\u01b0\u01a1ng ti\u1ec7n \u0111i\u1ec7n t\u1eed \u0111\u1ec3 t\u1ea1o l\u1eadp v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed, tu\u00e2n th\u1ee7 nguy\u00ean t\u1eafc quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_54\"><\/a>\u0110i\u1ec1u 5 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0v\u00e0 c\u00e1c nguy\u00ean t\u1eafc sau \u0111\u00e2y:<\/p>\n<p>a) B\u1ea3o \u0111\u1ea3m an ninh, an to\u00e0n, b\u1ea3o v\u1ec7 th\u00f4ng \u0111i\u1ec7p d\u1eef li\u1ec7u v\u00e0 b\u1ea3o m\u1eadt th\u00f4ng tin theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; th\u00f4ng tin trong th\u00f4ng \u0111i\u1ec7p d\u1eef li\u1ec7u \u0111\u00f3 c\u00f3 th\u1ec3 truy c\u1eadp v\u00e0 s\u1eed d\u1ee5ng \u0111\u01b0\u1ee3c \u0111\u1ec3 tham chi\u1ebfu;<\/p>\n<p>b) C\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_55\"><\/a>\u0110i\u1ec1u 63 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p>2. C\u0103n c\u1ee9 v\u00e0o \u0111i\u1ec1u ki\u1ec7n kinh t\u1ebf \u2013 x\u00e3 h\u1ed9i, nhu c\u1ea7u v\u00e0 kh\u1ea3 n\u0103ng cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed trong t\u1eebng th\u1eddi k\u1ef3, Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 ph\u1ea1m vi c\u00e1c giao d\u1ecbch \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed.<\/p>\n<p>Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft\u00a0<a name=\"tc_56\"><\/a>\u0110i\u1ec1u 63 v\u00e0 \u0110i\u1ec1u 64 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p><a name=\"dieu_63\"><\/a><b>\u0110i\u1ec1u 63. \u0110i\u1ec1u ki\u1ec7n cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed<\/b><\/p>\n<p><span lang=\"NL\">1.<b>\u00a0<\/b>C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) C\u00f3 t\u00e0i kho\u1ea3n \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed;<\/span><\/p>\n<p><span lang=\"NL\">b) C\u00f3 ch\u1eef k\u00fd s\u1ed1 v\u00e0 s\u1eed d\u1ee5ng d\u1ecbch v\u1ee5 c\u1ea5p d\u1ea5u th\u1eddi gian theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 giao d\u1ecbch \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n<p><span lang=\"NL\">2. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c cung c\u1ea5p d\u1ecbch v\u1ee5 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) C\u00f3 t\u00e0i kho\u1ea3n \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed;<\/span><\/p>\n<p><span lang=\"NL\">b) C\u00f3 ch\u1eef k\u00fd s\u1ed1 v\u00e0 s\u1eed d\u1ee5ng d\u1ecbch v\u1ee5 c\u1ea5p d\u1ea5u th\u1eddi gian theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 giao d\u1ecbch \u0111i\u1ec7n t\u1eed;<\/span><\/p>\n<p><span lang=\"NL\">c) C\u00f3 \u0111\u1ee7 trang thi\u1ebft b\u1ecb k\u1ef9 thu\u1eadt \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n<p><a name=\"dieu_64\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 64. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed l\u00e0 ch\u1ee9ng th\u01b0 \u0111i\u1ec7n t\u1eed \u0111\u01b0\u1ee3c t\u1ea1o l\u1eadp theo nguy\u00ean t\u1eafc v\u00e0 ph\u1ea1m vi quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_57\"><\/a>\u0110i\u1ec1u 62 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">2. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u01b0\u1ee3c k\u00fd b\u1eb1ng ch\u1eef k\u00fd s\u1ed1 c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 ch\u1eef k\u00fd s\u1ed1 c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">3. V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed c\u00f3 gi\u00e1 tr\u1ecb ph\u00e1p l\u00fd theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_58\"><\/a>kho\u1ea3n 2 v\u00e0 kho\u1ea3n 3 \u0110i\u1ec1u 6 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">4. Vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i h\u00ecnh th\u1ee9c gi\u1eefa v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed v\u00e0 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng gi\u1ea5y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 giao d\u1ecbch \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n<p><span lang=\"NL\">V\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i c\u00f3 gi\u00e1 tr\u1ecb nh\u01b0 b\u1ea3n g\u1ed1c khi \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 giao d\u1ecbch \u0111i\u1ec7n t\u1eed, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh lo\u1ea1i v\u0103n b\u1ea3n \u0111\u00f3 \u0111\u01b0\u1ee3c chuy\u1ec3n giao quy\u1ec1n s\u1edf h\u1eefu v\u00e0 ch\u1ec9 \u0111\u01b0\u1ee3c t\u1ed3n t\u1ea1i d\u01b0\u1edbi m\u1ed9t h\u00ecnh th\u1ee9c duy nh\u1ea5t.<\/span><\/p>\n<p><a name=\"dieu_65\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 65. Quy tr\u00ecnh, th\u1ee7 t\u1ee5c, h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Vi\u1ec7c c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy tr\u00ecnh c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed tr\u1ef1c ti\u1ebfp ho\u1eb7c c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed tr\u1ef1c tuy\u1ebfn v\u00e0 \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n<p><span lang=\"NL\">a) C\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed tr\u1ef1c ti\u1ebfp l\u00e0 vi\u1ec7c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng giao k\u1ebft giao d\u1ecbch tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn tr\u1ef1c ti\u1ebfp c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean; c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ch\u1ee9ng nh\u1eadn giao d\u1ecbch b\u1eb1ng ch\u1eef k\u00fd s\u1ed1 \u0111\u1ec3 t\u1ea1o ra v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed;<\/span><\/p>\n<p><span lang=\"NL\">b) C\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed tr\u1ef1c tuy\u1ebfn l\u00e0 vi\u1ec7c c\u00e1c b\u00ean tham gia giao d\u1ecbch c\u00f3 y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng kh\u00f4ng c\u00f3 m\u1eb7t t\u1ea1i c\u00f9ng m\u1ed9t \u0111\u1ecba \u0111i\u1ec3m v\u00e0 giao k\u1ebft giao d\u1ecbch th\u00f4ng qua ph\u01b0\u01a1ng ti\u1ec7n tr\u1ef1c tuy\u1ebfn tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn tr\u1ef1c ti\u1ebfp c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean; c\u00f4ng ch\u1ee9ng vi\u00ean v\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ch\u1ee9ng nh\u1eadn giao d\u1ecbch b\u1eb1ng ch\u1eef k\u00fd s\u1ed1 \u0111\u1ec3 t\u1ea1o ra v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n<p><span lang=\"NL\">2. Th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i M\u1ee5c 1 v\u00e0 M\u1ee5c 2 Ch\u01b0\u01a1ng n\u00e0y.<\/span><\/p>\n<p><span lang=\"NL\">3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 quy tr\u00ecnh, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed; quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n<p><a name=\"chuong_6\"><\/a><b><span lang=\"NL\">Ch\u01b0\u01a1ng VI<\/span><\/b><\/p>\n<p align=\"center\"><a name=\"chuong_6_name\"><\/a><b><span lang=\"NL\">C\u01a0 S\u1ede D\u1eee LI\u1ec6U C\u00d4NG CH\u1ee8NG, L\u01afU TR\u1eee H\u1ed2 S\u01a0 C\u00d4NG CH\u1ee8NG<\/span><\/b><\/p>\n<p><a name=\"dieu_66\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 66. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"PT-BR\">1. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng bao g\u1ed3m c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a B\u1ed9 T\u01b0 ph\u00e1p v\u00e0 c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a \u0111\u1ecba ph\u01b0\u01a1ng.<\/span><\/p>\n<p><span lang=\"PT-BR\">2. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a B\u1ed9 T\u01b0 ph\u00e1p bao g\u1ed3m th\u00f4ng tin v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, s\u1ed1 li\u1ec7u v\u1ec1 k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng; c\u00e1c th\u00f4ng tin \u0111\u01b0\u1ee3c t\u00edch h\u1ee3p, \u0111\u1ed3ng b\u1ed9 t\u1eeb c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng theo l\u1ed9 tr\u00ecnh do Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh.<\/span><\/p>\n<p><span lang=\"PT-BR\">B\u1ed9 T\u01b0 ph\u00e1p c\u00f3 tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a B\u1ed9 T\u01b0 ph\u00e1p; ban h\u00e0nh quy ch\u1ebf qu\u1ea3n l\u00fd, c\u1eadp nh\u1eadt, khai th\u00e1c, s\u1eed d\u1ee5ng, chia s\u1ebb c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a B\u1ed9 T\u01b0 ph\u00e1p.<\/span><\/p>\n<p><span lang=\"PT-BR\">3. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a \u0111\u1ecba ph\u01b0\u01a1ng bao g\u1ed3m th\u00f4ng tin v\u1ec1 ngu\u1ed3n g\u1ed1c t\u00e0i s\u1ea3n, t\u00ecnh tr\u1ea1ng giao d\u1ecbch c\u1ee7a t\u00e0i s\u1ea3n, c\u00e1c th\u00f4ng tin v\u1ec1 bi\u1ec7n ph\u00e1p ng\u0103n ch\u1eb7n v\u00e0 c\u1ea3nh b\u00e1o r\u1ee7i ro trong ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng, th\u00f4ng tin v\u1ec1 giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng, v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00e0 t\u00e0i li\u1ec7u li\u00ean quan trong h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"PT-BR\">\u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh c\u00f3 tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a \u0111\u1ecba ph\u01b0\u01a1ng; ban h\u00e0nh quy ch\u1ebf qu\u1ea3n l\u00fd, c\u1eadp nh\u1eadt, khai th\u00e1c, s\u1eed d\u1ee5ng, chia s\u1ebb c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng c\u1ee7a \u0111\u1ecba ph\u01b0\u01a1ng.<\/span><\/p>\n<p><span lang=\"PT-BR\">4. C\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c c\u1eadp nh\u1eadt \u0111\u1ee7, ch\u00ednh x\u00e1c, k\u1ecbp th\u1eddi v\u00e0 b\u1ea3o \u0111\u1ea3m an ninh, an to\u00e0n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. Vi\u1ec7c thu th\u1eadp, khai th\u00e1c, s\u1eed d\u1ee5ng v\u00e0 cung c\u1ea5p th\u00f4ng tin c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 b\u1ea3o v\u1ec7 \u0111\u1eddi s\u1ed1ng ri\u00eang t\u01b0, b\u00ed m\u1eadt c\u00e1 nh\u00e2n, b\u00ed m\u1eadt gia \u0111\u00ecnh.<\/span><\/p>\n<p><span lang=\"PT-BR\">Vi\u1ec7c k\u1ebft n\u1ed1i, chia s\u1ebb th\u00f4ng tin gi\u1eefa c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng v\u1edbi c\u00e1c c\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia, c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u1ee7a B\u1ed9, ng\u00e0nh, \u0111\u1ecba ph\u01b0\u01a1ng v\u00e0 c\u00e1c c\u01a1 s\u1edf d\u1eef li\u1ec7u kh\u00e1c ph\u1ea3i b\u1ea3o \u0111\u1ea3m hi\u1ec7u qu\u1ea3, an to\u00e0n, ph\u00f9 h\u1ee3p v\u1edbi ch\u1ee9c n\u0103ng, nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n<p><span lang=\"SV\">5. Kinh ph\u00ed x\u00e2y d\u1ef1ng,<b>\u00a0<\/b><\/span>qu\u1ea3n l\u00fd, v\u1eadn h\u00e0nh, ba\u0309o tri\u0300,<span lang=\"SV\">\u00a0n\u00e2ng c\u1ea5p c\u01a1 s\u1edf d\u1eef li\u1ec7u c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng t\u1eeb ngu\u1ed3n ng\u00e2n s\u00e1ch nh\u00e0 n\u01b0\u1edbc<\/span>\u00a0v\u00e0 c\u00e1c ngu\u1ed3n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n<p><span lang=\"NL\">6. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_67\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 67. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng bao g\u1ed3m: b\u1ea3n g\u1ed1c v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng; b\u1ea3n sao c\u00e1c gi\u1ea5y t\u1edd m\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u00e3 n\u1ed9p v\u00e0 b\u1ea3n in c\u00e1c th\u00f4ng tin t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 khai th\u00e1c t\u1eeb C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 d\u00e2n c\u01b0, c\u01a1 s\u1edf d\u1eef li\u1ec7u kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; c\u00e1c gi\u1ea5y t\u1edd x\u00e1c minh, gi\u00e1m \u0111\u1ecbnh; \u1ea3nh ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng k\u00fd v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a c\u00f4ng ch\u1ee9ng vi\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 \u0111\u0103ng k\u00fd ch\u1eef k\u00fd m\u1eabu t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_59\"><\/a>kho\u1ea3n 2 \u0110i\u1ec1u 50 c\u1ee7a Lu\u1eadt n\u00e0y; gi\u1ea5y t\u1edd li\u00ean quan kh\u00e1c.<\/span><\/p>\n<p><span lang=\"NL\">2. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u00e1nh s\u1ed1 theo th\u1ee9 t\u1ef1 th\u1eddi gian ph\u00f9 h\u1ee3p v\u1edbi vi\u1ec7c ghi trong s\u1ed5 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><a name=\"dieu_68\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 68. L\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m b\u1ea3o qu\u1ea3n ch\u1eb7t ch\u1ebd, th\u1ef1c hi\u1ec7n \u0111\u1ee7 c\u00e1c bi\u1ec7n ph\u00e1p an ninh, an to\u00e0n v\u1ec1 ph\u00f2ng, ch\u1ed1ng ch\u00e1y, n\u1ed5, \u1ea9m m\u1ed1c, m\u1ed1i m\u1ecdt \u0111\u1ed1i v\u1edbi h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. H\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u tr\u1eef t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n \u00edt nh\u1ea5t 30 n\u0103m \u0111\u1ed1i v\u1edbi c\u00e1c giao d\u1ecbch c\u00f3 \u0111\u1ed1i t\u01b0\u1ee3ng l\u00e0 b\u1ea5t \u0111\u1ed9ng s\u1ea3n, \u00edt nh\u1ea5t 10 n\u0103m \u0111\u1ed1i v\u1edbi c\u00e1c lo\u1ea1i giao d\u1ecbch kh\u00e1c k\u1ec3 t\u1eeb ng\u00e0y v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng c\u00f3 hi\u1ec7u l\u1ef1c; tr\u01b0\u1eddng h\u1ee3p l\u01b0u tr\u1eef ngo\u00e0i tr\u1ee5 s\u1edf th\u00ec ph\u1ea3i c\u00f3 s\u1ef1 \u0111\u1ed3ng \u00fd b\u1eb1ng v\u0103n b\u1ea3n c\u1ee7a S\u1edf T\u01b0 ph\u00e1p n\u01a1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1eb7t tr\u1ee5 s\u1edf.<\/span><\/p>\n<p><span lang=\"NL\">3. Trong tr\u01b0\u1eddng h\u1ee3p c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n c\u00f3 y\u00eau c\u1ea7u b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 vi\u1ec7c cung c\u1ea5p h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng ph\u1ee5c v\u1ee5 cho vi\u1ec7c gi\u00e1m s\u00e1t, ki\u1ec3m tra, thanh tra, \u0111i\u1ec1u tra, truy t\u1ed1, x\u00e9t x\u1eed, thi h\u00e0nh \u00e1n li\u00ean quan \u0111\u1ebfn vi\u1ec7c \u0111\u00e3 c\u00f4ng ch\u1ee9ng th\u00ec t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m cung c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00e0 c\u00e1c gi\u1ea5y t\u1edd kh\u00e1c c\u00f3 li\u00ean quan. Vi\u1ec7c \u0111\u1ed1i chi\u1ebfu b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u1edbi b\u1ea3n g\u1ed1c ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng n\u01a1i \u0111ang l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">4. Vi\u1ec7c k\u00ea bi\u00ean, kh\u00e1m x\u00e9t tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 c\u00f3 s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a \u0111\u1ea1i di\u1ec7n S\u1edf T\u01b0 ph\u00e1p, \u0111\u1ea1i di\u1ec7n H\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng.<\/span><\/p>\n<p><span lang=\"NL\">5. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng b\u1ecb gi\u1ea3i th\u1ec3 ho\u1eb7c ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u00f3 ph\u1ea3i th\u1ecfa thu\u1eadn v\u1edbi 01 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng kh\u00e1c trong c\u00f9ng ph\u1ea1m vi t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c trung \u01b0\u01a1ng v\u1ec1 vi\u1ec7c ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c th\u00ec S\u1edf T\u01b0 ph\u00e1p ch\u1ec9 \u0111\u1ecbnh 01 Ph\u00f2ng c\u00f4ng ch\u1ee9ng ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng; tr\u01b0\u1eddng h\u1ee3p \u0111\u1ecba ph\u01b0\u01a1ng kh\u00f4ng c\u00f3 Ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec S\u1edf T\u01b0 ph\u00e1p ch\u1ec9 \u0111\u1ecbnh 01 V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ti\u1ebfp nh\u1eadn h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng; n\u1ebfu t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng b\u1ecb gi\u1ea3i th\u1ec3 ho\u1eb7c ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng kh\u00f4ng c\u00f2n kh\u1ea3 n\u0103ng thanh to\u00e1n kinh ph\u00ed l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng th\u00ec kinh ph\u00ed n\u00e0y do ng\u00e2n s\u00e1ch \u0111\u1ecba ph\u01b0\u01a1ng b\u1ea3o \u0111\u1ea3m.<\/span><\/p>\n<p><span lang=\"NL\">Tr\u01b0\u1eddng h\u1ee3p Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i th\u00e0nh V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng do V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i l\u01b0u tr\u1eef.<\/span><\/p>\n<p><span lang=\"NL\">6. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y v\u00e0 vi\u1ec7c l\u01b0u tr\u1eef h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n<p><a name=\"dieu_69\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 69. C\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Vi\u1ec7c c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) Theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_60\"><\/a>kho\u1ea3n 3 \u0110i\u1ec1u 68 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n<p><span lang=\"NL\">b) Theo y\u00eau c\u1ea7u c\u1ee7a c\u00e1c b\u00ean tham gia giao d\u1ecbch, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n, ngh\u0129a v\u1ee5 li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p>Vi\u1ec7c c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng theo y\u00eau c\u1ea7u c\u1ee7a\u00a0<span lang=\"NL\">ng\u01b0\u1eddi c\u00f3 quy\u1ec1n, ngh\u0129a v\u1ee5 li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng<\/span>\u00a0ph\u1ea3i \u0111\u01b0\u1ee3c ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng \u0111\u1ed3ng \u00fd; tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng l\u00e0 c\u00e1 nh\u00e2n \u0111\u00e3 ch\u1ebft ho\u1eb7c b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 l\u00e0 \u0111\u00e3 ch\u1ebft ho\u1eb7c ph\u00e1p nh\u00e2n ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng th\u00ec ph\u1ea3i \u0111\u01b0\u1ee3c s\u1ef1 \u0111\u1ed3ng \u00fd c\u1ee7a ng\u01b0\u1eddi th\u1eeba k\u1ebf \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n, s\u1ef1 \u0111\u1ed3ng \u00fd c\u1ee7a c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c k\u1ebf th\u1eeba quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a ph\u00e1p nh\u00e2n \u0111\u00f3.<\/p>\n<p><span lang=\"NL\">2. Vi\u1ec7c c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng do t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111ang l\u01b0u tr\u1eef b\u1ea3n g\u1ed1c v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u00f3 th\u1ef1c hi\u1ec7n.<\/span><\/p>\n<p><span lang=\"NL\">3. Vi\u1ec7c c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111ang \u0111\u01b0\u1ee3c l\u01b0u tr\u1eef t\u1ea1i t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1m ng\u1eebng ho\u1ea1t \u0111\u1ed9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_61\"><\/a>kho\u1ea3n 4 \u0110i\u1ec1u 32 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><b><span lang=\"NL\">Ch\u01b0\u01a1ng VII<\/span><\/b><\/p>\n<p align=\"center\"><b><span lang=\"NL\">PH\u00cd C\u00d4NG CH\u1ee8NG; PH\u00cd, GI\u00c1 D\u1ecaCH V\u1ee4 THEO Y\u00caU C\u1ea6U LI\u00caN QUAN \u0110\u1ebeN VI\u1ec6C C\u00d4NG CH\u1ee8NG V\u00c0 CHI PH\u00cd KH\u00c1C<\/span><\/b><\/p>\n<p><b><span lang=\"NL\">\u0110i\u1ec1u 70. Ph\u00ed c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ph\u00ed c\u00f4ng ch\u1ee9ng bao g\u1ed3m ph\u00ed c\u00f4ng ch\u1ee9ng giao d\u1ecbch, ph\u00ed nh\u1eadn l\u01b0u gi\u1eef di ch\u00fac, ph\u00ed c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng giao d\u1ecbch, g\u1eedi gi\u1eef di ch\u00fac, c\u1ea5p b\u1ea3n sao v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng ph\u1ea3i n\u1ed9p ph\u00ed c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"NL\">2. M\u1ee9c thu, ch\u1ebf \u0111\u1ed9 thu, n\u1ed9p, s\u1eed d\u1ee5ng v\u00e0 qu\u1ea3n l\u00fd ph\u00ed c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ph\u00ed, l\u1ec7 ph\u00ed.<\/span><\/p>\n<p><b><span lang=\"NL\">\u0110i\u1ec1u 71. Ph\u00ed, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i thanh to\u00e1n ph\u00ed khai th\u00e1c, s\u1eed d\u1ee5ng th\u00f4ng tin li\u00ean quan \u0111\u1ebfn giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng khi y\u00eau c\u1ea7u t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n vi\u1ec7c so\u1ea1n th\u1ea3o giao d\u1ecbch, \u0111\u00e1nh m\u00e1y, sao ch\u1ee5p, d\u1ecbch gi\u1ea5y t\u1edd, v\u0103n b\u1ea3n li\u00ean quan \u0111\u1ebfn giao d\u1ecbch.<\/span><\/p>\n<p><span lang=\"NL\">2. \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ban h\u00e0nh gi\u00e1 t\u1ed1i \u0111a \u0111\u1ed1i v\u1edbi d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi c\u00e1c t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng x\u00e1c \u0111\u1ecbnh m\u1ee9c gi\u00e1 d\u1ecbch v\u1ee5 \u0111\u1ed1i v\u1edbi t\u1eebng lo\u1ea1i vi\u1ec7c kh\u00f4ng v\u01b0\u1ee3t qu\u00e1 m\u1ee9c gi\u00e1 t\u1ed1i \u0111a do \u1ee6y ban nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh ban h\u00e0nh v\u00e0 ni\u00eam y\u1ebft c\u00f4ng khai c\u00e1c m\u1ee9c gi\u00e1 d\u1ecbch v\u1ee5 t\u1ea1i tr\u1ee5 s\u1edf c\u1ee7a m\u00ecnh.<\/span><\/p>\n<p><span lang=\"NL\">3. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng c\u00f3 tr\u00e1ch nhi\u1ec7m gi\u1ea3i th\u00edch r\u00f5 cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 ph\u00ed, gi\u00e1 d\u1ecbch v\u1ee5 theo y\u00eau c\u1ea7u li\u00ean quan \u0111\u1ebfn vi\u1ec7c c\u00f4ng ch\u1ee9ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_72\"><\/a><b><span lang=\"NL\">\u0110i\u1ec1u 72. Chi ph\u00ed kh\u00e1c<\/span><\/b><\/p>\n<p><span lang=\"NL\">1. Ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ph\u1ea3i tr\u1ea3 chi ph\u00ed trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n<p><span lang=\"NL\">a) \u0110\u1ec1 ngh\u1ecb x\u00e1c minh, y\u00eau c\u1ea7u gi\u00e1m \u0111\u1ecbnh ph\u1ee5c v\u1ee5 vi\u1ec7c c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">b) Y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ngo\u00e0i tr\u1ee5 s\u1edf c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng; y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng ngo\u00e0i ng\u00e0y, gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng;<\/span><\/p>\n<p><span lang=\"NL\">c) T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ni\u00eam y\u1ebft vi\u1ec7c ti\u1ebfp nh\u1eadn c\u00f4ng ch\u1ee9ng v\u0103n b\u1ea3n ph\u00e2n chia di s\u1ea3n.<\/span><\/p>\n<p><span lang=\"NL\">2. M\u1ee9c chi ph\u00ed do ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u00e0 t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ecfa thu\u1eadn.<\/span><\/p>\n<p><span lang=\"NL\">3. T\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng ph\u1ea3i ni\u00eam y\u1ebft nguy\u00ean t\u1eafc t\u00ednh chi ph\u00ed kh\u00e1c v\u00e0 c\u00f3 tr\u00e1ch nhi\u1ec7m gi\u1ea3i th\u00edch r\u00f5 cho ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng v\u1ec1 c\u00e1c chi ph\u00ed c\u1ee5 th\u1ec3 \u0111\u00f3.<\/span><\/p>\n<p><b><span lang=\"PT-BR\">Ch\u01b0\u01a1ng VIII<\/span><\/b><\/p>\n<p align=\"center\"><b><span lang=\"PT-BR\">\u0110I\u1ec0U KHO\u1ea2N THI H\u00c0NH<\/span><\/b><\/p>\n<p><b><span lang=\"PT-BR\">\u0110i\u1ec1u 73. Vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam \u1edf n\u01b0\u1edbc ngo\u00e0i<\/span><\/b><\/p>\n<p><span lang=\"PT-BR\">1. C\u01a1 quan \u0111\u1ea1i di\u1ec7n ngo\u1ea1i giao, c\u01a1 quan \u0111\u1ea1i di\u1ec7n l\u00e3nh s\u1ef1 c\u1ee7a n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam \u1edf n\u01b0\u1edbc ngo\u00e0i \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng di ch\u00fac, v\u0103n b\u1ea3n t\u1eeb ch\u1ed1i nh\u1eadn di s\u1ea3n, c\u00e1c lo\u1ea1i v\u0103n b\u1ea3n \u1ee7y quy\u1ec1n v\u00e0 c\u00e1c giao d\u1ecbch kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 l\u00e3nh s\u1ef1, ngo\u1ea1i giao, tr\u1eeb h\u1ee3p \u0111\u1ed3ng mua b\u00e1n, chuy\u1ec3n \u0111\u1ed5i, chuy\u1ec3n nh\u01b0\u1ee3ng, t\u1eb7ng cho, cho thu\u00ea, th\u1ebf ch\u1ea5p, g\u00f3p v\u1ed1n b\u1eb1ng b\u1ea5t \u0111\u1ed9ng s\u1ea3n t\u1ea1i Vi\u1ec7t Nam.<\/span><\/p>\n<p><span lang=\"PT-BR\">2. Vi\u00ean ch\u1ee9c l\u00e3nh s\u1ef1, vi\u00ean ch\u1ee9c ngo\u1ea1i giao \u0111\u01b0\u1ee3c giao th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng ph\u1ea3i c\u00f3 b\u1eb1ng c\u1eed nh\u00e2n lu\u1eadt ho\u1eb7c th\u1ea1c s\u0129 lu\u1eadt ho\u1eb7c ti\u1ebfn s\u0129 lu\u1eadt ho\u1eb7c \u0111\u01b0\u1ee3c b\u1ed3i d\u01b0\u1ee1ng nghi\u1ec7p v\u1ee5 c\u00f4ng ch\u1ee9ng.<\/span><\/p>\n<p><span lang=\"PT-BR\">3. Vi\u00ean ch\u1ee9c l\u00e3nh s\u1ef1, vi\u00ean ch\u1ee9c ngo\u1ea1i giao th\u1ef1c hi\u1ec7n c\u00f4ng ch\u1ee9ng theo th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng V c\u1ee7a Lu\u1eadt n\u00e0y, c\u00f3 quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_62\"><\/a>\u0111i\u1ec3m c, d v\u00e0 \u0111 kho\u1ea3n 1\u00a0v\u00e0 ngh\u0129a v\u1ee5 quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_63\"><\/a>\u0111i\u1ec3m a, b, d, \u0111, e, i v\u00e0 l kho\u1ea3n 2 \u0110i\u1ec1u 18 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_74\"><\/a><b>\u0110i\u1ec1u 74. S\u1eeda \u0111\u1ed5i, b\u1ed5 sung<\/b><b>\u00a0<a class=\"clsBookmark_dc clsopentLogin\" name=\"dc_1\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 398 c\u1ee7a B\u1ed9 lu\u1eadt T\u1ed1 t\u1ee5ng d\u00e2n s\u1ef1 s\u1ed1 92\/2015\/QH13\u00a0<a name=\"dieu_74_name\"><\/a>\u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u theo Lu\u1eadt s\u1ed1 45\/2019\/QH14, Lu\u1eadt s\u1ed1 59\/2020\/QH14, Lu\u1eadt s\u1ed1 13\/2022\/QH15, Lu\u1eadt s\u1ed1 19\/2023\/QH15 v\u00e0 Lu\u1eadt s\u1ed1 34\/2024\/QH15<\/b><\/p>\n<p>S\u1eeda \u0111\u1ed5i, b\u1ed5 sung\u00a0<a class=\"clsBookmark_dc clsopentLogin\" name=\"dc_2\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 398\u00a0nh\u01b0 sau:<\/p>\n<p>\u201c1. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u00e3 th\u1ef1c hi\u1ec7n vi\u1ec7c c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi y\u00eau c\u1ea7u c\u00f4ng ch\u1ee9ng, ng\u01b0\u1eddi l\u00e0m ch\u1ee9ng, ng\u01b0\u1eddi phi\u00ean d\u1ecbch, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i, ngh\u0129a v\u1ee5 li\u00ean quan, c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u00f2a \u00e1n tuy\u00ean b\u1ed1 v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng v\u00f4 hi\u1ec7u khi c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng vi\u1ec7c c\u00f4ng ch\u1ee9ng c\u00f3 vi ph\u1ea1m ph\u00e1p lu\u1eadt theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 c\u00f4ng ch\u1ee9ng.\u201d.<\/p>\n<p><a name=\"dieu_75\"><\/a><b><span lang=\"PT-BR\">\u0110i\u1ec1u 75. Hi\u1ec7u l\u1ef1c thi h\u00e0nh<\/span><\/b><\/p>\n<p><span lang=\"PT-BR\">1. Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh t\u1eeb ng\u00e0y 01 th\u00e1ng 7 n\u0103m 2025.<\/span><\/p>\n<p><span lang=\"PT-BR\">2.\u00a0<a name=\"tvpllink_ccwqoguiav\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0\u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u theo Lu\u1eadt s\u1ed1\u00a0<\/span><a name=\"tvpllink_mnfbmulzqk\"><\/a>28\/2018\/QH14\u00a0v\u00e0 Lu\u1eadt s\u1ed1\u00a0<a name=\"tvpllink_pdhckaexos\"><\/a>16\/2023\/QH15\u00a0(sau \u0111\u00e2y g\u1ecdi l\u00e0\u00a0<a name=\"tvpllink_ccwqoguiav_1\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13)<span lang=\"PT-BR\">\u00a0h\u1ebft hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c\u00a0<a name=\"tc_64\"><\/a>kho\u1ea3n 1, 2, 3, 6, 7, 9, 11, 12 v\u00e0 14 \u0110i\u1ec1u 76 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><a name=\"dieu_76\"><\/a><b><span lang=\"PT-BR\">\u0110i\u1ec1u 76. Quy \u0111\u1ecbnh chuy\u1ec3n ti\u1ebfp v\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u00f4ng ch\u1ee9ng k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh<\/span><\/b><\/p>\n<p><span lang=\"PT-BR\">1. Ng\u01b0\u1eddi \u0111\u00e3 c\u00f3 gi\u1ea5y ch\u1ee9ng nh\u1eadn ho\u00e0n th\u00e0nh kh\u00f3a b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_2\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">Ng\u01b0\u1eddi tham gia kh\u00f3a \u0111\u00e0o t\u1ea1o ngh\u1ec1 c\u00f4ng ch\u1ee9ng, b\u1ed3i d\u01b0\u1ee1ng ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_3\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0m\u00e0 \u0111\u1ebfn ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ch\u01b0a ho\u00e0n th\u00e0nh kh\u00f3a \u0111\u00e0o t\u1ea1o, b\u1ed3i d\u01b0\u1ee1ng th\u00ec \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c ho\u00e0n th\u00e0nh kh\u00f3a \u0111\u00e0o t\u1ea1o, b\u1ed3i d\u01b0\u1ee1ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_4\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13; vi\u1ec7c \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng sau khi \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">2. Ng\u01b0\u1eddi \u0111\u00e3 ho\u00e0n th\u00e0nh th\u1eddi gian t\u1eadp s\u1ef1 theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_5\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0\u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd tham d\u1ef1 ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">Ng\u01b0\u1eddi \u0111\u0103ng k\u00fd t\u1eadp s\u1ef1, ng\u01b0\u1eddi t\u1eadp s\u1ef1 theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_6\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0m\u00e0 \u0111\u1ebfn ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ch\u01b0a t\u1eadp s\u1ef1, ch\u01b0a ho\u00e0n th\u00e0nh vi\u1ec7c t\u1eadp s\u1ef1 th\u00ec \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n vi\u1ec7c t\u1eadp s\u1ef1 v\u00e0 ph\u1ea3i th\u1ef1c hi\u1ec7n c\u00e1c ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi t\u1eadp s\u1ef1 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh; vi\u1ec7c \u0111\u0103ng k\u00fd ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">Ng\u01b0\u1eddi \u0111\u00e3 \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ki\u1ec3m tra k\u1ebft qu\u1ea3 t\u1eadp s\u1ef1 h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_7\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0<\/span>m\u00e0 k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u1ebfn h\u1ebft\u00a0<span lang=\"PT-BR\">th\u1eddi h\u1ea1n\u00a0<\/span>05 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh kh\u00f4ng \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean th\u00ec gi\u1ea5y ch\u1ee9ng nh\u1eadn h\u1ebft hi\u1ec7u l\u1ef1c.<\/p>\n<p><span lang=\"PT-BR\">3. H\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb b\u1ed5 nhi\u1ec7m, b\u1ed5 nhi\u1ec7m l\u1ea1i, mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c n\u1ed9p theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_8\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0m\u00e0 \u0111\u1ebfn ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ch\u01b0a \u0111\u01b0\u1ee3c c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n gi\u1ea3i quy\u1ebft xong th\u00ec ti\u1ebfp t\u1ee5c \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_9\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13.<\/span><\/p>\n<p><span lang=\"PT-BR\">4. Ng\u01b0\u1eddi \u0111\u00e3 \u0111\u01b0\u1ee3c mi\u1ec5n nhi\u1ec7m ho\u1eb7c b\u1ecb mi\u1ec5n nhi\u1ec7m c\u00f4ng ch\u1ee9ng vi\u00ean tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh th\u00ec vi\u1ec7c b\u1ed5 nhi\u1ec7m l\u1ea1i c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">5. C\u00f4ng ch\u1ee9ng vi\u00ean qu\u00e1 70 tu\u1ed5i \u0111ang h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh th\u00ec \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng trong th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh; c\u00f4ng ch\u1ee9ng vi\u00ean t\u1eeb \u0111\u1ee7 68 \u0111\u1ebfn \u0111\u1ee7 70 tu\u1ed5i t\u1ea1i ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh th\u00ec \u0111\u01b0\u1ee3c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng \u0111\u1ebfn khi \u0111\u1ee7 72 tu\u1ed5i. Khi h\u1ebft th\u1eddi h\u1ea1n n\u00eau tr\u00ean, c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u01a1ng nhi\u00ean mi\u1ec5n nhi\u1ec7m.<\/span><\/p>\n<p><span lang=\"PT-BR\">6. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh m\u00e0 \u0111\u1ebfn ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ch\u01b0a \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng th\u00ec ti\u1ebfp t\u1ee5c \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_10\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13.<\/span><\/p>\n<p><span lang=\"PT-BR\">7. V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh m\u00e0 ch\u01b0a c\u00f3 \u0110i\u1ec1u l\u1ec7 th\u00ec ph\u1ea3i x\u00e2y d\u1ef1ng \u0110i\u1ec1u l\u1ec7 v\u00e0 g\u1eedi S\u1edf T\u01b0 ph\u00e1p trong th\u1eddi h\u1ea1n 03 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh; tr\u01b0\u1eddng h\u1ee3p c\u00f3\u00a0<\/span><span lang=\"NL\">th\u00e0nh vi\u00ean h\u1ee3p danh<\/span><span lang=\"PT-BR\">\u00a0ch\u01b0a g\u00f3p v\u1ed1n v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng th\u00ec ph\u1ea3i th\u1ef1c hi\u1ec7n g\u00f3p v\u1ed1n v\u00e0 g\u1eedi t\u00e0i li\u1ec7u ch\u1ee9ng minh v\u1ec1 S\u1edf T\u01b0 ph\u00e1p trong th\u1eddi h\u1ea1n n\u00eau tr\u00ean.<\/span><\/p>\n<p><span lang=\"PT-BR\">Vi\u1ec7c thu h\u1ed3i quy\u1ebft \u0111\u1ecbnh cho ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng \u0111\u1ed1i v\u1edbi V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_11\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0<\/span>\u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y<span lang=\"PT-BR\">.<\/span><\/p>\n<p><span lang=\"PT-BR\">V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 c\u00f2n 01\u00a0<\/span><span lang=\"NL\">th\u00e0nh vi\u00ean h\u1ee3p danh<\/span><span lang=\"PT-BR\">\u00a0t\u1ea1i ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh th\u00ec v\u1eabn \u0111\u01b0\u1ee3c b\u1ed5 sung\u00a0<\/span><span lang=\"NL\">th\u00e0nh vi\u00ean h\u1ee3p danh\u00a0<\/span><span lang=\"PT-BR\">theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_12\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0trong th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng ch\u1ec9 c\u00f2n 01\u00a0<\/span><span lang=\"NL\">th\u00e0nh vi\u00ean h\u1ee3p danh<\/span><span lang=\"PT-BR\">.<\/span><\/p>\n<p><span lang=\"PT-BR\">8. Vi\u1ec7c thay \u0111\u1ed5i th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_13\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0\u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">Ng\u01b0\u1eddi \u0111\u00e3 ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_14\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0th\u00ec k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, vi\u1ec7c th\u00e0nh l\u1eadp, tham gia th\u00e0nh l\u1eadp V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng m\u1edbi, h\u1ee3p danh v\u00e0o V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng kh\u00e1c ho\u1eb7c mua V\u0103n ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y; th\u1eddi h\u1ea1n 02 n\u0103m \u0111\u01b0\u1ee3c t\u00ednh t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh c\u1ee7a S\u1edf T\u01b0 ph\u00e1p v\u1ec1 vi\u1ec7c ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/span><\/p>\n<p><span lang=\"PT-BR\">9. Th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c c\u1ea5p tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c s\u1eed d\u1ee5ng. Vi\u1ec7c c\u1ea5p l\u1ea1i, c\u1ea5p m\u1edbi th\u1ebb c\u00f4ng ch\u1ee9ng vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">10. C\u00f4ng ch\u1ee9ng vi\u00ean \u0111ang h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh m\u00e0 ch\u01b0a gia nh\u1eadp H\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean th\u00ec trong th\u1eddi h\u1ea1n 03 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ph\u1ea3i gia nh\u1eadp H\u1ed9i c\u00f4ng ch\u1ee9ng vi\u00ean t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng n\u01a1i h\u00e0nh ngh\u1ec1 v\u00e0 duy tr\u00ec t\u01b0 c\u00e1ch h\u1ed9i vi\u00ean trong su\u1ed1t qu\u00e1 tr\u00ecnh h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng t\u1ea1i \u0111\u1ecba ph\u01b0\u01a1ng \u0111\u00f3.<\/span><\/p>\n<p><span lang=\"PT-BR\">11. \u0110\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, vi\u1ec7c c\u1ea5p b\u1ea3n sao, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, ch\u1ea5m d\u1ee9t, h\u1ee7y b\u1ecf, s\u1eeda l\u1ed7i k\u1ef9 thu\u1eadt v\u0103n b\u1ea3n c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n<p><span lang=\"PT-BR\">B\u1ea3n d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng ch\u1ee9ng tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ti\u1ebfp t\u1ee5c c\u00f3 gi\u00e1 tr\u1ecb s\u1eed d\u1ee5ng; tr\u01b0\u1eddng h\u1ee3p c\u00f3 nhu c\u1ea7u s\u1eed d\u1ee5ng b\u1ea3n d\u1ecbch th\u00ec th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c ch\u1ee9ng th\u1ef1c ch\u1eef k\u00fd ng\u01b0\u1eddi d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng th\u1ef1c.<\/span><\/p>\n<p><span lang=\"PT-BR\">12. \u0110\u1ed1i v\u1edbi h\u1ed3 s\u01a1 c\u00f4ng ch\u1ee9ng \u0111\u00e3 \u0111\u01b0\u1ee3c l\u01b0u tr\u1eef theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_15\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1 53\/2014\/QH13\u00a0<\/span>m\u00e0 \u0111\u1ebfn ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ch\u01b0a h\u1ebft th\u1eddi h\u1ea1n l\u01b0u tr\u1eef th\u00ec th\u1eddi h\u1ea1n l\u01b0u tr\u1eef ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a\u00a0<a name=\"tvpllink_ccwqoguiav_16\"><\/a>Lu\u1eadt C\u00f4ng ch\u1ee9ng s\u1ed1\u00a0<span lang=\"PT-BR\">53\/2014\/QH13<\/span>.<\/p>\n<p>13. Trong th\u1eddi h\u1ea1n 01 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh, Ch\u00ednh ph\u1ee7 t\u1ed5 ch\u1ee9c r\u00e0 so\u00e1t c\u00e1c quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng t\u1ea1i c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt \u0111\u01b0\u1ee3c ban h\u00e0nh tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh v\u00e0 ho\u00e0n th\u00e0nh vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, b\u00e3i b\u1ecf theo th\u1ea9m quy\u1ec1n ho\u1eb7c tr\u00ecnh c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, b\u00e3i b\u1ecf c\u00e1c quy \u0111\u1ecbnh kh\u00f4ng \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u v\u1ec1 giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_65\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 3 c\u1ee7a Lu\u1eadt n\u00e0y. Sau th\u1eddi h\u1ea1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y, quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng t\u1ea1i ngh\u1ecb \u0111\u1ecbnh \u0111\u01b0\u1ee3c ban h\u00e0nh tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh m\u00e0 kh\u00f4ng \u0111\u01b0\u1ee3c lu\u1eadt giao Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh nh\u01b0ng \u0111\u00e1p \u1ee9ng c\u00e1c y\u00eau c\u1ea7u kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_66\"><\/a>kho\u1ea3n 1 \u0110i\u1ec1u 3 c\u1ee7a Lu\u1eadt n\u00e0y\u00a0v\u00e0 quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch ph\u1ea3i c\u00f4ng ch\u1ee9ng t\u1ea1i ngh\u1ecb \u0111\u1ecbnh \u0111\u01b0\u1ee3c ban h\u00e0nh \u0111\u1ec3 x\u1eed l\u00fd k\u1ebft qu\u1ea3 r\u00e0 so\u00e1t theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y th\u00ec v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/p>\n<p>14. Ph\u00f2ng c\u00f4ng ch\u1ee9ng \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp tr\u01b0\u1edbc ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c ho\u1ea1t \u0111\u1ed9ng v\u00e0 trong th\u1eddi h\u1ea1n 01 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh ph\u1ea3i \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i\u00a0<a name=\"tc_67\"><\/a>\u0110i\u1ec1u 20 c\u1ee7a Lu\u1eadt n\u00e0y.<\/p>\n<p><i><span lang=\"PT-BR\">Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c Qu\u1ed1c h\u1ed9i n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam kh\u00f3a XV, k\u1ef3 h\u1ecdp th\u1ee9 8 th\u00f4ng qua ng\u00e0y 26 th\u00e1ng\u00a0<\/span>11<\/i><i><span lang=\"PT-BR\">\u00a0n\u0103m 2024.<\/span><\/i><\/p>\n<table border=\"0\" cellspacing=\"0\" cellpadding=\"0\">\n<tbody>\n<tr>\n<td valign=\"top\" width=\"271\">\n<p>\u00a0<\/p>\n<\/td>\n<td valign=\"top\" width=\"319\">\n<p align=\"center\"><b><span lang=\"PT-BR\">CH\u1ee6 T\u1ecaCH QU\u1ed0C H\u1ed8I<br><br><br>Tr\u1ea7n Thanh M\u1eabn<\/span><\/b><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n","protected":false},"excerpt":{"rendered":"<p>Lu\u1eadt c\u00f4ng ch\u1ee9ng n\u0103m 2024 quy \u0111\u1ecbnh v\u1ec1 c\u00f4ng ch\u1ee9ng vi\u00ean, t\u1ed5 ch\u1ee9c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, vi\u1ec7c h\u00e0nh ngh\u1ec1 c\u00f4ng ch\u1ee9ng, th\u1ee7 t\u1ee5c c\u00f4ng ch\u1ee9ng v\u00e0 qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 c\u00f4ng ch\u1ee9ng. QU\u1ed0C H\u1ed8I C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM\u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac Lu\u1eadt s\u1ed1: 46\/2024\/QH15 H\u00e0 [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[32],"tags":[],"_links":{"self":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/43202"}],"collection":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/comments?post=43202"}],"version-history":[{"count":1,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/43202\/revisions"}],"predecessor-version":[{"id":43203,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/43202\/revisions\/43203"}],"wp:attachment":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/media?parent=43202"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/categories?post=43202"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/tags?post=43202"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}