{"id":28189,"date":"2020-07-31T10:46:00","date_gmt":"2020-07-31T03:46:00","guid":{"rendered":"https:\/\/luatsubaoho.com\/phapluat\/?p=28189"},"modified":"2021-07-31T14:04:09","modified_gmt":"2021-07-31T07:04:09","slug":"luat-doanh-nghiep-2020","status":"publish","type":"post","link":"https:\/\/luatsubaoho.com\/phapluat\/luat-doanh-nghiep-2020\/","title":{"rendered":"Lu\u1eadt Doanh nghi\u1ec7p 2020"},"content":{"rendered":"\n

Lu\u1eadt Doanh nghi\u1ec7p 2020 quy \u0111\u1ecbnh v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp, t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd, t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u00f3 li\u00ean quan c\u1ee7a doanh nghi\u1ec7p, bao g\u1ed3m c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty h\u1ee3p danh v\u00e0 doanh nghi\u1ec7p t\u01b0 nh\u00e2n; quy \u0111\u1ecbnh v\u1ec1 nh\u00f3m c\u00f4ng ty.<\/span> Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh t\u1eeb ng\u00e0y 01 th\u00e1ng 01 n\u0103m 2021. <\/span><\/p>\n\n\n\n\n
\n

QU\u1ed0C H\u1ed8I
\u2014\u2014-<\/span><\/b><\/p>\n<\/td>\n

\n

C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM
\u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac
\u2014\u2014\u2014\u2014\u2014<\/b><\/p>\n<\/td>\n<\/tr>\n

\n

Lu\u1eadt s\u1ed1: 59\/2020\/QH14<\/span><\/p>\n<\/td>\n

\n

H\u00e0 N\u1ed9i, ng\u00e0y 17 th\u00e1ng 6 n\u0103m 2020<\/i><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

\u00a0<\/span><\/b><\/a>LU\u1eacT<\/span><\/b><\/p>\n

<\/a>DOANH NGHI\u1ec6P<\/span><\/b><\/p>\n

C\u0103n c\u1ee9 Hi\u1ebfn ph\u00e1p n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam;<\/span><\/i><\/p>\n

Qu\u1ed1c h\u1ed9i ban h\u00e0nh Lu\u1eadt Doanh nghi\u1ec7p.<\/span><\/i><\/p>\n

<\/a>Ch\u01b0\u01a1ng I<\/span><\/b><\/p>\n

<\/a>NH\u1eeeNG QUY \u0110\u1ecaNH CHUNG<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 1. Ph\u1ea1m vi \u0111i\u1ec1u ch\u1ec9nh<\/span><\/b><\/p>\n

Lu\u1eadt n\u00e0y quy \u0111\u1ecbnh v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp, t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd, t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u00f3 li\u00ean quan c\u1ee7a doanh nghi\u1ec7p, bao g\u1ed3m c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty h\u1ee3p danh v\u00e0 doanh nghi\u1ec7p t\u01b0 nh\u00e2n; quy \u0111\u1ecbnh v\u1ec1 nh\u00f3m c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 2. \u0110\u1ed1i t\u01b0\u1ee3ng \u00e1p d\u1ee5ng<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p.<\/span><\/p>\n

2. C\u01a1 quan, t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 li\u00ean quan \u0111\u1ebfn vi\u1ec7c th\u00e0nh l\u1eadp, t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd, t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u00f3 li\u00ean quan c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 3. \u00c1p d\u1ee5ng Lu\u1eadt Doanh nghi\u1ec7p v\u00e0 lu\u1eadt kh\u00e1c<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p lu\u1eadt kh\u00e1c c\u00f3 quy \u0111\u1ecbnh \u0111\u1eb7c th\u00f9 v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp, t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd, t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u00f3 li\u00ean quan c\u1ee7a doanh nghi\u1ec7p th\u00ec \u00e1p d\u1ee5ng quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt \u0111\u00f3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 4. Gi\u1ea3i th\u00edch t\u1eeb ng\u1eef<\/span><\/b><\/p>\n

Trong Lu\u1eadt n\u00e0y, c\u00e1c t\u1eeb ng\u1eef d\u01b0\u1edbi \u0111\u00e2y \u0111\u01b0\u1ee3c hi\u1ec3u nh\u01b0 sau:<\/span><\/p>\n

1. B\u1ea3n sao<\/i> l\u00e0 gi\u1ea5y t\u1edd \u0111\u01b0\u1ee3c sao t\u1eeb s\u1ed5 g\u1ed1c ho\u1eb7c \u0111\u01b0\u1ee3c ch\u1ee9ng th\u1ef1c t\u1eeb b\u1ea3n ch\u00ednh b\u1edfi c\u01a1 quan, t\u1ed5 ch\u1ee9c c\u00f3 th\u1ea9m quy\u1ec1n ho\u1eb7c \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u1ed1i chi\u1ebfu v\u1edbi b\u1ea3n ch\u00ednh.<\/span><\/p>\n

2. C\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i<\/i> l\u00e0 ng\u01b0\u1eddi mang gi\u1ea5y t\u1edd x\u00e1c \u0111\u1ecbnh qu\u1ed1c t\u1ecbch n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng<\/i> l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c s\u1edf h\u1eefu \u00edt nh\u1ea5t m\u1ed9t c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

4. C\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp<\/i> l\u00e0 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu \u00edt nh\u1ea5t m\u1ed9t c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng v\u00e0 k\u00fd t\u00ean trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

5. C\u1ed5 t\u1ee9c<\/i> l\u00e0 kho\u1ea3n l\u1ee3i nhu\u1eadn r\u00f2ng \u0111\u01b0\u1ee3c tr\u1ea3 cho m\u1ed7i c\u1ed5 ph\u1ea7n b\u1eb1ng ti\u1ec1n m\u1eb7t ho\u1eb7c b\u1eb1ng t\u00e0i s\u1ea3n kh\u00e1c.<\/span><\/p>\n

6. C\u00f4ng ty<\/i> bao g\u1ed3m c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n v\u00e0 c\u00f4ng ty h\u1ee3p danh.<\/span><\/p>\n

7. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n<\/i> bao g\u1ed3m c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean v\u00e0 c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean.<\/span><\/p>\n

8. C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia<\/i> v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/i> l\u00e0 c\u1ed5ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u1ec3 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed, c\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 truy c\u1eadp th\u00f4ng tin v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

9. C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/i> l\u00e0 t\u1eadp h\u1ee3p d\u1eef li\u1ec7u v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p tr\u00ean ph\u1ea1m vi to\u00e0n qu\u1ed1c.<\/span><\/p>\n

10. Doanh nghi\u1ec7p<\/i> l\u00e0 t\u1ed5 ch\u1ee9c c\u00f3 t\u00ean ri\u00eang, c\u00f3 t\u00e0i s\u1ea3n, c\u00f3 tr\u1ee5 s\u1edf giao d\u1ecbch, \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp ho\u1eb7c \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt nh\u1eb1m m\u1ee5c \u0111\u00edch kinh doanh.<\/span><\/p>\n

11. Doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc<\/i> bao g\u1ed3m c\u00e1c doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

12. Doanh nghi\u1ec7p Vi\u1ec7t Nam <\/i>l\u00e0 doanh nghi\u1ec7p \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp ho\u1eb7c \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt Vi\u1ec7t Nam v\u00e0 c\u00f3 tr\u1ee5 s\u1edf ch\u00ednh t\u1ea1i Vi\u1ec7t Nam.<\/span><\/p>\n

13. \u0110\u1ecba ch\u1ec9 li\u00ean l\u1ea1c <\/i>l\u00e0 \u0111\u1ecba ch\u1ec9 \u0111\u0103ng k\u00fd tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c; \u0111\u1ecba ch\u1ec9 th\u01b0\u1eddng tr\u00fa ho\u1eb7c n\u01a1i l\u00e0m vi\u1ec7c ho\u1eb7c \u0111\u1ecba ch\u1ec9 kh\u00e1c c\u1ee7a c\u00e1 nh\u00e2n m\u00e0 ng\u01b0\u1eddi \u0111\u00f3 \u0111\u0103ng k\u00fd v\u1edbi doanh nghi\u1ec7p \u0111\u1ec3 l\u00e0m \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c.<\/span><\/p>\n

14. Gi\u00e1 th\u1ecb tr\u01b0\u1eddng c\u1ee7a ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n<\/i> l\u00e0 gi\u00e1 giao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng t\u1ea1i th\u1eddi \u0111i\u1ec3m li\u1ec1n k\u1ec1 tr\u01b0\u1edbc \u0111\u00f3, gi\u00e1 th\u1ecfa thu\u1eadn gi\u1eefa ng\u01b0\u1eddi b\u00e1n v\u00e0 ng\u01b0\u1eddi mua ho\u1eb7c gi\u00e1 do m\u1ed9t t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 x\u00e1c \u0111\u1ecbnh.<\/span><\/p>\n

15. Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/i> l\u00e0 v\u0103n b\u1ea3n b\u1eb1ng b\u1ea3n gi\u1ea5y ho\u1eb7c b\u1ea3n \u0111i\u1ec7n t\u1eed ghi l\u1ea1i nh\u1eefng th\u00f4ng tin v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p m\u00e0 C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1ea5p cho doanh nghi\u1ec7p.<\/span><\/p>\n

16. Gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n<\/i> l\u00e0 m\u1ed9t trong c\u00e1c lo\u1ea1i gi\u1ea5y t\u1edd sau \u0111\u00e2y: th\u1ebb C\u0103n c\u01b0\u1edbc c\u00f4ng d\u00e2n, Gi\u1ea5y ch\u1ee9ng minh nh\u00e2n d\u00e2n, H\u1ed9 chi\u1ebfu, gi\u1ea5y t\u1edd ch\u1ee9ng th\u1ef1c c\u00e1 nh\u00e2n h\u1ee3p ph\u00e1p kh\u00e1c.<\/span><\/p>\n

17. Gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c<\/i> l\u00e0 m\u1ed9t trong c\u00e1c lo\u1ea1i gi\u1ea5y t\u1edd sau \u0111\u00e2y: Quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp, Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, t\u00e0i li\u1ec7u t\u01b0\u01a1ng \u0111\u01b0\u01a1ng kh\u00e1c.<\/span><\/p>\n

18. G\u00f3p v\u1ed1n<\/i> l\u00e0 vi\u1ec7c g\u00f3p t\u00e0i s\u1ea3n \u0111\u1ec3 t\u1ea1o th\u00e0nh v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty, bao g\u1ed3m g\u00f3p v\u1ed1n \u0111\u1ec3 th\u00e0nh l\u1eadp c\u00f4ng ty ho\u1eb7c g\u00f3p th\u00eam v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp.<\/span><\/p>\n

19. H\u1ec7 th\u1ed1ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/i> bao g\u1ed3m C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u01a1 s\u1edf d\u1eef li\u1ec7u li\u00ean quan v\u00e0 h\u1ea1 t\u1ea7ng k\u1ef9 thu\u1eadt h\u1ec7 th\u1ed1ng.<\/span><\/p>\n

20. H\u1ed3 s\u01a1 h\u1ee3p l\u1ec7<\/i> l\u00e0 h\u1ed3 s\u01a1 c\u00f3 \u0111\u1ea7y \u0111\u1ee7 gi\u1ea5y t\u1edd theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 n\u1ed9i dung c\u00e1c gi\u1ea5y t\u1edd \u0111\u00f3 \u0111\u01b0\u1ee3c k\u00ea khai \u0111\u1ea7y \u0111\u1ee7 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

21. Kinh doanh<\/i> l\u00e0 vi\u1ec7c th\u1ef1c hi\u1ec7n li\u00ean t\u1ee5c m\u1ed9t, m\u1ed9t s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 c\u00f4ng \u0111o\u1ea1n c\u1ee7a qu\u00e1 tr\u00ecnh t\u1eeb \u0111\u1ea7u t\u01b0, s\u1ea3n xu\u1ea5t \u0111\u1ebfn ti\u00eau th\u1ee5 s\u1ea3n ph\u1ea9m ho\u1eb7c cung \u1ee9ng d\u1ecbch v\u1ee5 tr\u00ean th\u1ecb tr\u01b0\u1eddng nh\u1eb1m m\u1ee5c \u0111\u00edch t\u00ecm ki\u1ebfm l\u1ee3i nhu\u1eadn.<\/span><\/p>\n

22. Ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh<\/i> bao g\u1ed3m: v\u1ee3, ch\u1ed3ng, b\u1ed1 \u0111\u1ebb, m\u1eb9 \u0111\u1ebb, b\u1ed1 nu\u00f4i, m\u1eb9 nu\u00f4i, b\u1ed1 ch\u1ed3ng, m\u1eb9 ch\u1ed3ng, b\u1ed1 v\u1ee3, m\u1eb9 v\u1ee3, con \u0111\u1ebb, con nu\u00f4i, con r\u1ec3, con d\u00e2u, anh ru\u1ed9t, ch\u1ecb ru\u1ed9t, em ru\u1ed9t, anh r\u1ec3, em r\u1ec3, ch\u1ecb d\u00e2u, em d\u00e2u, anh ru\u1ed9t c\u1ee7a v\u1ee3, anh ru\u1ed9t c\u1ee7a ch\u1ed3ng, ch\u1ecb ru\u1ed9t c\u1ee7a v\u1ee3, ch\u1ecb ru\u1ed9t c\u1ee7a ch\u1ed3ng, em ru\u1ed9t c\u1ee7a v\u1ee3, em ru\u1ed9t c\u1ee7a ch\u1ed3ng.<\/span><\/p>\n

23. Ng\u01b0\u1eddi c\u00f3 li\u00ean quan<\/i> l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c c\u00f3 quan h\u1ec7 tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp v\u1edbi doanh nghi\u1ec7p trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f4ng ty m\u1eb9, ng\u01b0\u1eddi qu\u1ea3n l\u00fd v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u1ee7a c\u00f4ng ty m\u1eb9;<\/span><\/p>\n

b) C\u00f4ng ty con, ng\u01b0\u1eddi qu\u1ea3n l\u00fd v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty con;<\/span><\/p>\n

c) C\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c ho\u1eb7c nh\u00f3m c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c c\u00f3 kh\u1ea3 n\u0103ng chi ph\u1ed1i ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p \u0111\u00f3 th\u00f4ng qua s\u1edf h\u1eefu, th\u00e2u t\u00f3m c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c th\u00f4ng qua vi\u1ec7c ra quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt, Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

\u0111) V\u1ee3, ch\u1ed3ng, b\u1ed1 \u0111\u1ebb, m\u1eb9 \u0111\u1ebb, b\u1ed1 nu\u00f4i, m\u1eb9 nu\u00f4i, b\u1ed1 ch\u1ed3ng, m\u1eb9 ch\u1ed3ng, b\u1ed1 v\u1ee3, m\u1eb9 v\u1ee3, con \u0111\u1ebb, con nu\u00f4i, con r\u1ec3, con d\u00e2u, anh ru\u1ed9t, ch\u1ecb ru\u1ed9t, em ru\u1ed9t, anh r\u1ec3, em r\u1ec3, ch\u1ecb d\u00e2u, em d\u00e2u c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt, Ki\u1ec3m so\u00e1t vi\u00ean, th\u00e0nh vi\u00ean v\u00e0 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p hay c\u1ed5 ph\u1ea7n chi ph\u1ed1i;<\/span><\/p>\n

e) C\u00e1 nh\u00e2n l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u00f4ng ty, t\u1ed5 ch\u1ee9c quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b v\u00e0 c kho\u1ea3n n\u00e0y;<\/span><\/p>\n

g) Doanh nghi\u1ec7p trong \u0111\u00f3 c\u00e1 nh\u00e2n, c\u00f4ng ty, t\u1ed5 ch\u1ee9c quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b, c, d, \u0111 v\u00e0 e kho\u1ea3n n\u00e0y c\u00f3 s\u1edf h\u1eefu \u0111\u1ebfn m\u1ee9c chi ph\u1ed1i vi\u1ec7c ra quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

24. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p<\/i> l\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, bao g\u1ed3m ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, th\u00e0nh vi\u00ean h\u1ee3p danh, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 c\u00e1 nh\u00e2n gi\u1eef ch\u1ee9c danh qu\u1ea3n l\u00fd kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

25. Ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p<\/i> l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c th\u00e0nh l\u1eadp ho\u1eb7c g\u00f3p v\u1ed1n \u0111\u1ec3 th\u00e0nh l\u1eadp doanh nghi\u1ec7p.<\/span><\/p>\n

26. Nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i<\/i> l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0.<\/span><\/p>\n

27. Ph\u1ea7n v\u1ed1n g\u00f3p<\/i> l\u00e0 t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a m\u1ed9t th\u00e0nh vi\u00ean \u0111\u00e3 g\u00f3p ho\u1eb7c cam k\u1ebft g\u00f3p v\u00e0o c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh. T\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p l\u00e0 t\u1ef7 l\u1ec7 gi\u1eefa ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u1ed9t th\u00e0nh vi\u00ean v\u00e0 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh.<\/span><\/p>\n

28. S\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 c\u00f4ng \u00edch<\/i> l\u00e0 s\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 thi\u1ebft y\u1ebfu \u0111\u1ed1i v\u1edbi \u0111\u1eddi s\u1ed1ng kinh t\u1ebf \u2013 x\u00e3 h\u1ed9i c\u1ee7a \u0111\u1ea5t n\u01b0\u1edbc, \u0111\u1ecba ph\u01b0\u01a1ng ho\u1eb7c c\u1ed9ng \u0111\u1ed3ng d\u00e2n c\u01b0 m\u00e0 Nh\u00e0 n\u01b0\u1edbc c\u1ea7n b\u1ea3o \u0111\u1ea3m v\u00ec l\u1ee3i \u00edch chung ho\u1eb7c b\u1ea3o \u0111\u1ea3m qu\u1ed1c ph\u00f2ng, an ninh v\u00e0 vi\u1ec7c s\u1ea3n xu\u1ea5t, cung \u1ee9ng s\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 n\u00e0y theo c\u01a1 ch\u1ebf th\u1ecb tr\u01b0\u1eddng kh\u00f3 c\u00f3 kh\u1ea3 n\u0103ng b\u00f9 \u0111\u1eafp chi ph\u00ed.<\/span><\/p>\n

29. Th\u00e0nh vi\u00ean c\u00f4ng ty <\/i>l\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c s\u1edf h\u1eefu m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n ho\u1eb7c c\u00f4ng ty h\u1ee3p danh.<\/span><\/p>\n

30. Th\u00e0nh vi\u00ean c\u00f4ng ty h\u1ee3p danh<\/i> bao g\u1ed3m th\u00e0nh vi\u00ean h\u1ee3p danh v\u00e0 th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n.<\/span><\/p>\n

31. T\u1ed5 ch\u1ee9c l\u1ea1i doanh nghi\u1ec7p<\/i> l\u00e0 vi\u1ec7c chia, t\u00e1ch, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp ho\u1eb7c chuy\u1ec3n \u0111\u1ed5i lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p.<\/span><\/p>\n

32. T\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i<\/i> l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp \u1edf n\u01b0\u1edbc ngo\u00e0i theo ph\u00e1p lu\u1eadt n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n

33. V\u1ed1n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft<\/i> l\u00e0 ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n, theo \u0111\u00f3 ng\u01b0\u1eddi s\u1edf h\u1eefu c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft v\u1ec1 nh\u1eefng v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

34. V\u1ed1n \u0111i\u1ec1u l\u1ec7<\/i> l\u00e0 t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n do c\u00e1c th\u00e0nh vi\u00ean c\u00f4ng ty, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty \u0111\u00e3 g\u00f3p ho\u1eb7c cam k\u1ebft g\u00f3p khi th\u00e0nh l\u1eadp c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh; l\u00e0 t\u1ed5ng m\u1ec7nh gi\u00e1 c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n ho\u1eb7c \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua khi th\u00e0nh l\u1eadp c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 5. B\u1ea3o \u0111\u1ea3m c\u1ee7a Nh\u00e0 n\u01b0\u1edbc \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p v\u00e0 ch\u1ee7 s\u1edf h\u1eefu doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Nh\u00e0 n\u01b0\u1edbc c\u00f4ng nh\u1eadn s\u1ef1 t\u1ed3n t\u1ea1i l\u00e2u d\u00e0i v\u00e0 ph\u00e1t tri\u1ec3n c\u1ee7a c\u00e1c lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt n\u00e0y; b\u1ea3o \u0111\u1ea3m b\u00ecnh \u0111\u1eb3ng tr\u01b0\u1edbc ph\u00e1p lu\u1eadt c\u1ee7a c\u00e1c doanh nghi\u1ec7p kh\u00f4ng ph\u00e2n bi\u1ec7t h\u00ecnh th\u1ee9c s\u1edf h\u1eefu v\u00e0 th\u00e0nh ph\u1ea7n kinh t\u1ebf; c\u00f4ng nh\u1eadn t\u00ednh sinh l\u1ee3i h\u1ee3p ph\u00e1p c\u1ee7a ho\u1ea1t \u0111\u1ed9ng kinh doanh.<\/span><\/p>\n

2. Nh\u00e0 n\u01b0\u1edbc c\u00f4ng nh\u1eadn v\u00e0 b\u1ea3o h\u1ed9 quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n, v\u1ed1n \u0111\u1ea7u t\u01b0, thu nh\u1eadp, quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p kh\u00e1c c\u1ee7a doanh nghi\u1ec7p v\u00e0 ch\u1ee7 s\u1edf h\u1eefu doanh nghi\u1ec7p.<\/span><\/p>\n

3. T\u00e0i s\u1ea3n v\u00e0 v\u1ed1n \u0111\u1ea7u t\u01b0 h\u1ee3p ph\u00e1p c\u1ee7a doanh nghi\u1ec7p v\u00e0 ch\u1ee7 s\u1edf h\u1eefu doanh nghi\u1ec7p kh\u00f4ng b\u1ecb qu\u1ed1c h\u1eefu h\u00f3a, kh\u00f4ng b\u1ecb t\u1ecbch thu b\u1eb1ng bi\u1ec7n ph\u00e1p h\u00e0nh ch\u00ednh. Tr\u01b0\u1eddng h\u1ee3p th\u1eadt c\u1ea7n thi\u1ebft, Nh\u00e0 n\u01b0\u1edbc tr\u01b0ng mua ho\u1eb7c tr\u01b0ng d\u1ee5ng t\u00e0i s\u1ea3n c\u1ee7a doanh nghi\u1ec7p th\u00ec \u0111\u01b0\u1ee3c thanh to\u00e1n, b\u1ed3i th\u01b0\u1eddng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 tr\u01b0ng mua, tr\u01b0ng d\u1ee5ng t\u00e0i s\u1ea3n. Vi\u1ec7c thanh to\u00e1n, b\u1ed3i th\u01b0\u1eddng ph\u1ea3i b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch c\u1ee7a doanh nghi\u1ec7p v\u00e0 kh\u00f4ng ph\u00e2n bi\u1ec7t \u0111\u1ed1i x\u1eed gi\u1eefa c\u00e1c lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 6. T\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb \u2013 x\u00e3 h\u1ed9i v\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ea1i di\u1ec7n ng\u01b0\u1eddi lao \u0111\u1ed9ng t\u1ea1i c\u01a1 s\u1edf trong doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb \u2013 x\u00e3 h\u1ed9i v\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ea1i di\u1ec7n ng\u01b0\u1eddi lao \u0111\u1ed9ng t\u1ea1i c\u01a1 s\u1edf trong doanh nghi\u1ec7p ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a Hi\u1ebfn ph\u00e1p, ph\u00e1p lu\u1eadt v\u00e0 \u0111i\u1ec1u l\u1ec7 c\u1ee7a t\u1ed5 ch\u1ee9c.<\/span><\/p>\n

2. Doanh nghi\u1ec7p c\u00f3 ngh\u0129a v\u1ee5 t\u00f4n tr\u1ecdng v\u00e0 kh\u00f4ng \u0111\u01b0\u1ee3c c\u1ea3n tr\u1edf, g\u00e2y kh\u00f3 kh\u0103n cho vi\u1ec7c th\u00e0nh l\u1eadp t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb \u2013 x\u00e3 h\u1ed9i v\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ea1i di\u1ec7n ng\u01b0\u1eddi lao \u0111\u1ed9ng t\u1ea1i c\u01a1 s\u1edf trong doanh nghi\u1ec7p; kh\u00f4ng \u0111\u01b0\u1ee3c c\u1ea3n tr\u1edf, g\u00e2y kh\u00f3 kh\u0103n cho ng\u01b0\u1eddi lao \u0111\u1ed9ng tham gia ho\u1ea1t \u0111\u1ed9ng trong c\u00e1c t\u1ed5 ch\u1ee9c n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 7. Quy\u1ec1n c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u1ef1 do kinh doanh ng\u00e0nh, ngh\u1ec1 m\u00e0 lu\u1eadt kh\u00f4ng c\u1ea5m.<\/span><\/p>\n

2. T\u1ef1 ch\u1ee7 kinh doanh v\u00e0 l\u1ef1a ch\u1ecdn h\u00ecnh th\u1ee9c t\u1ed5 ch\u1ee9c kinh doanh; ch\u1ee7 \u0111\u1ed9ng l\u1ef1a ch\u1ecdn ng\u00e0nh, ngh\u1ec1, \u0111\u1ecba b\u00e0n, h\u00ecnh th\u1ee9c kinh doanh; ch\u1ee7 \u0111\u1ed9ng \u0111i\u1ec1u ch\u1ec9nh quy m\u00f4 v\u00e0 ng\u00e0nh, ngh\u1ec1 kinh doanh.<\/span><\/p>\n

3. L\u1ef1a ch\u1ecdn h\u00ecnh th\u1ee9c, ph\u01b0\u01a1ng th\u1ee9c huy \u0111\u1ed9ng, ph\u00e2n b\u1ed5 v\u00e0 s\u1eed d\u1ee5ng v\u1ed1n.<\/span><\/p>\n

4. T\u1ef1 do t\u00ecm ki\u1ebfm th\u1ecb tr\u01b0\u1eddng, kh\u00e1ch h\u00e0ng v\u00e0 k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng.<\/span><\/p>\n

5. Kinh doanh xu\u1ea5t kh\u1ea9u, nh\u1eadp kh\u1ea9u.<\/span><\/p>\n

6. Tuy\u1ec3n d\u1ee5ng, thu\u00ea v\u00e0 s\u1eed d\u1ee5ng lao \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 lao \u0111\u1ed9ng.<\/span><\/p>\n

7. Ch\u1ee7 \u0111\u1ed9ng \u1ee9ng d\u1ee5ng khoa h\u1ecdc v\u00e0 c\u00f4ng ngh\u1ec7 \u0111\u1ec3 n\u00e2ng cao hi\u1ec7u qu\u1ea3 kinh doanh v\u00e0 kh\u1ea3 n\u0103ng c\u1ea1nh tranh; \u0111\u01b0\u1ee3c b\u1ea3o h\u1ed9 quy\u1ec1n s\u1edf h\u1eefu tr\u00ed tu\u1ec7 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 s\u1edf h\u1eefu tr\u00ed tu\u1ec7.<\/span><\/p>\n

8. Chi\u1ebfm h\u1eefu, s\u1eed d\u1ee5ng, \u0111\u1ecbnh \u0111o\u1ea1t t\u00e0i s\u1ea3n c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

9. T\u1eeb ch\u1ed1i y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan, t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n v\u1ec1 cung c\u1ea5p ngu\u1ed3n l\u1ef1c kh\u00f4ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

10. Khi\u1ebfu n\u1ea1i, tham gia t\u1ed1 t\u1ee5ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

11. Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 8. Ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. \u0110\u00e1p \u1ee9ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n \u0111\u1ea7u t\u01b0 kinh doanh khi kinh doanh ng\u00e0nh, ngh\u1ec1 \u0111\u1ea7u t\u01b0 kinh doanh c\u00f3 \u0111i\u1ec1u ki\u1ec7n; ng\u00e0nh, ngh\u1ec1 ti\u1ebfp c\u1eadn th\u1ecb tr\u01b0\u1eddng c\u00f3 \u0111i\u1ec1u ki\u1ec7n \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 b\u1ea3o \u0111\u1ea3m duy tr\u00ec \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n \u0111\u00f3 trong su\u1ed1t qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng kinh doanh.<\/span><\/p>\n

2. Th\u1ef1c hi\u1ec7n \u0111\u1ea7y \u0111\u1ee7, k\u1ecbp th\u1eddi ngh\u0129a v\u1ee5 v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u00f4ng khai th\u00f4ng tin v\u1ec1 th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p, b\u00e1o c\u00e1o v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

3. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c c\u1ee7a th\u00f4ng tin k\u00ea khai trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u00e1c b\u00e1o c\u00e1o; tr\u01b0\u1eddng h\u1ee3p ph\u00e1t hi\u1ec7n th\u00f4ng tin \u0111\u00e3 k\u00ea khai ho\u1eb7c b\u00e1o c\u00e1o thi\u1ebfu ch\u00ednh x\u00e1c, ch\u01b0a \u0111\u1ea7y \u0111\u1ee7 th\u00ec ph\u1ea3i k\u1ecbp th\u1eddi s\u1eeda \u0111\u1ed5i, b\u1ed5 sung c\u00e1c th\u00f4ng tin \u0111\u00f3.<\/span><\/p>\n

4. T\u1ed5 ch\u1ee9c c\u00f4ng t\u00e1c k\u1ebf to\u00e1n, n\u1ed9p thu\u1ebf v\u00e0 th\u1ef1c hi\u1ec7n c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

5. B\u1ea3o \u0111\u1ea3m quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p, ch\u00ednh \u0111\u00e1ng c\u1ee7a ng\u01b0\u1eddi lao \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; kh\u00f4ng ph\u00e2n bi\u1ec7t \u0111\u1ed1i x\u1eed, x\u00fac ph\u1ea1m danh d\u1ef1, nh\u00e2n ph\u1ea9m c\u1ee7a ng\u01b0\u1eddi lao \u0111\u1ed9ng trong doanh nghi\u1ec7p; kh\u00f4ng ng\u01b0\u1ee3c \u0111\u00e3i lao \u0111\u1ed9ng, c\u01b0\u1ee1ng b\u1ee9c lao \u0111\u1ed9ng ho\u1eb7c s\u1eed d\u1ee5ng lao \u0111\u1ed9ng ch\u01b0a th\u00e0nh ni\u00ean tr\u00e1i ph\u00e1p lu\u1eadt; h\u1ed7 tr\u1ee3 v\u00e0 t\u1ea1o \u0111i\u1ec1u ki\u1ec7n thu\u1eadn l\u1ee3i cho ng\u01b0\u1eddi lao \u0111\u1ed9ng tham gia \u0111\u00e0o t\u1ea1o n\u00e2ng cao tr\u00ecnh \u0111\u1ed9, k\u1ef9 n\u0103ng ngh\u1ec1; th\u1ef1c hi\u1ec7n c\u00e1c ch\u00ednh s\u00e1ch, ch\u1ebf \u0111\u1ed9 b\u1ea3o hi\u1ec3m x\u00e3 h\u1ed9i, b\u1ea3o hi\u1ec3m th\u1ea5t nghi\u1ec7p, b\u1ea3o hi\u1ec3m y t\u1ebf v\u00e0 b\u1ea3o hi\u1ec3m kh\u00e1c cho ng\u01b0\u1eddi lao \u0111\u1ed9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

6. Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 9. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p cung \u1ee9ng s\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 c\u00f4ng \u00edch<\/span><\/b><\/p>\n

1. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 7, \u0110i\u1ec1u 8 v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u00f3 li\u00ean quan c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. \u0110\u01b0\u1ee3c h\u1ea1ch to\u00e1n v\u00e0 b\u00f9 \u0111\u1eafp chi ph\u00ed theo gi\u00e1 do ph\u00e1p lu\u1eadt v\u1ec1 \u0111\u1ea5u th\u1ea7u quy \u0111\u1ecbnh ho\u1eb7c thu ph\u00ed s\u1eed d\u1ee5ng d\u1ecbch v\u1ee5 theo quy \u0111\u1ecbnh c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n.<\/span><\/p>\n

3. \u0110\u01b0\u1ee3c b\u1ea3o \u0111\u1ea3m th\u1eddi h\u1ea1n cung \u1ee9ng s\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 th\u00edch h\u1ee3p \u0111\u1ec3 thu h\u1ed3i v\u1ed1n \u0111\u1ea7u t\u01b0 v\u00e0 c\u00f3 l\u00e3i h\u1ee3p l\u00fd.<\/span><\/p>\n

4. Cung \u1ee9ng s\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng, \u0111\u00fang ch\u1ea5t l\u01b0\u1ee3ng v\u00e0 th\u1eddi h\u1ea1n \u0111\u00e3 cam k\u1ebft theo gi\u00e1 ho\u1eb7c ph\u00ed do c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n quy \u0111\u1ecbnh.<\/span><\/p>\n

5. B\u1ea3o \u0111\u1ea3m c\u00e1c \u0111i\u1ec1u ki\u1ec7n c\u00f4ng b\u1eb1ng v\u00e0 thu\u1eadn l\u1ee3i cho kh\u00e1ch h\u00e0ng.<\/span><\/p>\n

6. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 kh\u00e1ch h\u00e0ng v\u1ec1 s\u1ed1 l\u01b0\u1ee3ng, ch\u1ea5t l\u01b0\u1ee3ng, \u0111i\u1ec1u ki\u1ec7n cung \u1ee9ng v\u00e0 gi\u00e1, ph\u00ed s\u1ea3n ph\u1ea9m, d\u1ecbch v\u1ee5 cung \u1ee9ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 10. Ti\u00eau ch\u00ed, quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p x\u00e3 h\u1ed9i<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p x\u00e3 h\u1ed9i ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau ch\u00ed sau \u0111\u00e2y:<\/span><\/p>\n

a) L\u00e0 doanh nghi\u1ec7p \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) M\u1ee5c ti\u00eau ho\u1ea1t \u0111\u1ed9ng nh\u1eb1m gi\u1ea3i quy\u1ebft v\u1ea5n \u0111\u1ec1 x\u00e3 h\u1ed9i, m\u00f4i tr\u01b0\u1eddng v\u00ec l\u1ee3i \u00edch c\u1ed9ng \u0111\u1ed3ng;<\/span><\/p>\n

c) S\u1eed d\u1ee5ng \u00edt nh\u1ea5t 51% t\u1ed5ng l\u1ee3i nhu\u1eadn sau thu\u1ebf h\u1eb1ng n\u0103m c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec3 t\u00e1i \u0111\u1ea7u t\u01b0 nh\u1eb1m th\u1ef1c hi\u1ec7n m\u1ee5c ti\u00eau \u0111\u00e3 \u0111\u0103ng k\u00fd.<\/span><\/p>\n

2. Ngo\u00e0i quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, doanh nghi\u1ec7p x\u00e3 h\u1ed9i c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u1ee7 s\u1edf h\u1eefu, ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p x\u00e3 h\u1ed9i \u0111\u01b0\u1ee3c xem x\u00e9t, t\u1ea1o thu\u1eadn l\u1ee3i v\u00e0 h\u1ed7 tr\u1ee3 trong vi\u1ec7c c\u1ea5p gi\u1ea5y ph\u00e9p, ch\u1ee9ng ch\u1ec9 v\u00e0 gi\u1ea5y ch\u1ee9ng nh\u1eadn c\u00f3 li\u00ean quan theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) \u0110\u01b0\u1ee3c huy \u0111\u1ed9ng, nh\u1eadn t\u00e0i tr\u1ee3 t\u1eeb c\u00e1 nh\u00e2n, doanh nghi\u1ec7p, t\u1ed5 ch\u1ee9c phi ch\u00ednh ph\u1ee7 v\u00e0 t\u1ed5 ch\u1ee9c kh\u00e1c c\u1ee7a Vi\u1ec7t Nam, n\u01b0\u1edbc ngo\u00e0i \u0111\u1ec3 b\u00f9 \u0111\u1eafp chi ph\u00ed qu\u1ea3n l\u00fd, chi ph\u00ed ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

c) Duy tr\u00ec m\u1ee5c ti\u00eau ho\u1ea1t \u0111\u1ed9ng v\u00e0 \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b v\u00e0 \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y trong su\u1ed1t qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng;<\/span><\/p>\n

d) Kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng c\u00e1c kho\u1ea3n t\u00e0i tr\u1ee3 huy \u0111\u1ed9ng \u0111\u01b0\u1ee3c cho m\u1ee5c \u0111\u00edch kh\u00e1c ngo\u00e0i b\u00f9 \u0111\u1eafp chi ph\u00ed qu\u1ea3n l\u00fd v\u00e0 chi ph\u00ed ho\u1ea1t \u0111\u1ed9ng \u0111\u1ec3 gi\u1ea3i quy\u1ebft v\u1ea5n \u0111\u1ec1 x\u00e3 h\u1ed9i, m\u00f4i tr\u01b0\u1eddng m\u00e0 doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd;<\/span><\/p>\n

\u0111) Tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c nh\u1eadn c\u00e1c \u01b0u \u0111\u00e3i, h\u1ed7 tr\u1ee3, doanh nghi\u1ec7p x\u00e3 h\u1ed9i ph\u1ea3i \u0111\u1ecbnh k\u1ef3 h\u1eb1ng n\u0103m b\u00e1o c\u00e1o c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n v\u1ec1 t\u00ecnh h\u00ecnh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

3. Doanh nghi\u1ec7p x\u00e3 h\u1ed9i ph\u1ea3i th\u00f4ng b\u00e1o v\u1edbi c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n khi ch\u1ea5m d\u1ee9t th\u1ef1c hi\u1ec7n m\u1ee5c ti\u00eau x\u00e3 h\u1ed9i, m\u00f4i tr\u01b0\u1eddng ho\u1eb7c kh\u00f4ng s\u1eed d\u1ee5ng l\u1ee3i nhu\u1eadn \u0111\u1ec3 t\u00e1i \u0111\u1ea7u t\u01b0 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b v\u00e0 \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

4. Nh\u00e0 n\u01b0\u1edbc c\u00f3 ch\u00ednh s\u00e1ch khuy\u1ebfn kh\u00edch, h\u1ed7 tr\u1ee3 v\u00e0 th\u00fac \u0111\u1ea9y ph\u00e1t tri\u1ec3n doanh nghi\u1ec7p x\u00e3 h\u1ed9i.<\/span><\/p>\n

5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 11. Ch\u1ebf \u0111\u1ed9 l\u01b0u gi\u1eef t\u00e0i li\u1ec7u c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u00f9y theo lo\u1ea1i h\u00ecnh, doanh nghi\u1ec7p ph\u1ea3i l\u01b0u gi\u1eef c\u00e1c t\u00e0i li\u1ec7u sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty; quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty; s\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean ho\u1eb7c s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

b) V\u0103n b\u1eb1ng b\u1ea3o h\u1ed9 quy\u1ec1n s\u1edf h\u1eefu c\u00f4ng nghi\u1ec7p; gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd ch\u1ea5t l\u01b0\u1ee3ng s\u1ea3n ph\u1ea9m, h\u00e0ng h\u00f3a, d\u1ecbch v\u1ee5; gi\u1ea5y ph\u00e9p v\u00e0 gi\u1ea5y ch\u1ee9ng nh\u1eadn kh\u00e1c;<\/span><\/p>\n

c) T\u00e0i li\u1ec7u, gi\u1ea5y t\u1edd x\u00e1c nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Phi\u1ebfu bi\u1ec3u quy\u1ebft, bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu, bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; c\u00e1c quy\u1ebft \u0111\u1ecbnh c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

\u0111) B\u1ea3n c\u00e1o b\u1ea1ch \u0111\u1ec3 ch\u00e0o b\u00e1n ho\u1eb7c ni\u00eam y\u1ebft ch\u1ee9ng kho\u00e1n;<\/span><\/p>\n

e) B\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t, k\u1ebft lu\u1eadn c\u1ee7a c\u01a1 quan thanh tra, k\u1ebft lu\u1eadn c\u1ee7a t\u1ed5 ch\u1ee9c ki\u1ec3m to\u00e1n;<\/span><\/p>\n

g) S\u1ed5 k\u1ebf to\u00e1n, ch\u1ee9ng t\u1eeb k\u1ebf to\u00e1n, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m.<\/span><\/p>\n

2. Doanh nghi\u1ec7p ph\u1ea3i l\u01b0u gi\u1eef c\u00e1c t\u00e0i li\u1ec7u quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh ho\u1eb7c \u0111\u1ecba \u0111i\u1ec3m kh\u00e1c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty; th\u1eddi h\u1ea1n l\u01b0u gi\u1eef th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 12. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p l\u00e0 c\u00e1 nh\u00e2n \u0111\u1ea1i di\u1ec7n cho doanh nghi\u1ec7p th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 ph\u00e1t sinh t\u1eeb giao d\u1ecbch c\u1ee7a doanh nghi\u1ec7p, \u0111\u1ea1i di\u1ec7n cho doanh nghi\u1ec7p v\u1edbi t\u01b0 c\u00e1ch ng\u01b0\u1eddi y\u00eau c\u1ea7u gi\u1ea3i quy\u1ebft vi\u1ec7c d\u00e2n s\u1ef1, nguy\u00ean \u0111\u01a1n, b\u1ecb \u0111\u01a1n, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i, ngh\u0129a v\u1ee5 li\u00ean quan tr\u01b0\u1edbc Tr\u1ecdng t\u00e0i, T\u00f2a \u00e1n v\u00e0 c\u00e1c quy\u1ec1n, ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

2. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 c\u00f3 m\u1ed9t ho\u1eb7c nhi\u1ec1u ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 s\u1ed1 l\u01b0\u1ee3ng, ch\u1ee9c danh qu\u1ea3n l\u00fd v\u00e0 quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p. N\u1ebfu c\u00f4ng ty c\u00f3 nhi\u1ec1u h\u01a1n m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt th\u00ec \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a t\u1eebng ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt. Tr\u01b0\u1eddng h\u1ee3p vi\u1ec7c ph\u00e2n chia quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a t\u1eebng ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ch\u01b0a \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh r\u00f5 trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty th\u00ec m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty \u0111\u1ec1u l\u00e0 \u0111\u1ea1i di\u1ec7n \u0111\u1ee7 th\u1ea9m quy\u1ec1n c\u1ee7a doanh nghi\u1ec7p tr\u01b0\u1edbc b\u00ean th\u1ee9 ba; t\u1ea5t c\u1ea3 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi \u0111\u1ed1i v\u1edbi thi\u1ec7t h\u1ea1i g\u00e2y ra cho doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1 v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

3. Doanh nghi\u1ec7p ph\u1ea3i b\u1ea3o \u0111\u1ea3m lu\u00f4n c\u00f3 \u00edt nh\u1ea5t m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u01b0 tr\u00fa t\u1ea1i Vi\u1ec7t Nam. Khi ch\u1ec9 c\u00f2n l\u1ea1i m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u01b0 tr\u00fa t\u1ea1i Vi\u1ec7t Nam th\u00ec ng\u01b0\u1eddi n\u00e0y khi xu\u1ea5t c\u1ea3nh kh\u1ecfi Vi\u1ec7t Nam ph\u1ea3i \u1ee7y quy\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n cho c\u00e1 nh\u00e2n kh\u00e1c c\u01b0 tr\u00fa t\u1ea1i Vi\u1ec7t Nam th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt v\u1eabn ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u00e3 \u1ee7y quy\u1ec1n.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p h\u1ebft th\u1eddi h\u1ea1n \u1ee7y quy\u1ec1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y m\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p ch\u01b0a tr\u1edf l\u1ea1i Vi\u1ec7t Nam v\u00e0 kh\u00f4ng c\u00f3 \u1ee7y quy\u1ec1n kh\u00e1c th\u00ec th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n cho \u0111\u1ebfn khi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p tr\u1edf l\u1ea1i l\u00e0m vi\u1ec7c t\u1ea1i doanh nghi\u1ec7p;<\/span><\/p>\n

b) Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty h\u1ee3p danh cho \u0111\u1ebfn khi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty tr\u1edf l\u1ea1i l\u00e0m vi\u1ec7c t\u1ea1i c\u00f4ng ty ho\u1eb7c cho \u0111\u1ebfn khi ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh c\u1eed ng\u01b0\u1eddi kh\u00e1c l\u00e0m ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

5. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 6 \u0110i\u1ec1u n\u00e0y, \u0111\u1ed1i v\u1edbi<\/span> doanh nghi\u1ec7p ch\u1ec9 c\u00f2n m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt v\u00e0 ng\u01b0\u1eddi n\u00e0y v\u1eafng m\u1eb7t t\u1ea1i Vi\u1ec7t Nam qu\u00e1 30 ng\u00e0y m\u00e0 kh\u00f4ng \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p ho\u1eb7c ch\u1ebft, m\u1ea5t t\u00edch, \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c, b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi, b\u1ecb T\u00f2a \u00e1n c\u1ea5m \u0111\u1ea3m nhi\u1ec7m ch\u1ee9c v\u1ee5, c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh th\u00ec ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1eed ng\u01b0\u1eddi kh\u00e1c l\u00e0m ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

6. \u0110\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n c\u00f3 hai th\u00e0nh vi\u00ean, n\u1ebfu c\u00f3 th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n l\u00e0m ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty ch\u1ebft, m\u1ea5t t\u00edch, \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c, tr\u1ed1n kh\u1ecfi n\u01a1i c\u01b0 tr\u00fa, b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi, b\u1ecb T\u00f2a \u00e1n c\u1ea5m \u0111\u1ea3m nhi\u1ec7m ch\u1ee9c v\u1ee5, c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh th\u00ec th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i \u0111\u01b0\u01a1ng nhi\u00ean l\u00e0m ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty cho \u0111\u1ebfn khi c\u00f3 quy\u1ebft \u0111\u1ecbnh m\u1edbi c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u1ec1 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

7. T\u00f2a \u00e1n, c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n ti\u1ebfn h\u00e0nh t\u1ed1 t\u1ee5ng kh\u00e1c c\u00f3 quy\u1ec1n ch\u1ec9 \u0111\u1ecbnh ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt tham gia t\u1ed1 t\u1ee5ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 13. Tr\u00e1ch nhi\u1ec7m c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p c\u00f3 tr\u00e1ch nhi\u1ec7m sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

b) Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a doanh nghi\u1ec7p; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

c) Th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c cho doanh nghi\u1ec7p v\u1ec1 doanh nghi\u1ec7p m\u00e0 m\u00ecnh, ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a m\u00ecnh l\u00e0m ch\u1ee7 ho\u1eb7c c\u00f3 c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi thi\u1ec7t h\u1ea1i cho doanh nghi\u1ec7p do vi ph\u1ea1m tr\u00e1ch nhi\u1ec7m quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 14. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c ph\u1ea3i l\u00e0 c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n nh\u00e2n danh ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng \u0111\u00f3 th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec vi\u1ec7c c\u1eed ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ed5 ch\u1ee9c l\u00e0 th\u00e0nh vi\u00ean c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean c\u00f3 s\u1edf h\u1eefu \u00edt nh\u1ea5t 35% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u00f3 th\u1ec3 \u1ee7y quy\u1ec1n t\u1ed1i \u0111a 03 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n;<\/span><\/p>\n

b) T\u1ed5 ch\u1ee9c l\u00e0 c\u1ed5 \u0111\u00f4ng c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 s\u1edf h\u1eefu \u00edt nh\u1ea5t 10% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u00f3 th\u1ec3 \u1ee7y quy\u1ec1n t\u1ed1i \u0111a 03 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c c\u1eed nhi\u1ec1u ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n th\u00ec ph\u1ea3i x\u00e1c \u0111\u1ecbnh c\u1ee5 th\u1ec3 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 c\u1ed5 ph\u1ea7n cho m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty kh\u00f4ng x\u00e1c \u0111\u1ecbnh ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 c\u1ed5 ph\u1ea7n t\u01b0\u01a1ng \u1ee9ng cho m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n th\u00ec ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 c\u1ed5 ph\u1ea7n s\u1ebd \u0111\u01b0\u1ee3c chia \u0111\u1ec1u cho t\u1ea5t c\u1ea3 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n.<\/span><\/p>\n

4. V\u0103n b\u1ea3n c\u1eed ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o cho c\u00f4ng ty v\u00e0 ch\u1ec9 c\u00f3 hi\u1ec7u l\u1ef1c \u0111\u1ed1i v\u1edbi c\u00f4ng ty k\u1ec3 t\u1eeb ng\u00e0y c\u00f4ng ty nh\u1eadn \u0111\u01b0\u1ee3c v\u0103n b\u1ea3n. V\u0103n b\u1ea3n c\u1eed ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

b) S\u1ed1 l\u01b0\u1ee3ng ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p t\u01b0\u01a1ng \u1ee9ng c\u1ee7a m\u1ed7i ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n;<\/span><\/p>\n

c) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n t\u1eebng ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n;<\/span><\/p>\n

d) Th\u1eddi h\u1ea1n \u1ee7y quy\u1ec1n t\u01b0\u01a1ng \u1ee9ng c\u1ee7a t\u1eebng ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n; trong \u0111\u00f3 ghi r\u00f5 ng\u00e0y b\u1eaft \u0111\u1ea7u \u0111\u01b0\u1ee3c \u0111\u1ea1i di\u1ec7n;<\/span><\/p>\n

\u0111) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng v\u00e0 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n.<\/span><\/p>\n

5. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n ph\u1ea3i c\u00f3 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng l\u00e0 doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y kh\u00f4ng \u0111\u01b0\u1ee3c c\u1eed ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty v\u00e0 c\u1ee7a ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty l\u00e0m ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n t\u1ea1i c\u00f4ng ty kh\u00e1c;<\/span><\/p>\n

c) Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 15. Tr\u00e1ch nhi\u1ec7m c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n<\/span><\/b> theo \u1ee7y quy\u1ec1n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c<\/b><\/span><\/p>\n

1. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n nh\u00e2n danh ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng t\u1ea1i H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. M\u1ecdi h\u1ea1n ch\u1ebf c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n trong vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f4ng ty t\u01b0\u01a1ng \u1ee9ng t\u1ea1i H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u1ec1u kh\u00f4ng c\u00f3 hi\u1ec7u l\u1ef1c \u0111\u1ed1i v\u1edbi b\u00ean th\u1ee9 ba.<\/span><\/p>\n

2. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u00f3 tr\u00e1ch nhi\u1ec7m tham d\u1ef1 \u0111\u1ea7y \u0111\u1ee7 cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng; th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t, b\u1ea3o v\u1ec7 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u1eed \u0111\u1ea1i di\u1ec7n.<\/span><\/p>\n

3. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u1eed \u0111\u1ea1i di\u1ec7n do vi ph\u1ea1m tr\u00e1ch nhi\u1ec7m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y. Ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u1eed \u0111\u1ea1i di\u1ec7n ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc b\u00ean th\u1ee9 ba \u0111\u1ed1i v\u1edbi tr\u00e1ch nhi\u1ec7m ph\u00e1t sinh li\u00ean quan \u0111\u1ebfn quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 16. C\u00e1c h\u00e0nh vi b\u1ecb nghi\u00eam c\u1ea5m<\/span><\/b><\/p>\n

1. C\u1ea5p ho\u1eb7c t\u1eeb ch\u1ed1i c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, y\u00eau c\u1ea7u ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p n\u1ed9p th\u00eam gi\u1ea5y t\u1edd kh\u00e1c tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y; g\u00e2y ch\u1eadm tr\u1ec5, phi\u1ec1n h\u00e0, c\u1ea3n tr\u1edf, s\u00e1ch nhi\u1ec5u ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p v\u00e0 ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

2. Ng\u0103n c\u1ea3n ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u1ee7a doanh nghi\u1ec7p th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Ho\u1ea1t \u0111\u1ed9ng kinh doanh d\u01b0\u1edbi h\u00ecnh th\u1ee9c doanh nghi\u1ec7p m\u00e0 kh\u00f4ng \u0111\u0103ng k\u00fd ho\u1eb7c ti\u1ebfp t\u1ee5c kinh doanh khi \u0111\u00e3 b\u1ecb thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c doanh nghi\u1ec7p \u0111ang b\u1ecb t\u1ea1m d\u1eebng ho\u1ea1t \u0111\u1ed9ng kinh doanh.<\/span><\/p>\n

4. K\u00ea khai kh\u00f4ng trung th\u1ef1c, kh\u00f4ng ch\u00ednh x\u00e1c n\u1ed9i dung h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 n\u1ed9i dung h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

5. K\u00ea khai kh\u1ed1ng v\u1ed1n \u0111i\u1ec1u l\u1ec7, kh\u00f4ng g\u00f3p \u0111\u1ee7 s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 nh\u01b0 \u0111\u00e3 \u0111\u0103ng k\u00fd; c\u1ed1 \u00fd \u0111\u1ecbnh gi\u00e1 t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n kh\u00f4ng \u0111\u00fang gi\u00e1 tr\u1ecb.<\/span><\/p>\n

6. Kinh doanh c\u00e1c ng\u00e0nh, ngh\u1ec1 c\u1ea5m \u0111\u1ea7u t\u01b0 kinh doanh; kinh doanh ng\u00e0nh, ngh\u1ec1 ch\u01b0a \u0111\u01b0\u1ee3c ti\u1ebfp c\u1eadn th\u1ecb tr\u01b0\u1eddng \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i; kinh doanh ng\u00e0nh, ngh\u1ec1 \u0111\u1ea7u t\u01b0 kinh doanh c\u00f3 \u0111i\u1ec1u ki\u1ec7n khi ch\u01b0a \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n kinh doanh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ho\u1eb7c kh\u00f4ng b\u1ea3o \u0111\u1ea3m duy tr\u00ec \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n \u0111\u1ea7u t\u01b0 kinh doanh trong qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng.<\/span><\/p>\n

7. L\u1eeba \u0111\u1ea3o, r\u1eeda ti\u1ec1n, t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng II<\/span><\/b><\/p>\n

<\/a>TH\u00c0NH L\u1eacP DOANH NGHI\u1ec6P<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 17. Quy\u1ec1n th\u00e0nh l\u1eadp, g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n, mua ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0 qu\u1ea3n l\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 quy\u1ec1n th\u00e0nh l\u1eadp v\u00e0 qu\u1ea3n l\u00fd doanh nghi\u1ec7p t\u1ea1i Vi\u1ec7t Nam theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

2. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n sau \u0111\u00e2y kh\u00f4ng c\u00f3 quy\u1ec1n th\u00e0nh l\u1eadp v\u00e0 qu\u1ea3n l\u00fd doanh nghi\u1ec7p t\u1ea1i Vi\u1ec7t Nam:<\/span><\/p>\n

a) C\u01a1 quan nh\u00e0 n\u01b0\u1edbc, \u0111\u01a1n v\u1ecb l\u1ef1c l\u01b0\u1ee3ng v\u0169 trang nh\u00e2n d\u00e2n s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n nh\u00e0 n\u01b0\u1edbc \u0111\u1ec3 th\u00e0nh l\u1eadp doanh nghi\u1ec7p kinh doanh thu l\u1ee3i ri\u00eang cho c\u01a1 quan, \u0111\u01a1n v\u1ecb m\u00ecnh;<\/span><\/p>\n

b) C\u00e1n b\u1ed9, c\u00f4ng ch\u1ee9c, vi\u00ean ch\u1ee9c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u00e1n b\u1ed9, c\u00f4ng ch\u1ee9c v\u00e0 Lu\u1eadt Vi\u00ean ch\u1ee9c;<\/span><\/p>\n

c) S\u0129 quan, h\u1ea1 s\u0129 quan, qu\u00e2n nh\u00e2n chuy\u00ean nghi\u1ec7p, c\u00f4ng nh\u00e2n, vi\u00ean ch\u1ee9c qu\u1ed1c ph\u00f2ng trong c\u00e1c c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c Qu\u00e2n \u0111\u1ed9i nh\u00e2n d\u00e2n Vi\u1ec7t Nam; s\u0129 quan, h\u1ea1 s\u0129 quan chuy\u00ean nghi\u1ec7p, c\u00f4ng nh\u00e2n c\u00f4ng an trong c\u00e1c c\u01a1 quan, \u0111\u01a1n v\u1ecb thu\u1ed9c C\u00f4ng an nh\u00e2n d\u00e2n Vi\u1ec7t Nam, tr\u1eeb ng\u01b0\u1eddi \u0111\u01b0\u1ee3c c\u1eed l\u00e0m \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n \u0111\u1ec3 qu\u1ea3n l\u00fd ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a Nh\u00e0 n\u01b0\u1edbc t\u1ea1i doanh nghi\u1ec7p ho\u1eb7c qu\u1ea3n l\u00fd t\u1ea1i doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc;<\/span><\/p>\n

d) C\u00e1n b\u1ed9 l\u00e3nh \u0111\u1ea1o, qu\u1ea3n l\u00fd nghi\u1ec7p v\u1ee5 trong doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb ng\u01b0\u1eddi \u0111\u01b0\u1ee3c c\u1eed l\u00e0m \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n \u0111\u1ec3 qu\u1ea3n l\u00fd ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a Nh\u00e0 n\u01b0\u1edbc t\u1ea1i doanh nghi\u1ec7p kh\u00e1c;<\/span><\/p>\n

\u0111) Ng\u01b0\u1eddi ch\u01b0a th\u00e0nh ni\u00ean; ng\u01b0\u1eddi b\u1ecb h\u1ea1n ch\u1ebf n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1; ng\u01b0\u1eddi b\u1ecb m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1; ng\u01b0\u1eddi c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi; t\u1ed5 ch\u1ee9c kh\u00f4ng c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n;<\/span><\/p>\n

e) Ng\u01b0\u1eddi \u0111ang b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1, b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c ho\u1eb7c \u0111ang b\u1ecb T\u00f2a \u00e1n c\u1ea5m \u0111\u1ea3m nhi\u1ec7m ch\u1ee9c v\u1ee5, c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh; c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Ph\u00e1 s\u1ea3n, Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng tham nh\u0169ng.<\/span><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p C\u01a1 quan\u00a0\u0111\u0103ng k\u00fd\u00a0kinh doanh c\u00f3 y\u00eau c\u1ea7u, ng\u01b0\u1eddi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p ph\u1ea3i n\u1ed9p Phi\u1ebfu l\u00fd l\u1ecbch t\u01b0 ph\u00e1p cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh;<\/span><\/p>\n

g) T\u1ed5 ch\u1ee9c l\u00e0 ph\u00e1p nh\u00e2n th\u01b0\u01a1ng m\u1ea1i b\u1ecb c\u1ea5m kinh doanh, c\u1ea5m ho\u1ea1t \u0111\u1ed9ng trong m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c nh\u1ea5t \u0111\u1ecbnh theo quy \u0111\u1ecbnh c\u1ee7a B\u1ed9 lu\u1eadt H\u00ecnh s\u1ef1.<\/span><\/p>\n

3. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 quy\u1ec1n g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n, mua ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0o c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u01a1 quan nh\u00e0 n\u01b0\u1edbc, \u0111\u01a1n v\u1ecb l\u1ef1c l\u01b0\u1ee3ng v\u0169 trang nh\u00e2n d\u00e2n s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n nh\u00e0 n\u01b0\u1edbc g\u00f3p v\u1ed1n v\u00e0o doanh nghi\u1ec7p \u0111\u1ec3 thu l\u1ee3i ri\u00eang cho c\u01a1 quan, \u0111\u01a1n v\u1ecb m\u00ecnh;<\/span><\/p>\n

b) \u0110\u1ed1i t\u01b0\u1ee3ng kh\u00f4ng \u0111\u01b0\u1ee3c g\u00f3p v\u1ed1n v\u00e0o doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u00e1n b\u1ed9, c\u00f4ng ch\u1ee9c, Lu\u1eadt Vi\u00ean ch\u1ee9c, Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng tham nh\u0169ng.<\/span><\/p>\n

4. Thu l\u1ee3i ri\u00eang cho c\u01a1 quan, \u0111\u01a1n v\u1ecb m\u00ecnh quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 2 v\u00e0 \u0111i\u1ec3m a kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y l\u00e0 vi\u1ec7c s\u1eed d\u1ee5ng thu nh\u1eadp d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c c\u00f3 \u0111\u01b0\u1ee3c t\u1eeb ho\u1ea1t \u0111\u1ed9ng kinh doanh, t\u1eeb g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n, mua ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0o m\u1ed9t trong c\u00e1c m\u1ee5c \u0111\u00edch sau \u0111\u00e2y:<\/span><\/p>\n

a) Chia d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c cho m\u1ed9t s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 nh\u1eefng ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b v\u00e0 \u0111i\u1ec3m c kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

b) B\u1ed5 sung v\u00e0o ng\u00e2n s\u00e1ch ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u01a1 quan, \u0111\u01a1n v\u1ecb tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ng\u00e2n s\u00e1ch nh\u00e0 n\u01b0\u1edbc;<\/span><\/p>\n

c) L\u1eadp qu\u1ef9 ho\u1eb7c b\u1ed5 sung v\u00e0o qu\u1ef9 ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch ri\u00eang c\u1ee7a c\u01a1 quan, \u0111\u01a1n v\u1ecb.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 18. H\u1ee3p \u0111\u1ed3ng tr\u01b0\u1edbc \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p \u0111\u01b0\u1ee3c k\u00fd h\u1ee3p \u0111\u1ed3ng ph\u1ee5c v\u1ee5 cho vi\u1ec7c th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p tr\u01b0\u1edbc v\u00e0 trong qu\u00e1 tr\u00ecnh \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, doanh nghi\u1ec7p ph\u1ea3i ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 ph\u00e1t sinh t\u1eeb h\u1ee3p \u0111\u1ed3ng \u0111\u00e3 k\u00fd k\u1ebft quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y v\u00e0 c\u00e1c b\u00ean ph\u1ea3i th\u1ef1c hi\u1ec7n vi\u1ec7c chuy\u1ec3n giao quy\u1ec1n, ngh\u0129a v\u1ee5 theo h\u1ee3p \u0111\u1ed3ng theo quy \u0111\u1ecbnh c\u1ee7a B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p trong h\u1ee3p \u0111\u1ed3ng c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p doanh nghi\u1ec7p kh\u00f4ng \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, ng\u01b0\u1eddi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ch\u1ecbu tr\u00e1ch nhi\u1ec7m th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng; tr\u01b0\u1eddng h\u1ee3p c\u00f3 ng\u01b0\u1eddi kh\u00e1c tham gia th\u00e0nh l\u1eadp doanh nghi\u1ec7p th\u00ec c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng \u0111\u00f3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 19. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n

1. Gi\u1ea5y \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

2. B\u1ea3n sao gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 20. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd c\u00f4ng ty h\u1ee3p danh<\/span><\/b><\/p>\n

1. Gi\u1ea5y \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

2. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Danh s\u00e1ch th\u00e0nh vi\u00ean.<\/span><\/p>\n

4. B\u1ea3n sao gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean.<\/span><\/p>\n

5. B\u1ea3n sao Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd \u0111\u1ea7u t\u01b0 \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 21. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n<\/span><\/b><\/p>\n

1. Gi\u1ea5y \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

2. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Danh s\u00e1ch th\u00e0nh vi\u00ean.<\/span><\/p>\n

4. B\u1ea3n sao c\u00e1c gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/span><\/p>\n

a) Gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) Gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c v\u00e0 v\u0103n b\u1ea3n c\u1eed ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n; gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c.<\/span><\/p>\n

\u0110\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i th\u00ec b\u1ea3n sao gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c ph\u1ea3i \u0111\u01b0\u1ee3c h\u1ee3p ph\u00e1p h\u00f3a l\u00e3nh s\u1ef1;<\/span><\/p>\n

c) Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd \u0111\u1ea7u t\u01b0 \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 22. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd c\u00f4ng ty c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. Gi\u1ea5y \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

2. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp; danh s\u00e1ch c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n

4. B\u1ea3n sao c\u00e1c gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/span><\/p>\n

a) Gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i l\u00e0 c\u00e1 nh\u00e2n, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) Gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c v\u00e0 v\u0103n b\u1ea3n c\u1eed ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n; gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i l\u00e0 t\u1ed5 ch\u1ee9c.<\/span><\/p>\n

\u0110\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i th\u00ec b\u1ea3n sao gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c ph\u1ea3i \u0111\u01b0\u1ee3c h\u1ee3p ph\u00e1p h\u00f3a l\u00e3nh s\u1ef1;<\/span><\/p>\n

c) Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd \u0111\u1ea7u t\u01b0 \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 23. N\u1ed9i dung gi\u1ea5y \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

Gi\u1ea5y \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd doanh nghi\u1ec7p bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

1. T\u00ean doanh nghi\u1ec7p;<\/span><\/p>\n

2. \u0110\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p, s\u1ed1 \u0111i\u1ec7n tho\u1ea1i; s\u1ed1 fax, th\u01b0 \u0111i\u1ec7n t\u1eed (n\u1ebfu c\u00f3);<\/span><\/p>\n

3. Ng\u00e0nh, ngh\u1ec1 kinh doanh;<\/span><\/p>\n

4. V\u1ed1n \u0111i\u1ec1u l\u1ec7; v\u1ed1n \u0111\u1ea7u t\u01b0 c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n;<\/span><\/p>\n

5. C\u00e1c lo\u1ea1i c\u1ed5 ph\u1ea7n, m\u1ec7nh gi\u00e1 m\u1ed7i lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u1ee7a t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

6. Th\u00f4ng tin \u0111\u0103ng k\u00fd thu\u1ebf;<\/span><\/p>\n

7. S\u1ed1 l\u01b0\u1ee3ng lao \u0111\u1ed9ng d\u1ef1 ki\u1ebfn;<\/span><\/p>\n

8. H\u1ecd, t\u00ean, ch\u1eef k\u00fd, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, th\u00f4ng tin gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ty h\u1ee3p danh;<\/span><\/p>\n

9. H\u1ecd, t\u00ean, ch\u1eef k\u00fd, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, th\u00f4ng tin gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 24. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty<\/span><\/b><\/p>\n

1. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty bao g\u1ed3m \u0110i\u1ec1u l\u1ec7 khi \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 \u0110i\u1ec1u l\u1ec7 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung trong qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng.<\/span><\/p>\n

2. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty; t\u00ean, \u0111\u1ecba ch\u1ec9 chi nh\u00e1nh v\u00e0 v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n (n\u1ebfu c\u00f3);<\/span><\/p>\n

b) Ng\u00e0nh, ngh\u1ec1 kinh doanh;<\/span><\/p>\n

c) V\u1ed1n \u0111i\u1ec1u l\u1ec7; t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 m\u1ec7nh gi\u00e1 t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

d) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u1ed1i v\u1edbi c\u00f4ng ty h\u1ee3p danh; c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n; c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n. Ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0 gi\u00e1 tr\u1ecb v\u1ed1n g\u00f3p c\u1ee7a m\u1ed7i th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty h\u1ee3p danh. S\u1ed1 c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n, m\u1ec7nh gi\u00e1 t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

\u0111) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh; c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

e) C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd;<\/span><\/p>\n

g) S\u1ed1 l\u01b0\u1ee3ng, ch\u1ee9c danh qu\u1ea3n l\u00fd v\u00e0 quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p; ph\u00e2n chia quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt trong tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 nhi\u1ec1u h\u01a1n m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt;<\/span><\/p>\n

h) Th\u1ec3 th\u1ee9c th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u00f4ng ty; nguy\u00ean t\u1eafc gi\u1ea3i quy\u1ebft tranh ch\u1ea5p n\u1ed9i b\u1ed9;<\/span><\/p>\n

i) C\u0103n c\u1ee9 v\u00e0 ph\u01b0\u01a1ng ph\u00e1p x\u00e1c \u0111\u1ecbnh ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

k) Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ty mua l\u1ea1i ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n ho\u1eb7c c\u1ed5 ph\u1ea7n \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

l) Nguy\u00ean t\u1eafc ph\u00e2n chia l\u1ee3i nhu\u1eadn sau thu\u1ebf v\u00e0 x\u1eed l\u00fd l\u1ed7 trong kinh doanh;<\/span><\/p>\n

m) Tr\u01b0\u1eddng h\u1ee3p gi\u1ea3i th\u1ec3, tr\u00ecnh t\u1ef1 gi\u1ea3i th\u1ec3 v\u00e0 th\u1ee7 t\u1ee5c thanh l\u00fd t\u00e0i s\u1ea3n c\u00f4ng ty;<\/span><\/p>\n

n) Th\u1ec3 th\u1ee9c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty khi \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ph\u1ea3i bao g\u1ed3m h\u1ecd, t\u00ean v\u00e0 ch\u1eef k\u00fd c\u1ee7a nh\u1eefng ng\u01b0\u1eddi sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u1ed1i v\u1edbi c\u00f4ng ty h\u1ee3p danh;<\/span><\/p>\n

b) Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) Th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean;<\/span><\/p>\n

d) C\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp l\u00e0 c\u00e1 nh\u00e2n v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

4. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung ph\u1ea3i bao g\u1ed3m h\u1ecd, t\u00ean v\u00e0 ch\u1eef k\u00fd c\u1ee7a nh\u1eefng ng\u01b0\u1eddi sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty h\u1ee3p danh;<\/span><\/p>\n

b) Ch\u1ee7 s\u1edf h\u1eefu, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean v\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 25. Danh s\u00e1ch th\u00e0nh vi\u00ean c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh, danh s\u00e1ch c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n<\/span><\/b> <\/b><\/p>\n

Danh s\u00e1ch th\u00e0nh vi\u00ean c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh, danh s\u00e1ch c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

1. H\u1ecd, t\u00ean, ch\u1eef k\u00fd, qu\u1ed1c t\u1ecbch, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty h\u1ee3p danh; c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i l\u00e0 c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

2. T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p v\u00e0 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty h\u1ee3p danh; c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

3. H\u1ecd, t\u00ean, ch\u1eef k\u00fd, qu\u1ed1c t\u1ecbch, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n; c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

4. Ph\u1ea7n v\u1ed1n g\u00f3p, gi\u00e1 tr\u1ecb v\u1ed1n g\u00f3p, t\u1ef7 l\u1ec7 s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p, lo\u1ea1i t\u00e0i s\u1ea3n, s\u1ed1 l\u01b0\u1ee3ng t\u00e0i s\u1ea3n, gi\u00e1 tr\u1ecb c\u1ee7a t\u1eebng lo\u1ea1i t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n, th\u1eddi h\u1ea1n g\u00f3p v\u1ed1n c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n, t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n, lo\u1ea1i t\u00e0i s\u1ea3n, s\u1ed1 l\u01b0\u1ee3ng t\u00e0i s\u1ea3n, gi\u00e1 tr\u1ecb c\u1ee7a t\u1eebng lo\u1ea1i t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n, th\u1eddi h\u1ea1n g\u00f3p v\u1ed1n c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 26. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh theo ph\u01b0\u01a1ng th\u1ee9c sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110\u0103ng k\u00fd doanh nghi\u1ec7p tr\u1ef1c ti\u1ebfp t\u1ea1i C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh;<\/span><\/p>\n

b) \u0110\u0103ng k\u00fd doanh nghi\u1ec7p qua d\u1ecbch v\u1ee5 b\u01b0u ch\u00ednh;<\/span><\/p>\n

<\/a>c) \u0110\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n

2. \u0110\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed l\u00e0 vi\u1ec7c ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p n\u1ed9p h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed t\u1ea1i C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed bao g\u1ed3m c\u00e1c d\u1eef li\u1ec7u theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0111\u01b0\u1ee3c th\u1ec3 hi\u1ec7n d\u01b0\u1edbi d\u1ea1ng v\u0103n b\u1ea3n \u0111i\u1ec7n t\u1eed. H\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u00f3 gi\u00e1 tr\u1ecb ph\u00e1p l\u00fd t\u01b0\u01a1ng \u0111\u01b0\u01a1ng h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p b\u1eb1ng b\u1ea3n gi\u1ea5y. <\/span><\/p>\n

3. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 quy\u1ec1n l\u1ef1a ch\u1ecdn s\u1eed d\u1ee5ng ch\u1eef k\u00fd s\u1ed1 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 giao d\u1ecbch \u0111i\u1ec7n t\u1eed ho\u1eb7c s\u1eed d\u1ee5ng t\u00e0i kho\u1ea3n \u0111\u0103ng k\u00fd kinh doanh \u0111\u1ec3 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n

4. T\u00e0i kho\u1ea3n \u0111\u0103ng k\u00fd kinh doanh l\u00e0 t\u00e0i kho\u1ea3n \u0111\u01b0\u1ee3c t\u1ea1o b\u1edfi H\u1ec7 th\u1ed1ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u1ea5p cho c\u00e1 nh\u00e2n \u0111\u1ec3 th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed. C\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c c\u1ea5p t\u00e0i kho\u1ea3n \u0111\u0103ng k\u00fd kinh doanh ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c \u0111\u0103ng k\u00fd \u0111\u1ec3 \u0111\u01b0\u1ee3c c\u1ea5p v\u00e0 vi\u1ec7c s\u1eed d\u1ee5ng t\u00e0i kho\u1ea3n \u0111\u0103ng k\u00fd kinh doanh \u0111\u1ec3 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p qua m\u1ea1ng th\u00f4ng tin \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n

5. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 tr\u00e1ch nhi\u1ec7m xem x\u00e9t t\u00ednh h\u1ee3p l\u1ec7 c\u1ee7a h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u1ea5p \u0111\u0103ng k\u00fd doanh nghi\u1ec7p; tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 ch\u01b0a h\u1ee3p l\u1ec7, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n n\u1ed9i dung c\u1ea7n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p. Tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i \u0111\u0103ng k\u00fd doanh nghi\u1ec7p th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho ng\u01b0\u1eddi th\u00e0nh l\u1eadp doanh nghi\u1ec7p v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/span><\/p>\n

6. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c, li\u00ean th\u00f4ng trong \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 27. C\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p khi c\u00f3 \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u00e0nh, ngh\u1ec1 \u0111\u0103ng k\u00fd kinh doanh kh\u00f4ng b\u1ecb c\u1ea5m \u0111\u1ea7u t\u01b0 kinh doanh;<\/span><\/p>\n

b) T\u00ean c\u1ee7a doanh nghi\u1ec7p \u0111\u01b0\u1ee3c \u0111\u1eb7t theo \u0111\u00fang quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec1u 37, 38, 39 v\u00e0 41 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

c) C\u00f3 h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p h\u1ee3p l\u1ec7;<\/span><\/p>\n

d) N\u1ed9p \u0111\u1ee7 l\u1ec7 ph\u00ed \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ph\u00ed v\u00e0 l\u1ec7 ph\u00ed.<\/span><\/p>\n

<\/a>2. Tr\u01b0\u1eddng h\u1ee3p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p b\u1ecb m\u1ea5t, b\u1ecb h\u01b0 h\u1ecfng ho\u1eb7c b\u1ecb h\u1ee7y ho\u1ea1i d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c, doanh nghi\u1ec7p \u0111\u01b0\u1ee3c c\u1ea5p l\u1ea1i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 ph\u1ea3i n\u1ed9p l\u1ec7 ph\u00ed theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 28. N\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

1. T\u00ean doanh nghi\u1ec7p v\u00e0 m\u00e3 s\u1ed1 doanh nghi\u1ec7p;<\/span><\/p>\n

2. \u0110\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

3. H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n; \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ty h\u1ee3p danh; \u0111\u1ed1i v\u1edbi ch\u1ee7 doanh nghi\u1ec7p c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n. H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p v\u00e0 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n;<\/span><\/p>\n

4. V\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u1ed1i v\u1edbi c\u00f4ng ty, v\u1ed1n \u0111\u1ea7u t\u01b0 \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 29. M\u00e3 s\u1ed1 doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. M\u00e3 s\u1ed1 doanh nghi\u1ec7p l\u00e0 d\u00e3y s\u1ed1 \u0111\u01b0\u1ee3c t\u1ea1o b\u1edfi H\u1ec7 th\u1ed1ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, \u0111\u01b0\u1ee3c c\u1ea5p cho doanh nghi\u1ec7p khi th\u00e0nh l\u1eadp v\u00e0 \u0111\u01b0\u1ee3c ghi tr\u00ean Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. M\u1ed7i doanh nghi\u1ec7p c\u00f3 m\u1ed9t m\u00e3 s\u1ed1 duy nh\u1ea5t v\u00e0 kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng l\u1ea1i \u0111\u1ec3 c\u1ea5p cho doanh nghi\u1ec7p kh\u00e1c.<\/span><\/p>\n

2. M\u00e3 s\u1ed1 doanh nghi\u1ec7p \u0111\u01b0\u1ee3c d\u00f9ng \u0111\u1ec3 th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 v\u1ec1 thu\u1ebf, th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh v\u00e0 quy\u1ec1n, ngh\u0129a v\u1ee5 kh\u00e1c.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 30. \u0110\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p ph\u1ea3i \u0111\u0103ng k\u00fd v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh khi thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 28 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. Doanh nghi\u1ec7p ch\u1ecbu tr\u00e1ch nhi\u1ec7m \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 thay \u0111\u1ed5i.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 tr\u00e1ch nhi\u1ec7m xem x\u00e9t t\u00ednh h\u1ee3p l\u1ec7 c\u1ee7a h\u1ed3 s\u01a1 v\u00e0 c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p m\u1edbi; tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 ch\u01b0a h\u1ee3p l\u1ec7, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n n\u1ed9i dung c\u1ea7n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho doanh nghi\u1ec7p. Tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p m\u1edbi th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho doanh nghi\u1ec7p v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/span><\/p>\n

4. \u0110\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i th\u1ef1c hi\u1ec7n theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p g\u1eedi \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd thay \u0111\u1ed5i \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 th\u1ea9m quy\u1ec1n trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c. K\u00e8m theo h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ph\u1ea3i g\u1ed3m b\u1ea3n sao b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c;<\/span><\/p>\n

b) Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 tr\u00e1ch nhi\u1ec7m xem x\u00e9t v\u00e0 c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p m\u1edbi theo n\u1ed9i dung b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c; tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 ch\u01b0a h\u1ee3p l\u1ec7, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n n\u1ed9i dung c\u1ea7n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd thay \u0111\u1ed5i. Tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p m\u1edbi th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/span><\/p>\n

5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 31. Th\u00f4ng b\u00e1o thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p ph\u1ea3i th\u00f4ng b\u00e1o v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh khi thay \u0111\u1ed5i m\u1ed9t trong nh\u1eefng n\u1ed9i dung sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u00e0nh, ngh\u1ec1 kinh doanh;<\/span><\/p>\n

b) C\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp v\u00e0 c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u1ed1i v\u1edbi c\u00f4ng ty ni\u00eam y\u1ebft;<\/span><\/p>\n

c) N\u1ed9i dung kh\u00e1c trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

2. Doanh nghi\u1ec7p ch\u1ecbu tr\u00e1ch nhi\u1ec7m th\u00f4ng b\u00e1o thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 thay \u0111\u1ed5i.<\/span><\/p>\n

3. C\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 thay \u0111\u1ed5i \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty. Th\u00f4ng b\u00e1o ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh;<\/span><\/p>\n

b) \u0110\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n: t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; h\u1ecd, t\u00ean, qu\u1ed1c t\u1ecbch, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; s\u1ed1 c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n hi\u1ec7n c\u00f3 c\u1ee7a h\u1ecd trong c\u00f4ng ty; s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n chuy\u1ec3n nh\u01b0\u1ee3ng;<\/span><\/p>\n

c) \u0110\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n: t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; h\u1ecd, t\u00ean, qu\u1ed1c t\u1ecbch, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng; s\u1ed1 c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n t\u01b0\u01a1ng \u1ee9ng c\u1ee7a h\u1ecd trong c\u00f4ng ty;<\/span><\/p>\n

d) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

4. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 tr\u00e1ch nhi\u1ec7m xem x\u00e9t t\u00ednh h\u1ee3p l\u1ec7 v\u00e0 th\u1ef1c hi\u1ec7n thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p; tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 ch\u01b0a h\u1ee3p l\u1ec7, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n n\u1ed9i dung c\u1ea7n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho doanh nghi\u1ec7p. Tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i s\u1eeda \u0111\u1ed5i, b\u1ed5 sung th\u00f4ng tin theo n\u1ed9i dung th\u00f4ng b\u00e1o thay \u0111\u1ed5i \u0111\u0103ng k\u00fd doanh nghi\u1ec7p th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho doanh nghi\u1ec7p v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/span><\/p>\n

5. Th\u00f4ng b\u00e1o thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i th\u1ef1c hi\u1ec7n theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n \u0111\u1ec1 ngh\u1ecb thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p g\u1eedi th\u00f4ng b\u00e1o thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 th\u1ea9m quy\u1ec1n trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c. K\u00e8m theo th\u00f4ng b\u00e1o ph\u1ea3i g\u1ed3m b\u1ea3n sao b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c;<\/span><\/p>\n

b) Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 tr\u00e1ch nhi\u1ec7m xem x\u00e9t v\u00e0 th\u1ef1c hi\u1ec7n thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo n\u1ed9i dung b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c; tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 ch\u01b0a h\u1ee3p l\u1ec7, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n n\u1ed9i dung c\u1ea7n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd thay \u0111\u1ed5i. Tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i s\u1eeda \u0111\u1ed5i, b\u1ed5 sung th\u00f4ng tin theo n\u1ed9i dung th\u00f4ng b\u00e1o thay \u0111\u1ed5i \u0111\u0103ng k\u00fd doanh nghi\u1ec7p th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 32. C\u00f4ng b\u1ed1 n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p sau khi \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ph\u1ea3i th\u00f4ng b\u00e1o c\u00f4ng khai tr\u00ean C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 ph\u1ea3i n\u1ed9p ph\u00ed theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. N\u1ed9i dung c\u00f4ng b\u1ed1 bao g\u1ed3m c\u00e1c n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u00e1c th\u00f4ng tin sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u00e0nh, ngh\u1ec1 kinh doanh;<\/span><\/p>\n

b) Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp; danh s\u00e1ch c\u1ed5 \u0111\u00f4ng l\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n (n\u1ebfu c\u00f3).<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, nh\u1eefng thay \u0111\u1ed5i t\u01b0\u01a1ng \u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o c\u00f4ng khai tr\u00ean C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. Th\u1eddi h\u1ea1n th\u00f4ng b\u00e1o c\u00f4ng khai th\u00f4ng tin v\u1ec1 doanh nghi\u1ec7p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y l\u00e0 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u00f4ng khai.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 33. Cung c\u1ea5p th\u00f4ng tin v\u1ec1 n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n c\u00f3 quy\u1ec1n \u0111\u1ec1 ngh\u1ecb C\u01a1 quan qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 \u0111\u0103ng k\u00fd kinh doanh v\u00e0 C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh cung c\u1ea5p th\u00f4ng tin \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef tr\u00ean H\u1ec7 th\u1ed1ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 ph\u1ea3i n\u1ed9p ph\u00ed theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

2. C\u01a1 quan qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc v\u1ec1 \u0111\u0103ng k\u00fd kinh doanh v\u00e0 C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 ngh\u0129a v\u1ee5 cung c\u1ea5p \u0111\u1ea7y \u0111\u1ee7 v\u00e0 k\u1ecbp th\u1eddi th\u00f4ng tin theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 34. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n<\/span><\/b><\/p>\n

1. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n l\u00e0 \u0110\u1ed3ng Vi\u1ec7t Nam, ngo\u1ea1i t\u1ec7 t\u1ef1 do chuy\u1ec3n \u0111\u1ed5i, v\u00e0ng, quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu tr\u00ed tu\u1ec7, c\u00f4ng ngh\u1ec7, b\u00ed quy\u1ebft k\u1ef9 thu\u1eadt, t\u00e0i s\u1ea3n kh\u00e1c c\u00f3 th\u1ec3 \u0111\u1ecbnh gi\u00e1 \u0111\u01b0\u1ee3c b\u1eb1ng \u0110\u1ed3ng Vi\u1ec7t Nam.<\/span><\/p>\n

2. Ch\u1ec9 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c l\u00e0 ch\u1ee7 s\u1edf h\u1eefu h\u1ee3p ph\u00e1p ho\u1eb7c c\u00f3 quy\u1ec1n s\u1eed d\u1ee5ng h\u1ee3p ph\u00e1p \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y m\u1edbi c\u00f3 quy\u1ec1n s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n \u0111\u00f3 \u0111\u1ec3 g\u00f3p v\u1ed1n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 35. Chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty h\u1ee3p danh v\u00e0 c\u1ed5 \u0111\u00f4ng c\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n cho c\u00f4ng ty theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110\u1ed1i v\u1edbi t\u00e0i s\u1ea3n c\u00f3 \u0111\u0103ng k\u00fd quy\u1ec1n s\u1edf h\u1eefu ho\u1eb7c quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t th\u00ec ng\u01b0\u1eddi g\u00f3p v\u1ed1n ph\u1ea3i l\u00e0m th\u1ee7 t\u1ee5c chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n \u0111\u00f3 ho\u1eb7c quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t cho c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. Vi\u1ec7c chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu, chuy\u1ec3n quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n kh\u00f4ng ph\u1ea3i ch\u1ecbu l\u1ec7 ph\u00ed tr\u01b0\u1edbc b\u1ea1;<\/span><\/p>\n

b) \u0110\u1ed1i v\u1edbi t\u00e0i s\u1ea3n kh\u00f4ng \u0111\u0103ng k\u00fd quy\u1ec1n s\u1edf h\u1eefu, vi\u1ec7c g\u00f3p v\u1ed1n ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1eb1ng vi\u1ec7c giao nh\u1eadn t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n c\u00f3 x\u00e1c nh\u1eadn b\u1eb1ng bi\u00ean b\u1ea3n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua t\u00e0i kho\u1ea3n. <\/span><\/p>\n

2. Bi\u00ean b\u1ea3n giao nh\u1eadn t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty; <\/span><\/p>\n

b) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c c\u1ee7a ng\u01b0\u1eddi g\u00f3p v\u1ed1n; <\/span><\/p>\n

c) Lo\u1ea1i t\u00e0i s\u1ea3n v\u00e0 s\u1ed1 \u0111\u01a1n v\u1ecb t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n; t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n v\u00e0 t\u1ef7 l\u1ec7 c\u1ee7a t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n \u0111\u00f3 trong v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty; <\/span><\/p>\n

d) Ng\u00e0y giao nh\u1eadn; ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi g\u00f3p v\u1ed1n ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a ng\u01b0\u1eddi g\u00f3p v\u1ed1n v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

3. Vi\u1ec7c g\u00f3p v\u1ed1n ch\u1ec9 \u0111\u01b0\u1ee3c coi l\u00e0 thanh to\u00e1n xong khi quy\u1ec1n s\u1edf h\u1eefu h\u1ee3p ph\u00e1p \u0111\u1ed1i v\u1edbi t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n \u0111\u00e3 chuy\u1ec3n sang c\u00f4ng ty.<\/span><\/p>\n

4. T\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng v\u00e0o ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n kh\u00f4ng ph\u1ea3i l\u00e0m th\u1ee7 t\u1ee5c chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu cho doanh nghi\u1ec7p.<\/span><\/p>\n

5. Vi\u1ec7c thanh to\u00e1n \u0111\u1ed1i v\u1edbi m\u1ecdi ho\u1ea1t \u0111\u1ed9ng mua, b\u00e1n, chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 ph\u1ea7n v\u1ed1n g\u00f3p, nh\u1eadn c\u1ed5 t\u1ee9c v\u00e0 chuy\u1ec3n l\u1ee3i nhu\u1eadn ra n\u01b0\u1edbc ngo\u00e0i c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ec1u ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua t\u00e0i kho\u1ea3n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 qu\u1ea3n l\u00fd ngo\u1ea1i h\u1ed1i, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p thanh to\u00e1n b\u1eb1ng t\u00e0i s\u1ea3n v\u00e0 h\u00ecnh th\u1ee9c kh\u00e1c kh\u00f4ng b\u1eb1ng ti\u1ec1n m\u1eb7t.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 36. \u0110\u1ecbnh gi\u00e1 t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n<\/span><\/b><\/p>\n

1. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n kh\u00f4ng ph\u1ea3i l\u00e0 \u0110\u1ed3ng Vi\u1ec7t Nam, ngo\u1ea1i t\u1ec7 t\u1ef1 do chuy\u1ec3n \u0111\u1ed5i, v\u00e0ng ph\u1ea3i \u0111\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp ho\u1eb7c t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ecbnh gi\u00e1 v\u00e0 \u0111\u01b0\u1ee3c th\u1ec3 hi\u1ec7n th\u00e0nh \u0110\u1ed3ng Vi\u1ec7t Nam.<\/span><\/p>\n

2. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n khi th\u00e0nh l\u1eadp doanh nghi\u1ec7p ph\u1ea3i \u0111\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp \u0111\u1ecbnh gi\u00e1 theo nguy\u00ean t\u1eafc \u0111\u1ed3ng thu\u1eadn ho\u1eb7c do m\u1ed9t t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ecbnh gi\u00e1. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ecbnh gi\u00e1 th\u00ec gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n ph\u1ea3i \u0111\u01b0\u1ee3c tr\u00ean 50% s\u1ed1 th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n \u0111\u01b0\u1ee3c \u0111\u1ecbnh gi\u00e1 cao h\u01a1n so v\u1edbi gi\u00e1 tr\u1ecb th\u1ef1c t\u1ebf c\u1ee7a t\u00e0i s\u1ea3n \u0111\u00f3 t\u1ea1i th\u1eddi \u0111i\u1ec3m g\u00f3p v\u1ed1n th\u00ec c\u00e1c th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp c\u00f9ng li\u00ean \u0111\u1edbi g\u00f3p th\u00eam b\u1eb1ng s\u1ed1 ch\u00eanh l\u1ec7ch gi\u1eefa gi\u00e1 tr\u1ecb \u0111\u01b0\u1ee3c \u0111\u1ecbnh gi\u00e1 v\u00e0 gi\u00e1 tr\u1ecb th\u1ef1c t\u1ebf c\u1ee7a t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n t\u1ea1i th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac \u0111\u1ecbnh gi\u00e1; \u0111\u1ed3ng th\u1eddi li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m \u0111\u1ed1i v\u1edbi thi\u1ec7t h\u1ea1i do c\u1ed1 \u00fd \u0111\u1ecbnh gi\u00e1 t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n cao h\u01a1n gi\u00e1 tr\u1ecb th\u1ef1c t\u1ebf.<\/span><\/p>\n

3. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n trong qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng do ch\u1ee7 s\u1edf h\u1eefu, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty h\u1ee3p danh, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n v\u00e0 ng\u01b0\u1eddi g\u00f3p v\u1ed1n th\u1ecfa thu\u1eadn \u0111\u1ecbnh gi\u00e1 ho\u1eb7c do m\u1ed9t t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ecbnh gi\u00e1. Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ecbnh gi\u00e1 th\u00ec gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n ph\u1ea3i \u0111\u01b0\u1ee3c ng\u01b0\u1eddi g\u00f3p v\u1ed1n v\u00e0 ch\u1ee7 s\u1edf h\u1eefu, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p<\/span> t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n \u0111\u01b0\u1ee3c \u0111\u1ecbnh gi\u00e1 cao h\u01a1n gi\u00e1 tr\u1ecb th\u1ef1c t\u1ebf c\u1ee7a t\u00e0i s\u1ea3n \u0111\u00f3 t\u1ea1i th\u1eddi \u0111i\u1ec3m g\u00f3p v\u1ed1n th\u00ec ng\u01b0\u1eddi g\u00f3p v\u1ed1n, ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty h\u1ee3p danh, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f9ng li\u00ean \u0111\u1edbi g\u00f3p th\u00eam b\u1eb1ng s\u1ed1 ch\u00eanh l\u1ec7ch gi\u1eefa gi\u00e1 tr\u1ecb \u0111\u01b0\u1ee3c \u0111\u1ecbnh gi\u00e1 v\u00e0 gi\u00e1 tr\u1ecb th\u1ef1c t\u1ebf c\u1ee7a t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n t\u1ea1i th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac \u0111\u1ecbnh gi\u00e1; \u0111\u1ed3ng th\u1eddi li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m \u0111\u1ed1i v\u1edbi thi\u1ec7t h\u1ea1i do vi\u1ec7c c\u1ed1 \u00fd \u0111\u1ecbnh gi\u00e1 t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n cao h\u01a1n gi\u00e1 tr\u1ecb th\u1ef1c t\u1ebf.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 37. T\u00ean doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u00ean ti\u1ebfng Vi\u1ec7t c\u1ee7a doanh nghi\u1ec7p bao g\u1ed3m hai th\u00e0nh t\u1ed1 theo th\u1ee9 t\u1ef1 sau \u0111\u00e2y: <\/span><\/p>\n

a) Lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p;<\/span><\/p>\n

b) T\u00ean ri\u00eang.<\/span><\/p>\n

2. Lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p \u0111\u01b0\u1ee3c vi\u1ebft l\u00e0 \u201cc\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n\u201d ho\u1eb7c \u201cc\u00f4ng ty TNHH\u201d \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n; \u0111\u01b0\u1ee3c vi\u1ebft l\u00e0 \u201cc\u00f4ng ty c\u1ed5 ph\u1ea7n\u201d ho\u1eb7c \u201cc\u00f4ng ty CP\u201d \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n; \u0111\u01b0\u1ee3c vi\u1ebft l\u00e0 \u201cc\u00f4ng ty h\u1ee3p danh\u201d ho\u1eb7c \u201cc\u00f4ng ty HD\u201d \u0111\u1ed1i v\u1edbi c\u00f4ng ty h\u1ee3p danh; \u0111\u01b0\u1ee3c vi\u1ebft l\u00e0 \u201cdoanh nghi\u1ec7p t\u01b0 nh\u00e2n\u201d, \u201cDNTN\u201d ho\u1eb7c \u201cdoanh nghi\u1ec7p TN\u201d \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n

3. T\u00ean ri\u00eang \u0111\u01b0\u1ee3c vi\u1ebft b\u1eb1ng c\u00e1c ch\u1eef c\u00e1i trong b\u1ea3ng ch\u1eef c\u00e1i ti\u1ebfng Vi\u1ec7t, c\u00e1c ch\u1eef F, J, Z, W, ch\u1eef s\u1ed1 v\u00e0 k\u00fd hi\u1ec7u.<\/span><\/p>\n

4. T\u00ean doanh nghi\u1ec7p ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eafn t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh c\u1ee7a doanh nghi\u1ec7p. T\u00ean doanh nghi\u1ec7p ph\u1ea3i \u0111\u01b0\u1ee3c in ho\u1eb7c vi\u1ebft tr\u00ean c\u00e1c gi\u1ea5y t\u1edd giao d\u1ecbch, h\u1ed3 s\u01a1 t\u00e0i li\u1ec7u v\u00e0 \u1ea5n ph\u1ea9m do doanh nghi\u1ec7p ph\u00e1t h\u00e0nh.<\/span><\/p>\n

5. C\u0103n c\u1ee9 v\u00e0o quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y v\u00e0 c\u00e1c \u0111i\u1ec1u 38, 39 v\u00e0 41 c\u1ee7a Lu\u1eadt n\u00e0y, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 quy\u1ec1n t\u1eeb ch\u1ed1i ch\u1ea5p thu\u1eadn t\u00ean d\u1ef1 ki\u1ebfn \u0111\u0103ng k\u00fd c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 38. Nh\u1eefng \u0111i\u1ec1u c\u1ea5m trong \u0111\u1eb7t t\u00ean doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. \u0110\u1eb7t t\u00ean tr\u00f9ng ho\u1eb7c t\u00ean g\u00e2y nh\u1ea7m l\u1eabn v\u1edbi t\u00ean c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 41 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. S\u1eed d\u1ee5ng t\u00ean c\u01a1 quan nh\u00e0 n\u01b0\u1edbc, \u0111\u01a1n v\u1ecb l\u1ef1c l\u01b0\u1ee3ng v\u0169 trang nh\u00e2n d\u00e2n, t\u00ean c\u1ee7a t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb \u2013 x\u00e3 h\u1ed9i, t\u1ed5 ch\u1ee9c ch\u00ednh tr\u1ecb x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p, t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i, t\u1ed5 ch\u1ee9c x\u00e3 h\u1ed9i \u2013 ngh\u1ec1 nghi\u1ec7p \u0111\u1ec3 l\u00e0m to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a c\u01a1 quan, \u0111\u01a1n v\u1ecb ho\u1eb7c t\u1ed5 ch\u1ee9c \u0111\u00f3.<\/span><\/p>\n

3. S\u1eed d\u1ee5ng t\u1eeb ng\u1eef, k\u00fd hi\u1ec7u vi ph\u1ea1m truy\u1ec1n th\u1ed1ng l\u1ecbch s\u1eed, v\u0103n h\u00f3a, \u0111\u1ea1o \u0111\u1ee9c v\u00e0 thu\u1ea7n phong m\u1ef9 t\u1ee5c c\u1ee7a d\u00e2n t\u1ed9c.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 39. T\u00ean doanh nghi\u1ec7p b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i v\u00e0 t\u00ean vi\u1ebft t\u1eaft c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. T\u00ean doanh nghi\u1ec7p b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i l\u00e0 t\u00ean \u0111\u01b0\u1ee3c d\u1ecbch t\u1eeb t\u00ean ti\u1ebfng Vi\u1ec7t sang m\u1ed9t trong nh\u1eefng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i h\u1ec7 ch\u1eef La-tinh. Khi d\u1ecbch sang ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i, t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p c\u00f3 th\u1ec3 gi\u1eef nguy\u00ean ho\u1eb7c d\u1ecbch theo ngh\u0129a t\u01b0\u01a1ng \u1ee9ng sang ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p<\/span> doanh nghi\u1ec7p c\u00f3 t\u00ean b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i, t\u00ean b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i c\u1ee7a doanh nghi\u1ec7p \u0111\u01b0\u1ee3c in ho\u1eb7c vi\u1ebft v\u1edbi kh\u1ed5 ch\u1eef nh\u1ecf h\u01a1n t\u00ean ti\u1ebfng Vi\u1ec7t c\u1ee7a doanh nghi\u1ec7p t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh c\u1ee7a doanh nghi\u1ec7p ho\u1eb7c tr\u00ean c\u00e1c gi\u1ea5y t\u1edd giao d\u1ecbch, h\u1ed3 s\u01a1 t\u00e0i li\u1ec7u v\u00e0 \u1ea5n ph\u1ea9m do doanh nghi\u1ec7p ph\u00e1t h\u00e0nh.<\/span><\/p>\n

3. T\u00ean vi\u1ebft t\u1eaft c\u1ee7a doanh nghi\u1ec7p \u0111\u01b0\u1ee3c vi\u1ebft t\u1eaft t\u1eeb t\u00ean ti\u1ebfng Vi\u1ec7t ho\u1eb7c t\u00ean b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 40. T\u00ean chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 \u0111\u1ecba \u0111i\u1ec3m kinh doanh<\/span><\/b><\/p>\n

1. T\u00ean chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh ph\u1ea3i \u0111\u01b0\u1ee3c vi\u1ebft b\u1eb1ng c\u00e1c ch\u1eef c\u00e1i trong b\u1ea3ng ch\u1eef c\u00e1i ti\u1ebfng Vi\u1ec7t, c\u00e1c ch\u1eef c\u00e1i F, J, Z, W, ch\u1eef s\u1ed1 v\u00e0 c\u00e1c k\u00fd hi\u1ec7u.<\/span><\/p>\n

2. T\u00ean chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh ph\u1ea3i bao g\u1ed3m t\u00ean doanh nghi\u1ec7p k\u00e8m theo c\u1ee5m t\u1eeb \u201cChi nh\u00e1nh\u201d \u0111\u1ed1i v\u1edbi chi nh\u00e1nh, c\u1ee5m t\u1eeb \u201cV\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n\u201d \u0111\u1ed1i v\u1edbi v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, c\u1ee5m t\u1eeb \u201c\u0110\u1ecba \u0111i\u1ec3m kinh doanh\u201d \u0111\u1ed1i v\u1edbi \u0111\u1ecba \u0111i\u1ec3m kinh doanh.<\/span><\/p>\n

3. T\u00ean chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh ph\u1ea3i \u0111\u01b0\u1ee3c vi\u1ebft ho\u1eb7c g\u1eafn t\u1ea1i tr\u1ee5 s\u1edf chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 \u0111\u1ecba \u0111i\u1ec3m kinh doanh. T\u00ean chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c in ho\u1eb7c vi\u1ebft v\u1edbi kh\u1ed5 ch\u1eef nh\u1ecf h\u01a1n t\u00ean ti\u1ebfng Vi\u1ec7t c\u1ee7a doanh nghi\u1ec7p tr\u00ean c\u00e1c gi\u1ea5y t\u1edd giao d\u1ecbch, h\u1ed3 s\u01a1 t\u00e0i li\u1ec7u v\u00e0 \u1ea5n ph\u1ea9m do chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n ph\u00e1t h\u00e0nh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 41. T\u00ean tr\u00f9ng v\u00e0 t\u00ean g\u00e2y nh\u1ea7m l\u1eabn<\/span><\/b><\/p>\n

1. T\u00ean tr\u00f9ng l\u00e0 t\u00ean ti\u1ebfng Vi\u1ec7t c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd \u0111\u01b0\u1ee3c vi\u1ebft ho\u00e0n to\u00e0n gi\u1ed1ng v\u1edbi t\u00ean ti\u1ebfng Vi\u1ec7t c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd.<\/span><\/p>\n

2. C\u00e1c tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c coi l\u00e0 t\u00ean g\u00e2y nh\u1ea7m l\u1eabn v\u1edbi t\u00ean c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd bao g\u1ed3m:<\/span><\/p>\n

a) T\u00ean ti\u1ebfng Vi\u1ec7t c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd \u0111\u01b0\u1ee3c \u0111\u1ecdc gi\u1ed1ng t\u00ean doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd;<\/span><\/p>\n

b) T\u00ean vi\u1ebft t\u1eaft c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd tr\u00f9ng v\u1edbi t\u00ean vi\u1ebft t\u1eaft c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd;<\/span><\/p>\n

c) T\u00ean b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd tr\u00f9ng v\u1edbi t\u00ean b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd;<\/span><\/p>\n

d) T\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd ch\u1ec9 kh\u00e1c v\u1edbi t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p c\u00f9ng lo\u1ea1i \u0111\u00e3 \u0111\u0103ng k\u00fd b\u1edfi m\u1ed9t s\u1ed1 t\u1ef1 nhi\u00ean, m\u1ed9t s\u1ed1 th\u1ee9 t\u1ef1 ho\u1eb7c m\u1ed9t ch\u1eef c\u00e1i trong b\u1ea3ng ch\u1eef c\u00e1i ti\u1ebfng Vi\u1ec7t, ch\u1eef F, J, Z, W \u0111\u01b0\u1ee3c vi\u1ebft li\u1ec1n ho\u1eb7c c\u00e1ch ngay sau t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u00f3;<\/span><\/p>\n

\u0111) T\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd ch\u1ec9 kh\u00e1c v\u1edbi t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p c\u00f9ng lo\u1ea1i \u0111\u00e3 \u0111\u0103ng k\u00fd b\u1edfi m\u1ed9t k\u00fd hi\u1ec7u \u201c&\u201d ho\u1eb7c \u201cv\u00e0\u201d, \u201c.\u201d, \u201c,\u201d, \u201c+\u201d, \u201c-\u201d, \u201c_\u201d;<\/span><\/p>\n

e) T\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd ch\u1ec9 kh\u00e1c v\u1edbi t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p c\u00f9ng lo\u1ea1i \u0111\u00e3 \u0111\u0103ng k\u00fd b\u1edfi t\u1eeb \u201ct\u00e2n\u201d ngay tr\u01b0\u1edbc ho\u1eb7c t\u1eeb \u201cm\u1edbi\u201d \u0111\u01b0\u1ee3c vi\u1ebft li\u1ec1n ho\u1eb7c c\u00e1ch ngay sau ho\u1eb7c tr\u01b0\u1edbc t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd;<\/span><\/p>\n

g) T\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u1ec1 ngh\u1ecb \u0111\u0103ng k\u00fd ch\u1ec9 kh\u00e1c v\u1edbi t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p c\u00f9ng lo\u1ea1i \u0111\u00e3 \u0111\u0103ng k\u00fd b\u1edfi m\u1ed9t c\u1ee5m t\u1eeb \u201cmi\u1ec1n B\u1eafc\u201d, \u201cmi\u1ec1n Nam\u201d, \u201cmi\u1ec1n Trung\u201d, \u201cmi\u1ec1n T\u00e2y\u201d, \u201cmi\u1ec1n \u0110\u00f4ng\u201d;<\/span><\/p>\n

h) T\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p tr\u00f9ng v\u1edbi t\u00ean ri\u00eang c\u1ee7a doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd.<\/span><\/p>\n

3. C\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m d, \u0111, e, g v\u00e0 h kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y kh\u00f4ng \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi c\u00f4ng ty con c\u1ee7a c\u00f4ng ty \u0111\u00e3 \u0111\u0103ng k\u00fd.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 42. Tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

Tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p \u0111\u1eb7t tr\u00ean l\u00e3nh th\u1ed5 Vi\u1ec7t Nam, l\u00e0 \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a doanh nghi\u1ec7p v\u00e0 \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh theo \u0111\u1ecba gi\u1edbi \u0111\u01a1n v\u1ecb h\u00e0nh ch\u00ednh; c\u00f3 s\u1ed1 \u0111i\u1ec7n tho\u1ea1i, s\u1ed1 fax v\u00e0 th\u01b0 \u0111i\u1ec7n t\u1eed (n\u1ebfu c\u00f3).<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 43. D\u1ea5u c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. D\u1ea5u bao g\u1ed3m d\u1ea5u \u0111\u01b0\u1ee3c l\u00e0m t\u1ea1i c\u01a1 s\u1edf kh\u1eafc d\u1ea5u ho\u1eb7c d\u1ea5u d\u01b0\u1edbi h\u00ecnh th\u1ee9c ch\u1eef k\u00fd s\u1ed1 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 giao d\u1ecbch \u0111i\u1ec7n t\u1eed. <\/span><\/p>\n

2. Doanh nghi\u1ec7p quy\u1ebft \u0111\u1ecbnh lo\u1ea1i d\u1ea5u, s\u1ed1 l\u01b0\u1ee3ng, h\u00ecnh th\u1ee9c v\u00e0 n\u1ed9i dung d\u1ea5u c\u1ee7a doanh nghi\u1ec7p, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 \u0111\u01a1n v\u1ecb kh\u00e1c c\u1ee7a doanh nghi\u1ec7p. <\/span><\/p>\n

3. Vi\u1ec7c qu\u1ea3n l\u00fd v\u00e0 l\u01b0u gi\u1eef d\u1ea5u th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c quy ch\u1ebf do doanh nghi\u1ec7p, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n ho\u1eb7c \u0111\u01a1n v\u1ecb kh\u00e1c c\u1ee7a doanh nghi\u1ec7p c\u00f3 d\u1ea5u ban h\u00e0nh. Doanh nghi\u1ec7p s\u1eed d\u1ee5ng d\u1ea5u trong c\u00e1c giao d\u1ecbch theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. <\/span><\/p>\n

<\/a>\u0110i\u1ec1u 44. Chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 \u0111\u1ecba \u0111i\u1ec3m kinh doanh c\u1ee7a doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Chi nh\u00e1nh l\u00e0 \u0111\u01a1n v\u1ecb ph\u1ee5 thu\u1ed9c c\u1ee7a doanh nghi\u1ec7p, c\u00f3 nhi\u1ec7m v\u1ee5 th\u1ef1c hi\u1ec7n to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n ch\u1ee9c n\u0103ng c\u1ee7a doanh nghi\u1ec7p, bao g\u1ed3m c\u1ea3 ch\u1ee9c n\u0103ng \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n. Ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a chi nh\u00e1nh ph\u1ea3i \u0111\u00fang v\u1edbi ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

2. V\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n l\u00e0 \u0111\u01a1n v\u1ecb ph\u1ee5 thu\u1ed9c c\u1ee7a doanh nghi\u1ec7p, c\u00f3 nhi\u1ec7m v\u1ee5 \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n cho l\u1ee3i \u00edch c\u1ee7a doanh nghi\u1ec7p v\u00e0 b\u1ea3o v\u1ec7 c\u00e1c l\u1ee3i \u00edch \u0111\u00f3. V\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n kh\u00f4ng th\u1ef1c hi\u1ec7n ch\u1ee9c n\u0103ng kinh doanh c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

3. \u0110\u1ecba \u0111i\u1ec3m kinh doanh l\u00e0 n\u01a1i doanh nghi\u1ec7p ti\u1ebfn h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee5 th\u1ec3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 45. \u0110\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n c\u1ee7a doanh nghi\u1ec7p; th\u00f4ng b\u00e1o \u0111\u1ecba \u0111i\u1ec3m kinh doanh<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p c\u00f3 quy\u1ec1n th\u00e0nh l\u1eadp chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n \u1edf trong n\u01b0\u1edbc v\u00e0 n\u01b0\u1edbc ngo\u00e0i. Doanh nghi\u1ec7p c\u00f3 th\u1ec3 \u0111\u1eb7t m\u1ed9t ho\u1eb7c nhi\u1ec1u chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n t\u1ea1i m\u1ed9t \u0111\u1ecba ph\u01b0\u01a1ng theo \u0111\u1ecba gi\u1edbi \u0111\u01a1n v\u1ecb h\u00e0nh ch\u00ednh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh l\u1eadp chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n trong n\u01b0\u1edbc, doanh nghi\u1ec7p g\u1eedi h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng c\u1ee7a chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i doanh nghi\u1ec7p \u0111\u1eb7t chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n. H\u1ed3 s\u01a1 bao g\u1ed3m:<\/span><\/p>\n

a) Th\u00f4ng b\u00e1o th\u00e0nh l\u1eadp chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n;<\/span><\/p>\n

b) B\u1ea3n sao quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp v\u00e0 b\u1ea3n sao bi\u00ean b\u1ea3n h\u1ecdp v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n c\u1ee7a doanh nghi\u1ec7p; b\u1ea3n sao gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 tr\u00e1ch nhi\u1ec7m xem x\u00e9t t\u00ednh h\u1ee3p l\u1ec7 c\u1ee7a h\u1ed3 s\u01a1 v\u00e0 c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n; tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 ch\u01b0a h\u1ee3p l\u1ec7, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n n\u1ed9i dung c\u1ea7n s\u1eeda \u0111\u1ed5i, b\u1ed5 sung cho doanh nghi\u1ec7p. Tr\u01b0\u1eddng h\u1ee3p t\u1eeb ch\u1ed1i c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho doanh nghi\u1ec7p v\u00e0 n\u00eau r\u00f5 l\u00fd do.<\/span><\/p>\n

4. Doanh nghi\u1ec7p ch\u1ecbu tr\u00e1ch nhi\u1ec7m \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 thay \u0111\u1ed5i.<\/span><\/p>\n

5. Trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh \u0111\u1ecba \u0111i\u1ec3m kinh doanh, doanh nghi\u1ec7p th\u00f4ng b\u00e1o \u0111\u1ecba \u0111i\u1ec3m kinh doanh \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh.<\/span><\/p>\n

6. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng III<\/span><\/b><\/p>\n

<\/a>C\u00d4NG TY TR\u00c1CH NHI\u1ec6M H\u1eeeU H\u1ea0N<\/span><\/b><\/p>\n

<\/a>M\u1ee5c 1. C\u00d4NG TY TR\u00c1CH NHI\u1ec6M H\u1eeeU H\u1ea0N HAI TH\u00c0NH VI\u00caN TR\u1ede L\u00caN<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 46. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean l\u00e0 doanh nghi\u1ec7p c\u00f3 t\u1eeb 02 \u0111\u1ebfn 50 th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n. Th\u00e0nh vi\u00ean ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a doanh nghi\u1ec7p trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111\u00e3 g\u00f3p v\u00e0o doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u 47 c\u1ee7a Lu\u1eadt n\u00e0y. Ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean ch\u1ec9 \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec1u 51, 52 v\u00e0 53 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh c\u1ed5 ph\u1ea7n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n. <\/span><\/p>\n

4. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan; vi\u1ec7c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb ph\u1ea3i tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 128 v\u00e0 \u0110i\u1ec1u 129 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 47. G\u00f3p v\u1ed1n th\u00e0nh l\u1eadp c\u00f4ng ty v\u00e0 c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p<\/span><\/b><\/p>\n

1. V\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p l\u00e0 t\u1ed5ng gi\u00e1 tr\u1ecb ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean cam k\u1ebft g\u00f3p v\u00e0 ghi trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean ph\u1ea3i g\u00f3p v\u1ed1n cho c\u00f4ng ty \u0111\u1ee7 v\u00e0 \u0111\u00fang lo\u1ea1i t\u00e0i s\u1ea3n \u0111\u00e3 cam k\u1ebft khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, kh\u00f4ng k\u1ec3 th\u1eddi gian v\u1eadn chuy\u1ec3n, nh\u1eadp kh\u1ea9u t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n, th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh \u0111\u1ec3 chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n. Trong th\u1eddi h\u1ea1n n\u00e0y, th\u00e0nh vi\u00ean c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 cam k\u1ebft. Th\u00e0nh vi\u00ean c\u00f4ng ty ch\u1ec9 \u0111\u01b0\u1ee3c g\u00f3p v\u1ed1n cho c\u00f4ng ty b\u1eb1ng lo\u1ea1i t\u00e0i s\u1ea3n kh\u00e1c v\u1edbi t\u00e0i s\u1ea3n \u0111\u00e3 cam k\u1ebft n\u1ebfu \u0111\u01b0\u1ee3c s\u1ef1 t\u00e1n th\u00e0nh c\u1ee7a tr\u00ean 50% s\u1ed1 th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i. <\/span><\/p>\n

3. Sau th\u1eddi h\u1ea1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y m\u00e0 v\u1eabn c\u00f3 th\u00e0nh vi\u00ean ch\u01b0a g\u00f3p v\u1ed1n ho\u1eb7c ch\u01b0a g\u00f3p \u0111\u1ee7 ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 cam k\u1ebft th\u00ec \u0111\u01b0\u1ee3c x\u1eed l\u00fd nh\u01b0 sau:<\/span><\/p>\n

a) Th\u00e0nh vi\u00ean ch\u01b0a g\u00f3p v\u1ed1n theo cam k\u1ebft \u0111\u01b0\u01a1ng nhi\u00ean kh\u00f4ng c\u00f2n l\u00e0 th\u00e0nh vi\u00ean c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean ch\u01b0a g\u00f3p \u0111\u1ee7 ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 cam k\u1ebft c\u00f3 c\u00e1c quy\u1ec1n t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 g\u00f3p;<\/span><\/p>\n

c) Ph\u1ea7n v\u1ed1n g\u00f3p ch\u01b0a g\u00f3p c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c ch\u00e0o b\u00e1n theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 th\u00e0nh vi\u00ean ch\u01b0a g\u00f3p v\u1ed1n ho\u1eb7c ch\u01b0a g\u00f3p \u0111\u1ee7 s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft, c\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean b\u1eb1ng s\u1ed1 v\u1ed1n \u0111\u00e3 g\u00f3p trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y cu\u1ed1i c\u00f9ng ph\u1ea3i g\u00f3p \u0111\u1ee7 ph\u1ea7n v\u1ed1n g\u00f3p theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y. C\u00e1c th\u00e0nh vi\u00ean ch\u01b0a g\u00f3p v\u1ed1n ho\u1eb7c ch\u01b0a g\u00f3p \u0111\u1ee7 s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 cam k\u1ebft \u0111\u1ed1i v\u1edbi c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty ph\u00e1t sinh trong th\u1eddi gian tr\u01b0\u1edbc ng\u00e0y c\u00f4ng ty \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 v\u00e0 t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean.<\/span><\/p>\n

5. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y, ng\u01b0\u1eddi g\u00f3p v\u1ed1n tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u1ee7a c\u00f4ng ty k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u00e3 thanh to\u00e1n ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0 nh\u1eefng th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi g\u00f3p v\u1ed1n quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m b, c v\u00e0 \u0111 kho\u1ea3n 2 \u0110i\u1ec1u 48 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ghi \u0111\u1ea7y \u0111\u1ee7 v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean. T\u1ea1i th\u1eddi \u0111i\u1ec3m g\u00f3p \u0111\u1ee7 ph\u1ea7n v\u1ed1n g\u00f3p, c\u00f4ng ty ph\u1ea3i c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p cho th\u00e0nh vi\u00ean t\u01b0\u01a1ng \u1ee9ng v\u1edbi gi\u00e1 tr\u1ecb ph\u1ea7n v\u1ed1n \u0111\u00e3 g\u00f3p. <\/span><\/p>\n

6. Gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) V\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c;<\/span><\/p>\n

d) Ph\u1ea7n v\u1ed1n g\u00f3p, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean;<\/span><\/p>\n

\u0111) S\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p;<\/span><\/p>\n

e) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p b\u1ecb m\u1ea5t, b\u1ecb h\u01b0 h\u1ecfng ho\u1eb7c b\u1ecb h\u1ee7y ho\u1ea1i d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c, th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c c\u00f4ng ty c\u1ea5p l\u1ea1i gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 48. S\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. C\u00f4ng ty ph\u1ea3i l\u1eadp s\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean ngay sau khi \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. S\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 l\u00e0 v\u0103n b\u1ea3n gi\u1ea5y, t\u1eadp h\u1ee3p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed ghi nh\u1eadn th\u00f4ng tin s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean c\u00f4ng ty.<\/span><\/p>\n

2. S\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c;<\/span><\/p>\n

c) Ph\u1ea7n v\u1ed1n g\u00f3p, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 g\u00f3p, th\u1eddi \u0111i\u1ec3m g\u00f3p v\u1ed1n, lo\u1ea1i t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n, s\u1ed1 l\u01b0\u1ee3ng, gi\u00e1 tr\u1ecb c\u1ee7a t\u1eebng lo\u1ea1i t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean;<\/span><\/p>\n

d) Ch\u1eef k\u00fd c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c;<\/span><\/p>\n

\u0111) S\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean.<\/span><\/p>\n

3. C\u00f4ng ty ph\u1ea3i c\u1eadp nh\u1eadt k\u1ecbp th\u1eddi thay \u0111\u1ed5i th\u00e0nh vi\u00ean trong s\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean c\u00f3 li\u00ean quan theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

4. S\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 49. Quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 c\u00e1c quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham d\u1ef1 h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u1ea3o lu\u1eadn, ki\u1ebfn ngh\u1ecb, bi\u1ec3u quy\u1ebft c\u00e1c v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) C\u00f3 s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 47 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

c) \u0110\u01b0\u1ee3c chia l\u1ee3i nhu\u1eadn t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p sau khi c\u00f4ng ty \u0111\u00e3 n\u1ed9p \u0111\u1ee7 thu\u1ebf v\u00e0 ho\u00e0n th\u00e0nh c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

d) \u0110\u01b0\u1ee3c chia gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u00f2n l\u1ea1i c\u1ee7a c\u00f4ng ty t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p khi c\u00f4ng ty gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n;<\/span><\/p>\n

\u0111) \u0110\u01b0\u1ee3c \u01b0u ti\u00ean g\u00f3p th\u00eam v\u1ed1n v\u00e0o c\u00f4ng ty khi c\u00f4ng ty t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7;<\/span><\/p>\n

e) \u0110\u1ecbnh \u0111o\u1ea1t ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh b\u1eb1ng c\u00e1ch chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9, t\u1eb7ng cho v\u00e0 h\u00ecnh th\u1ee9c kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

g) T\u1ef1 m\u00ecnh ho\u1eb7c nh\u00e2n danh c\u00f4ng ty kh\u1edfi ki\u1ec7n tr\u00e1ch nhi\u1ec7m d\u00e2n s\u1ef1 \u0111\u1ed1i v\u1edbi Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 72 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

h) Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Ngo\u00e0i c\u00e1c quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, th\u00e0nh vi\u00ean, nh\u00f3m th\u00e0nh vi\u00ean s\u1edf h\u1eefu t\u1eeb 10% s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c nh\u1ecf h\u01a1n do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh ho\u1eb7c thu\u1ed9c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y c\u00f3 c\u00e1c quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ec3 gi\u1ea3i quy\u1ebft nh\u1eefng v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n;<\/span><\/p>\n

b) Ki\u1ec3m tra, xem x\u00e9t, tra c\u1ee9u s\u1ed5 ghi ch\u00e9p v\u00e0 theo d\u00f5i c\u00e1c giao d\u1ecbch, s\u1ed5 k\u1ebf to\u00e1n, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m;<\/span><\/p>\n

c) Ki\u1ec3m tra, xem x\u00e9t, tra c\u1ee9u v\u00e0 sao ch\u1ee5p s\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean, bi\u00ean b\u1ea3n h\u1ecdp, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Y\u00eau c\u1ea7u T\u00f2a \u00e1n h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, n\u1ebfu tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c, \u0111i\u1ec1u ki\u1ec7n cu\u1ed9c h\u1ecdp ho\u1eb7c n\u1ed9i dung ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u00fang ho\u1eb7c kh\u00f4ng ph\u00f9 h\u1ee3p v\u1edbi quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 m\u1ed9t th\u00e0nh vi\u00ean s\u1edf h\u1eefu tr\u00ean 90% v\u1ed1n \u0111i\u1ec1u l\u1ec7 v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c nh\u1ecf h\u01a1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y th\u00ec nh\u00f3m th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i \u0111\u01b0\u01a1ng nhi\u00ean c\u00f3 quy\u1ec1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 50. Ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. G\u00f3p \u0111\u1ee7, \u0111\u00fang h\u1ea1n s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft, ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111\u00e3 g\u00f3p v\u00e0o c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 47 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. Kh\u00f4ng \u0111\u01b0\u1ee3c r\u00fat v\u1ed1n \u0111\u00e3 g\u00f3p ra kh\u1ecfi c\u00f4ng ty d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec1u 51, 52, 53 v\u00e0 68 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

3. Tu\u00e2n th\u1ee7 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

4. Ch\u1ea5p h\u00e0nh ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

5. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n khi nh\u00e2n danh c\u00f4ng ty \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/span><\/p>\n

a) Vi ph\u1ea1m ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) Ti\u1ebfn h\u00e0nh kinh doanh ho\u1eb7c giao d\u1ecbch kh\u00e1c kh\u00f4ng nh\u1eb1m ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 g\u00e2y thi\u1ec7t h\u1ea1i cho ng\u01b0\u1eddi kh\u00e1c;<\/span><\/p>\n

c) Thanh to\u00e1n kho\u1ea3n n\u1ee3 ch\u01b0a \u0111\u1ebfn h\u1ea1n tr\u01b0\u1edbc nguy c\u01a1 t\u00e0i ch\u00ednh c\u00f3 th\u1ec3 x\u1ea3y ra \u0111\u1ed1i v\u1edbi c\u00f4ng ty.<\/span><\/p>\n

6. Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 51. Mua l\u1ea1i ph\u1ea7n v\u1ed1n g\u00f3p<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ty mua l\u1ea1i ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh n\u1ebfu th\u00e0nh vi\u00ean \u0111\u00f3 \u0111\u00e3 b\u1ecf phi\u1ebfu kh\u00f4ng t\u00e1n th\u00e0nh \u0111\u1ed1i v\u1edbi ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u1ec1 v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y:<\/span><\/p>\n

a) S\u1eeda \u0111\u1ed5i, b\u1ed5 sung c\u00e1c n\u1ed9i dung trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty li\u00ean quan \u0111\u1ebfn quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) T\u1ed5 ch\u1ee9c l\u1ea1i c\u00f4ng ty;<\/span><\/p>\n

c) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Y\u00eau c\u1ea7u mua l\u1ea1i ph\u1ea7n v\u1ed1n g\u00f3p ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00f4ng ty trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec c\u00f4ng ty ph\u1ea3i mua l\u1ea1i ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 theo gi\u00e1 th\u1ecb tr\u01b0\u1eddng ho\u1eb7c gi\u00e1 \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh theo nguy\u00ean t\u1eafc quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p hai b\u00ean th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c v\u1ec1 gi\u00e1. Vi\u1ec7c thanh to\u00e1n ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n n\u1ebfu sau khi thanh to\u00e1n \u0111\u1ee7 ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u01b0\u1ee3c mua l\u1ea1i, c\u00f4ng ty v\u1eabn thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty kh\u00f4ng thanh to\u00e1n \u0111\u01b0\u1ee3c ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u mua l\u1ea1i theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y th\u00ec th\u00e0nh vi\u00ean \u0111\u00f3 c\u00f3 quy\u1ec1n t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh cho th\u00e0nh vi\u00ean kh\u00e1c ho\u1eb7c ng\u01b0\u1eddi kh\u00f4ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 52. Chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p<\/span><\/b><\/p>\n

1. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u 51, kho\u1ea3n 6 v\u00e0 kho\u1ea3n 7 \u0110i\u1ec1u 53 c\u1ee7a Lu\u1eadt n\u00e0y, th\u00e0nh vi\u00ean c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean c\u00f3 quy\u1ec1n chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh cho ng\u01b0\u1eddi kh\u00e1c theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u00e0o b\u00e1n ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00f3 cho c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i theo t\u1ef7 l\u1ec7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a h\u1ecd trong c\u00f4ng ty v\u1edbi c\u00f9ng \u0111i\u1ec1u ki\u1ec7n ch\u00e0o b\u00e1n;<\/span><\/p>\n

b) Chuy\u1ec3n nh\u01b0\u1ee3ng v\u1edbi c\u00f9ng \u0111i\u1ec1u ki\u1ec7n ch\u00e0o b\u00e1n \u0111\u1ed1i v\u1edbi c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y cho ng\u01b0\u1eddi kh\u00f4ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean n\u1ebfu c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i c\u1ee7a c\u00f4ng ty kh\u00f4ng mua ho\u1eb7c kh\u00f4ng mua h\u1ebft trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ch\u00e0o b\u00e1n.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean chuy\u1ec3n nh\u01b0\u1ee3ng v\u1eabn c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u1ed1i v\u1edbi c\u00f4ng ty t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p c\u00f3 li\u00ean quan cho \u0111\u1ebfn khi th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi mua quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m b, c v\u00e0 \u0111 kho\u1ea3n 2 \u0110i\u1ec1u 48 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ghi \u0111\u1ea7y \u0111\u1ee7 v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd th\u00e0nh vi\u00ean.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c thay \u0111\u1ed5i ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean d\u1eabn \u0111\u1ebfn ch\u1ec9 c\u00f2n m\u1ed9t th\u00e0nh vi\u00ean c\u00f4ng ty th\u00ec c\u00f4ng ty ph\u1ea3i t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd theo lo\u1ea1i h\u00ecnh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean v\u00e0 th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 53. X\u1eed l\u00fd ph\u1ea7n v\u1ed1n g\u00f3p trong m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p \u0111\u1eb7c bi\u1ec7t<\/span><\/b><\/p>\n

1. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c theo ph\u00e1p lu\u1eadt c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 l\u00e0 th\u00e0nh vi\u00ean c\u00f4ng ty. <\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n b\u1ecb T\u00f2a \u00e1n tuy\u00ean b\u1ed1 m\u1ea5t t\u00edch th\u00ec quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi qu\u1ea3n l\u00fd t\u00e0i s\u1ea3n c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi th\u00ec quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 trong c\u00f4ng ty \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n.<\/span><\/p>\n

4. Ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c c\u00f4ng ty mua l\u1ea1i ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 51 v\u00e0 \u0110i\u1ec1u 52 c\u1ee7a Lu\u1eadt n\u00e0y trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u01b0\u1eddi th\u1eeba k\u1ebf kh\u00f4ng mu\u1ed1n tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c t\u1eb7ng cho theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 6 \u0110i\u1ec1u n\u00e0y kh\u00f4ng \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn l\u00e0m th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) Th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft m\u00e0 kh\u00f4ng c\u00f3 ng\u01b0\u1eddi th\u1eeba k\u1ebf, ng\u01b0\u1eddi th\u1eeba k\u1ebf t\u1eeb ch\u1ed1i nh\u1eadn th\u1eeba k\u1ebf ho\u1eb7c b\u1ecb tru\u1ea5t quy\u1ec1n th\u1eeba k\u1ebf th\u00ec ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00f3 \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/span><\/p>\n

6. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean t\u1eb7ng cho m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh t\u1ea1i c\u00f4ng ty cho ng\u01b0\u1eddi kh\u00e1c th\u00ec ng\u01b0\u1eddi \u0111\u01b0\u1ee3c t\u1eb7ng cho tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u00f4ng ty theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c t\u1eb7ng cho thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng th\u1eeba k\u1ebf theo ph\u00e1p lu\u1eadt theo quy \u0111\u1ecbnh c\u1ee7a B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1 th\u00ec ng\u01b0\u1eddi n\u00e0y \u0111\u01b0\u01a1ng nhi\u00ean l\u00e0 th\u00e0nh vi\u00ean c\u00f4ng ty; <\/span><\/p>\n

b) Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c t\u1eb7ng cho kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y th\u00ec ng\u01b0\u1eddi n\u00e0y ch\u1ec9 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u00f4ng ty khi \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean s\u1eed d\u1ee5ng ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u1ec3 tr\u1ea3 n\u1ee3 th\u00ec ng\u01b0\u1eddi nh\u1eadn thanh to\u00e1n c\u00f3 quy\u1ec1n s\u1eed d\u1ee5ng ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00f3 theo m\u1ed9t trong hai h\u00ecnh th\u1ee9c sau \u0111\u00e2y:<\/span><\/p>\n

a) Tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean c\u00f4ng ty n\u1ebfu \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

b) Ch\u00e0o b\u00e1n v\u00e0 chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00f3 theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 52 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

8. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c th\u00ec th\u00e0nh vi\u00ean \u0111\u00f3 \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh t\u1ea1i c\u00f4ng ty. <\/span><\/p>\n

9. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n b\u1ecb T\u00f2a \u00e1n c\u1ea5m h\u00e0nh ngh\u1ec1, l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh ho\u1eb7c th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 ph\u00e1p nh\u00e2n th\u01b0\u01a1ng m\u1ea1i b\u1ecb T\u00f2a \u00e1n c\u1ea5m kinh doanh, c\u1ea5m ho\u1ea1t \u0111\u1ed9ng trong m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c nh\u1ea5t \u0111\u1ecbnh thu\u1ed9c ph\u1ea1m vi ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty th\u00ec th\u00e0nh vi\u00ean \u0111\u00f3 kh\u00f4ng \u0111\u01b0\u1ee3c h\u00e0nh ngh\u1ec1, l\u00e0m c\u00f4ng vi\u1ec7c \u0111\u00e3 b\u1ecb c\u1ea5m t\u1ea1i c\u00f4ng ty \u0111\u00f3 ho\u1eb7c c\u00f4ng ty t\u1ea1m ng\u1eebng, ch\u1ea5m d\u1ee9t kinh doanh ng\u00e0nh, ngh\u1ec1 c\u00f3 li\u00ean quan theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 54. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean c\u00f3 H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c. <\/span><\/p>\n

2. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean l\u00e0 doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00f4ng ty con c\u1ee7a doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y ph\u1ea3i th\u00e0nh l\u1eadp Ban ki\u1ec3m so\u00e1t; c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do c\u00f4ng ty quy\u1ebft \u0111\u1ecbnh. <\/span><\/p>\n

3. C\u00f4ng ty ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt l\u00e0 ng\u01b0\u1eddi gi\u1eef m\u1ed9t trong c\u00e1c ch\u1ee9c danh l\u00e0 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 55. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u00e0 c\u01a1 quan quy\u1ebft \u0111\u1ecbnh cao nh\u1ea5t c\u1ee7a c\u00f4ng ty, bao g\u1ed3m t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh k\u1ef3 h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, nh\u01b0ng \u00edt nh\u1ea5t m\u1ed7i n\u0103m ph\u1ea3i h\u1ecdp m\u1ed9t l\u1ea7n.<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Quy\u1ebft \u0111\u1ecbnh chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n v\u00e0 k\u1ebf ho\u1ea1ch kinh doanh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh t\u0103ng ho\u1eb7c gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7, quy\u1ebft \u0111\u1ecbnh th\u1eddi \u0111i\u1ec3m v\u00e0 ph\u01b0\u01a1ng th\u1ee9c huy \u0111\u1ed9ng th\u00eam v\u1ed1n; quy\u1ebft \u0111\u1ecbnh ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu;<\/span><\/p>\n

c) Quy\u1ebft \u0111\u1ecbnh d\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0 ph\u00e1t tri\u1ec3n c\u1ee7a c\u00f4ng ty; gi\u1ea3i ph\u00e1p ph\u00e1t tri\u1ec3n th\u1ecb tr\u01b0\u1eddng, ti\u1ebfp th\u1ecb v\u00e0 chuy\u1ec3n giao c\u00f4ng ngh\u1ec7;<\/span><\/p>\n

d) Th\u00f4ng qua h\u1ee3p \u0111\u1ed3ng vay, cho vay, b\u00e1n t\u00e0i s\u1ea3n v\u00e0 h\u1ee3p \u0111\u1ed3ng kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 50% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh t\u1ea1i th\u1eddi \u0111i\u1ec3m c\u00f4ng b\u1ed1 g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c nh\u1ecf h\u01a1n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

\u0111) B\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m, k\u00fd v\u00e0 ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, K\u1ebf to\u00e1n tr\u01b0\u1edfng, Ki\u1ec3m so\u00e1t vi\u00ean v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

e) Quy\u1ebft \u0111\u1ecbnh m\u1ee9c l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c \u0111\u1ed1i v\u1edbi Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, K\u1ebf to\u00e1n tr\u01b0\u1edfng v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

g) Th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m, ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u00e0 ph\u00e2n chia l\u1ee3i nhu\u1eadn ho\u1eb7c ph\u01b0\u01a1ng \u00e1n x\u1eed l\u00fd l\u1ed7 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

h) Quy\u1ebft \u0111\u1ecbnh c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty;<\/span><\/p>\n

i) Quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp c\u00f4ng ty con, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n;<\/span><\/p>\n

k) S\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

l) Quy\u1ebft \u0111\u1ecbnh t\u1ed5 ch\u1ee9c l\u1ea1i c\u00f4ng ty;<\/span><\/p>\n

m) Quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 ho\u1eb7c y\u00eau c\u1ea7u ph\u00e1 s\u1ea3n c\u00f4ng ty;<\/span><\/p>\n

n) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 56. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1ea7u m\u1ed9t th\u00e0nh vi\u00ean l\u00e0m Ch\u1ee7 t\u1ecbch. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty.<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, k\u1ebf ho\u1ea1ch ho\u1ea1t \u0111\u1ed9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) Chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung, t\u00e0i li\u1ec7u h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c \u0111\u1ec3 l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) Tri\u1ec7u t\u1eadp, ch\u1ee7 tr\u00ec v\u00e0 l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c t\u1ed5 ch\u1ee9c vi\u1ec7c l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean;<\/span><\/p>\n

d) Gi\u00e1m s\u00e1t ho\u1eb7c t\u1ed5 ch\u1ee9c gi\u00e1m s\u00e1t vi\u1ec7c th\u1ef1c hi\u1ec7n ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

\u0111) Thay m\u1eb7t H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean k\u00fd ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

e) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Nhi\u1ec7m k\u1ef3 c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh nh\u01b0ng kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ea7u l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u1eafng m\u1eb7t ho\u1eb7c kh\u00f4ng th\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh th\u00ec ph\u1ea3i \u1ee7y quy\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n cho m\u1ed9t th\u00e0nh vi\u00ean th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean theo nguy\u00ean t\u1eafc quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n ho\u1eb7c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ebft, m\u1ea5t t\u00edch, b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c, tr\u1ed1n kh\u1ecfi n\u01a1i c\u01b0 tr\u00fa, b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi, b\u1ecb T\u00f2a \u00e1n c\u1ea5m \u0111\u1ea3m nhi\u1ec7m ch\u1ee9c v\u1ee5, c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh th\u00ec m\u1ed9t trong s\u1ed1 c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean tri\u1ec7u t\u1eadp h\u1ecdp c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i b\u1ea7u m\u1ed9t ng\u01b0\u1eddi trong s\u1ed1 c\u00e1c th\u00e0nh vi\u00ean t\u1ea1m th\u1eddi l\u00e0m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i t\u00e1n th\u00e0nh cho \u0111\u1ebfn khi c\u00f3 quy\u1ebft \u0111\u1ecbnh m\u1edbi c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 57. Tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp h\u1ecdp theo y\u00eau c\u1ea7u c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean ho\u1eb7c nh\u00f3m th\u00e0nh vi\u00ean quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 v\u00e0 kho\u1ea3n 3 \u0110i\u1ec1u 49 c\u1ee7a Lu\u1eadt n\u00e0y. Tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean, nh\u00f3m th\u00e0nh vi\u00ean trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u th\u00ec th\u00e0nh vi\u00ean, nh\u00f3m th\u00e0nh vi\u00ean \u0111\u00f3 tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Chi ph\u00ed h\u1ee3p l\u00fd cho vi\u1ec7c tri\u1ec7u t\u1eadp v\u00e0 ti\u1ebfn h\u00e0nh h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean s\u1ebd \u0111\u01b0\u1ee3c c\u00f4ng ty ho\u00e0n l\u1ea1i.<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung t\u00e0i li\u1ec7u h\u1ecdp, tri\u1ec7u t\u1eadp, ch\u1ee7 tr\u00ec v\u00e0 l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n ki\u1ebfn ngh\u1ecb b\u1ed5 sung n\u1ed9i dung ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp b\u1eb1ng v\u0103n b\u1ea3n. Ki\u1ebfn ngh\u1ecb ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c; h\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a th\u00e0nh vi\u00ean ki\u1ebfn ngh\u1ecb ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a h\u1ecd;<\/span><\/p>\n

b) T\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p;<\/span><\/p>\n

c) N\u1ed9i dung ki\u1ebfn ngh\u1ecb \u0111\u01b0a v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;<\/span><\/p>\n

d) L\u00fd do ki\u1ebfn ngh\u1ecb.<\/span><\/p>\n

3. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp ph\u1ea3i ch\u1ea5p thu\u1eadn ki\u1ebfn ngh\u1ecb v\u00e0 b\u1ed5 sung ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean n\u1ebfu ki\u1ebfn ngh\u1ecb c\u00f3 \u0111\u1ee7 n\u1ed9i dung theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y v\u00e0 \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty ch\u1eadm nh\u1ea5t l\u00e0 01 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; tr\u01b0\u1eddng h\u1ee3p ki\u1ebfn ngh\u1ecb \u0111\u01b0\u1ee3c tr\u00ecnh ngay tr\u01b0\u1edbc khi b\u1eaft \u0111\u1ea7u h\u1ecdp th\u00ec ki\u1ebfn ngh\u1ecb \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn n\u1ebfu \u0111a s\u1ed1 c\u00e1c th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh.<\/span><\/p>\n

4. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 g\u1eedi b\u1eb1ng gi\u1ea5y m\u1eddi, \u0111i\u1ec7n tho\u1ea1i, fax, ph\u01b0\u01a1ng ti\u1ec7n \u0111i\u1ec7n t\u1eed ho\u1eb7c ph\u01b0\u01a1ng th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh v\u00e0 \u0111\u01b0\u1ee3c g\u1eedi tr\u1ef1c ti\u1ebfp \u0111\u1ebfn t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. N\u1ed9i dung th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i x\u00e1c \u0111\u1ecbnh r\u00f5 th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m v\u00e0 ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp.<\/span><\/p>\n

5. Ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 t\u00e0i li\u1ec7u h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi cho th\u00e0nh vi\u00ean c\u00f4ng ty tr\u01b0\u1edbc khi h\u1ecdp. T\u00e0i li\u1ec7u s\u1eed d\u1ee5ng trong cu\u1ed9c h\u1ecdp li\u00ean quan \u0111\u1ebfn quy\u1ebft \u0111\u1ecbnh v\u1ec1 s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, th\u00f4ng qua chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n c\u00f4ng ty, th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m, t\u1ed5 ch\u1ee9c l\u1ea1i ho\u1eb7c gi\u1ea3i th\u1ec3 c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00e1c th\u00e0nh vi\u00ean ch\u1eadm nh\u1ea5t l\u00e0 07 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y h\u1ecdp. Th\u1eddi h\u1ea1n g\u1eedi c\u00e1c t\u00e0i li\u1ec7u kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

6. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u00ec y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c; t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean y\u00eau c\u1ea7u;<\/span><\/p>\n

b) L\u00fd do y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 v\u1ea5n \u0111\u1ec1 c\u1ea7n gi\u1ea3i quy\u1ebft;<\/span><\/p>\n

c) D\u1ef1 ki\u1ebfn ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;<\/span><\/p>\n

d) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean y\u00eau c\u1ea7u ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a h\u1ecd.<\/span><\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng c\u00f3 \u0111\u1ee7 n\u1ed9i dung theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 6 \u0110i\u1ec1u n\u00e0y th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 vi\u1ec7c kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean cho th\u00e0nh vi\u00ean, nh\u00f3m th\u00e0nh vi\u00ean c\u00f3 li\u00ean quan bi\u1ebft trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u. Trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p kh\u00e1c, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u.<\/span><\/p>\n

8. Tr\u01b0\u1eddng h\u1ee3p<\/span> Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 7 \u0110i\u1ec1u n\u00e0y th\u00ec ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n v\u1ec1 thi\u1ec7t h\u1ea1i x\u1ea3y ra \u0111\u1ed1i v\u1edbi c\u00f4ng ty v\u00e0 th\u00e0nh vi\u00ean c\u00f4ng ty c\u00f3 li\u00ean quan. <\/span><\/p>\n

<\/a>\u0110i\u1ec1u 58. \u0110i\u1ec1u ki\u1ec7n v\u00e0 th\u1ec3 th\u1ee9c ti\u1ebfn h\u00e0nh h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp s\u1edf h\u1eefu t\u1eeb 65% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u1ea7n th\u1ee9 nh\u1ea5t kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec vi\u1ec7c tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 sau:<\/span><\/p>\n

a) Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp l\u1ea7n th\u1ee9 hai ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh h\u1ecdp l\u1ea7n th\u1ee9 nh\u1ea5t. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u1ea7n th\u1ee9 hai \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp s\u1edf h\u1eefu t\u1eeb 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean;<\/span><\/p>\n

b) Tr\u01b0\u1eddng h\u1ee3p cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u1ea7n th\u1ee9 hai kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y, th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp l\u1ea7n th\u1ee9 ba ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh h\u1ecdp l\u1ea7n th\u1ee9 hai. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u1ea7n th\u1ee9 ba \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh kh\u00f4ng ph\u1ee5 thu\u1ed9c s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp v\u00e0 s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u01b0\u1ee3c \u0111\u1ea1i di\u1ec7n b\u1edfi s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp.<\/span><\/p>\n

3. Th\u00e0nh vi\u00ean, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean ph\u1ea3i tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Th\u1ec3 th\u1ee9c ti\u1ebfn h\u00e0nh h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, h\u00ecnh th\u1ee9c bi\u1ec3u quy\u1ebft do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p<\/span> cu\u1ed9c h\u1ecdp \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y kh\u00f4ng ho\u00e0n th\u00e0nh ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp trong th\u1eddi h\u1ea1n d\u1ef1 ki\u1ebfn th\u00ec c\u00f3 th\u1ec3 k\u00e9o d\u00e0i nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c qu\u00e1 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y khai m\u1ea1c cu\u1ed9c h\u1ecdp \u0111\u00f3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 59. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh thu\u1ed9c th\u1ea9m quy\u1ec1n b\u1eb1ng bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp, l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c h\u00ecnh th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean:<\/span><\/p>\n

a) S\u1eeda \u0111\u1ed5i, b\u1ed5 sung n\u1ed9i dung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh ph\u01b0\u01a1ng h\u01b0\u1edbng ph\u00e1t tri\u1ec3n c\u00f4ng ty;<\/span><\/p>\n

c) B\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c;<\/span><\/p>\n

d) Th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m;<\/span><\/p>\n

\u0111) T\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua t\u1ea1i cu\u1ed9c h\u1ecdp trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp s\u1edf h\u1eefu t\u1eeb 65% t\u1ed5ng s\u1ed1 v\u1ed1n g\u00f3p c\u1ee7a t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp tr\u1edf l\u00ean t\u00e1n th\u00e0nh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n n\u00e0y;<\/span><\/p>\n

b) \u0110\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp s\u1edf h\u1eefu t\u1eeb 75% t\u1ed5ng s\u1ed1 v\u1ed1n g\u00f3p c\u1ee7a t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp tr\u1edf l\u00ean t\u00e1n th\u00e0nh \u0111\u1ed1i v\u1edbi ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh b\u00e1n t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 50% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c nh\u1ecf h\u01a1n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty; s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty; t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty.<\/span><\/p>\n

4. Th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c coi l\u00e0 tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp t\u1ea1i cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

b) \u1ee6y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

c) Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft th\u00f4ng qua cu\u1ed9c h\u1ecdp tr\u1ef1c tuy\u1ebfn, b\u1ecf phi\u1ebfu \u0111i\u1ec7n t\u1eed ho\u1eb7c h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c;<\/span><\/p>\n

d) G\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ebfn cu\u1ed9c h\u1ecdp th\u00f4ng qua th\u01b0, fax, th\u01b0 \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n

5. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua d\u01b0\u1edbi h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n khi \u0111\u01b0\u1ee3c s\u1ed1 th\u00e0nh vi\u00ean s\u1edf h\u1eefu t\u1eeb 65% v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u1edf l\u00ean t\u00e1n th\u00e0nh; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 60. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n v\u00e0 c\u00f3 th\u1ec3 ghi \u00e2m ho\u1eb7c ghi v\u00e0 l\u01b0u gi\u1eef d\u01b0\u1edbi h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c.<\/span><\/p>\n

2. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i th\u00f4ng qua ngay tr\u01b0\u1edbc khi k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp. Bi\u00ean b\u1ea3n ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp; m\u1ee5c \u0111\u00edch, ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;<\/span><\/p>\n

b) H\u1ecd, t\u00ean, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n d\u1ef1 h\u1ecdp; h\u1ecd, t\u00ean, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean kh\u00f4ng d\u1ef1 h\u1ecdp;<\/span><\/p>\n

c) V\u1ea5n \u0111\u1ec1 \u0111\u01b0\u1ee3c th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft; t\u00f3m t\u1eaft \u00fd ki\u1ebfn ph\u00e1t bi\u1ec3u c\u1ee7a th\u00e0nh vi\u00ean v\u1ec1 t\u1eebng v\u1ea5n \u0111\u1ec1 th\u1ea3o lu\u1eadn;<\/span><\/p>\n

d) T\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft h\u1ee3p l\u1ec7, kh\u00f4ng h\u1ee3p l\u1ec7; t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh, kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

\u0111) C\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u1ef7 l\u1ec7 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

e) H\u1ecd, t\u00ean, ch\u1eef k\u00fd v\u00e0 n\u1ed9i dung \u00fd ki\u1ebfn c\u1ee7a ng\u01b0\u1eddi d\u1ef1 h\u1ecdp kh\u00f4ng \u0111\u1ed3ng \u00fd th\u00f4ng qua bi\u00ean b\u1ea3n h\u1ecdp (n\u1ebfu c\u00f3);<\/span><\/p>\n

g) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi ghi bi\u00ean b\u1ea3n v\u00e0 ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y. <\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 t\u1ecda, ng\u01b0\u1eddi ghi bi\u00ean b\u1ea3n t\u1eeb ch\u1ed1i k\u00fd bi\u00ean b\u1ea3n h\u1ecdp th\u00ec bi\u00ean b\u1ea3n n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c n\u1ebfu \u0111\u01b0\u1ee3c t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean tham d\u1ef1 h\u1ecdp k\u00fd v\u00e0 c\u00f3 \u0111\u1ea7y \u0111\u1ee7 n\u1ed9i dung theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b, c, d, \u0111 v\u00e0 e kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y. Bi\u00ean b\u1ea3n h\u1ecdp ghi r\u00f5 vi\u1ec7c ch\u1ee7 t\u1ecda, ng\u01b0\u1eddi ghi bi\u00ean b\u1ea3n t\u1eeb ch\u1ed1i k\u00fd bi\u00ean b\u1ea3n h\u1ecdp. Ng\u01b0\u1eddi k\u00fd bi\u00ean b\u1ea3n h\u1ecdp ch\u1ecbu tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi v\u1ec1 t\u00ednh ch\u00ednh x\u00e1c v\u00e0 trung th\u1ef1c c\u1ee7a n\u1ed9i dung bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 61. Th\u1ee7 t\u1ee5c th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean theo h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec th\u1ea9m quy\u1ec1n v\u00e0 th\u1ec3 th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn th\u00e0nh vi\u00ean b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

1. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean quy\u1ebft \u0111\u1ecbnh vi\u1ec7c l\u1ea5y \u00fd ki\u1ebfn th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n;<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 tr\u00e1ch nhi\u1ec7m t\u1ed5 ch\u1ee9c vi\u1ec7c so\u1ea1n th\u1ea3o, g\u1eedi c\u00e1c b\u00e1o c\u00e1o, t\u1edd tr\u00ecnh v\u1ec1 n\u1ed9i dung c\u1ea7n quy\u1ebft \u0111\u1ecbnh, d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh v\u00e0 phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ebfn c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

3. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh;<\/span><\/p>\n

b) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) V\u1ea5n \u0111\u1ec1 c\u1ea7n l\u1ea5y \u00fd ki\u1ebfn v\u00e0 \u00fd ki\u1ebfn tr\u1ea3 l\u1eddi t\u01b0\u01a1ng \u1ee9ng theo th\u1ee9 t\u1ef1 t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn;<\/span><\/p>\n

d) Th\u1eddi h\u1ea1n cu\u1ed1i c\u00f9ng ph\u1ea3i g\u1eedi phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn v\u1ec1 c\u00f4ng ty;<\/span><\/p>\n

\u0111) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

4. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn c\u00f3 n\u1ed9i dung \u0111\u1ea7y \u0111\u1ee7, c\u00f3 ch\u1eef k\u00fd c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 \u0111\u01b0\u1ee3c g\u1eedi v\u1ec1 c\u00f4ng ty trong th\u1eddi h\u1ea1n quy \u0111\u1ecbnh \u0111\u01b0\u1ee3c coi l\u00e0 h\u1ee3p l\u1ec7. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean t\u1ed5 ch\u1ee9c vi\u1ec7c ki\u1ec3m phi\u1ebfu, l\u1eadp b\u00e1o c\u00e1o v\u00e0 th\u00f4ng b\u00e1o k\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua \u0111\u1ebfn c\u00e1c th\u00e0nh vi\u00ean trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac th\u1eddi h\u1ea1n m\u00e0 th\u00e0nh vi\u00ean ph\u1ea3i g\u1eedi \u00fd ki\u1ebfn v\u1ec1 c\u00f4ng ty. B\u00e1o c\u00e1o k\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu c\u00f3 gi\u00e1 tr\u1ecb t\u01b0\u01a1ng \u0111\u01b0\u01a1ng bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) M\u1ee5c \u0111\u00edch, n\u1ed9i dung l\u1ea5y \u00fd ki\u1ebfn;<\/span><\/p>\n

b) H\u1ecd, t\u00ean, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00e3 g\u1eedi l\u1ea1i phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn h\u1ee3p l\u1ec7; h\u1ecd, t\u00ean, t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p, s\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean m\u00e0 c\u00f4ng ty kh\u00f4ng nh\u1eadn l\u1ea1i \u0111\u01b0\u1ee3c phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn ho\u1eb7c g\u1eedi l\u1ea1i phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn nh\u01b0ng kh\u00f4ng h\u1ee3p l\u1ec7;<\/span><\/p>\n

c) V\u1ea5n \u0111\u1ec1 \u0111\u01b0\u1ee3c l\u1ea5y \u00fd ki\u1ebfn v\u00e0 bi\u1ec3u quy\u1ebft; t\u00f3m t\u1eaft \u00fd ki\u1ebfn c\u1ee7a th\u00e0nh vi\u00ean v\u1ec1 t\u1eebng v\u1ea5n \u0111\u1ec1 l\u1ea5y \u00fd ki\u1ebfn (n\u1ebfu c\u00f3);<\/span><\/p>\n

d) T\u1ed5ng s\u1ed1 phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn h\u1ee3p l\u1ec7, kh\u00f4ng h\u1ee3p l\u1ec7, kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c; t\u1ed5ng s\u1ed1 phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn h\u1ee3p l\u1ec7 t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh, kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

\u0111) Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u1ef7 l\u1ec7 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

e) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi ki\u1ec3m phi\u1ebfu v\u00e0 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Ng\u01b0\u1eddi ki\u1ec3m phi\u1ebfu v\u00e0 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ecbu tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi v\u1ec1 t\u00ednh \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c, trung th\u1ef1c c\u1ee7a n\u1ed9i dung b\u00e1o c\u00e1o k\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 62. Hi\u1ec7u l\u1ef1c ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c th\u00f4ng qua ho\u1eb7c t\u1eeb ng\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c \u0111\u01b0\u1ee3c ghi t\u1ea1i ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3.<\/span><\/p>\n

2. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng 100% t\u1ed5ng s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 l\u00e0 h\u1ee3p ph\u00e1p v\u00e0 c\u00f3 hi\u1ec7u l\u1ef1c ngay c\u1ea3 trong tr\u01b0\u1eddng h\u1ee3p tr\u00ecnh t\u1ef1 v\u00e0 th\u1ee7 t\u1ee5c th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n \u0111\u00fang quy \u0111\u1ecbnh.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean, nh\u00f3m th\u00e0nh vi\u00ean y\u00eau c\u1ea7u T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua th\u00ec ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y cho \u0111\u1ebfn khi c\u00f3 quy\u1ebft \u0111\u1ecbnh h\u1ee7y b\u1ecf c\u1ee7a T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p kh\u1ea9n c\u1ea5p t\u1ea1m th\u1eddi theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 63. Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c l\u00e0 ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty, ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh.<\/span><\/p>\n

2. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; <\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch kinh doanh v\u00e0 ph\u01b0\u01a1ng \u00e1n \u0111\u1ea7u t\u01b0 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Ban h\u00e0nh quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n

\u0111) B\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd trong c\u00f4ng ty, tr\u1eeb ch\u1ee9c danh thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

e) K\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng nh\u00e2n danh c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

g) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c c\u00f4ng ty;<\/span><\/p>\n

h) Tr\u00ecnh b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m l\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

i) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng v\u00e0 ph\u00e2n chia l\u1ee3i nhu\u1eadn ho\u1eb7c x\u1eed l\u00fd l\u1ed7 trong kinh doanh;<\/span><\/p>\n

k) Tuy\u1ec3n d\u1ee5ng lao \u0111\u1ed9ng;<\/span><\/p>\n

l) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 64. Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n l\u00e0m Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. C\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh c\u1ee7a c\u00f4ng ty v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

3. \u0110\u1ed1i v\u1edbi doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00f4ng ty con c\u1ee7a doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ph\u1ea3i \u0111\u00e1p \u1ee9ng ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1, kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y v\u00e0 kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ee7a c\u00f4ng ty m\u1eb9; ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n c\u1ee7a doanh nghi\u1ec7p, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n nh\u00e0 n\u01b0\u1edbc t\u1ea1i c\u00f4ng ty v\u00e0 c\u00f4ng ty m\u1eb9.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 65. Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Ban ki\u1ec3m so\u00e1t c\u00f3 t\u1eeb 01 \u0111\u1ebfn 05 Ki\u1ec3m so\u00e1t vi\u00ean. Nhi\u1ec7m k\u1ef3 Ki\u1ec3m so\u00e1t vi\u00ean kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf. Tr\u01b0\u1eddng h\u1ee3p Ban ki\u1ec3m so\u00e1t ch\u1ec9 c\u00f3 01 Ki\u1ec3m so\u00e1t vi\u00ean th\u00ec Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u00f3 \u0111\u1ed3ng th\u1eddi l\u00e0 Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t v\u00e0 ph\u1ea3i \u0111\u00e1p \u1ee9ng ti\u00eau chu\u1ea9n c\u1ee7a Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

2. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n t\u01b0\u01a1ng \u1ee9ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 168 v\u00e0 \u0110i\u1ec1u 169 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

3. Quy\u1ec1n, ngh\u0129a v\u1ee5, tr\u00e1ch nhi\u1ec7m, vi\u1ec7c mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m v\u00e0 ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c c\u1ee7a Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n t\u01b0\u01a1ng \u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec1u 106, 170, 171, 172, 173 v\u00e0 174 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 66. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u1ea3 ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c cho Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c theo k\u1ebft qu\u1ea3 v\u00e0 hi\u1ec7u qu\u1ea3 kinh doanh.<\/span><\/p>\n

2. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed kinh doanh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 thu\u1ebf thu nh\u1eadp doanh nghi\u1ec7p, ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ec3 hi\u1ec7n th\u00e0nh m\u1ee5c ri\u00eang trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 67. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn<\/span><\/b><\/p>\n

1. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch gi\u1eefa c\u00f4ng ty v\u1edbi \u0111\u1ed1i t\u01b0\u1ee3ng sau \u0111\u00e2y ph\u1ea3i \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn:<\/span><\/p>\n

a) Th\u00e0nh vi\u00ean, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y;<\/span><\/p>\n

c) Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty m\u1eb9, ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty m\u1eb9;<\/span><\/p>\n

d) Ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n n\u00e0y.<\/span><\/p>\n

2. Ng\u01b0\u1eddi nh\u00e2n danh c\u00f4ng ty k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i th\u00f4ng b\u00e1o cho c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ki\u1ec3m so\u00e1t vi\u00ean v\u1ec1 c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3; k\u00e8m theo d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng ho\u1eb7c n\u1ed9i dung ch\u1ee7 y\u1ebfu c\u1ee7a giao d\u1ecbch d\u1ef1 \u0111\u1ecbnh ti\u1ebfn h\u00e0nh. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh kh\u00e1c th\u00ec H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i quy\u1ebft \u0111\u1ecbnh ch\u1ea5p thu\u1eadn ho\u1eb7c kh\u00f4ng ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o v\u00e0 th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 59 c\u1ee7a Lu\u1eadt n\u00e0y. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 li\u00ean quan \u0111\u1ebfn c\u00e1c b\u00ean trong h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00f4ng \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o vi\u1ec7c bi\u1ec3u quy\u1ebft. <\/span><\/p>\n

3. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch b\u1ecb v\u00f4 hi\u1ec7u theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n v\u00e0 x\u1eed l\u00fd theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt khi \u0111\u01b0\u1ee3c k\u00fd k\u1ebft kh\u00f4ng \u0111\u00fang quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y. Ng\u01b0\u1eddi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, th\u00e0nh vi\u00ean c\u00f3 li\u00ean quan v\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 tham gia h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i ph\u00e1t sinh, ho\u00e0n tr\u1ea3 cho c\u00f4ng ty c\u00e1c kho\u1ea3n l\u1ee3i thu \u0111\u01b0\u1ee3c t\u1eeb vi\u1ec7c th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 68. T\u0103ng, gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u00f3 th\u1ec3 t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u0103ng v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) Ti\u1ebfp nh\u1eadn th\u00eam v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean m\u1edbi.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p<\/span> t\u0103ng v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean th\u00ec v\u1ed1n g\u00f3p th\u00eam \u0111\u01b0\u1ee3c chia cho c\u00e1c th\u00e0nh vi\u00ean theo t\u1ef7 l\u1ec7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a h\u1ecd trong v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty. Th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 chuy\u1ec3n nh\u01b0\u1ee3ng quy\u1ec1n g\u00f3p v\u1ed1n c\u1ee7a m\u00ecnh cho ng\u01b0\u1eddi kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 52 c\u1ee7a Lu\u1eadt n\u00e0y. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 th\u00e0nh vi\u00ean kh\u00f4ng g\u00f3p ho\u1eb7c ch\u1ec9 g\u00f3p m\u1ed9t ph\u1ea7n ph\u1ea7n v\u1ed1n g\u00f3p th\u00eam th\u00ec s\u1ed1 v\u1ed1n c\u00f2n l\u1ea1i c\u1ee7a ph\u1ea7n v\u1ed1n g\u00f3p th\u00eam c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 \u0111\u01b0\u1ee3c chia cho c\u00e1c th\u00e0nh vi\u00ean kh\u00e1c theo t\u1ef7 l\u1ec7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a h\u1ecd trong v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty n\u1ebfu c\u00e1c th\u00e0nh vi\u00ean kh\u00f4ng c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c.<\/span><\/p>\n

3. C\u00f4ng ty c\u00f3 th\u1ec3 gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Ho\u00e0n tr\u1ea3 m\u1ed9t ph\u1ea7n v\u1ed1n g\u00f3p cho th\u00e0nh vi\u00ean theo t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a h\u1ecd trong v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty n\u1ebfu \u0111\u00e3 ho\u1ea1t \u0111\u1ed9ng kinh doanh li\u00ean t\u1ee5c t\u1eeb 02 n\u0103m tr\u1edf l\u00ean k\u1ec3 t\u1eeb ng\u00e0y \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p v\u00e0 b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c sau khi \u0111\u00e3 ho\u00e0n tr\u1ea3 cho th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) C\u00f4ng ty mua l\u1ea1i ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 51 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

c) V\u1ed1n \u0111i\u1ec1u l\u1ec7 kh\u00f4ng \u0111\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 47 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

4. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y, trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y vi\u1ec7c t\u0103ng ho\u1eb7c gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 \u0111\u01b0\u1ee3c thanh to\u00e1n xong, c\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 t\u0103ng, gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh. Th\u00f4ng b\u00e1o ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p;<\/span><\/p>\n

b) V\u1ed1n \u0111i\u1ec1u l\u1ec7, s\u1ed1 v\u1ed1n \u0111\u00e3 t\u0103ng ho\u1eb7c gi\u1ea3m;<\/span><\/p>\n

c) Th\u1eddi \u0111i\u1ec3m v\u00e0 h\u00ecnh th\u1ee9c t\u0103ng ho\u1eb7c gi\u1ea3m v\u1ed1n;<\/span><\/p>\n

d) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

5. K\u00e8m theo th\u00f4ng b\u00e1o quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u n\u00e0y ph\u1ea3i g\u1ed3m ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh v\u00e0 bi\u00ean b\u1ea3n h\u1ecdp c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; tr\u01b0\u1eddng h\u1ee3p gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a v\u00e0 \u0111i\u1ec3m b kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y, ph\u1ea3i c\u00f3 th\u00eam b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t. <\/span><\/p>\n

6. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1eadp nh\u1eadt th\u00f4ng tin v\u1ec1 vi\u1ec7c t\u0103ng ho\u1eb7c gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 69. \u0110i\u1ec1u ki\u1ec7n \u0111\u1ec3 chia l\u1ee3i nhu\u1eadn<\/span><\/b><\/p>\n

C\u00f4ng ty ch\u1ec9 \u0111\u01b0\u1ee3c chia l\u1ee3i nhu\u1eadn cho c\u00e1c th\u00e0nh vi\u00ean sau khi \u0111\u00e3 ho\u00e0n th\u00e0nh ngh\u0129a v\u1ee5 thu\u1ebf v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c \u0111\u1ebfn h\u1ea1n tr\u1ea3 sau khi chia l\u1ee3i nhu\u1eadn.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 70. Thu h\u1ed3i ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 ho\u00e0n tr\u1ea3 ho\u1eb7c l\u1ee3i nhu\u1eadn \u0111\u00e3 chia<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p ho\u00e0n tr\u1ea3 m\u1ed9t ph\u1ea7n v\u1ed1n g\u00f3p do gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 68 c\u1ee7a Lu\u1eadt n\u00e0y ho\u1eb7c chia l\u1ee3i nhu\u1eadn cho th\u00e0nh vi\u00ean tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 69 c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec c\u00e1c th\u00e0nh vi\u00ean c\u00f4ng ty ph\u1ea3i ho\u00e0n tr\u1ea3 cho c\u00f4ng ty s\u1ed1 ti\u1ec1n, t\u00e0i s\u1ea3n kh\u00e1c \u0111\u00e3 nh\u1eadn; ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty t\u01b0\u01a1ng \u1ee9ng v\u1edbi s\u1ed1 ti\u1ec1n, t\u00e0i s\u1ea3n ch\u01b0a ho\u00e0n tr\u1ea3 \u0111\u1ee7 cho \u0111\u1ebfn khi ho\u00e0n tr\u1ea3 \u0111\u1ee7 s\u1ed1 ti\u1ec1n, t\u00e0i s\u1ea3n kh\u00e1c \u0111\u00e3 nh\u1eadn.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 71. Tr\u00e1ch nhi\u1ec7m c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt, Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b> <\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt, Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a c\u00f4ng ty c\u00f3 tr\u00e1ch nhi\u1ec7m sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch h\u1ee3p ph\u00e1p t\u1ed1i \u0111a c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

c) Th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c cho c\u00f4ng ty v\u1ec1 doanh nghi\u1ec7p m\u00e0 m\u00ecnh l\u00e0m ch\u1ee7 ho\u1eb7c c\u00f3 c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0 doanh nghi\u1ec7p m\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a m\u00ecnh l\u00e0m ch\u1ee7, c\u00f9ng s\u1edf h\u1eefu ho\u1eb7c s\u1edf h\u1eefu ri\u00eang c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p chi ph\u1ed1i;<\/span><\/p>\n

d) Tr\u00e1ch nhi\u1ec7m kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c kh\u00f4ng \u0111\u01b0\u1ee3c t\u0103ng ti\u1ec1n l\u01b0\u01a1ng, tr\u1ea3 th\u01b0\u1edfng khi c\u00f4ng ty kh\u00f4ng c\u00f3 kh\u1ea3 n\u0103ng thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 \u0111\u1ebfn h\u1ea1n.<\/span><\/p>\n

3. Th\u00f4ng b\u00e1o quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p m\u00e0 h\u1ecd l\u00e0m ch\u1ee7, c\u00f3 s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n; t\u1ef7 l\u1ec7 v\u00e0 th\u1eddi \u0111i\u1ec3m l\u00e0m ch\u1ee7, s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n \u0111\u00f3;<\/span><\/p>\n

b) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p m\u00e0 nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a h\u1ecd l\u00e0m ch\u1ee7, c\u00f9ng s\u1edf h\u1eefu ho\u1eb7c s\u1edf h\u1eefu ri\u00eang c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p chi ph\u1ed1i.<\/span><\/p>\n

4. Th\u00f4ng b\u00e1o quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n trong th\u1eddi h\u1ea1n 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y ph\u00e1t sinh ho\u1eb7c c\u00f3 thay \u0111\u1ed5i li\u00ean quan. C\u00f4ng ty ph\u1ea3i t\u1eadp h\u1ee3p v\u00e0 c\u1eadp nh\u1eadt danh s\u00e1ch \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y v\u00e0 c\u00e1c h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u1ee7a h\u1ecd v\u1edbi c\u00f4ng ty. Danh s\u00e1ch n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty. Th\u00e0nh vi\u00ean, ng\u01b0\u1eddi qu\u1ea3n l\u00fd, Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a c\u00f4ng ty v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a h\u1ecd c\u00f3 quy\u1ec1n xem, tr\u00edch l\u1ee5c v\u00e0 sao m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 n\u1ed9i dung th\u00f4ng tin quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y trong gi\u1edd l\u00e0m vi\u1ec7c theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 72. Kh\u1edfi ki\u1ec7n ng\u01b0\u1eddi qu\u1ea3n l\u00fd<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean c\u00f4ng ty t\u1ef1 m\u00ecnh ho\u1eb7c nh\u00e2n danh c\u00f4ng ty kh\u1edfi ki\u1ec7n tr\u00e1ch nhi\u1ec7m d\u00e2n s\u1ef1 \u0111\u1ed1i v\u1edbi Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c do vi ph\u1ea1m quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 71 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) Kh\u00f4ng th\u1ef1c hi\u1ec7n, th\u1ef1c hi\u1ec7n kh\u00f4ng \u0111\u1ea7y \u0111\u1ee7, th\u1ef1c hi\u1ec7n kh\u00f4ng k\u1ecbp th\u1eddi ho\u1eb7c th\u1ef1c hi\u1ec7n tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ho\u1eb7c \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao;<\/span><\/p>\n

c) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c kh\u1edfi ki\u1ec7n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 t\u1ed1 t\u1ee5ng d\u00e2n s\u1ef1.<\/span><\/p>\n

3. Chi ph\u00ed kh\u1edfi ki\u1ec7n trong tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean kh\u1edfi ki\u1ec7n nh\u00e2n danh c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ecb b\u00e1c y\u00eau c\u1ea7u kh\u1edfi ki\u1ec7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 73. C\u00f4ng b\u1ed1 th\u00f4ng tin<\/span><\/b><\/p>\n

C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1 th\u00f4ng tin theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, c, \u0111, g kho\u1ea3n 1 \u0110i\u1ec1u 109 v\u00e0 \u0110i\u1ec1u 110 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>M\u1ee5c 2. C\u00d4NG TY TR\u00c1CH NHI\u1ec6M H\u1eeeU H\u1ea0N M\u1ed8T TH\u00c0NH VI\u00caN<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 74. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean l\u00e0 doanh nghi\u1ec7p do m\u1ed9t t\u1ed5 ch\u1ee9c ho\u1eb7c m\u1ed9t c\u00e1 nh\u00e2n l\u00e0m ch\u1ee7 s\u1edf h\u1eefu (sau \u0111\u00e2y g\u1ecdi l\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty). Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

2. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh c\u1ed5 ph\u1ea7n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n. <\/span><\/p>\n

4. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan; vi\u1ec7c ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 128 v\u00e0 \u0110i\u1ec1u 129 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 75. G\u00f3p v\u1ed1n th\u00e0nh l\u1eadp c\u00f4ng ty<\/span><\/b><\/p>\n

1. V\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p l\u00e0 t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n do ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty cam k\u1ebft g\u00f3p v\u00e0 ghi trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. <\/span><\/p>\n

2. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ph\u1ea3i g\u00f3p v\u1ed1n cho c\u00f4ng ty \u0111\u1ee7 v\u00e0 \u0111\u00fang lo\u1ea1i t\u00e0i s\u1ea3n \u0111\u00e3 cam k\u1ebft khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, kh\u00f4ng k\u1ec3 th\u1eddi gian v\u1eadn chuy\u1ec3n, nh\u1eadp kh\u1ea9u t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n, th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh \u0111\u1ec3 chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n. Trong th\u1eddi h\u1ea1n n\u00e0y, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty c\u00f3 c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 cam k\u1ebft. <\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng g\u00f3p \u0111\u1ee7 v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong th\u1eddi h\u1ea1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 b\u1eb1ng gi\u00e1 tr\u1ecb s\u1ed1 v\u1ed1n \u0111\u00e3 g\u00f3p trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y cu\u1ed1i c\u00f9ng ph\u1ea3i g\u00f3p \u0111\u1ee7 v\u1ed1n \u0111i\u1ec1u l\u1ec7. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, ch\u1ee7 s\u1edf h\u1eefu ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p \u0111\u00e3 cam k\u1ebft \u0111\u1ed1i v\u1edbi c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty ph\u00e1t sinh trong th\u1eddi gian tr\u01b0\u1edbc ng\u00e0y cu\u1ed1i c\u00f9ng c\u00f4ng ty \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y.<\/span><\/p>\n

4. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty, thi\u1ec7t h\u1ea1i x\u1ea3y ra do kh\u00f4ng g\u00f3p, kh\u00f4ng g\u00f3p \u0111\u1ee7, kh\u00f4ng g\u00f3p \u0111\u00fang h\u1ea1n v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 76. Quy\u1ec1n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty<\/span><\/b><\/p>\n

1. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Quy\u1ebft \u0111\u1ecbnh n\u1ed9i dung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n v\u00e0 k\u1ebf ho\u1ea1ch kinh doanh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) Quy\u1ebft \u0111\u1ecbnh c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty, b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd, Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Quy\u1ebft \u0111\u1ecbnh d\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0 ph\u00e1t tri\u1ec3n;<\/span><\/p>\n

\u0111) Quy\u1ebft \u0111\u1ecbnh c\u00e1c gi\u1ea3i ph\u00e1p ph\u00e1t tri\u1ec3n th\u1ecb tr\u01b0\u1eddng, ti\u1ebfp th\u1ecb v\u00e0 c\u00f4ng ngh\u1ec7; <\/span><\/p>\n

e) Th\u00f4ng qua h\u1ee3p \u0111\u1ed3ng vay, cho vay, b\u00e1n t\u00e0i s\u1ea3n v\u00e0 c\u00e1c h\u1ee3p \u0111\u1ed3ng kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 50% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c nh\u1ecf h\u01a1n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

g) Th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

h) Quy\u1ebft \u0111\u1ecbnh t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty; chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c; quy\u1ebft \u0111\u1ecbnh ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu;<\/span><\/p>\n

i) Quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp c\u00f4ng ty con, g\u00f3p v\u1ed1n v\u00e0o c\u00f4ng ty kh\u00e1c;<\/span><\/p>\n

k) T\u1ed5 ch\u1ee9c gi\u00e1m s\u00e1t v\u00e0 \u0111\u00e1nh gi\u00e1 ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

l) Quy\u1ebft \u0111\u1ecbnh vi\u1ec7c s\u1eed d\u1ee5ng l\u1ee3i nhu\u1eadn sau khi \u0111\u00e3 ho\u00e0n th\u00e0nh ngh\u0129a v\u1ee5 thu\u1ebf v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

m) Quy\u1ebft \u0111\u1ecbnh t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 v\u00e0 y\u00eau c\u1ea7u ph\u00e1 s\u1ea3n c\u00f4ng ty;<\/span><\/p>\n

n) Thu h\u1ed3i to\u00e0n b\u1ed9 gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty sau khi c\u00f4ng ty ho\u00e0n th\u00e0nh gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n;<\/span><\/p>\n

o) Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n c\u00f3 quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, h, l, m, n v\u00e0 o kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y; quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0, kinh doanh v\u00e0 qu\u1ea3n tr\u1ecb n\u1ed9i b\u1ed9 c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 77. Ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty<\/span><\/b><\/p>\n

1. G\u00f3p \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Tu\u00e2n th\u1ee7 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Ph\u1ea3i x\u00e1c \u0111\u1ecbnh v\u00e0 t\u00e1ch bi\u1ec7t t\u00e0i s\u1ea3n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u1edbi t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n ph\u1ea3i t\u00e1ch bi\u1ec7t chi ti\u00eau c\u1ee7a c\u00e1 nh\u00e2n v\u00e0 gia \u0111\u00ecnh m\u00ecnh v\u1edbi chi ti\u00eau c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

4. Tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 h\u1ee3p \u0111\u1ed3ng v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan trong vi\u1ec7c mua, b\u00e1n, vay, cho vay, thu\u00ea, cho thu\u00ea, h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00e1c gi\u1eefa c\u00f4ng ty v\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty.<\/span><\/p>\n

5. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ch\u1ec9 \u0111\u01b0\u1ee3c quy\u1ec1n r\u00fat v\u1ed1n b\u1eb1ng c\u00e1ch chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 v\u1ed1n \u0111i\u1ec1u l\u1ec7 cho t\u1ed5 ch\u1ee9c ho\u1eb7c c\u00e1 nh\u00e2n kh\u00e1c; tr\u01b0\u1eddng h\u1ee3p r\u00fat m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 v\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u00e3 g\u00f3p ra kh\u1ecfi c\u00f4ng ty d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c th\u00ec ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

6. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty kh\u00f4ng \u0111\u01b0\u1ee3c r\u00fat l\u1ee3i nhu\u1eadn khi c\u00f4ng ty kh\u00f4ng thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c \u0111\u1ebfn h\u1ea1n.<\/span><\/p>\n

7. Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 78. Th\u1ef1c hi\u1ec7n quy\u1ec1n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty trong m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p \u0111\u1eb7c bi\u1ec7t<\/span><\/b><\/p>\n

1. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty chuy\u1ec3n nh\u01b0\u1ee3ng, t\u1eb7ng cho m\u1ed9t ph\u1ea7n v\u1ed1n \u0111i\u1ec1u l\u1ec7 cho m\u1ed9t ho\u1eb7c nhi\u1ec1u t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c ho\u1eb7c c\u00f4ng ty k\u1ebft n\u1ea1p th\u00eam th\u00e0nh vi\u00ean m\u1edbi th\u00ec c\u00f4ng ty ph\u1ea3i t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0\u01a1ng \u1ee9ng v\u00e0 \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng, t\u1eb7ng cho ho\u1eb7c k\u1ebft n\u1ea1p th\u00e0nh vi\u00ean m\u1edbi.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c th\u00ec \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c theo ph\u00e1p lu\u1eadt l\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c th\u00e0nh vi\u00ean c\u00f4ng ty. C\u00f4ng ty ph\u1ea3i t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0\u01a1ng \u1ee9ng v\u00e0 \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac vi\u1ec7c gi\u1ea3i quy\u1ebft th\u1eeba k\u1ebf. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft m\u00e0 kh\u00f4ng c\u00f3 ng\u01b0\u1eddi th\u1eeba k\u1ebf, ng\u01b0\u1eddi th\u1eeba k\u1ebf t\u1eeb ch\u1ed1i nh\u1eadn th\u1eeba k\u1ebf ho\u1eb7c b\u1ecb tru\u1ea5t quy\u1ec1n th\u1eeba k\u1ebf th\u00ec ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n m\u1ea5t t\u00edch th\u00ec ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n m\u00e0 b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi th\u00ec quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n.<\/span><\/p>\n

6. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 t\u1ed5 ch\u1ee9c m\u00e0 b\u1ecb gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n th\u00ec ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu tr\u1edf th\u00e0nh ch\u1ee7 s\u1edf h\u1eefu ho\u1eb7c th\u00e0nh vi\u00ean c\u00f4ng ty. C\u00f4ng ty ph\u1ea3i t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd theo lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p t\u01b0\u01a1ng \u1ee9ng v\u00e0 \u0111\u0103ng k\u00fd thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng.<\/span><\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 c\u00e1 nh\u00e2n m\u00e0 b\u1ecb T\u00f2a \u00e1n c\u1ea5m h\u00e0nh ngh\u1ec1, l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh ho\u1eb7c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 ph\u00e1p nh\u00e2n th\u01b0\u01a1ng m\u1ea1i b\u1ecb T\u00f2a \u00e1n c\u1ea5m kinh doanh, c\u1ea5m ho\u1ea1t \u0111\u1ed9ng trong m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c nh\u1ea5t \u0111\u1ecbnh thu\u1ed9c ph\u1ea1m vi ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a doanh nghi\u1ec7p th\u00ec c\u00e1 nh\u00e2n \u0111\u00f3 kh\u00f4ng \u0111\u01b0\u1ee3c h\u00e0nh ngh\u1ec1, l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh t\u1ea1i c\u00f4ng ty \u0111\u00f3 ho\u1eb7c c\u00f4ng ty t\u1ea1m ng\u1eebng, ch\u1ea5m d\u1ee9t kinh doanh ng\u00e0nh, ngh\u1ec1 c\u00f3 li\u00ean quan theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 79. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u1ee7a c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do t\u1ed5 ch\u1ee9c l\u00e0m ch\u1ee7 s\u1edf h\u1eefu<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do t\u1ed5 ch\u1ee9c l\u00e0m ch\u1ee7 s\u1edf h\u1eefu \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo m\u1ed9t trong hai m\u00f4 h\u00ecnh sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c;<\/span><\/p>\n

b) H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

2. \u0110\u1ed1i v\u1edbi c\u00f4ng ty c\u00f3 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec ph\u1ea3i th\u00e0nh l\u1eadp Ban ki\u1ec3m so\u00e1t; tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do c\u00f4ng ty quy\u1ebft \u0111\u1ecbnh. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c, ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m, quy\u1ec1n, ngh\u0129a v\u1ee5, tr\u00e1ch nhi\u1ec7m c\u1ee7a Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean th\u1ef1c hi\u1ec7n t\u01b0\u01a1ng \u1ee9ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 65 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

3. C\u00f4ng ty ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt l\u00e0 ng\u01b0\u1eddi gi\u1eef m\u1ed9t trong c\u00e1c ch\u1ee9c danh l\u00e0 Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty ho\u1eb7c Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh kh\u00e1c th\u00ec c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, ho\u1ea1t \u0111\u1ed9ng, ch\u1ee9c n\u0103ng, quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 80. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 t\u1eeb 03 \u0111\u1ebfn 07 th\u00e0nh vi\u00ean. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean do ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m v\u1edbi nhi\u1ec7m k\u1ef3 kh\u00f4ng qu\u00e1 05 n\u0103m. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean nh\u00e2n danh ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty; nh\u00e2n danh c\u00f4ng ty th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty, tr\u1eeb quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c; ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. Quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

3. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean do ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty b\u1ed5 nhi\u1ec7m ho\u1eb7c do c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1ea7u theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, nhi\u1ec7m k\u1ef3, quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u00e1p d\u1ee5ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 56 v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u00f3 li\u00ean quan c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

4. Th\u1ea9m quy\u1ec1n, c\u00e1ch th\u1ee9c tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u00e1p d\u1ee5ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 57 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

5. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 \u00edt nh\u1ea5t hai ph\u1ea7n ba t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec m\u1ed7i th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft c\u00f3 gi\u00e1 tr\u1ecb nh\u01b0 nhau. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh theo h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n.<\/span><\/p>\n

6. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 tr\u00ean 50% s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh ho\u1eb7c s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp s\u1edf h\u1eefu tr\u00ean 50% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh. Vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, t\u1ed5 ch\u1ee9c l\u1ea1i c\u00f4ng ty, chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t 75% s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh ho\u1eb7c s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp s\u1edf h\u1eefu t\u1eeb 75% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft tr\u1edf l\u00ean t\u00e1n th\u00e0nh. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c th\u00f4ng qua ho\u1eb7c t\u1eeb ng\u00e0y ghi t\u1ea1i ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

7. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n, c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c ghi \u00e2m ho\u1eb7c ghi v\u00e0 l\u01b0u gi\u1eef d\u01b0\u1edbi h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u00e1p d\u1ee5ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 60 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 81. Ch\u1ee7 t\u1ecbch c\u00f4ng ty<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch c\u00f4ng ty do ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty b\u1ed5 nhi\u1ec7m. Ch\u1ee7 t\u1ecbch c\u00f4ng ty nh\u00e2n danh ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty; nh\u00e2n danh c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty, tr\u1eeb quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c; ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. Quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

3. Quy\u1ebft \u0111\u1ecbnh c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty v\u1ec1 th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ph\u00ea duy\u1ec7t, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 82. Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty b\u1ed5 nhi\u1ec7m ho\u1eb7c thu\u00ea Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u1edbi nhi\u1ec7m k\u1ef3 kh\u00f4ng qu\u00e1 05 n\u0103m \u0111\u1ec3 \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty c\u00f3 th\u1ec3 ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

2. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch kinh doanh v\u00e0 ph\u01b0\u01a1ng \u00e1n \u0111\u1ea7u t\u01b0 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Ban h\u00e0nh quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) B\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, tr\u1eeb c\u00e1c ch\u1ee9c danh thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

e) K\u00fd h\u1ee3p \u0111\u1ed3ng nh\u00e2n danh c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

g) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c c\u00f4ng ty;<\/span><\/p>\n

h) Tr\u00ecnh b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m l\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

i) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng l\u1ee3i nhu\u1eadn ho\u1eb7c x\u1eed l\u00fd l\u1ed7 trong kinh doanh;<\/span><\/p>\n

k) Tuy\u1ec3n d\u1ee5ng lao \u0111\u1ed9ng;<\/span><\/p>\n

l) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng.<\/span><\/p>\n

3. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ph\u1ea3i c\u00f3 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh c\u1ee7a c\u00f4ng ty v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 83. Tr\u00e1ch nhi\u1ec7m c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c, Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, quy\u1ebft \u0111\u1ecbnh c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty trong vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao.<\/span><\/p>\n

2. Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch h\u1ee3p ph\u00e1p t\u1ed1i \u0111a c\u1ee7a c\u00f4ng ty v\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty.<\/span><\/p>\n

3. Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c.<\/span><\/p>\n

4. Th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c cho ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u1ec1 doanh nghi\u1ec7p m\u00e0 m\u00ecnh l\u00e0m ch\u1ee7 ho\u1eb7c c\u00f3 c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p chi ph\u1ed1i v\u00e0 doanh nghi\u1ec7p m\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a m\u00ecnh l\u00e0m ch\u1ee7, c\u00f9ng s\u1edf h\u1eefu ho\u1eb7c s\u1edf h\u1eefu ri\u00eang c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p chi ph\u1ed1i. Th\u00f4ng b\u00e1o ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Tr\u00e1ch nhi\u1ec7m kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 84. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c h\u01b0\u1edfng ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c theo k\u1ebft qu\u1ea3 v\u00e0 hi\u1ec7u qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

2. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty quy\u1ebft \u0111\u1ecbnh m\u1ee9c ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed kinh doanh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 thu\u1ebf thu nh\u1eadp doanh nghi\u1ec7p, ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ec3 hi\u1ec7n th\u00e0nh m\u1ee5c ri\u00eang trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

3. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean c\u00f3 th\u1ec3 do ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty chi tr\u1ea3 tr\u1ef1c ti\u1ebfp theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 85. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do c\u00e1 nh\u00e2n l\u00e0m ch\u1ee7 s\u1edf h\u1eefu<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do c\u00e1 nh\u00e2n l\u00e0m ch\u1ee7 s\u1edf h\u1eefu c\u00f3 Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

2. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty l\u00e0 Ch\u1ee7 t\u1ecbch c\u00f4ng ty v\u00e0 c\u00f3 th\u1ec3 ki\u00eam ho\u1eb7c thu\u00ea ng\u01b0\u1eddi kh\u00e1c l\u00e0m Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

3. Quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 86. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u1ee7a c\u00f4ng ty v\u1edbi nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan<\/span><\/b><\/p>\n

1. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch gi\u1eefa c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do t\u1ed5 ch\u1ee9c l\u00e0m ch\u1ee7 s\u1edf h\u1eefu v\u1edbi nh\u1eefng ng\u01b0\u1eddi sau \u0111\u00e2y ph\u1ea3i \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean ch\u1ea5p thu\u1eadn:<\/span><\/p>\n

a) Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

c) Ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n n\u00e0y;<\/span><\/p>\n

d) Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd \u0111\u00f3;<\/span><\/p>\n

\u0111) Ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a nh\u1eefng ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d kho\u1ea3n n\u00e0y.<\/span><\/p>\n

2. Ng\u01b0\u1eddi nh\u00e2n danh c\u00f4ng ty k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i th\u00f4ng b\u00e1o cho H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean v\u1ec1 c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3; k\u00e8m theo d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng ho\u1eb7c n\u1ed9i dung ch\u1ee7 y\u1ebfu c\u1ee7a giao d\u1ecbch \u0111\u00f3.<\/span><\/p>\n

3. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i quy\u1ebft \u0111\u1ecbnh vi\u1ec7c ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o theo nguy\u00ean t\u1eafc \u0111a s\u1ed1, m\u1ed7i ng\u01b0\u1eddi c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft; ng\u01b0\u1eddi c\u00f3 li\u00ean quan \u0111\u1ebfn c\u00e1c b\u00ean kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

4. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ch\u1ec9 \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn khi c\u00f3 \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00e1c b\u00ean k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng ho\u1eb7c th\u1ef1c hi\u1ec7n giao d\u1ecbch l\u00e0 nh\u1eefng ch\u1ee7 th\u1ec3 ph\u00e1p l\u00fd \u0111\u1ed9c l\u1eadp, c\u00f3 quy\u1ec1n, ngh\u0129a v\u1ee5, t\u00e0i s\u1ea3n v\u00e0 l\u1ee3i \u00edch ri\u00eang bi\u1ec7t;<\/span><\/p>\n

b) Gi\u00e1 s\u1eed d\u1ee5ng trong h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch l\u00e0 gi\u00e1 th\u1ecb tr\u01b0\u1eddng t\u1ea1i th\u1eddi \u0111i\u1ec3m h\u1ee3p \u0111\u1ed3ng \u0111\u01b0\u1ee3c k\u00fd k\u1ebft ho\u1eb7c giao d\u1ecbch \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n;<\/span><\/p>\n

c) Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty tu\u00e2n th\u1ee7 \u0111\u00fang ngh\u0129a v\u1ee5 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u 77 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

5. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch b\u1ecb v\u00f4 hi\u1ec7u theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n v\u00e0 x\u1eed l\u00fd theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt n\u1ebfu \u0111\u01b0\u1ee3c k\u00fd k\u1ebft kh\u00f4ng \u0111\u00fang quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 1, 2, 3 v\u00e0 4 \u0110i\u1ec1u n\u00e0y. Ng\u01b0\u1eddi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch v\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan l\u00e0 c\u00e1c b\u00ean c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i ph\u00e1t sinh v\u00e0 ho\u00e0n tr\u1ea3 cho c\u00f4ng ty c\u00e1c kho\u1ea3n l\u1ee3i thu \u0111\u01b0\u1ee3c t\u1eeb vi\u1ec7c th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3.<\/span><\/p>\n

6. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch gi\u1eefa c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do c\u00e1 nh\u00e2n l\u00e0m ch\u1ee7 s\u1edf h\u1eefu v\u1edbi ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c ghi ch\u00e9p l\u1ea1i v\u00e0 l\u01b0u gi\u1eef th\u00e0nh h\u1ed3 s\u01a1 ri\u00eang c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 87. T\u0103ng, gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 th\u00f4ng qua vi\u1ec7c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty g\u00f3p th\u00eam v\u1ed1n ho\u1eb7c huy \u0111\u1ed9ng th\u00eam v\u1ed1n g\u00f3p c\u1ee7a ng\u01b0\u1eddi kh\u00e1c. Ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty quy\u1ebft \u0111\u1ecbnh h\u00ecnh th\u1ee9c t\u0103ng v\u00e0 m\u1ee9c t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 b\u1eb1ng vi\u1ec7c huy \u0111\u1ed9ng th\u00eam ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a ng\u01b0\u1eddi kh\u00e1c, c\u00f4ng ty ph\u1ea3i t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd theo lo\u1ea1i h\u00ecnh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean ho\u1eb7c c\u00f4ng ty c\u1ed5 ph\u1ea7n. Vi\u1ec7c t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 sau:<\/span><\/p>\n

a) Tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd theo lo\u1ea1i h\u00ecnh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean th\u00ec c\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7;<\/span><\/p>\n

b) Tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n th\u00ec c\u00f4ng ty th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 202 c\u1ee7a Lu\u1eadt n\u00e0y. <\/span><\/p>\n

3. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Ho\u00e0n tr\u1ea3 m\u1ed9t ph\u1ea7n v\u1ed1n g\u00f3p cho ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty n\u1ebfu c\u00f4ng ty \u0111\u00e3 ho\u1ea1t \u0111\u1ed9ng kinh doanh li\u00ean t\u1ee5c t\u1eeb 02 n\u0103m tr\u1edf l\u00ean k\u1ec3 t\u1eeb ng\u00e0y \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p v\u00e0 b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c sau khi \u0111\u00e3 ho\u00e0n tr\u1ea3 ph\u1ea7n v\u1ed1n g\u00f3p cho ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty;<\/span><\/p>\n

b) V\u1ed1n \u0111i\u1ec1u l\u1ec7 kh\u00f4ng \u0111\u01b0\u1ee3c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 75 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng IV<\/span><\/b><\/p>\n

<\/a>DOANH NGHI\u1ec6P NH\u00c0 N\u01af\u1edaC<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 88. Doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd d\u01b0\u1edbi h\u00ecnh th\u1ee9c c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n, bao g\u1ed3m:<\/span><\/p>\n

a) Doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7;<\/span><\/p>\n

b) Doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7 ho\u1eb7c t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft, tr\u1eeb doanh nghi\u1ec7p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

2. Doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y bao g\u1ed3m:<\/span><\/p>\n

a) C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7 l\u00e0 c\u00f4ng ty m\u1eb9 c\u1ee7a t\u1eadp \u0111o\u00e0n kinh t\u1ebf nh\u00e0 n\u01b0\u1edbc, c\u00f4ng ty m\u1eb9 c\u1ee7a t\u1ed5ng c\u00f4ng ty nh\u00e0 n\u01b0\u1edbc, c\u00f4ng ty m\u1eb9 trong nh\u00f3m c\u00f4ng ty m\u1eb9 \u2013 c\u00f4ng ty con;<\/span><\/p>\n

b) C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean l\u00e0 c\u00f4ng ty \u0111\u1ed9c l\u1eadp do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7.<\/span><\/p>\n

3. Doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7 ho\u1eb7c t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y bao g\u1ed3m:<\/span><\/p>\n

a) C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean, c\u00f4ng ty c\u1ed5 ph\u1ea7n do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft l\u00e0 c\u00f4ng ty m\u1eb9 c\u1ee7a t\u1eadp \u0111o\u00e0n kinh t\u1ebf, c\u00f4ng ty m\u1eb9 c\u1ee7a t\u1ed5ng c\u00f4ng ty nh\u00e0 n\u01b0\u1edbc, c\u00f4ng ty m\u1eb9 trong nh\u00f3m c\u00f4ng ty m\u1eb9 \u2013 c\u00f4ng ty con;<\/span><\/p>\n

b) C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean, c\u00f4ng ty c\u1ed5 ph\u1ea7n l\u00e0 c\u00f4ng ty \u0111\u1ed9c l\u1eadp do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

<\/a>4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 89. \u00c1p d\u1ee5ng quy \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd d\u01b0\u1edbi h\u00ecnh th\u1ee9c c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng n\u00e0y v\u00e0 c\u00e1c quy \u0111\u1ecbnh kh\u00e1c c\u00f3 li\u00ean quan c\u1ee7a Lu\u1eadt n\u00e0y; tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 kh\u00e1c nhau gi\u1eefa c\u00e1c quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec \u00e1p d\u1ee5ng quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng n\u00e0y.<\/span><\/p>\n

2. Doanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd d\u01b0\u1edbi h\u00ecnh th\u1ee9c c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean theo c\u00e1c quy \u0111\u1ecbnh t\u1ea1i M\u1ee5c 1 Ch\u01b0\u01a1ng III ho\u1eb7c c\u00f4ng ty c\u1ed5 ph\u1ea7n theo c\u00e1c quy \u0111\u1ecbnh t\u1ea1i Ch\u01b0\u01a1ng V c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 90. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd<\/span><\/b><\/p>\n

C\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu quy\u1ebft \u0111\u1ecbnh t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc d\u01b0\u1edbi h\u00ecnh th\u1ee9c c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean theo m\u1ed9t trong hai m\u00f4 h\u00ecnh sau \u0111\u00e2y:<\/span><\/p>\n

1. Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 91. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean nh\u00e2n danh c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean bao g\u1ed3m Ch\u1ee7 t\u1ecbch v\u00e0 c\u00e1c th\u00e0nh vi\u00ean kh\u00e1c, s\u1ed1 l\u01b0\u1ee3ng kh\u00f4ng qu\u00e1 07 ng\u01b0\u1eddi. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean do c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c, khen th\u01b0\u1edfng, k\u1ef7 lu\u1eadt.<\/span><\/p>\n

3. Nhi\u1ec7m k\u1ef3 c\u1ee7a Ch\u1ee7 t\u1ecbch v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng qu\u00e1 05 n\u0103m. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i. M\u1ed9t c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u00e0m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng qu\u00e1 02 nhi\u1ec7m k\u1ef3 t\u1ea1i m\u1ed9t c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u00e3 c\u00f3 tr\u00ean 15 n\u0103m l\u00e0m vi\u1ec7c li\u00ean t\u1ee5c t\u1ea1i c\u00f4ng ty \u0111\u00f3 tr\u01b0\u1edbc khi \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea7n \u0111\u1ea7u.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 92. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean nh\u00e2n danh c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, c\u1ed5 \u0111\u00f4ng, th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty do c\u00f4ng ty l\u00e0m ch\u1ee7 s\u1edf h\u1eefu ho\u1eb7c s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p.<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Quy\u1ebft \u0111\u1ecbnh c\u00e1c n\u1ed9i dung theo quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt Qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng v\u1ed1n nh\u00e0 n\u01b0\u1edbc \u0111\u1ea7u t\u01b0 v\u00e0o s\u1ea3n xu\u1ea5t, kinh doanh t\u1ea1i doanh nghi\u1ec7p;<\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp, t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 c\u00e1c \u0111\u01a1n v\u1ecb h\u1ea1ch to\u00e1n ph\u1ee5 thu\u1ed9c;<\/span><\/p>\n

c) Quy\u1ebft \u0111\u1ecbnh k\u1ebf ho\u1ea1ch s\u1ea3n xu\u1ea5t, kinh doanh h\u1eb1ng n\u0103m, ch\u1ee7 tr\u01b0\u01a1ng ph\u00e1t tri\u1ec3n th\u1ecb tr\u01b0\u1eddng, ti\u1ebfp th\u1ecb v\u00e0 c\u00f4ng ngh\u1ec7 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) T\u1ed5 ch\u1ee9c ho\u1ea1t \u0111\u1ed9ng ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9 v\u00e0 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp \u0111\u01a1n v\u1ecb ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 93. Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. C\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh ho\u1eb7c trong l\u0129nh v\u1ef1c, ng\u00e0nh, ngh\u1ec1 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

3. Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u, c\u1ea5p ph\u00f3 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu; th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 K\u1ebf to\u00e1n tr\u01b0\u1edfng c\u1ee7a c\u00f4ng ty; Ki\u1ec3m so\u00e1t vi\u00ean c\u00f4ng ty.<\/span><\/p>\n

4. Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p th\u00e0nh vi\u00ean.<\/span><\/p>\n

5. Tr\u1eeb Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 ki\u00eam Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty \u0111\u00f3 ho\u1eb7c c\u00f4ng ty kh\u00e1c kh\u00f4ng ph\u1ea3i l\u00e0 doanh nghi\u1ec7p th\u00e0nh vi\u00ean theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu.<\/span><\/p>\n

6. Ch\u01b0a t\u1eebng b\u1ecb c\u00e1ch ch\u1ee9c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u1ee7a doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc.<\/span><\/p>\n

7. Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 94. Mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1ecb mi\u1ec5n nhi\u1ec7m trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng c\u00f2n \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 93 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 \u0111\u01a1n xin t\u1eeb ch\u1ee9c v\u00e0 \u0111\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ch\u1ea5p thu\u1eadn b\u1eb1ng v\u0103n b\u1ea3n;<\/span><\/p>\n

c) C\u00f3 quy\u1ebft \u0111\u1ecbnh \u0111i\u1ec1u chuy\u1ec3n, b\u1ed1 tr\u00ed c\u00f4ng vi\u1ec7c kh\u00e1c ho\u1eb7c ngh\u1ec9 h\u01b0u;<\/span><\/p>\n

d) Kh\u00f4ng \u0111\u1ee7 n\u0103ng l\u1ef1c, tr\u00ecnh \u0111\u1ed9 \u0111\u1ea3m nh\u1eadn c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c giao; <\/span><\/p>\n

\u0111) Kh\u00f4ng \u0111\u1ee7 s\u1ee9c kh\u1ecfe ho\u1eb7c kh\u00f4ng c\u00f2n uy t\u00edn \u0111\u1ec3 gi\u1eef ch\u1ee9c v\u1ee5 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1ecb c\u00e1ch ch\u1ee9c trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f4ng ty kh\u00f4ng ho\u00e0n th\u00e0nh c\u00e1c m\u1ee5c ti\u00eau, ch\u1ec9 ti\u00eau k\u1ebf ho\u1ea1ch h\u1eb1ng n\u0103m, kh\u00f4ng b\u1ea3o to\u00e0n v\u00e0 ph\u00e1t tri\u1ec3n v\u1ed1n \u0111\u1ea7u t\u01b0 theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu m\u00e0 kh\u00f4ng gi\u1ea3i tr\u00ecnh \u0111\u01b0\u1ee3c nguy\u00ean nh\u00e2n kh\u00e1ch quan ho\u1eb7c gi\u1ea3i tr\u00ecnh nguy\u00ean nh\u00e2n nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

b) B\u1ecb T\u00f2a \u00e1n k\u1ebft \u00e1n v\u00e0 b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt;<\/span><\/p>\n

c) Kh\u00f4ng trung th\u1ef1c trong th\u1ef1c thi quy\u1ec1n, ngh\u0129a v\u1ee5 ho\u1eb7c l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5, s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c; b\u00e1o c\u00e1o kh\u00f4ng trung th\u1ef1c t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh v\u00e0 k\u1ebft qu\u1ea3 s\u1ea3n xu\u1ea5t, kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 60 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 quy\u1ebft \u0111\u1ecbnh mi\u1ec5n nhi\u1ec7m ho\u1eb7c c\u00e1ch ch\u1ee9c Ch\u1ee7 t\u1ecbch v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh tuy\u1ec3n ch\u1ecdn, b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi kh\u00e1c thay th\u1ebf.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 95. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean do c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu b\u1ed5 nhi\u1ec7m theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng \u0111\u01b0\u1ee3c ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u1ee7a c\u00f4ng ty v\u00e0 doanh nghi\u1ec7p kh\u00e1c.<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) X\u00e2y d\u1ef1ng k\u1ebf ho\u1ea1ch ho\u1ea1t \u0111\u1ed9ng h\u1eb1ng qu\u00fd v\u00e0 h\u1eb1ng n\u0103m c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

b) Chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung, t\u00e0i li\u1ec7u cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) Tri\u1ec7u t\u1eadp, ch\u1ee7 tr\u00ec v\u00e0 l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c t\u1ed5 ch\u1ee9c vi\u1ec7c l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; <\/span><\/p>\n

d) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu v\u00e0 ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

\u0111) T\u1ed5 ch\u1ee9c gi\u00e1m s\u00e1t, tr\u1ef1c ti\u1ebfp gi\u00e1m s\u00e1t v\u00e0 \u0111\u00e1nh gi\u00e1 k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n m\u1ee5c ti\u00eau chi\u1ebfn l\u01b0\u1ee3c, k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty, k\u1ebft qu\u1ea3 qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty;<\/span><\/p>\n

e) T\u1ed5 ch\u1ee9c c\u00f4ng b\u1ed1, c\u00f4ng khai th\u00f4ng tin v\u1ec1 c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh \u0111\u1ea7y \u0111\u1ee7, k\u1ecbp th\u1eddi, ch\u00ednh x\u00e1c, trung th\u1ef1c v\u00e0 t\u00ednh h\u1ec7 th\u1ed1ng c\u1ee7a th\u00f4ng tin \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1.<\/span><\/p>\n

3. Ngo\u00e0i tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 94 c\u1ee7a Lu\u1eadt n\u00e0y, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 b\u1ecb mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c n\u1ebfu kh\u00f4ng th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 96. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Tham d\u1ef1 cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u1ea3o lu\u1eadn, ki\u1ebfn ngh\u1ecb, bi\u1ec3u quy\u1ebft c\u00e1c v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

2. Ki\u1ec3m tra, xem x\u00e9t, tra c\u1ee9u, sao ch\u00e9p, tr\u00edch l\u1ee5c s\u1ed5 ghi ch\u00e9p v\u00e0 theo d\u00f5i h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, s\u1ed5 k\u1ebf to\u00e1n, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh, s\u1ed5 bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, c\u00e1c gi\u1ea5y t\u1edd v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

3. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 97. Tr\u00e1ch nhi\u1ec7m c\u1ee7a Ch\u1ee7 t\u1ecbch v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Tu\u00e2n th\u1ee7 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, quy\u1ebft \u0111\u1ecbnh c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty v\u00e0 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

2. Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m t\u1ed1i \u0111a l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00f4ng ty v\u00e0 Nh\u00e0 n\u01b0\u1edbc.<\/span><\/p>\n

3. Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 Nh\u00e0 n\u01b0\u1edbc; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c.<\/span><\/p>\n

4. Th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c cho doanh nghi\u1ec7p v\u1ec1 doanh nghi\u1ec7p m\u00e0 m\u00ecnh l\u00e0m ch\u1ee7 ho\u1eb7c c\u00f3 c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p chi ph\u1ed1i v\u00e0 doanh nghi\u1ec7p m\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a m\u00ecnh l\u00e0m ch\u1ee7, c\u00f9ng s\u1edf h\u1eefu ho\u1eb7c s\u1edf h\u1eefu ri\u00eang c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p chi ph\u1ed1i. Th\u00f4ng b\u00e1o n\u00e0y \u0111\u01b0\u1ee3c t\u1eadp h\u1ee3p v\u00e0 l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Ch\u1ea5p h\u00e0nh ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

6. Ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n khi th\u1ef1c hi\u1ec7n c\u00e1c h\u00e0nh vi sau \u0111\u00e2y:<\/span><\/p>\n

a) L\u1ee3i d\u1ee5ng danh ngh\u0129a c\u00f4ng ty th\u1ef1c hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt; <\/span><\/p>\n

b) Ti\u1ebfn h\u00e0nh kinh doanh ho\u1eb7c giao d\u1ecbch kh\u00e1c kh\u00f4ng nh\u1eb1m ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 g\u00e2y thi\u1ec7t h\u1ea1i cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c; <\/span><\/p>\n

c) Thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 ch\u01b0a \u0111\u1ebfn h\u1ea1n khi nguy c\u01a1 r\u1ee7i ro t\u00e0i ch\u00ednh c\u00f3 th\u1ec3 x\u1ea3y ra \u0111\u1ed1i v\u1edbi c\u00f4ng ty.<\/span><\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u00e1t hi\u1ec7n c\u00f3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00e1c c\u00f3 h\u00e0nh vi vi ph\u1ea1m trong th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao th\u00ec c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e1o c\u00e1o b\u1eb1ng v\u0103n b\u1ea3n v\u1edbi c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu; y\u00eau c\u1ea7u th\u00e0nh vi\u00ean vi ph\u1ea1m ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m v\u00e0 kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 98. Ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c, \u0111i\u1ec1u ki\u1ec7n v\u00e0 th\u1ec3 th\u1ee9c ti\u1ebfn h\u00e0nh h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean l\u00e0m vi\u1ec7c theo ch\u1ebf \u0111\u1ed9 t\u1eadp th\u1ec3; h\u1ecdp \u00edt nh\u1ea5t m\u1ed9t l\u1ea7n trong m\u1ed9t qu\u00fd \u0111\u1ec3 xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh nh\u1eefng v\u1ea5n \u0111\u1ec1 thu\u1ed9c quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh. \u0110\u1ed1i v\u1edbi nh\u1eefng v\u1ea5n \u0111\u1ec1 kh\u00f4ng y\u00eau c\u1ea7u th\u1ea3o lu\u1eadn th\u00ec H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean b\u1eb1ng v\u0103n b\u1ea3n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 h\u1ecdp b\u1ea5t th\u01b0\u1eddng \u0111\u1ec3 gi\u1ea3i quy\u1ebft nh\u1eefng v\u1ea5n \u0111\u1ec1 c\u1ea5p b\u00e1ch theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c tr\u00ean 50% t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u1ee7y quy\u1ec1n c\u00f3 tr\u00e1ch nhi\u1ec7m chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung t\u00e0i li\u1ec7u, tri\u1ec7u t\u1eadp, ch\u1ee7 tr\u00ec v\u00e0 l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. C\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n ki\u1ebfn ngh\u1ecb b\u1eb1ng v\u0103n b\u1ea3n v\u1ec1 ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp. N\u1ed9i dung v\u00e0 c\u00e1c t\u00e0i li\u1ec7u cu\u1ed9c h\u1ecdp ph\u1ea3i g\u1eedi \u0111\u1ebfn c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c m\u1eddi d\u1ef1 h\u1ecdp ch\u1eadm nh\u1ea5t l\u00e0 03 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y h\u1ecdp. T\u00e0i li\u1ec7u s\u1eed d\u1ee5ng trong cu\u1ed9c h\u1ecdp li\u00ean quan \u0111\u1ebfn vi\u1ec7c ki\u1ebfn ngh\u1ecb c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, th\u00f4ng qua ph\u01b0\u01a1ng h\u01b0\u1edbng ph\u00e1t tri\u1ec3n c\u00f4ng ty, th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m, t\u1ed5 ch\u1ee9c l\u1ea1i ho\u1eb7c gi\u1ea3i th\u1ec3 c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00e1c th\u00e0nh vi\u00ean ch\u1eadm nh\u1ea5t l\u00e0 05 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y h\u1ecdp.<\/span><\/p>\n

3. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 g\u1eedi b\u1eb1ng gi\u1ea5y m\u1eddi, \u0111i\u1ec7n tho\u1ea1i, fax, ph\u01b0\u01a1ng ti\u1ec7n \u0111i\u1ec7n t\u1eed ho\u1eb7c ph\u01b0\u01a1ng th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh v\u00e0 \u0111\u01b0\u1ee3c g\u1eedi tr\u1ef1c ti\u1ebfp \u0111\u1ebfn t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c m\u1eddi d\u1ef1 h\u1ecdp. N\u1ed9i dung th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i x\u00e1c \u0111\u1ecbnh r\u00f5 th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m v\u00e0 ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp. H\u00ecnh th\u1ee9c h\u1ecdp tr\u1ef1c tuy\u1ebfn c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng khi c\u1ea7n thi\u1ebft.<\/span><\/p>\n

4. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean h\u1ee3p l\u1ec7 khi c\u00f3 \u00edt nh\u1ea5t hai ph\u1ea7n ba t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean tham d\u1ef1. Ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 h\u01a1n m\u1ed9t n\u1eeda t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean tham d\u1ef1 bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh; tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ed1 phi\u1ebfu ngang nhau th\u00ec n\u1ed9i dung c\u00f3 phi\u1ebfu t\u00e1n th\u00e0nh c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u1ee7y quy\u1ec1n ch\u1ee7 tr\u00ec cu\u1ed9c h\u1ecdp l\u00e0 n\u1ed9i dung \u0111\u01b0\u1ee3c th\u00f4ng qua. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n b\u1ea3o l\u01b0u \u00fd ki\u1ebfn c\u1ee7a m\u00ecnh v\u00e0 ki\u1ebfn ngh\u1ecb l\u00ean c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p<\/span> l\u1ea5y \u00fd ki\u1ebfn c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1eb1ng v\u0103n b\u1ea3n th\u00ec ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 h\u01a1n m\u1ed9t n\u1eeda t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean t\u00e1n th\u00e0nh. Ngh\u1ecb quy\u1ebft c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng c\u00e1ch s\u1eed d\u1ee5ng nhi\u1ec1u b\u1ea3n sao c\u1ee7a c\u00f9ng m\u1ed9t v\u0103n b\u1ea3n n\u1ebfu m\u1ed7i b\u1ea3n sao \u0111\u00f3 c\u00f3 \u00edt nh\u1ea5t m\u1ed9t ch\u1eef k\u00fd c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

6. C\u0103n c\u1ee9 v\u00e0o n\u1ed9i dung v\u00e0 ch\u01b0\u01a1ng tr\u00ecnh cu\u1ed9c h\u1ecdp, khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean m\u1eddi \u0111\u1ea1i di\u1ec7n c\u00f3 th\u1ea9m quy\u1ec1n c\u1ee7a c\u01a1 quan, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan tham d\u1ef1 v\u00e0 th\u1ea3o lu\u1eadn c\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ee5 th\u1ec3 trong ch\u01b0\u01a1ng tr\u00ecnh cu\u1ed9c h\u1ecdp. \u0110\u1ea1i di\u1ec7n c\u01a1 quan, t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c m\u1eddi d\u1ef1 h\u1ecdp c\u00f3 quy\u1ec1n ph\u00e1t bi\u1ec3u \u00fd ki\u1ebfn nh\u01b0ng kh\u00f4ng tham gia bi\u1ec3u quy\u1ebft. C\u00e1c \u00fd ki\u1ebfn ph\u00e1t bi\u1ec3u c\u1ee7a \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c m\u1eddi d\u1ef1 h\u1ecdp \u0111\u01b0\u1ee3c ghi \u0111\u1ea7y \u0111\u1ee7 v\u00e0o bi\u00ean b\u1ea3n c\u1ee7a cu\u1ed9c h\u1ecdp.<\/span><\/p>\n

7. N\u1ed9i dung c\u00e1c v\u1ea5n \u0111\u1ec1 th\u1ea3o lu\u1eadn, c\u00e1c \u00fd ki\u1ebfn ph\u00e1t bi\u1ec3u, k\u1ebft qu\u1ea3 bi\u1ec3u quy\u1ebft, c\u00e1c ngh\u1ecb quy\u1ebft \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean th\u00f4ng qua v\u00e0 k\u1ebft lu\u1eadn c\u1ee7a c\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n. Ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd cu\u1ed9c h\u1ecdp ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh ch\u00ednh x\u00e1c v\u00e0 t\u00ednh trung th\u1ef1c c\u1ee7a bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng qua tr\u01b0\u1edbc khi k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp. Bi\u00ean b\u1ea3n ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m, m\u1ee5c \u0111\u00edch, ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp; danh s\u00e1ch th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp; v\u1ea5n \u0111\u1ec1 \u0111\u01b0\u1ee3c th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft; t\u00f3m t\u1eaft \u00fd ki\u1ebfn ph\u00e1t bi\u1ec3u c\u1ee7a th\u00e0nh vi\u00ean, \u0111\u1ea1i di\u1ec7n \u0111\u01b0\u1ee3c m\u1eddi d\u1ef1 h\u1ecdp v\u1ec1 t\u1eebng v\u1ea5n \u0111\u1ec1 th\u1ea3o lu\u1eadn;<\/span><\/p>\n

b) S\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng t\u00e1n th\u00e0nh \u0111\u1ed1i v\u1edbi tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng \u00e1p d\u1ee5ng ph\u01b0\u01a1ng th\u1ee9c b\u1ecf phi\u1ebfu tr\u1eafng; s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn \u0111\u1ed1i v\u1edbi tr\u01b0\u1eddng h\u1ee3p \u00e1p d\u1ee5ng ph\u01b0\u01a1ng th\u1ee9c b\u1ecf phi\u1ebfu tr\u1eafng;<\/span><\/p>\n

c) C\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua; <\/span><\/p>\n

d) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp.<\/span><\/p>\n

8. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, K\u1ebf to\u00e1n tr\u01b0\u1edfng v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, c\u00f4ng ty con do c\u00f4ng ty n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00f4ng ty t\u1ea1i doanh nghi\u1ec7p kh\u00e1c cung c\u1ea5p c\u00e1c th\u00f4ng tin, t\u00e0i li\u1ec7u v\u1ec1 t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh, ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p theo quy ch\u1ebf th\u00f4ng tin do H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean quy \u0111\u1ecbnh ho\u1eb7c theo ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u cung c\u1ea5p th\u00f4ng tin ph\u1ea3i cung c\u1ea5p k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7 v\u00e0 ch\u00ednh x\u00e1c th\u00f4ng tin, t\u00e0i li\u1ec7u theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ebft \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

9. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean s\u1eed d\u1ee5ng b\u1ed9 m\u00e1y qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh, b\u1ed9 ph\u1eadn gi\u00fap vi\u1ec7c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 c\u1ee7a m\u00ecnh.<\/span><\/p>\n

10. Chi ph\u00ed ho\u1ea1t \u0111\u1ed9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, ti\u1ec1n l\u01b0\u01a1ng, ph\u1ee5 c\u1ea5p v\u00e0 th\u00f9 lao \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed qu\u1ea3n l\u00fd c\u00f4ng ty.<\/span><\/p>\n

11. Tr\u01b0\u1eddng h\u1ee3p c\u1ea7n thi\u1ebft, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean t\u1ed5 ch\u1ee9c vi\u1ec7c l\u1ea5y \u00fd ki\u1ebfn chuy\u00ean gia t\u01b0 v\u1ea5n trong n\u01b0\u1edbc v\u00e0 n\u01b0\u1edbc ngo\u00e0i tr\u01b0\u1edbc khi quy\u1ebft \u0111\u1ecbnh v\u1ea5n \u0111\u1ec1 quan tr\u1ecdng thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean. Chi ph\u00ed l\u1ea5y \u00fd ki\u1ebfn chuy\u00ean gia t\u01b0 v\u1ea5n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i quy ch\u1ebf qu\u1ea3n l\u00fd t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

12. Ngh\u1ecb quy\u1ebft H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c th\u00f4ng qua ho\u1eb7c t\u1eeb ng\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c ghi trong ngh\u1ecb quy\u1ebft, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u1ea3i \u0111\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 99. Ch\u1ee7 t\u1ecbch c\u00f4ng ty<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch c\u00f4ng ty do c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu b\u1ed5 nhi\u1ec7m theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt. Ch\u1ee7 t\u1ecbch c\u00f4ng ty c\u00f3 nhi\u1ec7m k\u1ef3 kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i. M\u1ed9t c\u00e1 nh\u00e2n \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m kh\u00f4ng qu\u00e1 hai nhi\u1ec7m k\u1ef3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m \u0111\u00e3 c\u00f3 tr\u00ean 15 n\u0103m l\u00e0m vi\u1ec7c li\u00ean t\u1ee5c t\u1ea1i c\u00f4ng ty \u0111\u00f3 tr\u01b0\u1edbc khi \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea7n \u0111\u1ea7u. Ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n v\u00e0 c\u00e1c tr\u01b0\u1eddng h\u1ee3p mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c Ch\u1ee7 t\u1ecbch c\u00f4ng ty \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 93 v\u00e0 \u0110i\u1ec1u 94 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu tr\u1ef1c ti\u1ebfp t\u1ea1i c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt Qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng v\u1ed1n nh\u00e0 n\u01b0\u1edbc \u0111\u1ea7u t\u01b0 v\u00e0o s\u1ea3n xu\u1ea5t, kinh doanh t\u1ea1i doanh nghi\u1ec7p; quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 92 v\u00e0 \u0110i\u1ec1u 97 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

3. Ti\u1ec1n l\u01b0\u01a1ng, ph\u1ee5 c\u1ea5p, th\u00f9 lao c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed qu\u1ea3n l\u00fd c\u00f4ng ty.<\/span><\/p>\n

4. Ch\u1ee7 t\u1ecbch c\u00f4ng ty s\u1eed d\u1ee5ng b\u1ed9 m\u00e1y qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh, b\u1ed9 ph\u1eadn gi\u00fap vi\u1ec7c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh. Tr\u01b0\u1eddng h\u1ee3p c\u1ea7n thi\u1ebft, Ch\u1ee7 t\u1ecbch c\u00f4ng ty t\u1ed5 ch\u1ee9c l\u1ea5y \u00fd ki\u1ebfn chuy\u00ean gia t\u01b0 v\u1ea5n trong n\u01b0\u1edbc v\u00e0 n\u01b0\u1edbc ngo\u00e0i tr\u01b0\u1edbc khi quy\u1ebft \u0111\u1ecbnh v\u1ea5n \u0111\u1ec1 quan tr\u1ecdng thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty. Chi ph\u00ed l\u1ea5y \u00fd ki\u1ebfn chuy\u00ean gia t\u01b0 v\u1ea5n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i quy ch\u1ebf qu\u1ea3n l\u00fd t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Quy\u1ebft \u0111\u1ecbnh thu\u1ed9c th\u1ea9m quy\u1ec1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c l\u1eadp th\u00e0nh v\u0103n b\u1ea3n, k\u00fd t\u00ean v\u1edbi ch\u1ee9c danh Ch\u1ee7 t\u1ecbch c\u00f4ng ty bao g\u1ed3m c\u1ea3 tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch c\u00f4ng ty ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

6. Quy\u1ebft \u0111\u1ecbnh c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y k\u00fd ho\u1eb7c t\u1eeb ng\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c ghi trong quy\u1ebft \u0111\u1ecbnh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u1ea3i \u0111\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

7. Tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch c\u00f4ng ty xu\u1ea5t c\u1ea3nh kh\u1ecfi Vi\u1ec7t Nam tr\u00ean 30 ng\u00e0y th\u00ec ph\u1ea3i \u1ee7y quy\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n cho ng\u01b0\u1eddi kh\u00e1c th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a Ch\u1ee7 t\u1ecbch c\u00f4ng ty; vi\u1ec7c \u1ee7y quy\u1ec1n ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ebfn c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu. Tr\u01b0\u1eddng h\u1ee3p \u1ee7y quy\u1ec1n kh\u00e1c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 100. Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 Ph\u00f3 gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c do H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty b\u1ed5 nhi\u1ec7m ho\u1eb7c thu\u00ea theo ph\u01b0\u01a1ng \u00e1n nh\u00e2n s\u1ef1 \u0111\u00e3 \u0111\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ch\u1ea5p thu\u1eadn. <\/span><\/p>\n

2. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 nhi\u1ec7m v\u1ee5 \u0111i\u1ec1u h\u00e0nh c\u00e1c ho\u1ea1t \u0111\u1ed9ng h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty v\u00e0 c\u00f3 quy\u1ec1n, ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n v\u00e0 \u0111\u00e1nh gi\u00e1 k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch, ph\u01b0\u01a1ng \u00e1n kinh doanh, k\u1ebf ho\u1ea1ch \u0111\u1ea7u t\u01b0 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n v\u00e0 \u0111\u00e1nh gi\u00e1 k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty v\u00e0 c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty;<\/span><\/p>\n

c) Quy\u1ebft \u0111\u1ecbnh c\u00e1c c\u00f4ng vi\u1ec7c h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Ban h\u00e0nh quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty \u0111\u00e3 \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

\u0111) B\u1ed5 nhi\u1ec7m, thu\u00ea, mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c, ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, tr\u1eeb ch\u1ee9c danh thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

e) K\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch nh\u00e2n danh c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

g) L\u1eadp v\u00e0 tr\u00ecnh H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty b\u00e1o c\u00e1o \u0111\u1ecbnh k\u1ef3 h\u1eb1ng qu\u00fd, h\u1eb1ng n\u0103m v\u1ec1 k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n m\u1ee5c ti\u00eau k\u1ebf ho\u1ea1ch kinh doanh; b\u00e1o c\u00e1o t\u00e0i ch\u00ednh;<\/span><\/p>\n

h) Ki\u1ebfn ngh\u1ecb ph\u00e2n b\u1ed5 v\u00e0 s\u1eed d\u1ee5ng l\u1ee3i nhu\u1eadn sau thu\u1ebf v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

i) Tuy\u1ec3n d\u1ee5ng lao \u0111\u1ed9ng;<\/span><\/p>\n

k) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n t\u1ed5 ch\u1ee9c l\u1ea1i c\u00f4ng ty;<\/span><\/p>\n

l) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. C\u00f4ng ty c\u00f3 m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c. S\u1ed1 l\u01b0\u1ee3ng, th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 101. Ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n c\u1ee7a Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. C\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh ho\u1eb7c trong l\u0129nh v\u1ef1c, ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

3. Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u, c\u1ea5p ph\u00f3 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu; th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty; Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c v\u00e0 K\u1ebf to\u00e1n tr\u01b0\u1edfng c\u1ee7a c\u00f4ng ty; Ki\u1ec3m so\u00e1t vi\u00ean c\u00f4ng ty.<\/span><\/p>\n

4. Ch\u01b0a t\u1eebng b\u1ecb c\u00e1ch ch\u1ee9c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c t\u1ea1i c\u00f4ng ty ho\u1eb7c \u1edf doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc kh\u00e1c.<\/span><\/p>\n

5. Kh\u00f4ng \u0111\u01b0\u1ee3c ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u1ee7a doanh nghi\u1ec7p kh\u00e1c.<\/span><\/p>\n

6. Ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 102. Mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c \u0111\u1ed1i v\u1edbi Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u1ee7a c\u00f4ng ty, K\u1ebf to\u00e1n tr\u01b0\u1edfng<\/span><\/b> <\/b><\/p>\n

1. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c b\u1ecb mi\u1ec5n nhi\u1ec7m trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng c\u00f2n \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 101 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 \u0111\u01a1n xin ngh\u1ec9 vi\u1ec7c.<\/span><\/p>\n

2. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c b\u1ecb xem x\u00e9t c\u00e1ch ch\u1ee9c trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Doanh nghi\u1ec7p kh\u00f4ng b\u1ea3o to\u00e0n \u0111\u01b0\u1ee3c v\u1ed1n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) Doanh nghi\u1ec7p kh\u00f4ng ho\u00e0n th\u00e0nh c\u00e1c m\u1ee5c ti\u00eau k\u1ebf ho\u1ea1ch kinh doanh h\u1eb1ng n\u0103m;<\/span><\/p>\n

c) Doanh nghi\u1ec7p vi ph\u1ea1m ph\u00e1p lu\u1eadt;<\/span><\/p>\n

d) Kh\u00f4ng c\u00f3 \u0111\u1ee7 tr\u00ecnh \u0111\u1ed9 v\u00e0 n\u0103ng l\u1ef1c \u0111\u00e1p \u1ee9ng y\u00eau c\u1ea7u c\u1ee7a chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n v\u00e0 k\u1ebf ho\u1ea1ch kinh doanh m\u1edbi c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

\u0111) Vi ph\u1ea1m m\u1ed9t trong s\u1ed1 c\u00e1c quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 97 v\u00e0 \u0110i\u1ec1u 100 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

e) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 60 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 quy\u1ebft \u0111\u1ecbnh mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty xem x\u00e9t, quy\u1ebft \u0111\u1ecbnh tuy\u1ec3n ch\u1ecdn, b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi kh\u00e1c thay th\u1ebf.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p<\/span> mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c \u0111\u1ed1i v\u1edbi Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u1ee7a c\u00f4ng ty, K\u1ebf to\u00e1n tr\u01b0\u1edfng do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 103. Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. C\u0103n c\u1ee9 quy m\u00f4 c\u1ee7a c\u00f4ng ty, c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp Ban ki\u1ec3m so\u00e1t c\u00f3 t\u1eeb 01 \u0111\u1ebfn 05 Ki\u1ec3m so\u00e1t vi\u00ean, trong \u0111\u00f3 c\u00f3 Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t. Nhi\u1ec7m k\u1ef3 Ki\u1ec3m so\u00e1t vi\u00ean kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i nh\u01b0ng kh\u00f4ng qu\u00e1 02 nhi\u1ec7m k\u1ef3 li\u00ean t\u1ee5c t\u1ea1i c\u00f4ng ty \u0111\u00f3. Tr\u01b0\u1eddng h\u1ee3p Ban ki\u1ec3m so\u00e1t ch\u1ec9 c\u00f3 01 Ki\u1ec3m so\u00e1t vi\u00ean th\u00ec Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u00f3 \u0111\u1ed3ng th\u1eddi l\u00e0 Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t v\u00e0 ph\u1ea3i \u0111\u00e1p \u1ee9ng ti\u00eau chu\u1ea9n c\u1ee7a Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

2. M\u1ed9t c\u00e1 nh\u00e2n c\u00f3 th\u1ec3 \u0111\u1ed3ng th\u1eddi \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u00e0m Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a kh\u00f4ng qu\u00e1 04 doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc. <\/span><\/p>\n

3. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i c\u00f3 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f3 b\u1eb1ng t\u1ed1t nghi\u1ec7p \u0111\u1ea1i h\u1ecdc tr\u1edf l\u00ean thu\u1ed9c m\u1ed9t trong c\u00e1c chuy\u00ean ng\u00e0nh v\u1ec1 kinh t\u1ebf, t\u00e0i ch\u00ednh, k\u1ebf to\u00e1n, ki\u1ec3m to\u00e1n, lu\u1eadt, qu\u1ea3n tr\u1ecb kinh doanh ho\u1eb7c chuy\u00ean ng\u00e0nh ph\u00f9 h\u1ee3p v\u1edbi ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p v\u00e0 c\u00f3 \u00edt nh\u1ea5t 03 n\u0103m kinh nghi\u1ec7m l\u00e0m vi\u1ec7c; Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t 05 n\u0103m kinh nghi\u1ec7m l\u00e0m vi\u1ec7c;<\/span><\/p>\n

b) Kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd t\u1ea1i doanh nghi\u1ec7p kh\u00e1c; kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a doanh nghi\u1ec7p kh\u00f4ng ph\u1ea3i l\u00e0 doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc; kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty; <\/span><\/p>\n

c) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u, c\u1ea5p ph\u00f3 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu c\u1ee7a c\u00f4ng ty; th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u1ee7a c\u00f4ng ty; Ch\u1ee7 t\u1ecbch c\u00f4ng ty; Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c; Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, K\u1ebf to\u00e1n tr\u01b0\u1edfng; Ki\u1ec3m so\u00e1t vi\u00ean kh\u00e1c c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. <\/span><\/p>\n

4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 104. Ngh\u0129a v\u1ee5 c\u1ee7a Ban ki\u1ec3m so\u00e1t<\/span><\/b><\/p>\n

1. Ban ki\u1ec3m so\u00e1t c\u00f3 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Gi\u00e1m s\u00e1t vi\u1ec7c t\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n, k\u1ebf ho\u1ea1ch kinh doanh;<\/span><\/p>\n

b) Gi\u00e1m s\u00e1t, \u0111\u00e1nh gi\u00e1 th\u1ef1c tr\u1ea1ng ho\u1ea1t \u0111\u1ed9ng kinh doanh, th\u1ef1c tr\u1ea1ng t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) Gi\u00e1m s\u00e1t v\u00e0 \u0111\u00e1nh gi\u00e1 vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u00e0 H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty;<\/span><\/p>\n

d) Gi\u00e1m s\u00e1t, \u0111\u00e1nh gi\u00e1 hi\u1ec7u l\u1ef1c v\u00e0 m\u1ee9c \u0111\u1ed9 tu\u00e2n th\u1ee7 quy ch\u1ebf ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9, quy ch\u1ebf qu\u1ea3n l\u00fd v\u00e0 ph\u00f2ng ng\u1eeba r\u1ee7i ro, quy ch\u1ebf b\u00e1o c\u00e1o, quy ch\u1ebf qu\u1ea3n tr\u1ecb n\u1ed9i b\u1ed9 kh\u00e1c c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) Gi\u00e1m s\u00e1t t\u00ednh h\u1ee3p ph\u00e1p, t\u00ednh h\u1ec7 th\u1ed1ng v\u00e0 trung th\u1ef1c trong c\u00f4ng t\u00e1c k\u1ebf to\u00e1n, s\u1ed5 s\u00e1ch k\u1ebf to\u00e1n, trong n\u1ed9i dung b\u00e1o c\u00e1o t\u00e0i ch\u00ednh, c\u00e1c ph\u1ee5 l\u1ee5c v\u00e0 t\u00e0i li\u1ec7u li\u00ean quan;<\/span><\/p>\n

e) Gi\u00e1m s\u00e1t h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u1ee7a c\u00f4ng ty v\u1edbi c\u00e1c b\u00ean c\u00f3 li\u00ean quan;<\/span><\/p>\n

g) Gi\u00e1m s\u00e1t th\u1ef1c hi\u1ec7n d\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0 l\u1edbn; h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch mua, b\u00e1n; h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kinh doanh kh\u00e1c c\u00f3 quy m\u00f4 l\u1edbn; h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kinh doanh b\u1ea5t th\u01b0\u1eddng c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

h) L\u1eadp v\u00e0 g\u1eedi b\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1, ki\u1ebfn ngh\u1ecb v\u1ec1 n\u1ed9i dung quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b, c, d, \u0111, e v\u00e0 g kho\u1ea3n n\u00e0y cho c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu v\u00e0 H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

i) Th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 kh\u00e1c theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu, quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean do c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu quy\u1ebft \u0111\u1ecbnh v\u00e0 chi tr\u1ea3.<\/span><\/p>\n

3. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y. <\/span><\/p>\n

<\/a>\u0110i\u1ec1u 105. Quy\u1ec1n c\u1ee7a Ban ki\u1ec3m so\u00e1t<\/span><\/b><\/p>\n

1. Tham gia c\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, c\u00e1c cu\u1ed9c tham v\u1ea5n, trao \u0111\u1ed5i ch\u00ednh th\u1ee9c v\u00e0 kh\u00f4ng ch\u00ednh th\u1ee9c c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu v\u1edbi H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; ch\u1ea5t v\u1ea5n H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty v\u00e0 Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u1ec1 k\u1ebf ho\u1ea1ch, d\u1ef1 \u00e1n, ch\u01b0\u01a1ng tr\u00ecnh \u0111\u1ea7u t\u01b0 ph\u00e1t tri\u1ec3n v\u00e0 c\u00e1c quy\u1ebft \u0111\u1ecbnh kh\u00e1c trong qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh c\u00f4ng ty.<\/span><\/p>\n

2. Xem x\u00e9t s\u1ed5 s\u00e1ch k\u1ebf to\u00e1n, b\u00e1o c\u00e1o, h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty; ki\u1ec3m tra c\u00f4ng vi\u1ec7c qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft ho\u1eb7c theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu.<\/span><\/p>\n

3. Y\u00eau c\u1ea7u H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, K\u1ebf to\u00e1n tr\u01b0\u1edfng v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c b\u00e1o c\u00e1o, cung c\u1ea5p th\u00f4ng tin trong ph\u1ea1m vi qu\u1ea3n l\u00fd v\u00e0 ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0, kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

4. Y\u00eau c\u1ea7u ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty b\u00e1o c\u00e1o v\u1ec1 th\u1ef1c tr\u1ea1ng t\u00e0i ch\u00ednh v\u00e0 k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty con khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c nhi\u1ec7m v\u1ee5 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

5. \u0110\u1ec1 ngh\u1ecb c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu th\u00e0nh l\u1eadp \u0111\u01a1n v\u1ecb th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 ki\u1ec3m to\u00e1n \u0111\u1ec3 tham m\u01b0u v\u00e0 tr\u1ef1c ti\u1ebfp h\u1ed7 tr\u1ee3 Ban ki\u1ec3m so\u00e1t th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao.<\/span><\/p>\n

6. Quy\u1ec1n kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 106. Ch\u1ebf \u0111\u1ed9 l\u00e0m vi\u1ec7c c\u1ee7a Ban ki\u1ec3m so\u00e1t<\/span><\/b><\/p>\n

1. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t x\u00e2y d\u1ef1ng k\u1ebf ho\u1ea1ch c\u00f4ng t\u00e1c h\u1eb1ng th\u00e1ng, h\u1eb1ng qu\u00fd v\u00e0 h\u1eb1ng n\u0103m c\u1ee7a Ban ki\u1ec3m so\u00e1t; ph\u00e2n c\u00f4ng nhi\u1ec7m v\u1ee5 v\u00e0 c\u00f4ng vi\u1ec7c c\u1ee5 th\u1ec3 cho t\u1eebng Ki\u1ec3m so\u00e1t vi\u00ean.<\/span><\/p>\n

2. Ki\u1ec3m so\u00e1t vi\u00ean ch\u1ee7 \u0111\u1ed9ng v\u00e0 \u0111\u1ed9c l\u1eadp th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 v\u00e0 c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng; \u0111\u1ec1 xu\u1ea5t, ki\u1ebfn ngh\u1ecb th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5, c\u00f4ng vi\u1ec7c ki\u1ec3m so\u00e1t kh\u00e1c ngo\u00e0i k\u1ebf ho\u1ea1ch, ngo\u00e0i ph\u1ea1m vi \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft.<\/span><\/p>\n

3. Ban ki\u1ec3m so\u00e1t h\u1ecdp \u00edt nh\u1ea5t m\u1ed7i th\u00e1ng m\u1ed9t l\u1ea7n \u0111\u1ec3 r\u00e0 so\u00e1t, \u0111\u00e1nh gi\u00e1, th\u00f4ng qua b\u00e1o c\u00e1o k\u1ebft qu\u1ea3 ki\u1ec3m so\u00e1t trong th\u00e1ng tr\u00ecnh c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu; th\u1ea3o lu\u1eadn v\u00e0 th\u00f4ng qua k\u1ebf ho\u1ea1ch ho\u1ea1t \u0111\u1ed9ng ti\u1ebfp theo c\u1ee7a Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

4. Quy\u1ebft \u0111\u1ecbnh c\u1ee7a Ban ki\u1ec3m so\u00e1t \u0111\u01b0\u1ee3c th\u00f4ng qua khi c\u00f3 \u0111a s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh. C\u00e1c \u00fd ki\u1ebfn kh\u00e1c v\u1edbi n\u1ed9i dung quy\u1ebft \u0111\u1ecbnh \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua ph\u1ea3i \u0111\u01b0\u1ee3c ghi ch\u00e9p \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c v\u00e0 b\u00e1o c\u00e1o c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 107. Tr\u00e1ch nhi\u1ec7m c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu v\u00e0 \u0111\u1ea1o \u0111\u1ee9c ngh\u1ec1 nghi\u1ec7p trong th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean.<\/span><\/p>\n

2. Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t \u0111\u1ec3 b\u1ea3o v\u1ec7 l\u1ee3i \u00edch c\u1ee7a Nh\u00e0 n\u01b0\u1edbc, c\u00f4ng ty v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c b\u00ean t\u1ea1i c\u00f4ng ty.<\/span><\/p>\n

3. Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a Nh\u00e0 n\u01b0\u1edbc v\u00e0 c\u00f4ng ty; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m tr\u00e1ch nhi\u1ec7m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y m\u00e0 g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty th\u00ec Ki\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n ho\u1eb7c li\u00ean \u0111\u1edbi b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i \u0111\u00f3; t\u00f9y theo t\u00ednh ch\u1ea5t, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m v\u00e0 thi\u1ec7t h\u1ea1i c\u00f2n c\u00f3 th\u1ec3 b\u1ecb x\u1eed l\u00fd k\u1ef7 lu\u1eadt, x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh ho\u1eb7c b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt; ho\u00e0n tr\u1ea3 l\u1ea1i cho c\u00f4ng ty m\u1ecdi thu nh\u1eadp v\u00e0 l\u1ee3i \u00edch c\u00f3 \u0111\u01b0\u1ee3c do vi ph\u1ea1m tr\u00e1ch nhi\u1ec7m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

5. <\/span>B\u00e1o c\u00e1o k\u1ecbp th\u1eddi cho c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu, \u0111\u1ed3ng th\u1eddi y\u00eau c\u1ea7u Ki\u1ec3m so\u00e1t vi\u00ean ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m v\u00e0 kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3 trong tr\u01b0\u1eddng h\u1ee3p ph\u00e1t hi\u1ec7n Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u00f3 vi ph\u1ea1m quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m \u0111\u01b0\u1ee3c giao.<\/span><\/p>\n

6<\/span>. B\u00e1o c\u00e1o k\u1ecbp th\u1eddi cho c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, Ki\u1ec3m so\u00e1t vi\u00ean kh\u00e1c v\u00e0 c\u00e1 nh\u00e2n c\u00f3 li\u00ean quan, \u0111\u1ed3ng th\u1eddi y\u00eau c\u1ea7u c\u00e1 nh\u00e2n \u0111\u00f3 ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m v\u00e0 kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3 trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Ph\u00e1t hi\u1ec7n c\u00f3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c l\u00e0m tr\u00e1i quy \u0111\u1ecbnh v\u1ec1 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a h\u1ecd ho\u1eb7c c\u00f3 nguy c\u01a1 l\u00e0m tr\u00e1i quy \u0111\u1ecbnh \u0111\u00f3; <\/span><\/p>\n

b) Ph\u00e1t hi\u1ec7n h\u00e0nh vi vi ph\u1ea1m ph\u00e1p lu\u1eadt, tr\u00e1i quy \u0111\u1ecbnh \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c quy ch\u1ebf qu\u1ea3n tr\u1ecb n\u1ed9i b\u1ed9 c\u00f4ng ty.<\/span><\/p>\n

7. Tr\u00e1ch nhi\u1ec7m kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 108. Mi\u1ec5n nhi\u1ec7m, c\u00e1ch ch\u1ee9c Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean b\u1ecb mi\u1ec5n nhi\u1ec7m trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng c\u00f2n \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 103 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 \u0111\u01a1n xin t\u1eeb ch\u1ee9c v\u00e0 \u0111\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

c) \u0110\u01b0\u1ee3c c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu ho\u1eb7c c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n kh\u00e1c \u0111i\u1ec1u \u0111\u1ed9ng, ph\u00e2n c\u00f4ng th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 kh\u00e1c;<\/span><\/p>\n

d) Tr\u01b0\u1eddng h\u1ee3p<\/span> kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean b\u1ecb c\u00e1ch ch\u1ee9c trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5, nhi\u1ec7m v\u1ee5, c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng trong 03 th\u00e1ng li\u00ean t\u1ee5c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ea5t kh\u1ea3 kh\u00e1ng;<\/span><\/p>\n

b) Kh\u00f4ng ho\u00e0n th\u00e0nh ngh\u0129a v\u1ee5, nhi\u1ec7m v\u1ee5, c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng trong 01 n\u0103m;<\/span><\/p>\n

c) Vi ph\u1ea1m nhi\u1ec1u l\u1ea7n, vi ph\u1ea1m nghi\u00eam tr\u1ecdng quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean quy \u0111\u1ecbnh t\u1ea1i Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

d) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 109. C\u00f4ng b\u1ed1 th\u00f4ng tin \u0111\u1ecbnh k\u1ef3<\/span><\/b><\/p>\n

<\/a>1. C\u00f4ng ty ph\u1ea3i c\u00f4ng b\u1ed1 \u0111\u1ecbnh k\u1ef3 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu nh\u1eefng th\u00f4ng tin sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00f4ng tin c\u01a1 b\u1ea3n v\u1ec1 c\u00f4ng ty v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

b) M\u1ee5c ti\u00eau t\u1ed5ng qu\u00e1t; m\u1ee5c ti\u00eau, ch\u1ec9 ti\u00eau c\u1ee5 th\u1ec3 c\u1ee7a k\u1ebf ho\u1ea1ch kinh doanh h\u1eb1ng n\u0103m;<\/span><\/p>\n

c) B\u00e1o c\u00e1o v\u00e0 t\u00f3m t\u1eaft b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n b\u1edfi t\u1ed5 ch\u1ee9c ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp trong th\u1eddi h\u1ea1n 150 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh; bao g\u1ed3m c\u1ea3 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t (n\u1ebfu c\u00f3);<\/span><\/p>\n

d) B\u00e1o c\u00e1o v\u00e0 t\u00f3m t\u1eaft b\u00e1o c\u00e1o t\u00e0i ch\u00ednh gi\u1eefa n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n b\u1edfi t\u1ed5 ch\u1ee9c ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp; th\u1eddi h\u1ea1n c\u00f4ng b\u1ed1 ph\u1ea3i tr\u01b0\u1edbc ng\u00e0y 31 th\u00e1ng 7 h\u1eb1ng n\u0103m; bao g\u1ed3m c\u1ea3 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t (n\u1ebfu c\u00f3);<\/span><\/p>\n

\u0111) B\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1 v\u1ec1 k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch s\u1ea3n xu\u1ea5t, kinh doanh h\u1eb1ng n\u0103m;<\/span><\/p>\n

e) B\u00e1o c\u00e1o k\u1ebft qu\u1ea3 th\u1ef1c hi\u1ec7n c\u00e1c nhi\u1ec7m v\u1ee5 c\u00f4ng \u00edch \u0111\u01b0\u1ee3c giao theo k\u1ebf ho\u1ea1ch ho\u1eb7c \u0111\u1ea5u th\u1ea7u (n\u1ebfu c\u00f3) v\u00e0 tr\u00e1ch nhi\u1ec7m x\u00e3 h\u1ed9i kh\u00e1c;<\/span><\/p>\n

g) B\u00e1o c\u00e1o v\u1ec1 th\u1ef1c tr\u1ea1ng qu\u1ea3n tr\u1ecb, c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c c\u00f4ng ty.<\/span><\/p>\n

2. B\u00e1o c\u00e1o th\u1ef1c tr\u1ea1ng qu\u1ea3n tr\u1ecb c\u00f4ng ty bao g\u1ed3m c\u00e1c th\u00f4ng tin sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00f4ng tin v\u1ec1 c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu, ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u v\u00e0 c\u1ea5p ph\u00f3 c\u1ee7a ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu;<\/span><\/p>\n

b) Th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty, bao g\u1ed3m tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m ngh\u1ec1 nghi\u1ec7p, c\u00e1c v\u1ecb tr\u00ed qu\u1ea3n l\u00fd \u0111\u00e3 n\u1eafm gi\u1eef, c\u00e1ch th\u1ee9c \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m, c\u00f4ng vi\u1ec7c qu\u1ea3n l\u00fd \u0111\u01b0\u1ee3c giao; m\u1ee9c v\u00e0 c\u00e1ch th\u1ee9c chi tr\u1ea3 ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c; ng\u01b0\u1eddi c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty; <\/span><\/p>\n

c) Quy\u1ebft \u0111\u1ecbnh c\u00f3 li\u00ean quan c\u1ee7a c\u01a1 quan \u0111\u1ea1i di\u1ec7n ch\u1ee7 s\u1edf h\u1eefu; c\u00e1c ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c Ch\u1ee7 t\u1ecbch c\u00f4ng ty;<\/span><\/p>\n

d) Th\u00f4ng tin v\u1ec1 Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a h\u1ecd;<\/span><\/p>\n

\u0111) B\u00e1o c\u00e1o k\u1ebft lu\u1eadn c\u1ee7a c\u01a1 quan thanh tra (n\u1ebfu c\u00f3) v\u00e0 b\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t, Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

e) Th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a c\u00f4ng ty, h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u1ee7a c\u00f4ng ty v\u1edbi ng\u01b0\u1eddi c\u00f3 li\u00ean quan;<\/span><\/p>\n

g) Th\u00f4ng tin kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Th\u00f4ng tin \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1 ph\u1ea3i \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c v\u00e0 k\u1ecbp th\u1eddi theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

4. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n c\u00f4ng b\u1ed1 th\u00f4ng tin th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1 th\u00f4ng tin. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh \u0111\u1ea7y \u0111\u1ee7, k\u1ecbp th\u1eddi, trung th\u1ef1c v\u00e0 ch\u00ednh x\u00e1c c\u1ee7a th\u00f4ng tin \u0111\u01b0\u1ee3c c\u00f4ng b\u1ed1.<\/span><\/p>\n

5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 110. C\u00f4ng b\u1ed1 th\u00f4ng tin b\u1ea5t th\u01b0\u1eddng<\/span><\/b><\/p>\n

<\/a>1. C\u00f4ng ty ph\u1ea3i c\u00f4ng b\u1ed1 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed, \u1ea5n ph\u1ea9m (n\u1ebfu c\u00f3) v\u00e0 ni\u00eam y\u1ebft c\u00f4ng khai t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, \u0111\u1ecba \u0111i\u1ec3m kinh doanh c\u1ee7a c\u00f4ng ty v\u1ec1 c\u00e1c th\u00f4ng tin b\u1ea5t th\u01b0\u1eddng trong th\u1eddi h\u1ea1n 36 gi\u1edd k\u1ec3 t\u1eeb khi x\u1ea3y ra m\u1ed9t trong c\u00e1c s\u1ef1 ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00e0i kho\u1ea3n c\u1ee7a c\u00f4ng ty b\u1ecb phong t\u1ecfa ho\u1eb7c \u0111\u01b0\u1ee3c ph\u00e9p ho\u1ea1t \u0111\u1ed9ng tr\u1edf l\u1ea1i sau khi b\u1ecb phong t\u1ecfa;<\/span><\/p>\n

b) T\u1ea1m ng\u1eebng m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 ho\u1ea1t \u0111\u1ed9ng kinh doanh; b\u1ecb thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp, gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng, gi\u1ea5y ph\u00e9p ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c gi\u1ea5y ph\u00e9p kh\u00e1c li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) S\u1eeda \u0111\u1ed5i, b\u1ed5 sung n\u1ed9i dung Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp, gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp v\u00e0 ho\u1ea1t \u0111\u1ed9ng, gi\u1ea5y ph\u00e9p ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c gi\u1ea5y ph\u00e9p kh\u00e1c li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Thay \u0111\u1ed5i th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, K\u1ebf to\u00e1n tr\u01b0\u1edfng, Tr\u01b0\u1edfng ph\u00f2ng t\u00e0i ch\u00ednh k\u1ebf to\u00e1n, Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t ho\u1eb7c Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

\u0111) C\u00f3 quy\u1ebft \u0111\u1ecbnh k\u1ef7 lu\u1eadt, kh\u1edfi t\u1ed1, c\u00f3 b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p;<\/span><\/p>\n

e) C\u00f3 k\u1ebft lu\u1eadn c\u1ee7a c\u01a1 quan thanh tra ho\u1eb7c c\u1ee7a c\u01a1 quan qu\u1ea3n l\u00fd thu\u1ebf v\u1ec1 vi\u1ec7c vi ph\u1ea1m ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

g) C\u00f3 quy\u1ebft \u0111\u1ecbnh thay \u0111\u1ed5i t\u1ed5 ch\u1ee9c ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp ho\u1eb7c b\u1ecb t\u1eeb ch\u1ed1i ki\u1ec3m to\u00e1n b\u00e1o c\u00e1o t\u00e0i ch\u00ednh;<\/span><\/p>\n

h) C\u00f3 quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp, gi\u1ea3i th\u1ec3, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp, chuy\u1ec3n \u0111\u1ed5i c\u00f4ng ty con, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n; quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0, gi\u1ea3m v\u1ed1n ho\u1eb7c tho\u00e1i v\u1ed1n \u0111\u1ea7u t\u01b0 t\u1ea1i c\u00e1c c\u00f4ng ty kh\u00e1c.<\/span><\/p>\n

2. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng V<\/span><\/b><\/p>\n

<\/a>C\u00d4NG TY C\u1ed4 PH\u1ea6N<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 111. C\u00f4ng ty c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n l\u00e0 doanh nghi\u1ec7p, trong \u0111\u00f3:<\/span><\/p>\n

a) V\u1ed1n \u0111i\u1ec1u l\u1ec7 \u0111\u01b0\u1ee3c chia th\u00e0nh nhi\u1ec1u ph\u1ea7n b\u1eb1ng nhau g\u1ecdi l\u00e0 c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

b) C\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 l\u00e0 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 \u0111\u00f4ng t\u1ed1i thi\u1ec3u l\u00e0 03 v\u00e0 kh\u00f4ng h\u1ea1n ch\u1ebf s\u1ed1 l\u01b0\u1ee3ng t\u1ed1i \u0111a;<\/span><\/p>\n

c) C\u1ed5 \u0111\u00f4ng ch\u1ec9 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a doanh nghi\u1ec7p trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111\u00e3 g\u00f3p v\u00e0o doanh nghi\u1ec7p;<\/span><\/p>\n

d) C\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh cho ng\u01b0\u1eddi kh\u00e1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 120 v\u00e0 kho\u1ea3n 1 \u0110i\u1ec1u 127 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n ph\u00e1t h\u00e0nh c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu v\u00e0 c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 112. V\u1ed1n c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. V\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n l\u00e0 t\u1ed5ng m\u1ec7nh gi\u00e1 c\u1ed5 ph\u1ea7n c\u00e1c lo\u1ea1i \u0111\u00e3 b\u00e1n. V\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p l\u00e0 t\u1ed5ng m\u1ec7nh gi\u00e1 c\u1ed5 ph\u1ea7n c\u00e1c lo\u1ea1i \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua v\u00e0 \u0111\u01b0\u1ee3c ghi trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. C\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n l\u00e0 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00e1c c\u1ed5 \u0111\u00f4ng thanh to\u00e1n \u0111\u1ee7 cho c\u00f4ng ty. Khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p, c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n l\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00e1c lo\u1ea1i \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua.<\/span><\/p>\n

3. C\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n l\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00e1c lo\u1ea1i m\u00e0 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh s\u1ebd ch\u00e0o b\u00e1n \u0111\u1ec3 huy \u0111\u1ed9ng v\u1ed1n. S\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p l\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00e1c lo\u1ea1i m\u00e0 c\u00f4ng ty s\u1ebd ch\u00e0o b\u00e1n \u0111\u1ec3 huy \u0111\u1ed9ng v\u1ed1n, bao g\u1ed3m c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua v\u00e0 c\u1ed5 ph\u1ea7n ch\u01b0a \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua.<\/span><\/p>\n

4. C\u1ed5 ph\u1ea7n ch\u01b0a b\u00e1n l\u00e0 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n v\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c thanh to\u00e1n cho c\u00f4ng ty. Khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p, c\u1ed5 ph\u1ea7n ch\u01b0a b\u00e1n l\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00e1c lo\u1ea1i ch\u01b0a \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua.<\/span><\/p>\n

5. C\u00f4ng ty c\u00f3 th\u1ec3 gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, c\u00f4ng ty ho\u00e0n tr\u1ea3 m\u1ed9t ph\u1ea7n v\u1ed1n g\u00f3p cho c\u1ed5 \u0111\u00f4ng theo t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a h\u1ecd trong c\u00f4ng ty n\u1ebfu c\u00f4ng ty \u0111\u00e3 ho\u1ea1t \u0111\u1ed9ng kinh doanh li\u00ean t\u1ee5c t\u1eeb 02 n\u0103m tr\u1edf l\u00ean k\u1ec3 t\u1eeb ng\u00e0y \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p v\u00e0 b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c sau khi \u0111\u00e3 ho\u00e0n tr\u1ea3 cho c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

b) C\u00f4ng ty mua l\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 132 v\u00e0 \u0110i\u1ec1u 133 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

c) V\u1ed1n \u0111i\u1ec1u l\u1ec7 kh\u00f4ng \u0111\u01b0\u1ee3c c\u00e1c c\u1ed5 \u0111\u00f4ng thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 113 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 113. Thanh to\u00e1n c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. C\u00e1c c\u1ed5 \u0111\u00f4ng ph\u1ea3i thanh to\u00e1n \u0111\u1ee7 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c h\u1ee3p \u0111\u1ed3ng \u0111\u0103ng k\u00fd mua c\u1ed5 ph\u1ea7n quy \u0111\u1ecbnh m\u1ed9t th\u1eddi h\u1ea1n kh\u00e1c ng\u1eafn h\u01a1n. Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng g\u00f3p v\u1ed1n b\u1eb1ng t\u00e0i s\u1ea3n th\u00ec th\u1eddi gian v\u1eadn chuy\u1ec3n nh\u1eadp kh\u1ea9u, th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh \u0111\u1ec3 chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu t\u00e0i s\u1ea3n \u0111\u00f3 kh\u00f4ng t\u00ednh v\u00e0o th\u1eddi h\u1ea1n g\u00f3p v\u1ed1n n\u00e0y. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ecbu tr\u00e1ch nhi\u1ec7m gi\u00e1m s\u00e1t, \u0111\u00f4n \u0111\u1ed1c c\u1ed5 \u0111\u00f4ng thanh to\u00e1n \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n c\u00e1c c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua.<\/span><\/p>\n

2. Trong th\u1eddi h\u1ea1n t\u1eeb ng\u00e0y c\u00f4ng ty \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p \u0111\u1ebfn ng\u00e0y cu\u1ed1i c\u00f9ng ph\u1ea3i thanh to\u00e1n \u0111\u1ee7 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c t\u00ednh theo s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd mua, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p sau th\u1eddi h\u1ea1n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, c\u1ed5 \u0111\u00f4ng ch\u01b0a thanh to\u00e1n ho\u1eb7c ch\u1ec9 thanh to\u00e1n \u0111\u01b0\u1ee3c m\u1ed9t ph\u1ea7n s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua th\u00ec th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u1ed5 \u0111\u00f4ng ch\u01b0a thanh to\u00e1n s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua \u0111\u01b0\u01a1ng nhi\u00ean kh\u00f4ng c\u00f2n l\u00e0 c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty v\u00e0 kh\u00f4ng \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng quy\u1ec1n mua c\u1ed5 ph\u1ea7n \u0111\u00f3 cho ng\u01b0\u1eddi kh\u00e1c;<\/span><\/p>\n

b) C\u1ed5 \u0111\u00f4ng ch\u1ec9 thanh to\u00e1n m\u1ed9t ph\u1ea7n s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft, nh\u1eadn l\u1ee3i t\u1ee9c v\u00e0 c\u00e1c quy\u1ec1n kh\u00e1c t\u01b0\u01a1ng \u1ee9ng v\u1edbi s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 thanh to\u00e1n; kh\u00f4ng \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng quy\u1ec1n mua s\u1ed1 c\u1ed5 ph\u1ea7n ch\u01b0a thanh to\u00e1n cho ng\u01b0\u1eddi kh\u00e1c;<\/span><\/p>\n

c) C\u1ed5 ph\u1ea7n ch\u01b0a thanh to\u00e1n \u0111\u01b0\u1ee3c coi l\u00e0 c\u1ed5 ph\u1ea7n ch\u01b0a b\u00e1n v\u00e0 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c quy\u1ec1n b\u00e1n;<\/span><\/p>\n

d) Trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac th\u1eddi h\u1ea1n ph\u1ea3i thanh to\u00e1n \u0111\u1ee7 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, c\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd \u0111i\u1ec1u ch\u1ec9nh v\u1ed1n \u0111i\u1ec1u l\u1ec7 b\u1eb1ng m\u1ec7nh gi\u00e1 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ee7, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p s\u1ed1 c\u1ed5 ph\u1ea7n ch\u01b0a thanh to\u00e1n \u0111\u00e3 \u0111\u01b0\u1ee3c b\u00e1n h\u1ebft trong th\u1eddi h\u1ea1n n\u00e0y; \u0111\u0103ng k\u00fd thay \u0111\u1ed5i c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp.<\/span><\/p>\n

4. C\u1ed5 \u0111\u00f4ng ch\u01b0a thanh to\u00e1n ho\u1eb7c ch\u01b0a thanh to\u00e1n \u0111\u1ee7 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ed5ng m\u1ec7nh gi\u00e1 c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u0103ng k\u00fd mua \u0111\u1ed1i v\u1edbi c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty ph\u00e1t sinh trong th\u1eddi h\u1ea1n tr\u01b0\u1edbc ng\u00e0y c\u00f4ng ty \u0111\u0103ng k\u00fd \u0111i\u1ec1u ch\u1ec9nh v\u1ed1n \u0111i\u1ec1u l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi v\u1ec1 c\u00e1c thi\u1ec7t h\u1ea1i ph\u00e1t sinh do kh\u00f4ng th\u1ef1c hi\u1ec7n ho\u1eb7c kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u00fang quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 \u0111i\u1ec3m d kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

5. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y, ng\u01b0\u1eddi g\u00f3p v\u1ed1n tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u00e3 thanh to\u00e1n vi\u1ec7c mua c\u1ed5 ph\u1ea7n v\u00e0 nh\u1eefng th\u00f4ng tin v\u1ec1 c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m b, c, d v\u00e0 \u0111 kho\u1ea3n 2 \u0110i\u1ec1u 122 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ghi v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 114. C\u00e1c lo\u1ea1i c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i c\u00f3 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng. Ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng l\u00e0 c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng.<\/span><\/p>\n

2. Ngo\u00e0i c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng, c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 c\u00f3 c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i. Ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i g\u1ecdi l\u00e0 c\u1ed5 \u0111\u00f4ng \u01b0u \u0111\u00e3i. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i g\u1ed3m c\u00e1c lo\u1ea1i sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c;<\/span><\/p>\n

b) C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i;<\/span><\/p>\n

c) C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

d) C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n.<\/span><\/p>\n

3. Ng\u01b0\u1eddi \u0111\u01b0\u1ee3c quy\u1ec1n mua c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c, c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i v\u00e0 c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh ho\u1eb7c do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh.<\/span><\/p>\n

4. M\u1ed7i c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f9ng m\u1ed9t lo\u1ea1i \u0111\u1ec1u t\u1ea1o cho ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u0111\u00f3 c\u00e1c quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch ngang nhau.<\/span><\/p>\n

5. C\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng kh\u00f4ng th\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u00f3 th\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng theo ngh\u1ecb quy\u1ebft c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

6. C\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng \u0111\u01b0\u1ee3c d\u00f9ng l\u00e0m t\u00e0i s\u1ea3n c\u01a1 s\u1edf \u0111\u1ec3 ph\u00e1t h\u00e0nh ch\u1ee9ng ch\u1ec9 l\u01b0u k\u00fd kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u01a1 s\u1edf. Ch\u1ee9ng ch\u1ec9 l\u01b0u k\u00fd kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u00f3 l\u1ee3i \u00edch kinh t\u1ebf v\u00e0 ngh\u0129a v\u1ee5 t\u01b0\u01a1ng \u1ee9ng v\u1edbi c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u01a1 s\u1edf, tr\u1eeb quy\u1ec1n bi\u1ec3u quy\u1ebft. <\/span><\/p>\n

7. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 ch\u1ee9ng ch\u1ec9 l\u01b0u k\u00fd kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 115. Quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng<\/span><\/b><\/p>\n

1. C\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham d\u1ef1, ph\u00e1t bi\u1ec3u trong cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 th\u1ef1c hi\u1ec7n quy\u1ec1n bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp ho\u1eb7c th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n ho\u1eb7c h\u00ecnh th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ph\u00e1p lu\u1eadt quy \u0111\u1ecbnh. M\u1ed7i c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

b) Nh\u1eadn c\u1ed5 t\u1ee9c v\u1edbi m\u1ee9c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

c) \u01afu ti\u00ean mua c\u1ed5 ph\u1ea7n m\u1edbi t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng trong c\u00f4ng ty;<\/span><\/p>\n

d) T\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh cho ng\u01b0\u1eddi kh\u00e1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 120, kho\u1ea3n 1 \u0110i\u1ec1u 127 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan;<\/span><\/p>\n

\u0111) Xem x\u00e9t, tra c\u1ee9u v\u00e0 tr\u00edch l\u1ee5c th\u00f4ng tin v\u1ec1 t\u00ean v\u00e0 \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft; y\u00eau c\u1ea7u s\u1eeda \u0111\u1ed5i th\u00f4ng tin kh\u00f4ng ch\u00ednh x\u00e1c c\u1ee7a m\u00ecnh;<\/span><\/p>\n

e) Xem x\u00e9t, tra c\u1ee9u, tr\u00edch l\u1ee5c ho\u1eb7c sao ch\u1ee5p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

g) Khi c\u00f4ng ty gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n, \u0111\u01b0\u1ee3c nh\u1eadn m\u1ed9t ph\u1ea7n t\u00e0i s\u1ea3n c\u00f2n l\u1ea1i t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n t\u1ea1i c\u00f4ng ty.<\/span><\/p>\n

2. C\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu t\u1eeb 05% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng tr\u1edf l\u00ean ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c nh\u1ecf h\u01a1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Xem x\u00e9t, tra c\u1ee9u, tr\u00edch l\u1ee5c s\u1ed5 bi\u00ean b\u1ea3n v\u00e0 ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh gi\u1eefa n\u0103m v\u00e0 h\u1eb1ng n\u0103m, b\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t, h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i th\u00f4ng qua H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c, tr\u1eeb t\u00e0i li\u1ec7u li\u00ean quan \u0111\u1ebfn b\u00ed m\u1eadt th\u01b0\u01a1ng m\u1ea1i, b\u00ed m\u1eadt kinh doanh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

c) Y\u00eau c\u1ea7u Ban ki\u1ec3m so\u00e1t ki\u1ec3m tra t\u1eebng v\u1ea5n \u0111\u1ec1 c\u1ee5 th\u1ec3 li\u00ean quan \u0111\u1ebfn qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft. Y\u00eau c\u1ea7u ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y: h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ea3 nh\u00f3m c\u1ed5 \u0111\u00f4ng v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu trong t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty; v\u1ea5n \u0111\u1ec1 c\u1ea7n ki\u1ec3m tra, m\u1ee5c \u0111\u00edch ki\u1ec3m tra;<\/span><\/p>\n

d) Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb vi ph\u1ea1m nghi\u00eam tr\u1ecdng quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng, ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd ho\u1eb7c ra quy\u1ebft \u0111\u1ecbnh v\u01b0\u1ee3t qu\u00e1 th\u1ea9m quy\u1ec1n \u0111\u01b0\u1ee3c giao;<\/span><\/p>\n

b) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

4. Y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y: h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 th\u1eddi \u0111i\u1ec3m \u0111\u0103ng k\u00fd c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ea3 nh\u00f3m c\u1ed5 \u0111\u00f4ng v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu trong t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty, c\u0103n c\u1ee9 v\u00e0 l\u00fd do y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. K\u00e8m theo y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp ph\u1ea3i c\u00f3 c\u00e1c t\u00e0i li\u1ec7u, ch\u1ee9ng c\u1ee9 v\u1ec1 c\u00e1c vi ph\u1ea1m c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m ho\u1eb7c v\u1ec1 quy\u1ebft \u0111\u1ecbnh v\u01b0\u1ee3t qu\u00e1 th\u1ea9m quy\u1ec1n.<\/span><\/p>\n

5. C\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu t\u1eeb 10% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng tr\u1edf l\u00ean ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c nh\u1ecf h\u01a1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy\u1ec1n \u0111\u1ec1 c\u1eed ng\u01b0\u1eddi v\u00e0o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec vi\u1ec7c \u0111\u1ec1 c\u1eed ng\u01b0\u1eddi v\u00e0o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t th\u1ef1c hi\u1ec7n nh\u01b0 sau:<\/span><\/p>\n

a) C\u00e1c c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng h\u1ee3p th\u00e0nh nh\u00f3m \u0111\u1ec3 \u0111\u1ec1 c\u1eed ng\u01b0\u1eddi v\u00e0o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t ph\u1ea3i th\u00f4ng b\u00e1o v\u1ec1 vi\u1ec7c h\u1ecdp nh\u00f3m cho c\u00e1c c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp bi\u1ebft tr\u01b0\u1edbc khi khai m\u1ea1c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

b) C\u0103n c\u1ee9 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t, c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y \u0111\u01b0\u1ee3c quy\u1ec1n \u0111\u1ec1 c\u1eed m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 ng\u01b0\u1eddi theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u00e0m \u1ee9ng c\u1eed vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t. Tr\u01b0\u1eddng h\u1ee3p s\u1ed1 \u1ee9ng c\u1eed vi\u00ean \u0111\u01b0\u1ee3c c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng \u0111\u1ec1 c\u1eed th\u1ea5p h\u01a1n s\u1ed1 \u1ee9ng c\u1eed vi\u00ean m\u00e0 h\u1ecd \u0111\u01b0\u1ee3c quy\u1ec1n \u0111\u1ec1 c\u1eed theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00ec s\u1ed1 \u1ee9ng c\u1eed vi\u00ean c\u00f2n l\u1ea1i do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng kh\u00e1c \u0111\u1ec1 c\u1eed.<\/span><\/p>\n

6. Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 116. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft v\u00e0 quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft<\/span><\/b><\/p>\n

1. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft l\u00e0 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u00f3 nhi\u1ec1u h\u01a1n phi\u1ebfu bi\u1ec3u quy\u1ebft so v\u1edbi c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng kh\u00e1c; s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a m\u1ed9t c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh. Ch\u1ec9 c\u00f3 t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 \u1ee7y quy\u1ec1n v\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp \u0111\u01b0\u1ee3c quy\u1ec1n n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft. \u01afu \u0111\u00e3i bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp c\u00f3 hi\u1ec7u l\u1ef1c trong 03 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y c\u00f4ng ty \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. Quy\u1ec1n bi\u1ec3u quy\u1ebft v\u00e0 th\u1eddi h\u1ea1n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft \u0111\u1ed1i v\u1edbi c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft do t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c Ch\u00ednh ph\u1ee7 \u1ee7y quy\u1ec1n n\u1eafm gi\u1eef \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Sau th\u1eddi h\u1ea1n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft, c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng.<\/span><\/p>\n

2. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Bi\u1ec3u quy\u1ebft v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1edbi s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

b) Quy\u1ec1n kh\u00e1c nh\u01b0 c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i bi\u1ec3u quy\u1ebft kh\u00f4ng \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u00f3 cho ng\u01b0\u1eddi kh\u00e1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n nh\u01b0\u1ee3ng theo b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ho\u1eb7c th\u1eeba k\u1ebf.<\/span><\/p>\n

4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y. <\/span><\/p>\n

<\/a>\u0110i\u1ec1u 117. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c v\u00e0 quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c<\/span><\/b><\/p>\n

1. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c l\u00e0 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c tr\u1ea3 c\u1ed5 t\u1ee9c v\u1edbi m\u1ee9c cao h\u01a1n so v\u1edbi m\u1ee9c c\u1ed5 t\u1ee9c c\u1ee7a c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng ho\u1eb7c m\u1ee9c \u1ed5n \u0111\u1ecbnh h\u1eb1ng n\u0103m. C\u1ed5 t\u1ee9c \u0111\u01b0\u1ee3c chia h\u1eb1ng n\u0103m g\u1ed3m c\u1ed5 t\u1ee9c c\u1ed1 \u0111\u1ecbnh v\u00e0 c\u1ed5 t\u1ee9c th\u01b0\u1edfng. C\u1ed5 t\u1ee9c c\u1ed1 \u0111\u1ecbnh kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty. M\u1ee9c c\u1ed5 t\u1ee9c c\u1ed1 \u0111\u1ecbnh c\u1ee5 th\u1ec3 v\u00e0 ph\u01b0\u01a1ng th\u1ee9c x\u00e1c \u0111\u1ecbnh c\u1ed5 t\u1ee9c th\u01b0\u1edfng \u0111\u01b0\u1ee3c ghi r\u00f5 trong c\u1ed5 phi\u1ebfu c\u1ee7a c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c.<\/span><\/p>\n

2. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Nh\u1eadn c\u1ed5 t\u1ee9c theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

b) Nh\u1eadn ph\u1ea7n t\u00e0i s\u1ea3n c\u00f2n l\u1ea1i t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n t\u1ea1i c\u00f4ng ty sau khi c\u00f4ng ty \u0111\u00e3 thanh to\u00e1n h\u1ebft c\u00e1c kho\u1ea3n n\u1ee3, c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i khi c\u00f4ng ty gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n;<\/span><\/p>\n

c) Quy\u1ec1n kh\u00e1c nh\u01b0 c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft, d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, \u0111\u1ec1 c\u1eed ng\u01b0\u1eddi v\u00e0o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 6 \u0110i\u1ec1u 148 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 118. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i v\u00e0 quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i<\/span><\/b><\/p>\n

1. C\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i l\u00e0 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c c\u00f4ng ty ho\u00e0n l\u1ea1i v\u1ed1n g\u00f3p theo y\u00eau c\u1ea7u c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu ho\u1eb7c theo c\u00e1c \u0111i\u1ec1u ki\u1ec7n \u0111\u01b0\u1ee3c ghi t\u1ea1i c\u1ed5 phi\u1ebfu c\u1ee7a c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i c\u00f3 quy\u1ec1n nh\u01b0 c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ho\u00e0n l\u1ea1i kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft, d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, \u0111\u1ec1 c\u1eed ng\u01b0\u1eddi v\u00e0o H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 5 \u0110i\u1ec1u 114 v\u00e0 kho\u1ea3n 6 \u0110i\u1ec1u 148 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 119. Ngh\u0129a v\u1ee5 c\u1ee7a c\u1ed5 \u0111\u00f4ng<\/span><\/b> <\/b><\/p>\n

1. Thanh to\u00e1n \u0111\u1ee7 v\u00e0 \u0111\u00fang th\u1eddi h\u1ea1n s\u1ed1 c\u1ed5 ph\u1ea7n cam k\u1ebft mua. <\/span><\/p>\n

2. Kh\u00f4ng \u0111\u01b0\u1ee3c r\u00fat v\u1ed1n \u0111\u00e3 g\u00f3p b\u1eb1ng c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng ra kh\u1ecfi c\u00f4ng ty d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi kh\u00e1c mua l\u1ea1i c\u1ed5 ph\u1ea7n. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u1ed5 \u0111\u00f4ng r\u00fat m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 v\u1ed1n c\u1ed5 ph\u1ea7n \u0111\u00e3 g\u00f3p tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y th\u00ec c\u1ed5 \u0111\u00f4ng \u0111\u00f3 v\u00e0 ng\u01b0\u1eddi c\u00f3 l\u1ee3i \u00edch li\u00ean quan trong c\u00f4ng ty ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty trong ph\u1ea1m vi gi\u00e1 tr\u1ecb c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u1ecb r\u00fat v\u00e0 c\u00e1c thi\u1ec7t h\u1ea1i x\u1ea3y ra.<\/span><\/p>\n

3. Tu\u00e2n th\u1ee7 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

4. Ch\u1ea5p h\u00e0nh ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

5. B\u1ea3o m\u1eadt c\u00e1c th\u00f4ng tin \u0111\u01b0\u1ee3c c\u00f4ng ty cung c\u1ea5p theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 ph\u00e1p lu\u1eadt; ch\u1ec9 s\u1eed d\u1ee5ng th\u00f4ng tin \u0111\u01b0\u1ee3c cung c\u1ea5p \u0111\u1ec3 th\u1ef1c hi\u1ec7n v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a m\u00ecnh; nghi\u00eam c\u1ea5m ph\u00e1t t\u00e1n ho\u1eb7c sao, g\u1eedi th\u00f4ng tin \u0111\u01b0\u1ee3c c\u00f4ng ty cung c\u1ea5p cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c.<\/span><\/p>\n

6. Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 120. C\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n m\u1edbi th\u00e0nh l\u1eadp ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t 03 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp. C\u00f4ng ty c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i t\u1eeb doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc ho\u1eb7c t\u1eeb c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n ho\u1eb7c \u0111\u01b0\u1ee3c chia, t\u00e1ch, h\u1ee3p nh\u1ea5t, s\u00e1p nh\u1eadp t\u1eeb c\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00e1c kh\u00f4ng nh\u1ea5t thi\u1ebft ph\u1ea3i c\u00f3 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp; tr\u01b0\u1eddng h\u1ee3p n\u00e0y, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt ho\u1eb7c c\u00e1c c\u1ed5 \u0111\u00f4ng ph\u1ed5 th\u00f4ng c\u1ee7a c\u00f4ng ty \u0111\u00f3.<\/span><\/p>\n

2. C\u00e1c c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp ph\u1ea3i c\u00f9ng nhau \u0111\u0103ng k\u00fd mua \u00edt nh\u1ea5t 20% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 03 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y c\u00f4ng ty \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp \u0111\u01b0\u1ee3c t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng cho c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp kh\u00e1c v\u00e0 ch\u1ec9 \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng cho ng\u01b0\u1eddi kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp n\u1ebfu \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp d\u1ef1 \u0111\u1ecbnh chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng th\u00ec kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft v\u1ec1 vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u00f3. <\/span><\/p>\n

4. C\u00e1c h\u1ea1n ch\u1ebf quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y kh\u00f4ng \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u1ed5 ph\u1ea7n m\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp c\u00f3 th\u00eam sau khi \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp doanh nghi\u1ec7p;<\/span><\/p>\n

b) C\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng cho ng\u01b0\u1eddi kh\u00e1c kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 121. C\u1ed5 phi\u1ebfu<\/span><\/b><\/p>\n

1. C\u1ed5 phi\u1ebfu l\u00e0 ch\u1ee9ng ch\u1ec9 do c\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u00e1t h\u00e0nh, b\u00fat to\u00e1n ghi s\u1ed5 ho\u1eb7c d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed x\u00e1c nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty \u0111\u00f3. C\u1ed5 phi\u1ebfu ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) S\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

c) M\u1ec7nh gi\u00e1 m\u1ed7i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng m\u1ec7nh gi\u00e1 s\u1ed1 c\u1ed5 ph\u1ea7n ghi tr\u00ean c\u1ed5 phi\u1ebfu;<\/span><\/p>\n

d) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c;<\/span><\/p>\n

\u0111) Ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

e) S\u1ed1 \u0111\u0103ng k\u00fd t\u1ea1i s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty v\u00e0 ng\u00e0y ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu;<\/span><\/p>\n

g) N\u1ed9i dung kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec1u 116, 117 v\u00e0 118 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u1ed1i v\u1edbi c\u1ed5 phi\u1ebfu c\u1ee7a c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p<\/span> c\u00f3 sai s\u00f3t trong n\u1ed9i dung v\u00e0 h\u00ecnh th\u1ee9c c\u1ed5 phi\u1ebfu do c\u00f4ng ty ph\u00e1t h\u00e0nh th\u00ec quy\u1ec1n v\u00e0 l\u1ee3i \u00edch c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu c\u1ed5 phi\u1ebfu \u0111\u00f3 kh\u00f4ng b\u1ecb \u1ea3nh h\u01b0\u1edfng. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i do nh\u1eefng sai s\u00f3t \u0111\u00f3 g\u00e2y ra.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 phi\u1ebfu b\u1ecb m\u1ea5t, b\u1ecb h\u01b0 h\u1ecfng ho\u1eb7c b\u1ecb h\u1ee7y ho\u1ea1i d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c th\u00ec c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c c\u00f4ng ty c\u1ea5p l\u1ea1i c\u1ed5 phi\u1ebfu theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3. \u0110\u1ec1 ngh\u1ecb c\u1ee7a c\u1ed5 \u0111\u00f4ng ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00f4ng tin v\u1ec1 c\u1ed5 phi\u1ebfu \u0111\u00e3 b\u1ecb m\u1ea5t, b\u1ecb h\u01b0 h\u1ecfng ho\u1eb7c b\u1ecb h\u1ee7y ho\u1ea1i d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c; <\/span><\/p>\n

b) Cam k\u1ebft ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 nh\u1eefng tranh ch\u1ea5p ph\u00e1t sinh t\u1eeb vi\u1ec7c c\u1ea5p l\u1ea1i c\u1ed5 phi\u1ebfu m\u1edbi.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 122. S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i l\u1eadp v\u00e0 l\u01b0u gi\u1eef s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng t\u1eeb khi \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 l\u00e0 v\u0103n b\u1ea3n gi\u1ea5y, t\u1eadp d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed ghi nh\u1eadn th\u00f4ng tin v\u1ec1 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng c\u00f4ng ty.<\/span><\/p>\n

2. S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) T\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n, lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n v\u00e0 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u1ee7a t\u1eebng lo\u1ea1i;<\/span><\/p>\n

c) T\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n c\u1ee7a t\u1eebng lo\u1ea1i v\u00e0 gi\u00e1 tr\u1ecb v\u1ed1n c\u1ed5 ph\u1ea7n \u0111\u00e3 g\u00f3p;<\/span><\/p>\n

d) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c;<\/span><\/p>\n

\u0111) S\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n t\u1eebng lo\u1ea1i c\u1ee7a m\u1ed7i c\u1ed5 \u0111\u00f4ng, ng\u00e0y \u0111\u0103ng k\u00fd c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

3. S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty ho\u1eb7c c\u00e1c t\u1ed5 ch\u1ee9c kh\u00e1c c\u00f3 ch\u1ee9c n\u0103ng l\u01b0u gi\u1eef s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng. C\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n ki\u1ec3m tra, tra c\u1ee9u, tr\u00edch l\u1ee5c, sao ch\u00e9p t\u00ean v\u00e0 \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng c\u00f4ng ty trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng thay \u0111\u1ed5i \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi v\u1edbi c\u00f4ng ty \u0111\u1ec3 c\u1eadp nh\u1eadt v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng. C\u00f4ng ty kh\u00f4ng ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 vi\u1ec7c kh\u00f4ng li\u00ean l\u1ea1c \u0111\u01b0\u1ee3c v\u1edbi c\u1ed5 \u0111\u00f4ng do kh\u00f4ng \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o thay \u0111\u1ed5i \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

5. C\u00f4ng ty ph\u1ea3i c\u1eadp nh\u1eadt k\u1ecbp th\u1eddi thay \u0111\u1ed5i c\u1ed5 \u0111\u00f4ng trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng c\u00f3 li\u00ean quan theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 123. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n l\u00e0 vi\u1ec7c c\u00f4ng ty t\u0103ng th\u00eam s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n \u0111\u1ec3 t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7.<\/span><\/p>\n

2. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n theo c\u00e1c h\u00ecnh th\u1ee9c sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n cho c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu;<\/span><\/p>\n

b) Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb;<\/span><\/p>\n

c) Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ra c\u00f4ng ch\u00fang.<\/span><\/p>\n

3. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ra c\u00f4ng ch\u00fang, ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang v\u00e0 t\u1ed5 ch\u1ee9c kh\u00e1c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n.<\/span><\/p>\n

4. C\u00f4ng ty th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh \u0111\u1ee3t b\u00e1n c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 124. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n cho c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu<\/span><\/b><\/p>\n

1. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n cho c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu l\u00e0 tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty t\u0103ng th\u00eam s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n v\u00e0 b\u00e1n to\u00e0n b\u1ed9 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00f3 cho t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng theo t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n hi\u1ec7n c\u00f3 c\u1ee7a h\u1ecd t\u1ea1i c\u00f4ng ty.<\/span><\/p>\n

2. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n cho c\u1ed5 \u0111\u00f4ng hi\u1ec7n h\u1eefu c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 sau:<\/span><\/p>\n

a) C\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ebfn c\u1ed5 \u0111\u00f4ng theo ph\u01b0\u01a1ng th\u1ee9c \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a h\u1ecd trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng ch\u1eadm nh\u1ea5t l\u00e0 15 ng\u00e0y tr\u01b0\u1edbc ng\u00e0y k\u1ebft th\u00fac th\u1eddi h\u1ea1n \u0111\u0103ng k\u00fd mua c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

b) Th\u00f4ng b\u00e1o ph\u1ea3i g\u1ed3m h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n hi\u1ec7n c\u00f3 c\u1ee7a c\u1ed5 \u0111\u00f4ng t\u1ea1i c\u00f4ng ty; t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n d\u1ef1 ki\u1ebfn ch\u00e0o b\u00e1n v\u00e0 s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c quy\u1ec1n mua; gi\u00e1 ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n; th\u1eddi h\u1ea1n \u0111\u0103ng k\u00fd mua; h\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty. K\u00e8m theo th\u00f4ng b\u00e1o ph\u1ea3i c\u00f3 m\u1eabu phi\u1ebfu \u0111\u0103ng k\u00fd mua c\u1ed5 ph\u1ea7n do c\u00f4ng ty ph\u00e1t h\u00e0nh. Tr\u01b0\u1eddng h\u1ee3p phi\u1ebfu \u0111\u0103ng k\u00fd mua c\u1ed5 ph\u1ea7n kh\u00f4ng \u0111\u01b0\u1ee3c g\u1eedi v\u1ec1 c\u00f4ng ty \u0111\u00fang h\u1ea1n theo th\u00f4ng b\u00e1o th\u00ec c\u1ed5 \u0111\u00f4ng \u0111\u00f3 coi nh\u01b0 \u0111\u00e3 kh\u00f4ng nh\u1eadn quy\u1ec1n \u01b0u ti\u00ean mua;<\/span><\/p>\n

c) C\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n chuy\u1ec3n quy\u1ec1n \u01b0u ti\u00ean mua c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh cho ng\u01b0\u1eddi kh\u00e1c.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n d\u1ef1 ki\u1ebfn ch\u00e0o b\u00e1n kh\u00f4ng \u0111\u01b0\u1ee3c c\u1ed5 \u0111\u00f4ng v\u00e0 ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n quy\u1ec1n \u01b0u ti\u00ean mua \u0111\u0103ng k\u00fd mua h\u1ebft th\u00ec H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n b\u00e1n s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u00f2n l\u1ea1i cho c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty v\u00e0 ng\u01b0\u1eddi kh\u00e1c v\u1edbi \u0111i\u1ec1u ki\u1ec7n kh\u00f4ng thu\u1eadn l\u1ee3i h\u01a1n so v\u1edbi nh\u1eefng \u0111i\u1ec1u ki\u1ec7n \u0111\u00e3 ch\u00e0o b\u00e1n cho c\u00e1c c\u1ed5 \u0111\u00f4ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 ch\u1ea5p thu\u1eadn kh\u00e1c ho\u1eb7c ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

4. C\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u00e3 b\u00e1n khi \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ee7 v\u00e0 nh\u1eefng th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi mua quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 122 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ghi \u0111\u1ea7y \u0111\u1ee7 v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng; k\u1ec3 t\u1eeb th\u1eddi \u0111i\u1ec3m \u0111\u00f3, ng\u01b0\u1eddi mua c\u1ed5 ph\u1ea7n tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Sau khi c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7, c\u00f4ng ty ph\u00e1t h\u00e0nh v\u00e0 giao c\u1ed5 phi\u1ebfu cho ng\u01b0\u1eddi mua; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng giao c\u1ed5 phi\u1ebfu, c\u00e1c th\u00f4ng tin v\u1ec1 c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 122 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ghi v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng \u0111\u1ec3 ch\u1ee9ng th\u1ef1c quy\u1ec1n s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3 trong c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 125. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb<\/span><\/b><\/p>\n

1. Ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng ch\u00e0o b\u00e1n th\u00f4ng qua ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin \u0111\u1ea1i ch\u00fang;<\/span><\/p>\n

b) Ch\u00e0o b\u00e1n cho d\u01b0\u1edbi 100 nh\u00e0 \u0111\u1ea7u t\u01b0, kh\u00f4ng k\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p ho\u1eb7c ch\u1ec9 ch\u00e0o b\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p. <\/span><\/p>\n

2. C\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang th\u1ef1c hi\u1ec7n ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f4ng ty quy\u1ebft \u0111\u1ecbnh ph\u01b0\u01a1ng \u00e1n ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n \u01b0u ti\u00ean mua c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 124 c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p s\u00e1p nh\u1eadp, h\u1ee3p nh\u1ea5t c\u00f4ng ty;<\/span><\/p>\n

c) Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng v\u00e0 ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n quy\u1ec1n \u01b0u ti\u00ean mua kh\u00f4ng mua h\u1ebft th\u00ec s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f2n l\u1ea1i \u0111\u01b0\u1ee3c b\u00e1n cho ng\u01b0\u1eddi kh\u00e1c theo ph\u01b0\u01a1ng \u00e1n ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n ri\u00eang l\u1ebb v\u1edbi \u0111i\u1ec1u ki\u1ec7n kh\u00f4ng thu\u1eadn l\u1ee3i h\u01a1n so v\u1edbi \u0111i\u1ec1u ki\u1ec7n ch\u00e0o b\u00e1n cho c\u00e1c c\u1ed5 \u0111\u00f4ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 ch\u1ea5p thu\u1eadn kh\u00e1c.<\/span><\/p>\n

3. Nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i mua c\u1ed5 ph\u1ea7n ch\u00e0o b\u00e1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y ph\u1ea3i l\u00e0m th\u1ee7 t\u1ee5c v\u1ec1 mua c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt \u0110\u1ea7u t\u01b0.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 126. B\u00e1n c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh th\u1eddi \u0111i\u1ec3m, ph\u01b0\u01a1ng th\u1ee9c v\u00e0 gi\u00e1 b\u00e1n c\u1ed5 ph\u1ea7n. Gi\u00e1 b\u00e1n c\u1ed5 ph\u1ea7n kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ea5p h\u01a1n gi\u00e1 th\u1ecb tr\u01b0\u1eddng t\u1ea1i th\u1eddi \u0111i\u1ec3m b\u00e1n ho\u1eb7c gi\u00e1 tr\u1ecb \u0111\u01b0\u1ee3c ghi trong s\u1ed5 s\u00e1ch c\u1ee7a c\u1ed5 ph\u1ea7n t\u1ea1i th\u1eddi \u0111i\u1ec3m g\u1ea7n nh\u1ea5t, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

1. C\u1ed5 ph\u1ea7n b\u00e1n l\u1ea7n \u0111\u1ea7u ti\u00ean cho nh\u1eefng ng\u01b0\u1eddi kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng s\u00e1ng l\u1eadp;<\/span><\/p>\n

2. C\u1ed5 ph\u1ea7n b\u00e1n cho t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng theo t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n hi\u1ec7n c\u00f3 c\u1ee7a h\u1ecd \u1edf c\u00f4ng ty;<\/span><\/p>\n

3. C\u1ed5 ph\u1ea7n b\u00e1n cho ng\u01b0\u1eddi m\u00f4i gi\u1edbi ho\u1eb7c ng\u01b0\u1eddi b\u1ea3o l\u00e3nh; tr\u01b0\u1eddng h\u1ee3p n\u00e0y, s\u1ed1 chi\u1ebft kh\u1ea5u ho\u1eb7c t\u1ef7 l\u1ec7 chi\u1ebft kh\u1ea5u c\u1ee5 th\u1ec3 ph\u1ea3i \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c v\u00e0 m\u1ee9c chi\u1ebft kh\u1ea5u trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p \u0111\u00f3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 127. Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. C\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 120 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh h\u1ea1n ch\u1ebf v\u1ec1 chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n th\u00ec c\u00e1c quy \u0111\u1ecbnh n\u00e0y ch\u1ec9 c\u00f3 hi\u1ec7u l\u1ef1c khi \u0111\u01b0\u1ee3c n\u00eau r\u00f5 trong c\u1ed5 phi\u1ebfu c\u1ee7a c\u1ed5 ph\u1ea7n t\u01b0\u01a1ng \u1ee9ng.<\/span><\/p>\n

2. Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1eb1ng h\u1ee3p \u0111\u1ed3ng ho\u1eb7c giao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n nh\u01b0\u1ee3ng b\u1eb1ng h\u1ee3p \u0111\u1ed3ng th\u00ec gi\u1ea5y t\u1edd chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea3i \u0111\u01b0\u1ee3c b\u00ean chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 b\u00ean nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a h\u1ecd k\u00fd. Tr\u01b0\u1eddng h\u1ee3p giao d\u1ecbch tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n th\u00ec tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3 tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n ch\u1ebft m\u00e0 kh\u00f4ng c\u00f3 ng\u01b0\u1eddi th\u1eeba k\u1ebf, ng\u01b0\u1eddi th\u1eeba k\u1ebf t\u1eeb ch\u1ed1i nh\u1eadn th\u1eeba k\u1ebf ho\u1eb7c b\u1ecb tru\u1ea5t quy\u1ec1n th\u1eeba k\u1ebf th\u00ec s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3 \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/span><\/p>\n

5. C\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n t\u1eb7ng cho m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh t\u1ea1i c\u00f4ng ty cho c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c; s\u1eed d\u1ee5ng c\u1ed5 ph\u1ea7n \u0111\u1ec3 tr\u1ea3 n\u1ee3. C\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c t\u1eb7ng cho ho\u1eb7c nh\u1eadn tr\u1ea3 n\u1ee3 b\u1eb1ng c\u1ed5 ph\u1ea7n s\u1ebd tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

6. C\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c nh\u1eadn c\u1ed5 ph\u1ea7n trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y ch\u1ec9 tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng c\u00f4ng ty t\u1eeb th\u1eddi \u0111i\u1ec3m c\u00e1c th\u00f4ng tin c\u1ee7a h\u1ecd quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 122 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ghi \u0111\u1ea7y \u0111\u1ee7 v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

7. C\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd thay \u0111\u1ed5i c\u1ed5 \u0111\u00f4ng trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng c\u00f3 li\u00ean quan trong th\u1eddi h\u1ea1n 24 gi\u1edd k\u1ec3 t\u1eeb khi nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 128. Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan. Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty \u0111\u1ea1i ch\u00fang, c\u00e1c t\u1ed5 ch\u1ee9c kh\u00e1c v\u00e0 ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ra c\u00f4ng ch\u00fang th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n.<\/span><\/p>\n

2. Ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang l\u00e0 ch\u00e0o b\u00e1n kh\u00f4ng th\u00f4ng qua ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin \u0111\u1ea1i ch\u00fang cho d\u01b0\u1edbi 100 nh\u00e0 \u0111\u1ea7u t\u01b0, kh\u00f4ng k\u1ec3 nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p v\u00e0 \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n v\u1ec1 \u0111\u1ed1i t\u01b0\u1ee3ng mua tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb nh\u01b0 sau:<\/span><\/p>\n

a) Nh\u00e0 \u0111\u1ea7u t\u01b0 chi\u1ebfn l\u01b0\u1ee3c \u0111\u1ed1i v\u1edbi tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i ri\u00eang l\u1ebb v\u00e0 tr\u00e1i phi\u1ebfu k\u00e8m theo ch\u1ee9ng quy\u1ec1n ri\u00eang l\u1ebb;<\/span><\/p>\n

b) Nh\u00e0 \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n chuy\u00ean nghi\u1ec7p \u0111\u1ed1i v\u1edbi tr\u00e1i phi\u1ec3u chuy\u1ec3n \u0111\u1ed5i ri\u00eang l\u1ebb, tr\u00e1i phi\u1ebfu k\u00e8m theo ch\u1ee9ng quy\u1ec1n ri\u00eang l\u1ebb v\u00e0 lo\u1ea1i tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb kh\u00e1c.<\/span><\/p>\n

3. C\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty \u0111\u1ea1i ch\u00fang ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f4ng ty \u0111\u00e3 thanh to\u00e1n \u0111\u1ee7 c\u1ea3 g\u1ed1c v\u00e0 l\u00e3i c\u1ee7a tr\u00e1i phi\u1ebfu \u0111\u00e3 ch\u00e0o b\u00e1n v\u00e0 \u0111\u00e3 \u0111\u1ebfn h\u1ea1n thanh to\u00e1n ho\u1eb7c thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 \u0111\u1ebfn h\u1ea1n trong 03 n\u0103m li\u00ean ti\u1ebfp tr\u01b0\u1edbc \u0111\u1ee3t ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu (n\u1ebfu c\u00f3), tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu cho c\u00e1c ch\u1ee7 n\u1ee3 l\u00e0 t\u1ed5 ch\u1ee9c t\u00e0i ch\u00ednh \u0111\u01b0\u1ee3c l\u1ef1a ch\u1ecdn;<\/span><\/p>\n

b) C\u00f3 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a n\u0103m tr\u01b0\u1edbc li\u1ec1n k\u1ec1 n\u0103m ph\u00e1t h\u00e0nh \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n;<\/span><\/p>\n

c) B\u1ea3o \u0111\u1ea3m \u0111i\u1ec1u ki\u1ec7n v\u1ec1 t\u1ef7 l\u1ec7 an to\u00e0n t\u00e0i ch\u00ednh, t\u1ef7 l\u1ec7 b\u1ea3o \u0111\u1ea3m an to\u00e0n trong ho\u1ea1t \u0111\u1ed9ng theo quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt;<\/span><\/p>\n

d) \u0110i\u1ec1u ki\u1ec7n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 129. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c ch\u00e0o b\u00e1n v\u00e0 chuy\u1ec3n nh\u01b0\u1ee3ng tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb<\/span><\/b><\/p>\n

1. C\u00f4ng ty quy\u1ebft \u0111\u1ecbnh ph\u01b0\u01a1ng \u00e1n ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. <\/span><\/p>\n

2. C\u00f4ng ty c\u00f4ng b\u1ed1 th\u00f4ng tin tr\u01b0\u1edbc m\u1ed7i \u0111\u1ee3t ch\u00e0o b\u00e1n cho nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u0103ng k\u00fd mua tr\u00e1i phi\u1ebfu v\u00e0 th\u00f4ng b\u00e1o \u0111\u1ee3t ch\u00e0o b\u00e1n cho s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u00edt nh\u1ea5t 01 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y d\u1ef1 ki\u1ebfn t\u1ed5 ch\u1ee9c \u0111\u1ee3t ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu.<\/span><\/p>\n

3. C\u00f4ng ty c\u00f4ng b\u1ed1 th\u00f4ng tin v\u1ec1 k\u1ebft qu\u1ea3 c\u1ee7a \u0111\u1ee3t ch\u00e0o b\u00e1n cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u00e3 mua tr\u00e1i phi\u1ebfu v\u00e0 th\u00f4ng b\u00e1o k\u1ebft qu\u1ea3 \u0111\u1ee3t ch\u00e0o b\u00e1n \u0111\u1ebfn s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac \u0111\u1ee3t ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu. <\/span><\/p>\n

4. Tr\u00e1i phi\u1ebfu ph\u00e1t h\u00e0nh ri\u00eang l\u1ebb \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng gi\u1eefa c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u00e1p \u1ee9ng \u0111i\u1ec1u ki\u1ec7n v\u1ec1 \u0111\u1ed1i t\u01b0\u1ee3ng mua tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 128 c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p th\u1ef1c hi\u1ec7n theo b\u1ea3n \u00e1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt, ph\u00e1n quy\u1ebft c\u1ee7a Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c ho\u1eb7c th\u1eeba k\u1ebf theo quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>5. C\u0103n c\u1ee9 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 Lu\u1eadt Ch\u1ee9ng kho\u00e1n, Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 lo\u1ea1i tr\u00e1i phi\u1ebfu, h\u1ed3 s\u01a1, tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c ph\u00e1t h\u00e0nh v\u00e0 giao d\u1ecbch tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb; c\u00f4ng b\u1ed1 th\u00f4ng tin; ph\u00e1t h\u00e0nh tr\u00e1i phi\u1ebfu ra th\u1ecb tr\u01b0\u1eddng qu\u1ed1c t\u1ebf.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 130. Quy\u1ebft \u0111\u1ecbnh ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb<\/span><\/b><\/p>\n

1. C\u00f4ng ty quy\u1ebft \u0111\u1ecbnh ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh v\u1ec1 lo\u1ea1i, t\u1ed5ng gi\u00e1 tr\u1ecb tr\u00e1i phi\u1ebfu v\u00e0 th\u1eddi \u0111i\u1ec3m ch\u00e0o b\u00e1n \u0111\u1ed1i v\u1edbi tr\u00e1i phi\u1ebfu chuy\u1ec3n \u0111\u1ed5i v\u00e0 tr\u00e1i phi\u1ebfu k\u00e8m theo ch\u1ee9ng quy\u1ec1n. Vi\u1ec7c bi\u1ec3u quy\u1ebft th\u00f4ng qua ngh\u1ecb quy\u1ebft v\u1ec1 ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu ri\u00eang l\u1ebb c\u1ee7a c\u00f4ng ty \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 148 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh kh\u00e1c v\u00e0 tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n quy\u1ebft \u0111\u1ecbnh lo\u1ea1i tr\u00e1i phi\u1ebfu, t\u1ed5ng gi\u00e1 tr\u1ecb tr\u00e1i phi\u1ebfu v\u00e0 th\u1eddi \u0111i\u1ec3m ch\u00e0o b\u00e1n, nh\u01b0ng ph\u1ea3i b\u00e1o c\u00e1o \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng t\u1ea1i cu\u1ed9c h\u1ecdp g\u1ea7n nh\u1ea5t. B\u00e1o c\u00e1o ph\u1ea3i k\u00e8m theo t\u00e0i li\u1ec7u v\u00e0 h\u1ed3 s\u01a1 v\u1ec1 ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu.<\/span><\/p>\n

2. C\u00f4ng ty th\u1ef1c hi\u1ec7n \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7 trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i tr\u00e1i phi\u1ebfu th\u00e0nh c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 131. Mua c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu<\/span><\/b><\/p>\n

C\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c mua b\u1eb1ng \u0110\u1ed3ng Vi\u1ec7t Nam, ngo\u1ea1i t\u1ec7 t\u1ef1 do chuy\u1ec3n \u0111\u1ed5i, v\u00e0ng, quy\u1ec1n s\u1eed d\u1ee5ng \u0111\u1ea5t, quy\u1ec1n s\u1edf h\u1eefu tr\u00ed tu\u1ec7, c\u00f4ng ngh\u1ec7, b\u00ed quy\u1ebft k\u1ef9 thu\u1eadt, t\u00e0i s\u1ea3n kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ee7 m\u1ed9t l\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 132. Mua l\u1ea1i c\u1ed5 ph\u1ea7n theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. C\u1ed5 \u0111\u00f4ng \u0111\u00e3 bi\u1ec3u quy\u1ebft kh\u00f4ng th\u00f4ng qua ngh\u1ecb quy\u1ebft v\u1ec1 vi\u1ec7c t\u1ed5 ch\u1ee9c l\u1ea1i c\u00f4ng ty ho\u1eb7c thay \u0111\u1ed5i quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ty mua l\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh. Y\u00eau c\u1ea7u ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n, trong \u0111\u00f3 n\u00eau r\u00f5 t\u00ean, \u0111\u1ecba ch\u1ec9 c\u1ee7a c\u1ed5 \u0111\u00f4ng, s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n t\u1eebng lo\u1ea1i, gi\u00e1 d\u1ef1 \u0111\u1ecbnh b\u00e1n, l\u00fd do y\u00eau c\u1ea7u c\u00f4ng ty mua l\u1ea1i. Y\u00eau c\u1ea7u ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00f4ng ty trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua ngh\u1ecb quy\u1ebft v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y.<\/span><\/p>\n

2. C\u00f4ng ty ph\u1ea3i mua l\u1ea1i c\u1ed5 ph\u1ea7n theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y v\u1edbi gi\u00e1 th\u1ecb tr\u01b0\u1eddng ho\u1eb7c gi\u00e1 \u0111\u01b0\u1ee3c t\u00ednh theo nguy\u00ean t\u1eafc quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c v\u1ec1 gi\u00e1 th\u00ec c\u00e1c b\u00ean c\u00f3 th\u1ec3 y\u00eau c\u1ea7u m\u1ed9t t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ecbnh gi\u00e1. C\u00f4ng ty gi\u1edbi thi\u1ec7u \u00edt nh\u1ea5t 03 t\u1ed5 ch\u1ee9c th\u1ea9m \u0111\u1ecbnh gi\u00e1 \u0111\u1ec3 c\u1ed5 \u0111\u00f4ng l\u1ef1a ch\u1ecdn v\u00e0 l\u1ef1a ch\u1ecdn \u0111\u00f3 l\u00e0 quy\u1ebft \u0111\u1ecbnh cu\u1ed1i c\u00f9ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 133. Mua l\u1ea1i c\u1ed5 ph\u1ea7n theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u00f4ng ty<\/span><\/b><\/p>\n

C\u00f4ng ty c\u00f3 quy\u1ec1n mua l\u1ea1i kh\u00f4ng qu\u00e1 30% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng \u0111\u00e3 b\u00e1n, m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i c\u1ed5 t\u1ee9c \u0111\u00e3 b\u00e1n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n quy\u1ebft \u0111\u1ecbnh mua l\u1ea1i kh\u00f4ng qu\u00e1 10% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i \u0111\u00e3 b\u00e1n trong th\u1eddi h\u1ea1n 12 th\u00e1ng. Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c, vi\u1ec7c mua l\u1ea1i c\u1ed5 ph\u1ea7n do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh;<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh gi\u00e1 mua l\u1ea1i c\u1ed5 ph\u1ea7n. \u0110\u1ed1i v\u1edbi c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng, gi\u00e1 mua l\u1ea1i kh\u00f4ng \u0111\u01b0\u1ee3c cao h\u01a1n gi\u00e1 th\u1ecb tr\u01b0\u1eddng t\u1ea1i th\u1eddi \u0111i\u1ec3m mua l\u1ea1i, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y. \u0110\u1ed1i v\u1edbi c\u1ed5 ph\u1ea7n lo\u1ea1i kh\u00e1c, n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh ho\u1eb7c c\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng c\u00f3 li\u00ean quan kh\u00f4ng c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c th\u00ec gi\u00e1 mua l\u1ea1i kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ea5p h\u01a1n gi\u00e1 th\u1ecb tr\u01b0\u1eddng;<\/span><\/p>\n

3. C\u00f4ng ty c\u00f3 th\u1ec3 mua l\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a h\u1ecd trong c\u00f4ng ty theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c sau \u0111\u00e2y:<\/span><\/p>\n

a) Quy\u1ebft \u0111\u1ecbnh mua l\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o b\u1eb1ng ph\u01b0\u01a1ng th\u1ee9c \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 \u0111\u01b0\u1ee3c th\u00f4ng qua. Th\u00f4ng b\u00e1o ph\u1ea3i g\u1ed3m t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty, t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i, gi\u00e1 mua l\u1ea1i ho\u1eb7c nguy\u00ean t\u1eafc \u0111\u1ecbnh gi\u00e1 mua l\u1ea1i, th\u1ee7 t\u1ee5c v\u00e0 th\u1eddi h\u1ea1n thanh to\u00e1n, th\u1ee7 t\u1ee5c v\u00e0 th\u1eddi h\u1ea1n \u0111\u1ec3 c\u1ed5 \u0111\u00f4ng b\u00e1n c\u1ed5 ph\u1ea7n c\u1ee7a h\u1ecd cho c\u00f4ng ty;<\/span><\/p>\n

b) C\u1ed5 \u0111\u00f4ng \u0111\u1ed3ng \u00fd b\u00e1n l\u1ea1i c\u1ed5 ph\u1ea7n ph\u1ea3i g\u1eedi v\u0103n b\u1ea3n \u0111\u1ed3ng \u00fd b\u00e1n c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh b\u1eb1ng ph\u01b0\u01a1ng th\u1ee9c \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c c\u00f4ng ty trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng b\u00e1o. V\u0103n b\u1ea3n \u0111\u1ed3ng \u00fd b\u00e1n c\u1ed5 ph\u1ea7n ph\u1ea3i c\u00f3 h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 c\u1ed5 ph\u1ea7n s\u1edf h\u1eefu v\u00e0 s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u1ed3ng \u00fd b\u00e1n; ph\u01b0\u01a1ng th\u1ee9c thanh to\u00e1n; ch\u1eef k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng. C\u00f4ng ty ch\u1ec9 mua l\u1ea1i c\u1ed5 ph\u1ea7n trong th\u1eddi h\u1ea1n n\u00eau tr\u00ean.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 134. \u0110i\u1ec1u ki\u1ec7n thanh to\u00e1n v\u00e0 x\u1eed l\u00fd c\u00e1c c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i<\/span><\/b><\/p>\n

1. C\u00f4ng ty ch\u1ec9 \u0111\u01b0\u1ee3c thanh to\u00e1n c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i cho c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 132 v\u00e0 \u0110i\u1ec1u 133 c\u1ee7a Lu\u1eadt n\u00e0y n\u1ebfu ngay sau khi thanh to\u00e1n h\u1ebft s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i, c\u00f4ng ty v\u1eabn b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c.<\/span><\/p>\n

2. C\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 132 v\u00e0 \u0110i\u1ec1u 133 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c coi l\u00e0 c\u1ed5 ph\u1ea7n ch\u01b0a b\u00e1n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 4 \u0110i\u1ec1u 112 c\u1ee7a Lu\u1eadt n\u00e0y. C\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd gi\u1ea3m v\u1ed1n \u0111i\u1ec1u l\u1ec7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ed5ng m\u1ec7nh gi\u00e1 c\u00e1c c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c c\u00f4ng ty mua l\u1ea1i trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c thanh to\u00e1n mua l\u1ea1i c\u1ed5 ph\u1ea7n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

3. C\u1ed5 phi\u1ebfu x\u00e1c nh\u1eadn quy\u1ec1n s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u0111\u00e3 \u0111\u01b0\u1ee3c mua l\u1ea1i ph\u1ea3i \u0111\u01b0\u1ee3c ti\u00eau h\u1ee7y ngay sau khi c\u1ed5 ph\u1ea7n t\u01b0\u01a1ng \u1ee9ng \u0111\u00e3 \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ee7. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i do kh\u00f4ng ti\u00eau h\u1ee7y ho\u1eb7c ch\u1eadm ti\u00eau h\u1ee7y c\u1ed5 phi\u1ebfu.<\/span><\/p>\n

4. Sau khi thanh to\u00e1n h\u1ebft s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i, n\u1ebfu t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n \u0111\u01b0\u1ee3c ghi trong s\u1ed5 k\u1ebf to\u00e1n c\u1ee7a c\u00f4ng ty gi\u1ea3m h\u01a1n 10% th\u00ec c\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o cho t\u1ea5t c\u1ea3 ch\u1ee7 n\u1ee3 bi\u1ebft trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y thanh to\u00e1n h\u1ebft s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 135. Tr\u1ea3 c\u1ed5 t\u1ee9c<\/span><\/b><\/p>\n

1. C\u1ed5 t\u1ee9c tr\u1ea3 cho c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo \u0111i\u1ec1u ki\u1ec7n \u00e1p d\u1ee5ng ri\u00eang cho m\u1ed7i lo\u1ea1i c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i.<\/span><\/p>\n

2. C\u1ed5 t\u1ee9c tr\u1ea3 cho c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh c\u0103n c\u1ee9 v\u00e0o s\u1ed1 l\u1ee3i nhu\u1eadn r\u00f2ng \u0111\u00e3 th\u1ef1c hi\u1ec7n v\u00e0 kho\u1ea3n chi tr\u1ea3 c\u1ed5 t\u1ee9c \u0111\u01b0\u1ee3c tr\u00edch t\u1eeb ngu\u1ed3n l\u1ee3i nhu\u1eadn gi\u1eef l\u1ea1i c\u1ee7a c\u00f4ng ty. C\u00f4ng ty c\u1ed5 ph\u1ea7n ch\u1ec9 \u0111\u01b0\u1ee3c tr\u1ea3 c\u1ed5 t\u1ee9c c\u1ee7a c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng khi c\u00f3 \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f4ng ty \u0111\u00e3 ho\u00e0n th\u00e0nh ngh\u0129a v\u1ee5 thu\u1ebf v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) \u0110\u00e3 tr\u00edch l\u1eadp c\u00e1c qu\u1ef9 c\u00f4ng ty v\u00e0 b\u00f9 \u0111\u1eafp l\u1ed7 tr\u01b0\u1edbc \u0111\u00f3 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

c) Ngay sau khi tr\u1ea3 h\u1ebft s\u1ed1 c\u1ed5 t\u1ee9c, c\u00f4ng ty v\u1eabn b\u1ea3o \u0111\u1ea3m thanh to\u00e1n \u0111\u1ee7 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c \u0111\u1ebfn h\u1ea1n.<\/span><\/p>\n

3. C\u1ed5 t\u1ee9c c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c chi tr\u1ea3 b\u1eb1ng ti\u1ec1n m\u1eb7t, b\u1eb1ng c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty ho\u1eb7c b\u1eb1ng t\u00e0i s\u1ea3n kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. N\u1ebfu chi tr\u1ea3 b\u1eb1ng ti\u1ec1n m\u1eb7t th\u00ec ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1eb1ng \u0110\u1ed3ng Vi\u1ec7t Nam v\u00e0 theo c\u00e1c ph\u01b0\u01a1ng th\u1ee9c thanh to\u00e1n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

4. C\u1ed5 t\u1ee9c ph\u1ea3i \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7 trong th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c nh\u1eadn c\u1ed5 t\u1ee9c, x\u00e1c \u0111\u1ecbnh m\u1ee9c c\u1ed5 t\u1ee9c \u0111\u01b0\u1ee3c tr\u1ea3 \u0111\u1ed1i v\u1edbi t\u1eebng c\u1ed5 ph\u1ea7n, th\u1eddi h\u1ea1n v\u00e0 h\u00ecnh th\u1ee9c tr\u1ea3 ch\u1eadm nh\u1ea5t l\u00e0 30 ng\u00e0y tr\u01b0\u1edbc m\u1ed7i l\u1ea7n tr\u1ea3 c\u1ed5 t\u1ee9c. Th\u00f4ng b\u00e1o v\u1ec1 tr\u1ea3 c\u1ed5 t\u1ee9c \u0111\u01b0\u1ee3c g\u1eedi b\u1eb1ng ph\u01b0\u01a1ng th\u1ee9c \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn c\u1ed5 \u0111\u00f4ng theo \u0111\u1ecba ch\u1ec9 \u0111\u0103ng k\u00fd trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng ch\u1eadm nh\u1ea5t l\u00e0 15 ng\u00e0y tr\u01b0\u1edbc khi th\u1ef1c hi\u1ec7n tr\u1ea3 c\u1ed5 t\u1ee9c. Th\u00f4ng b\u00e1o ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean c\u00f4ng ty v\u00e0 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n;<\/span><\/p>\n

c) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c;<\/span><\/p>\n

d) S\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n t\u1eebng lo\u1ea1i c\u1ee7a c\u1ed5 \u0111\u00f4ng; m\u1ee9c c\u1ed5 t\u1ee9c \u0111\u1ed1i v\u1edbi t\u1eebng c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 t\u1ee9c m\u00e0 c\u1ed5 \u0111\u00f4ng \u0111\u00f3 \u0111\u01b0\u1ee3c nh\u1eadn;<\/span><\/p>\n

\u0111) Th\u1eddi \u0111i\u1ec3m v\u00e0 ph\u01b0\u01a1ng th\u1ee9c tr\u1ea3 c\u1ed5 t\u1ee9c;<\/span><\/p>\n

e) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u1ee7a m\u00ecnh trong th\u1eddi gian gi\u1eefa th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac l\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng v\u00e0 th\u1eddi \u0111i\u1ec3m tr\u1ea3 c\u1ed5 t\u1ee9c th\u00ec ng\u01b0\u1eddi chuy\u1ec3n nh\u01b0\u1ee3ng l\u00e0 ng\u01b0\u1eddi nh\u1eadn c\u1ed5 t\u1ee9c t\u1eeb c\u00f4ng ty.<\/span><\/p>\n

6. Tr\u01b0\u1eddng h\u1ee3p chi tr\u1ea3 c\u1ed5 t\u1ee9c b\u1eb1ng c\u1ed5 ph\u1ea7n, c\u00f4ng ty kh\u00f4ng ph\u1ea3i l\u00e0m th\u1ee7 t\u1ee5c ch\u00e0o b\u00e1n c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec1u 123, 124 v\u00e0 125 c\u1ee7a Lu\u1eadt n\u00e0y. C\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ed5ng m\u1ec7nh gi\u00e1 c\u00e1c c\u1ed5 ph\u1ea7n d\u00f9ng \u0111\u1ec3 chi tr\u1ea3 c\u1ed5 t\u1ee9c trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c thanh to\u00e1n c\u1ed5 t\u1ee9c.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 136. Thu h\u1ed3i ti\u1ec1n thanh to\u00e1n c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i ho\u1eb7c c\u1ed5 t\u1ee9c<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p vi\u1ec7c thanh to\u00e1n c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c mua l\u1ea1i tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 134 c\u1ee7a Lu\u1eadt n\u00e0y ho\u1eb7c tr\u1ea3 c\u1ed5 t\u1ee9c tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 135 c\u1ee7a Lu\u1eadt n\u00e0y, c\u1ed5 \u0111\u00f4ng ph\u1ea3i ho\u00e0n tr\u1ea3 cho c\u00f4ng ty s\u1ed1 ti\u1ec1n, t\u00e0i s\u1ea3n kh\u00e1c \u0111\u00e3 nh\u1eadn; tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng kh\u00f4ng ho\u00e0n tr\u1ea3 \u0111\u01b0\u1ee3c cho c\u00f4ng ty th\u00ec t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty trong ph\u1ea1m vi gi\u00e1 tr\u1ecb s\u1ed1 ti\u1ec1n, t\u00e0i s\u1ea3n \u0111\u00e3 tr\u1ea3 cho c\u1ed5 \u0111\u00f4ng m\u00e0 ch\u01b0a \u0111\u01b0\u1ee3c ho\u00e0n l\u1ea1i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 137. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n l\u1ef1a ch\u1ecdn t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd v\u00e0 ho\u1ea1t \u0111\u1ed9ng theo m\u1ed9t trong hai m\u00f4 h\u00ecnh sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t v\u00e0 Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 d\u01b0\u1edbi 11 c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00e1c c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c s\u1edf h\u1eefu d\u01b0\u1edbi 50% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty th\u00ec kh\u00f4ng b\u1eaft bu\u1ed9c ph\u1ea3i c\u00f3 Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

b) \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y \u00edt nh\u1ea5t 20% s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp v\u00e0 c\u00f3 \u1ee6y ban ki\u1ec3m to\u00e1n tr\u1ef1c thu\u1ed9c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, ch\u1ee9c n\u0103ng, nhi\u1ec7m v\u1ee5 c\u1ee7a \u1ee6y ban ki\u1ec3m to\u00e1n quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c quy ch\u1ebf ho\u1ea1t \u0111\u1ed9ng c\u1ee7a \u1ee6y ban ki\u1ec3m to\u00e1n do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ban h\u00e0nh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty ch\u1ec9 c\u00f3 m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 ch\u01b0a c\u00f3 quy \u0111\u1ecbnh th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 h\u01a1n m\u1ed9t ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111\u01b0\u01a1ng nhi\u00ean l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 138. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng g\u1ed3m t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft, l\u00e0 c\u01a1 quan quy\u1ebft \u0111\u1ecbnh cao nh\u1ea5t c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

2. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00f4ng qua \u0111\u1ecbnh h\u01b0\u1edbng ph\u00e1t tri\u1ec3n c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Quy\u1ebft \u0111\u1ecbnh lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n; quy\u1ebft \u0111\u1ecbnh m\u1ee9c c\u1ed5 t\u1ee9c h\u1eb1ng n\u0103m c\u1ee7a t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

c) B\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

d) Quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0 ho\u1eb7c b\u00e1n s\u1ed1 t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh m\u1ed9t t\u1ef7 l\u1ec7 ho\u1eb7c m\u1ed9t gi\u00e1 tr\u1ecb kh\u00e1c;<\/span><\/p>\n

\u0111) Quy\u1ebft \u0111\u1ecbnh s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

e) Th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m;<\/span><\/p>\n

g) Quy\u1ebft \u0111\u1ecbnh mua l\u1ea1i tr\u00ean 10% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u00e3 b\u00e1n c\u1ee7a m\u1ed7i lo\u1ea1i;<\/span><\/p>\n

h) Xem x\u00e9t, x\u1eed l\u00fd vi ph\u1ea1m c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng c\u00f4ng ty;<\/span><\/p>\n

i) Quy\u1ebft \u0111\u1ecbnh t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty;<\/span><\/p>\n

k) Quy\u1ebft \u0111\u1ecbnh ng\u00e2n s\u00e1ch ho\u1eb7c t\u1ed5ng m\u1ee9c th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

l) Ph\u00ea duy\u1ec7t quy ch\u1ebf qu\u1ea3n tr\u1ecb n\u1ed9i b\u1ed9; quy ch\u1ebf ho\u1ea1t \u0111\u1ed9ng H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

m) Ph\u00ea duy\u1ec7t danh s\u00e1ch c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp; quy\u1ebft \u0111\u1ecbnh c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp th\u1ef1c hi\u1ec7n ki\u1ec3m tra ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty, b\u00e3i mi\u1ec5n ki\u1ec3m to\u00e1n vi\u00ean \u0111\u1ed9c l\u1eadp khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft;<\/span><\/p>\n

n) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 139. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng h\u1ecdp th\u01b0\u1eddng ni\u00ean m\u1ed7i n\u0103m m\u1ed9t l\u1ea7n. Ngo\u00e0i cu\u1ed9c h\u1ecdp th\u01b0\u1eddng ni\u00ean, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 h\u1ecdp b\u1ea5t th\u01b0\u1eddng. \u0110\u1ecba \u0111i\u1ec3m h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh l\u00e0 n\u01a1i ch\u1ee7 t\u1ecda tham d\u1ef1 h\u1ecdp v\u00e0 ph\u1ea3i \u1edf tr\u00ean l\u00e3nh th\u1ed5 Vi\u1ec7t Nam. <\/span><\/p>\n

2. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i h\u1ecdp th\u01b0\u1eddng ni\u00ean trong th\u1eddi h\u1ea1n 04 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh gia h\u1ea1n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean trong tr\u01b0\u1eddng h\u1ee3p c\u1ea7n thi\u1ebft, nh\u01b0ng kh\u00f4ng qu\u00e1 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh. <\/span><\/p>\n

3. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean th\u1ea3o lu\u1eadn v\u00e0 th\u00f4ng qua c\u00e1c v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y:<\/span><\/p>\n

a) K\u1ebf ho\u1ea1ch<\/span> kinh doanh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) B\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m;<\/span><\/p>\n

c) B\u00e1o c\u00e1o c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u1ec1 qu\u1ea3n tr\u1ecb v\u00e0 k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

d) B\u00e1o c\u00e1o c\u1ee7a Ban ki\u1ec3m so\u00e1t v\u1ec1 k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty, k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c;<\/span><\/p>\n

\u0111) B\u00e1o c\u00e1o t\u1ef1 \u0111\u00e1nh gi\u00e1 k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a Ban ki\u1ec3m so\u00e1t v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

e) M\u1ee9c c\u1ed5 t\u1ee9c \u0111\u1ed1i v\u1edbi m\u1ed7i c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i;<\/span><\/p>\n

g) V\u1ea5n \u0111\u1ec1 kh\u00e1c thu\u1ed9c th\u1ea9m quy\u1ec1n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 140. Tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean v\u00e0 b\u1ea5t th\u01b0\u1eddng. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp b\u1ea5t th\u01b0\u1eddng \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft v\u00ec l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) S\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t c\u00f2n l\u1ea1i \u00edt h\u01a1n s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean t\u1ed1i thi\u1ec3u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

c) Theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 115 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

d) Theo y\u00eau c\u1ea7u c\u1ee7a Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

\u0111) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y x\u1ea3y ra tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ho\u1eb7c nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c v\u00e0 \u0111i\u1ec3m d kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y. Tr\u01b0\u1eddng h\u1ee3p H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i ph\u00e1t sinh cho c\u00f4ng ty.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p<\/span> H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y th\u00ec trong th\u1eddi h\u1ea1n 30 ng\u00e0y ti\u1ebfp theo, Ban ki\u1ec3m so\u00e1t thay th\u1ebf H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. Tr\u01b0\u1eddng h\u1ee3p Ban ki\u1ec3m so\u00e1t kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh th\u00ec Ban ki\u1ec3m so\u00e1t ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i ph\u00e1t sinh cho c\u00f4ng ty.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p Ban ki\u1ec3m so\u00e1t kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y th\u00ec c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 115 c\u1ee7a Lu\u1eadt n\u00e0y c\u00f3 quy\u1ec1n \u0111\u1ea1i di\u1ec7n c\u00f4ng ty tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

5. Ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i th\u1ef1c hi\u1ec7n c\u00e1c c\u00f4ng vi\u1ec7c sau \u0111\u00e2y:<\/span><\/p>\n

a) L\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp;<\/span><\/p>\n

b) Cung c\u1ea5p th\u00f4ng tin v\u00e0 gi\u1ea3i quy\u1ebft khi\u1ebfu n\u1ea1i li\u00ean quan \u0111\u1ebfn danh s\u00e1ch c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

c) L\u1eadp ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

d) Chu\u1ea9n b\u1ecb t\u00e0i li\u1ec7u cho cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

\u0111) D\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo n\u1ed9i dung d\u1ef1 ki\u1ebfn c\u1ee7a cu\u1ed9c h\u1ecdp; danh s\u00e1ch v\u00e0 th\u00f4ng tin chi ti\u1ebft c\u1ee7a c\u00e1c \u1ee9ng c\u1eed vi\u00ean trong tr\u01b0\u1eddng h\u1ee3p b\u1ea7u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean;<\/span><\/p>\n

e) X\u00e1c \u0111\u1ecbnh th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp;<\/span><\/p>\n

g) G\u1eedi th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp \u0111\u1ebfn t\u1eebng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

h) C\u00f4ng vi\u1ec7c kh\u00e1c ph\u1ee5c v\u1ee5 cu\u1ed9c h\u1ecdp.<\/span><\/p>\n

6. Chi ph\u00ed tri\u1ec7u t\u1eadp v\u00e0 ti\u1ebfn h\u00e0nh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 2, 3 v\u00e0 4 \u0110i\u1ec1u n\u00e0y s\u1ebd \u0111\u01b0\u1ee3c c\u00f4ng ty ho\u00e0n l\u1ea1i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 141. Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c l\u1eadp d\u1ef1a tr\u00ean s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty. Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c l\u1eadp kh\u00f4ng qu\u00e1 10 ng\u00e0y tr\u01b0\u1edbc ng\u00e0y g\u1eedi gi\u1ea5y m\u1eddi h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u1eddi h\u1ea1n ng\u1eafn h\u01a1n.<\/span><\/p>\n

2. Danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i c\u00f3 h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n t\u1eebng lo\u1ea1i, s\u1ed1 v\u00e0 ng\u00e0y \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng c\u1ee7a t\u1eebng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n ki\u1ec3m tra, tra c\u1ee9u, tr\u00edch l\u1ee5c, sao ch\u00e9p t\u00ean v\u00e0 \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng; y\u00eau c\u1ea7u s\u1eeda \u0111\u1ed5i th\u00f4ng tin sai l\u1ec7ch ho\u1eb7c b\u1ed5 sung th\u00f4ng tin c\u1ea7n thi\u1ebft v\u1ec1 m\u00ecnh trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty ph\u1ea3i cung c\u1ea5p k\u1ecbp th\u1eddi th\u00f4ng tin trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung th\u00f4ng tin sai l\u1ec7ch theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng; ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i ph\u00e1t sinh do kh\u00f4ng cung c\u1ea5p ho\u1eb7c cung c\u1ea5p kh\u00f4ng k\u1ecbp th\u1eddi, kh\u00f4ng ch\u00ednh x\u00e1c th\u00f4ng tin s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo y\u00eau c\u1ea7u. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c y\u00eau c\u1ea7u cung c\u1ea5p th\u00f4ng tin trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 142. Ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung cu\u1ed9c h\u1ecdp.<\/span><\/p>\n

2. C\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 115 c\u1ee7a Lu\u1eadt n\u00e0y c\u00f3 quy\u1ec1n ki\u1ebfn ngh\u1ecb v\u1ea5n \u0111\u1ec1 \u0111\u01b0a v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. Ki\u1ebfn ngh\u1ecb ph\u1ea3i b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00f4ng ty ch\u1eadm nh\u1ea5t l\u00e0 03 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh th\u1eddi h\u1ea1n kh\u00e1c. Ki\u1ebfn ngh\u1ecb ph\u1ea3i ghi r\u00f5 t\u00ean c\u1ed5 \u0111\u00f4ng, s\u1ed1 l\u01b0\u1ee3ng t\u1eebng lo\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng, v\u1ea5n \u0111\u1ec1 ki\u1ebfn ngh\u1ecb \u0111\u01b0a v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng t\u1eeb ch\u1ed1i ki\u1ebfn ngh\u1ecb quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y th\u00ec ch\u1eadm nh\u1ea5t l\u00e0 02 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i tr\u1ea3 l\u1eddi b\u1eb1ng v\u0103n b\u1ea3n v\u00e0 n\u00eau r\u00f5 l\u00fd do. Ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ec9 \u0111\u01b0\u1ee3c t\u1eeb ch\u1ed1i ki\u1ebfn ngh\u1ecb n\u1ebfu thu\u1ed9c m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Ki\u1ebfn ngh\u1ecb \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn kh\u00f4ng \u0111\u00fang quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

b) V\u1ea5n \u0111\u1ec1 ki\u1ebfn ngh\u1ecb kh\u00f4ng thu\u1ed9c th\u1ea9m quy\u1ec1n quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

c) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

4. Ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i ch\u1ea5p nh\u1eadn v\u00e0 \u0111\u01b0a ki\u1ebfn ngh\u1ecb quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y v\u00e0o d\u1ef1 ki\u1ebfn ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y; ki\u1ebfn ngh\u1ecb \u0111\u01b0\u1ee3c ch\u00ednh th\u1ee9c b\u1ed5 sung v\u00e0o ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp n\u1ebfu \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ea5p thu\u1eadn. <\/span><\/p>\n

<\/a>\u0110i\u1ec1u 143. M\u1eddi h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. Ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i g\u1eedi th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp \u0111\u1ebfn t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng trong danh s\u00e1ch c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp ch\u1eadm nh\u1ea5t l\u00e0 21 ng\u00e0y tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u1eddi h\u1ea1n d\u00e0i h\u01a1n. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i c\u00f3 t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p; t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng, th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp v\u00e0 nh\u1eefng y\u00eau c\u1ea7u kh\u00e1c \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi d\u1ef1 h\u1ecdp.<\/span><\/p>\n

2. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp \u0111\u01b0\u1ee3c g\u1eedi b\u1eb1ng ph\u01b0\u01a1ng th\u1ee9c \u0111\u1ec3 b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a c\u1ed5 \u0111\u00f4ng v\u00e0 \u0111\u0103ng tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty; tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft th\u00ec \u0111\u0103ng b\u00e1o h\u1eb1ng ng\u00e0y c\u1ee7a trung \u01b0\u01a1ng ho\u1eb7c \u0111\u1ecba ph\u01b0\u01a1ng theo quy \u0111\u1ecbnh c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi k\u00e8m theo c\u00e1c t\u00e0i li\u1ec7u sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp, c\u00e1c t\u00e0i li\u1ec7u s\u1eed d\u1ee5ng trong cu\u1ed9c h\u1ecdp v\u00e0 d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 trong ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;<\/span><\/p>\n

b) Phi\u1ebfu bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed, vi\u1ec7c g\u1eedi t\u00e0i li\u1ec7u h\u1ecdp k\u00e8m theo th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 thay th\u1ebf b\u1eb1ng vi\u1ec7c \u0111\u0103ng t\u1ea3i l\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i ghi r\u00f5 n\u01a1i, c\u00e1ch th\u1ee9c t\u1ea3i t\u00e0i li\u1ec7u.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 144. Th\u1ef1c hi\u1ec7n quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. C\u1ed5 \u0111\u00f4ng, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c c\u00f3 th\u1ec3 tr\u1ef1c ti\u1ebfp tham d\u1ef1 h\u1ecdp, \u1ee7y quy\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n cho m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c d\u1ef1 h\u1ecdp ho\u1eb7c d\u1ef1 h\u1ecdp th\u00f4ng qua m\u1ed9t trong c\u00e1c h\u00ecnh th\u1ee9c quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y. <\/span><\/p>\n

2. Vi\u1ec7c \u1ee7y quy\u1ec1n cho c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c \u0111\u1ea1i di\u1ec7n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i l\u1eadp th\u00e0nh v\u0103n b\u1ea3n. V\u0103n b\u1ea3n \u1ee7y quy\u1ec1n \u0111\u01b0\u1ee3c l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1 v\u00e0 ph\u1ea3i n\u00eau r\u00f5 t\u00ean c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n. C\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i xu\u1ea5t tr\u00ecnh v\u0103n b\u1ea3n \u1ee7y quy\u1ec1n khi \u0111\u0103ng k\u00fd d\u1ef1 h\u1ecdp tr\u01b0\u1edbc khi v\u00e0o ph\u00f2ng h\u1ecdp.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c coi l\u00e0 tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp t\u1ea1i cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

b) \u1ee6y quy\u1ec1n cho c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

c) Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft th\u00f4ng qua h\u1ed9i ngh\u1ecb tr\u1ef1c tuy\u1ebfn, b\u1ecf phi\u1ebfu \u0111i\u1ec7n t\u1eed ho\u1eb7c h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c;<\/span><\/p>\n

d) G\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ebfn cu\u1ed9c h\u1ecdp th\u00f4ng qua g\u1eedi th\u01b0, fax, th\u01b0 \u0111i\u1ec7n t\u1eed;<\/span><\/p>\n

\u0111) G\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft b\u1eb1ng ph\u01b0\u01a1ng ti\u1ec7n kh\u00e1c theo quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 145. \u0110i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 s\u1ed1 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp \u0111\u1ea1i di\u1ec7n tr\u00ean 50% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p cu\u1ed9c h\u1ecdp l\u1ea7n th\u1ee9 nh\u1ea5t kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp l\u1ea7n th\u1ee9 hai ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi trong th\u1eddi h\u1ea1n 30 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh h\u1ecdp l\u1ea7n th\u1ee9 nh\u1ea5t, n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh kh\u00e1c. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u1ea7n th\u1ee9 hai \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 s\u1ed1 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp \u0111\u1ea1i di\u1ec7n t\u1eeb 33% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft tr\u1edf l\u00ean; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p<\/span> cu\u1ed9c h\u1ecdp l\u1ea7n th\u1ee9 hai kh\u00f4ng \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n ti\u1ebfn h\u00e0nh theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y th\u00ec th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp l\u1ea7n th\u1ee9 ba ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi trong th\u1eddi h\u1ea1n 20 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh h\u1ecdp l\u1ea7n th\u1ee9 hai, n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh kh\u00e1c. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u1ea7n th\u1ee9 ba \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp.<\/span><\/p>\n

4. Ch\u1ec9 c\u00f3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng m\u1edbi c\u00f3 quy\u1ec1n quy\u1ebft \u0111\u1ecbnh thay \u0111\u1ed5i ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp \u0111\u00e3 \u0111\u01b0\u1ee3c g\u1eedi k\u00e8m theo th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 142 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 146. Th\u1ec3 th\u1ee9c ti\u1ebfn h\u00e0nh h\u1ecdp v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

Trong tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec th\u1ec3 th\u1ee9c h\u1ecdp v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh nh\u01b0 sau:<\/span><\/p>\n

1. Tr\u01b0\u1edbc khi khai m\u1ea1c cu\u1ed9c h\u1ecdp, ph\u1ea3i ti\u1ebfn h\u00e0nh \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

2. Vi\u1ec7c b\u1ea7u ch\u1ee7 t\u1ecda, th\u01b0 k\u00fd v\u00e0 ban ki\u1ec3m phi\u1ebfu \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

a) Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0m ch\u1ee7 t\u1ecda ho\u1eb7c \u1ee7y quy\u1ec1n cho th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00e1c l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp; tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch v\u1eafng m\u1eb7t ho\u1eb7c t\u1ea1m th\u1eddi m\u1ea5t kh\u1ea3 n\u0103ng l\u00e0m vi\u1ec7c th\u00ec c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f2n l\u1ea1i b\u1ea7u m\u1ed9t ng\u01b0\u1eddi trong s\u1ed1 h\u1ecd l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp theo nguy\u00ean t\u1eafc \u0111a s\u1ed1; tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng b\u1ea7u \u0111\u01b0\u1ee3c ng\u01b0\u1eddi l\u00e0m ch\u1ee7 t\u1ecda th\u00ec Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t \u0111i\u1ec1u h\u00e0nh \u0111\u1ec3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp v\u00e0 ng\u01b0\u1eddi c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

b) Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y, ng\u01b0\u1eddi k\u00fd t\u00ean tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111i\u1ec1u h\u00e0nh \u0111\u1ec3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp v\u00e0 ng\u01b0\u1eddi c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

c) Ch\u1ee7 t\u1ecda c\u1eed m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 ng\u01b0\u1eddi l\u00e0m th\u01b0 k\u00fd cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

d) \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 ng\u01b0\u1eddi v\u00e0o ban ki\u1ec3m phi\u1ebfu theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

3. Ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua trong phi\u00ean khai m\u1ea1c. Ch\u01b0\u01a1ng tr\u00ecnh ph\u1ea3i x\u00e1c \u0111\u1ecbnh th\u1eddi gian \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 trong n\u1ed9i dung ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;<\/span><\/p>\n

4. Ch\u1ee7 t\u1ecda c\u00f3 quy\u1ec1n th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p c\u1ea7n thi\u1ebft v\u00e0 h\u1ee3p l\u00fd \u0111\u1ec3 \u0111i\u1ec1u h\u00e0nh cu\u1ed9c h\u1ecdp m\u1ed9t c\u00e1ch c\u00f3 tr\u1eadt t\u1ef1, \u0111\u00fang theo ch\u01b0\u01a1ng tr\u00ecnh \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 ph\u1ea3n \u00e1nh \u0111\u01b0\u1ee3c mong mu\u1ed1n c\u1ee7a \u0111a s\u1ed1 ng\u01b0\u1eddi d\u1ef1 h\u1ecdp;<\/span><\/p>\n

5. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft theo t\u1eebng v\u1ea5n \u0111\u1ec1 trong n\u1ed9i dung ch\u01b0\u01a1ng tr\u00ecnh. Vi\u1ec7c bi\u1ec3u quy\u1ebft \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh b\u1eb1ng bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn. K\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu \u0111\u01b0\u1ee3c ch\u1ee7 t\u1ecda c\u00f4ng b\u1ed1 ngay tr\u01b0\u1edbc khi b\u1ebf m\u1ea1c cu\u1ed9c h\u1ecdp, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n

6. C\u1ed5 \u0111\u00f4ng ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n d\u1ef1 h\u1ecdp \u0111\u1ebfn sau khi cu\u1ed9c h\u1ecdp \u0111\u00e3 khai m\u1ea1c v\u1eabn \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd v\u00e0 c\u00f3 quy\u1ec1n tham gia bi\u1ec3u quy\u1ebft ngay sau khi \u0111\u0103ng k\u00fd; trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, hi\u1ec7u l\u1ef1c c\u1ee7a nh\u1eefng n\u1ed9i dung \u0111\u00e3 \u0111\u01b0\u1ee3c bi\u1ec3u quy\u1ebft tr\u01b0\u1edbc \u0111\u00f3 kh\u00f4ng thay \u0111\u1ed5i;<\/span><\/p>\n

7. Ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp ho\u1eb7c ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Y\u00eau c\u1ea7u t\u1ea5t c\u1ea3 ng\u01b0\u1eddi d\u1ef1 h\u1ecdp ch\u1ecbu s\u1ef1 ki\u1ec3m tra ho\u1eb7c c\u00e1c bi\u1ec7n ph\u00e1p an ninh h\u1ee3p ph\u00e1p, h\u1ee3p l\u00fd kh\u00e1c;<\/span><\/p>\n

b) Y\u00eau c\u1ea7u c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n duy tr\u00ec tr\u1eadt t\u1ef1 cu\u1ed9c h\u1ecdp; tr\u1ee5c xu\u1ea5t nh\u1eefng ng\u01b0\u1eddi kh\u00f4ng tu\u00e2n th\u1ee7 quy\u1ec1n \u0111i\u1ec1u h\u00e0nh c\u1ee7a ch\u1ee7 t\u1ecda, c\u1ed1 \u00fd g\u00e2y r\u1ed1i tr\u1eadt t\u1ef1, ng\u0103n c\u1ea3n ti\u1ebfn tri\u1ec3n b\u00ecnh th\u01b0\u1eddng c\u1ee7a cu\u1ed9c h\u1ecdp ho\u1eb7c kh\u00f4ng tu\u00e2n th\u1ee7 c\u00e1c y\u00eau c\u1ea7u v\u1ec1 ki\u1ec3m tra an ninh ra kh\u1ecfi cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

8. Ch\u1ee7 t\u1ecda c\u00f3 quy\u1ec1n ho\u00e3n cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u00e3 c\u00f3 \u0111\u1ee7 s\u1ed1 ng\u01b0\u1eddi \u0111\u0103ng k\u00fd d\u1ef1 h\u1ecdp t\u1ed1i \u0111a kh\u00f4ng qu\u00e1 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y cu\u1ed9c h\u1ecdp d\u1ef1 \u0111\u1ecbnh khai m\u1ea1c v\u00e0 ch\u1ec9 \u0111\u01b0\u1ee3c ho\u00e3n cu\u1ed9c h\u1ecdp ho\u1eb7c thay \u0111\u1ed5i \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110\u1ecba \u0111i\u1ec3m h\u1ecdp kh\u00f4ng c\u00f3 \u0111\u1ee7 ch\u1ed7 ng\u1ed3i thu\u1eadn ti\u1ec7n cho t\u1ea5t c\u1ea3 ng\u01b0\u1eddi d\u1ef1 h\u1ecdp;<\/span><\/p>\n

b) Ph\u01b0\u01a1ng ti\u1ec7n th\u00f4ng tin t\u1ea1i \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp kh\u00f4ng b\u1ea3o \u0111\u1ea3m cho c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp tham gia, th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

c) C\u00f3 ng\u01b0\u1eddi d\u1ef1 h\u1ecdp c\u1ea3n tr\u1edf, g\u00e2y r\u1ed1i tr\u1eadt t\u1ef1, c\u00f3 nguy c\u01a1 l\u00e0m cho cu\u1ed9c h\u1ecdp kh\u00f4ng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh m\u1ed9t c\u00e1ch c\u00f4ng b\u1eb1ng v\u00e0 h\u1ee3p ph\u00e1p;<\/span><\/p>\n

9. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 t\u1ecda ho\u00e3n ho\u1eb7c t\u1ea1m d\u1eebng h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 8 \u0110i\u1ec1u n\u00e0y, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u m\u1ed9t ng\u01b0\u1eddi kh\u00e1c trong s\u1ed1 nh\u1eefng ng\u01b0\u1eddi d\u1ef1 h\u1ecdp \u0111\u1ec3 thay th\u1ebf ch\u1ee7 t\u1ecda \u0111i\u1ec1u h\u00e0nh cu\u1ed9c h\u1ecdp cho \u0111\u1ebfn l\u00fac k\u1ebft th\u00fac; t\u1ea5t c\u1ea3 ngh\u1ecb quy\u1ebft \u0111\u01b0\u1ee3c th\u00f4ng qua t\u1ea1i cu\u1ed9c h\u1ecdp \u0111\u00f3 \u0111\u1ec1u c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 147. H\u00ecnh th\u1ee9c th\u00f4ng qua ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua ngh\u1ecb quy\u1ebft thu\u1ed9c th\u1ea9m quy\u1ec1n b\u1eb1ng h\u00ecnh th\u1ee9c bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp ho\u1eb7c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng h\u00ecnh th\u1ee9c bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng:<\/span><\/p>\n

a) S\u1eeda \u0111\u1ed5i, b\u1ed5 sung n\u1ed9i dung c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

b) \u0110\u1ecbnh h\u01b0\u1edbng ph\u00e1t tri\u1ec3n c\u00f4ng ty;<\/span><\/p>\n

c) Lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i;<\/span><\/p>\n

d) B\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

\u0111) Quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0 ho\u1eb7c b\u00e1n s\u1ed1 t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c;<\/span><\/p>\n

e) Th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m;<\/span><\/p>\n

g) T\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 148. \u0110i\u1ec1u ki\u1ec7n \u0111\u1ec3 ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c th\u00f4ng qua<\/span><\/b><\/p>\n

1. Ngh\u1ecb quy\u1ebft v\u1ec1 n\u1ed9i dung sau \u0111\u00e2y \u0111\u01b0\u1ee3c th\u00f4ng qua n\u1ebfu \u0111\u01b0\u1ee3c s\u1ed1 c\u1ed5 \u0111\u00f4ng \u0111\u1ea1i di\u1ec7n t\u1eeb 65% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft tr\u1edf l\u00ean c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 3, 4 v\u00e0 6 \u0110i\u1ec1u n\u00e0y; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh:<\/span><\/p>\n

a) Lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i;<\/span><\/p>\n

b) Thay \u0111\u1ed5i ng\u00e0nh, ngh\u1ec1 v\u00e0 l\u0129nh v\u1ef1c kinh doanh;<\/span><\/p>\n

c) Thay \u0111\u1ed5i c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd c\u00f4ng ty;<\/span><\/p>\n

d) D\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0 ho\u1eb7c b\u00e1n t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c;<\/span><\/p>\n

\u0111) T\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty;<\/span><\/p>\n

e) V\u1ea5n \u0111\u1ec1 kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

2. C\u00e1c ngh\u1ecb quy\u1ebft \u0111\u01b0\u1ee3c th\u00f4ng qua khi \u0111\u01b0\u1ee3c s\u1ed1 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu tr\u00ean 50% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 1, 3, 4 v\u00e0 6 \u0110i\u1ec1u n\u00e0y; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

3. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, vi\u1ec7c bi\u1ec3u quy\u1ebft b\u1ea7u th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t ph\u1ea3i th\u1ef1c hi\u1ec7n theo ph\u01b0\u01a1ng th\u1ee9c b\u1ea7u d\u1ed3n phi\u1ebfu, theo \u0111\u00f3 m\u1ed7i c\u1ed5 \u0111\u00f4ng c\u00f3 t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n s\u1edf h\u1eefu nh\u00e2n v\u1edbi s\u1ed1 th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c b\u1ea7u c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban ki\u1ec3m so\u00e1t v\u00e0 c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ed3n h\u1ebft ho\u1eb7c m\u1ed9t ph\u1ea7n t\u1ed5ng s\u1ed1 phi\u1ebfu b\u1ea7u c\u1ee7a m\u00ecnh cho m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 \u1ee9ng c\u1eed vi\u00ean. Ng\u01b0\u1eddi tr\u00fang c\u1eed th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh theo s\u1ed1 phi\u1ebfu b\u1ea7u t\u00ednh t\u1eeb cao xu\u1ed1ng th\u1ea5p, b\u1eaft \u0111\u1ea7u t\u1eeb \u1ee9ng c\u1eed vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t cho \u0111\u1ebfn khi \u0111\u1ee7 s\u1ed1 th\u00e0nh vi\u00ean quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 t\u1eeb 02 \u1ee9ng c\u1eed vi\u00ean tr\u1edf l\u00ean \u0111\u1ea1t c\u00f9ng s\u1ed1 phi\u1ebfu b\u1ea7u nh\u01b0 nhau cho th\u00e0nh vi\u00ean cu\u1ed1i c\u00f9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Ban ki\u1ec3m so\u00e1t th\u00ec s\u1ebd ti\u1ebfn h\u00e0nh b\u1ea7u l\u1ea1i trong s\u1ed1 c\u00e1c \u1ee9ng c\u1eed vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u ngang nhau ho\u1eb7c l\u1ef1a ch\u1ecdn theo ti\u00eau ch\u00ed quy \u0111\u1ecbnh t\u1ea1i quy ch\u1ebf b\u1ea7u c\u1eed ho\u1eb7c \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p th\u00f4ng qua ngh\u1ecb quy\u1ebft d\u01b0\u1edbi h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n th\u00ec ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c th\u00f4ng qua n\u1ebfu \u0111\u01b0\u1ee3c s\u1ed1 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu tr\u00ean 50% t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft t\u00e1n th\u00e0nh; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

5. Ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o \u0111\u1ebfn c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n d\u1ef1 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng qua; tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed, vi\u1ec7c g\u1eedi ngh\u1ecb quy\u1ebft c\u00f3 th\u1ec3 thay th\u1ebf b\u1eb1ng vi\u1ec7c \u0111\u0103ng t\u1ea3i l\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

6. Ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 n\u1ed9i dung l\u00e0m thay \u0111\u1ed5i b\u1ea5t l\u1ee3i quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i ch\u1ec9 \u0111\u01b0\u1ee3c th\u00f4ng qua n\u1ebfu \u0111\u01b0\u1ee3c s\u1ed1 c\u1ed5 \u0111\u00f4ng \u01b0u \u0111\u00e3i c\u00f9ng lo\u1ea1i d\u1ef1 h\u1ecdp s\u1edf h\u1eefu t\u1eeb 75% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i lo\u1ea1i \u0111\u00f3 tr\u1edf l\u00ean t\u00e1n th\u00e0nh ho\u1eb7c \u0111\u01b0\u1ee3c c\u00e1c c\u1ed5 \u0111\u00f4ng \u01b0u \u0111\u00e3i c\u00f9ng lo\u1ea1i s\u1edf h\u1eefu t\u1eeb 75% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u01b0u \u0111\u00e3i lo\u1ea1i \u0111\u00f3 tr\u1edf l\u00ean t\u00e1n th\u00e0nh trong tr\u01b0\u1eddng h\u1ee3p th\u00f4ng qua ngh\u1ecb quy\u1ebft d\u01b0\u1edbi h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 149. Th\u1ea9m quy\u1ec1n v\u00e0 th\u1ec3 th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec th\u1ea9m quy\u1ec1n v\u00e0 th\u1ec3 th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft v\u00ec l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 147 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb chu\u1ea9n b\u1ecb phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn, d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, c\u00e1c t\u00e0i li\u1ec7u gi\u1ea3i tr\u00ecnh d\u1ef1 th\u1ea3o ngh\u1ecb quy\u1ebft v\u00e0 g\u1eedi \u0111\u1ebfn t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft ch\u1eadm nh\u1ea5t l\u00e0 10 ng\u00e0y tr\u01b0\u1edbc th\u1eddi h\u1ea1n ph\u1ea3i g\u1eedi l\u1ea1i phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn, n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u1eddi h\u1ea1n kh\u00e1c d\u00e0i h\u01a1n. Vi\u1ec7c l\u1eadp danh s\u00e1ch c\u1ed5 \u0111\u00f4ng g\u1eedi phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u 141 c\u1ee7a Lu\u1eadt n\u00e0y. Y\u00eau c\u1ea7u v\u00e0 c\u00e1ch th\u1ee9c g\u1eedi phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn v\u00e0 t\u00e0i li\u1ec7u k\u00e8m theo th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 143 c\u1ee7a Lu\u1eadt n\u00e0y; <\/span><\/p>\n

3. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p;<\/span><\/p>\n

b) M\u1ee5c \u0111\u00edch l\u1ea5y \u00fd ki\u1ebfn;<\/span><\/p>\n

c) H\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c ho\u1eb7c h\u1ecd, t\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi \u0111\u1ea1i di\u1ec7n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c; s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u1ee7a t\u1eebng lo\u1ea1i v\u00e0 s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

d) V\u1ea5n \u0111\u1ec1 c\u1ea7n l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec3 th\u00f4ng qua;<\/span><\/p>\n

\u0111) Ph\u01b0\u01a1ng \u00e1n bi\u1ec3u quy\u1ebft bao g\u1ed3m t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn;<\/span><\/p>\n

e) Th\u1eddi h\u1ea1n ph\u1ea3i g\u1eedi v\u1ec1 c\u00f4ng ty phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u1ea3 l\u1eddi;<\/span><\/p>\n

g) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

4. C\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 g\u1eedi phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 tr\u1ea3 l\u1eddi \u0111\u1ebfn c\u00f4ng ty b\u1eb1ng h\u00ecnh th\u1ee9c g\u1eedi th\u01b0, fax ho\u1eb7c th\u01b0 \u0111i\u1ec7n t\u1eed theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) Tr\u01b0\u1eddng h\u1ee3p g\u1eedi th\u01b0, phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u1ea3 l\u1eddi ph\u1ea3i c\u00f3 ch\u1eef k\u00fd c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n, c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n ho\u1eb7c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn g\u1eedi v\u1ec1 c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u1ef1ng trong phong b\u00ec d\u00e1n k\u00edn v\u00e0 kh\u00f4ng ai \u0111\u01b0\u1ee3c quy\u1ec1n m\u1edf tr\u01b0\u1edbc khi ki\u1ec3m phi\u1ebfu;<\/span><\/p>\n

b) Tr\u01b0\u1eddng h\u1ee3p g\u1eedi fax ho\u1eb7c th\u01b0 \u0111i\u1ec7n t\u1eed, phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn g\u1eedi v\u1ec1 c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c gi\u1eef b\u00ed m\u1eadt \u0111\u1ebfn th\u1eddi \u0111i\u1ec3m ki\u1ec3m phi\u1ebfu;<\/span><\/p>\n

c) C\u00e1c phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn g\u1eedi v\u1ec1 c\u00f4ng ty sau th\u1eddi h\u1ea1n \u0111\u00e3 x\u00e1c \u0111\u1ecbnh t\u1ea1i n\u1ed9i dung phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn ho\u1eb7c \u0111\u00e3 b\u1ecb m\u1edf trong tr\u01b0\u1eddng h\u1ee3p g\u1eedi th\u01b0 v\u00e0 b\u1ecb ti\u1ebft l\u1ed9 trong tr\u01b0\u1eddng h\u1ee3p g\u1eedi fax, th\u01b0 \u0111i\u1ec7n t\u1eed l\u00e0 kh\u00f4ng h\u1ee3p l\u1ec7. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn kh\u00f4ng \u0111\u01b0\u1ee3c g\u1eedi v\u1ec1 \u0111\u01b0\u1ee3c coi l\u00e0 phi\u1ebfu kh\u00f4ng tham gia bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

5. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb t\u1ed5 ch\u1ee9c ki\u1ec3m phi\u1ebfu v\u00e0 l\u1eadp bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu d\u01b0\u1edbi s\u1ef1 ch\u1ee9ng ki\u1ebfn, gi\u00e1m s\u00e1t c\u1ee7a Ban ki\u1ec3m so\u00e1t ho\u1eb7c c\u1ee7a c\u1ed5 \u0111\u00f4ng kh\u00f4ng n\u1eafm gi\u1eef ch\u1ee9c v\u1ee5 qu\u1ea3n l\u00fd c\u00f4ng ty. Bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p;<\/span><\/p>\n

b) M\u1ee5c \u0111\u00edch v\u00e0 c\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ea7n l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec3 th\u00f4ng qua ngh\u1ecb quy\u1ebft;<\/span><\/p>\n

c) S\u1ed1 c\u1ed5 \u0111\u00f4ng v\u1edbi t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u00e3 tham gia bi\u1ec3u quy\u1ebft, trong \u0111\u00f3 ph\u00e2n bi\u1ec7t s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft h\u1ee3p l\u1ec7 v\u00e0 s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft kh\u00f4ng h\u1ee3p l\u1ec7 v\u00e0 ph\u01b0\u01a1ng th\u1ee9c g\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft, k\u00e8m theo ph\u1ee5 l\u1ee5c danh s\u00e1ch c\u1ed5 \u0111\u00f4ng tham gia bi\u1ec3u quy\u1ebft;<\/span><\/p>\n

d) T\u1ed5ng s\u1ed1 phi\u1ebfu t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1;<\/span><\/p>\n

\u0111) V\u1ea5n \u0111\u1ec1 \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u1ef7 l\u1ec7 bi\u1ec3u quy\u1ebft th\u00f4ng qua t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

e) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ng\u01b0\u1eddi gi\u00e1m s\u00e1t ki\u1ec3m phi\u1ebfu v\u00e0 ng\u01b0\u1eddi ki\u1ec3m phi\u1ebfu.<\/span><\/p>\n

C\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ng\u01b0\u1eddi ki\u1ec3m phi\u1ebfu v\u00e0 ng\u01b0\u1eddi gi\u00e1m s\u00e1t ki\u1ec3m phi\u1ebfu ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c c\u1ee7a bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu; li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c thi\u1ec7t h\u1ea1i ph\u00e1t sinh t\u1eeb c\u00e1c quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua do ki\u1ec3m phi\u1ebfu kh\u00f4ng trung th\u1ef1c, kh\u00f4ng ch\u00ednh x\u00e1c;<\/span><\/p>\n

6. Bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu v\u00e0 ngh\u1ecb quy\u1ebft ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00e1c c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac ki\u1ec3m phi\u1ebfu. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed, vi\u1ec7c g\u1eedi bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu v\u00e0 ngh\u1ecb quy\u1ebft c\u00f3 th\u1ec3 thay th\u1ebf b\u1eb1ng vi\u1ec7c \u0111\u0103ng t\u1ea3i l\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

7. Phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u00e3 \u0111\u01b0\u1ee3c tr\u1ea3 l\u1eddi, bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu, ngh\u1ecb quy\u1ebft \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u00e0i li\u1ec7u c\u00f3 li\u00ean quan g\u1eedi k\u00e8m theo phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

8. Ngh\u1ecb quy\u1ebft \u0111\u01b0\u1ee3c th\u00f4ng qua theo h\u00ecnh th\u1ee9c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb nh\u01b0 ngh\u1ecb quy\u1ebft \u0111\u01b0\u1ee3c th\u00f4ng qua t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 150. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. Cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n v\u00e0 c\u00f3 th\u1ec3 ghi \u00e2m ho\u1eb7c ghi v\u00e0 l\u01b0u gi\u1eef d\u01b0\u1edbi h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c. Bi\u00ean b\u1ea3n ph\u1ea3i l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t, c\u00f3 th\u1ec3 l\u1eadp th\u00eam b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i v\u00e0 ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p;<\/span><\/p>\n

b) Th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

c) Ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

d) H\u1ecd, t\u00ean ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd;<\/span><\/p>\n

\u0111) T\u00f3m t\u1eaft di\u1ec5n bi\u1ebfn cu\u1ed9c h\u1ecdp v\u00e0 c\u00e1c \u00fd ki\u1ebfn ph\u00e1t bi\u1ec3u t\u1ea1i \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u1ec1 t\u1eebng v\u1ea5n \u0111\u1ec1 trong n\u1ed9i dung ch\u01b0\u01a1ng tr\u00ecnh h\u1ecdp;<\/span><\/p>\n

e) S\u1ed1 c\u1ed5 \u0111\u00f4ng v\u00e0 t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u00e1c c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp, ph\u1ee5 l\u1ee5c danh s\u00e1ch \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, \u0111\u1ea1i di\u1ec7n c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp v\u1edbi s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 phi\u1ebfu b\u1ea7u t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

g) T\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ed1i v\u1edbi t\u1eebng v\u1ea5n \u0111\u1ec1 bi\u1ec3u quy\u1ebft, trong \u0111\u00f3 ghi r\u00f5 ph\u01b0\u01a1ng th\u1ee9c bi\u1ec3u quy\u1ebft, t\u1ed5ng s\u1ed1 phi\u1ebfu h\u1ee3p l\u1ec7, kh\u00f4ng h\u1ee3p l\u1ec7, t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn; t\u1ef7 l\u1ec7 t\u01b0\u01a1ng \u1ee9ng tr\u00ean t\u1ed5ng s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a c\u1ed5 \u0111\u00f4ng d\u1ef1 h\u1ecdp;<\/span><\/p>\n

h) C\u00e1c v\u1ea5n \u0111\u1ec1 \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u1ef7 l\u1ec7 phi\u1ebfu bi\u1ec3u quy\u1ebft th\u00f4ng qua t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

i) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd. <\/span><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 t\u1ecda, th\u01b0 k\u00fd t\u1eeb ch\u1ed1i k\u00fd bi\u00ean b\u1ea3n h\u1ecdp th\u00ec bi\u00ean b\u1ea3n n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c n\u1ebfu \u0111\u01b0\u1ee3c t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tham d\u1ef1 h\u1ecdp k\u00fd v\u00e0 c\u00f3 \u0111\u1ea7y \u0111\u1ee7 n\u1ed9i dung theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y. Bi\u00ean b\u1ea3n h\u1ecdp ghi r\u00f5 vi\u1ec7c ch\u1ee7 t\u1ecda, th\u01b0 k\u00fd t\u1eeb ch\u1ed1i k\u00fd bi\u00ean b\u1ea3n h\u1ecdp.<\/span><\/p>\n

2. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i l\u00e0m xong v\u00e0 th\u00f4ng qua tr\u01b0\u1edbc khi k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp.<\/span><\/p>\n

3. Ch\u1ee7 t\u1ecda v\u00e0 th\u01b0 k\u00fd cu\u1ed9c h\u1ecdp ho\u1eb7c ng\u01b0\u1eddi kh\u00e1c k\u00fd t\u00ean trong bi\u00ean b\u1ea3n h\u1ecdp ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c c\u1ee7a n\u1ed9i dung bi\u00ean b\u1ea3n.<\/span><\/p>\n

4. Bi\u00ean b\u1ea3n l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p l\u00fd nh\u01b0 nhau. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 kh\u00e1c nhau v\u1ec1 n\u1ed9i dung gi\u1eefa bi\u00ean b\u1ea3n b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i th\u00ec n\u1ed9i dung trong bi\u00ean b\u1ea3n b\u1eb1ng ti\u1ebfng Vi\u1ec7t \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng.<\/span><\/p>\n

5. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac cu\u1ed9c h\u1ecdp; vi\u1ec7c g\u1eedi bi\u00ean b\u1ea3n ki\u1ec3m phi\u1ebfu c\u00f3 th\u1ec3 thay th\u1ebf b\u1eb1ng vi\u1ec7c \u0111\u0103ng t\u1ea3i l\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

6. Bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, ph\u1ee5 l\u1ee5c danh s\u00e1ch c\u1ed5 \u0111\u00f4ng \u0111\u0103ng k\u00fd d\u1ef1 h\u1ecdp, ngh\u1ecb quy\u1ebft \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u00e0i li\u1ec7u c\u00f3 li\u00ean quan g\u1eedi k\u00e8m theo th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 151. Y\u00eau c\u1ea7u h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

Trong th\u1eddi h\u1ea1n 90 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c ngh\u1ecb quy\u1ebft ho\u1eb7c bi\u00ean b\u1ea3n h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c bi\u00ean b\u1ea3n k\u1ebft qu\u1ea3 ki\u1ec3m phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, c\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 115 c\u1ee7a Lu\u1eadt n\u00e0y c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i xem x\u00e9t, h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft ho\u1eb7c m\u1ed9t ph\u1ea7n n\u1ed9i dung ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

1. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c tri\u1ec7u t\u1eadp h\u1ecdp v\u00e0 ra quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng vi ph\u1ea1m nghi\u00eam tr\u1ecdng quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 152 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

2. N\u1ed9i dung ngh\u1ecb quy\u1ebft vi ph\u1ea1m ph\u00e1p lu\u1eadt ho\u1eb7c \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 152. Hi\u1ec7u l\u1ef1c c\u1ee7a ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng<\/span><\/b><\/p>\n

1. Ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c th\u00f4ng qua ho\u1eb7c t\u1eeb th\u1eddi \u0111i\u1ec3m c\u00f3 hi\u1ec7u l\u1ef1c ghi t\u1ea1i ngh\u1ecb quy\u1ebft \u0111\u00f3.<\/span><\/p>\n

2. Ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c th\u00f4ng qua b\u1eb1ng 100% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft l\u00e0 h\u1ee3p ph\u00e1p v\u00e0 c\u00f3 hi\u1ec7u l\u1ef1c ngay c\u1ea3 khi tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c tri\u1ec7u t\u1eadp h\u1ecdp v\u00e0 th\u00f4ng qua ngh\u1ecb quy\u1ebft \u0111\u00f3 vi ph\u1ea1m quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 c\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng y\u00eau c\u1ea7u T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 151 c\u1ee7a Lu\u1eadt n\u00e0y, ngh\u1ecb quy\u1ebft \u0111\u00f3 v\u1eabn c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh cho \u0111\u1ebfn khi quy\u1ebft \u0111\u1ecbnh h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft \u0111\u00f3 c\u1ee7a T\u00f2a \u00e1n, Tr\u1ecdng t\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u00e1p d\u1ee5ng bi\u1ec7n ph\u00e1p kh\u1ea9n c\u1ea5p t\u1ea1m th\u1eddi theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 153. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 c\u01a1 quan qu\u1ea3n l\u00fd c\u00f4ng ty, c\u00f3 to\u00e0n quy\u1ec1n nh\u00e2n danh c\u00f4ng ty \u0111\u1ec3 quy\u1ebft \u0111\u1ecbnh, th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty, tr\u1eeb c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Quy\u1ebft \u0111\u1ecbnh chi\u1ebfn l\u01b0\u1ee3c, k\u1ebf ho\u1ea1ch ph\u00e1t tri\u1ec3n trung h\u1ea1n v\u00e0 k\u1ebf ho\u1ea1ch kinh doanh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) Ki\u1ebfn ngh\u1ecb lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u1ee7a t\u1eebng lo\u1ea1i;<\/span><\/p>\n

c) Quy\u1ebft \u0111\u1ecbnh b\u00e1n c\u1ed5 ph\u1ea7n ch\u01b0a b\u00e1n trong ph\u1ea1m vi s\u1ed1 c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy\u1ec1n ch\u00e0o b\u00e1n c\u1ee7a t\u1eebng lo\u1ea1i; quy\u1ebft \u0111\u1ecbnh huy \u0111\u1ed9ng th\u00eam v\u1ed1n theo h\u00ecnh th\u1ee9c kh\u00e1c;<\/span><\/p>\n

d) Quy\u1ebft \u0111\u1ecbnh gi\u00e1 b\u00e1n c\u1ed5 ph\u1ea7n v\u00e0 tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) Quy\u1ebft \u0111\u1ecbnh mua l\u1ea1i c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u 133 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

e) Quy\u1ebft \u0111\u1ecbnh ph\u01b0\u01a1ng \u00e1n \u0111\u1ea7u t\u01b0 v\u00e0 d\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0 trong th\u1ea9m quy\u1ec1n v\u00e0 gi\u1edbi h\u1ea1n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

g) Quy\u1ebft \u0111\u1ecbnh gi\u1ea3i ph\u00e1p ph\u00e1t tri\u1ec3n th\u1ecb tr\u01b0\u1eddng, ti\u1ebfp th\u1ecb v\u00e0 c\u00f4ng ngh\u1ec7;<\/span><\/p>\n

h) Th\u00f4ng qua h\u1ee3p \u0111\u1ed3ng mua, b\u00e1n, vay, cho vay v\u00e0 h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00e1c c\u00f3 gi\u00e1 tr\u1ecb t\u1eeb 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n tr\u1edf l\u00ean \u0111\u01b0\u1ee3c ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c v\u00e0 h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch thu\u1ed9c th\u1ea9m quy\u1ec1n quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d kho\u1ea3n 2 \u0110i\u1ec1u 138, kho\u1ea3n 1 v\u00e0 kho\u1ea3n 3 \u0110i\u1ec1u 167 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

i) B\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; b\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, ch\u1ea5m d\u1ee9t h\u1ee3p \u0111\u1ed3ng \u0111\u1ed1i v\u1edbi Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd quan tr\u1ecdng kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh; quy\u1ebft \u0111\u1ecbnh ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a nh\u1eefng ng\u01b0\u1eddi qu\u1ea3n l\u00fd \u0111\u00f3; c\u1eed ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n tham gia H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u1edf c\u00f4ng ty kh\u00e1c, quy\u1ebft \u0111\u1ecbnh m\u1ee9c th\u00f9 lao v\u00e0 quy\u1ec1n l\u1ee3i kh\u00e1c c\u1ee7a nh\u1eefng ng\u01b0\u1eddi \u0111\u00f3;<\/span><\/p>\n

k) Gi\u00e1m s\u00e1t, ch\u1ec9 \u0111\u1ea1o Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c trong \u0111i\u1ec1u h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

l) Quy\u1ebft \u0111\u1ecbnh c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty, quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp c\u00f4ng ty con, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n v\u00e0 vi\u1ec7c g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n c\u1ee7a doanh nghi\u1ec7p kh\u00e1c;<\/span><\/p>\n

m) Duy\u1ec7t ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung t\u00e0i li\u1ec7u ph\u1ee5c v\u1ee5 h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c l\u1ea5y \u00fd ki\u1ebfn \u0111\u1ec3 \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua ngh\u1ecb quy\u1ebft;<\/span><\/p>\n

n) Tr\u00ecnh b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m l\u00ean \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

o) Ki\u1ebfn ngh\u1ecb m\u1ee9c c\u1ed5 t\u1ee9c \u0111\u01b0\u1ee3c tr\u1ea3; quy\u1ebft \u0111\u1ecbnh th\u1eddi h\u1ea1n v\u00e0 th\u1ee7 t\u1ee5c tr\u1ea3 c\u1ed5 t\u1ee9c ho\u1eb7c x\u1eed l\u00fd l\u1ed7 ph\u00e1t sinh trong qu\u00e1 tr\u00ecnh kinh doanh;<\/span><\/p>\n

p) Ki\u1ebfn ngh\u1ecb vi\u1ec7c t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty; y\u00eau c\u1ea7u ph\u00e1 s\u1ea3n c\u00f4ng ty;<\/span><\/p>\n

q) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh b\u1eb1ng bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp, l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c h\u00ecnh th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh. M\u1ed7i th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty th\u00ec c\u00e1c th\u00e0nh vi\u00ean t\u00e1n th\u00e0nh th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n v\u1ec1 ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3 v\u00e0 ph\u1ea3i \u0111\u1ec1n b\u00f9 thi\u1ec7t h\u1ea1i cho c\u00f4ng ty; th\u00e0nh vi\u00ean ph\u1ea3n \u0111\u1ed1i th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh n\u00f3i tr\u00ean \u0111\u01b0\u1ee3c mi\u1ec5n tr\u1eeb tr\u00e1ch nhi\u1ec7m. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u T\u00f2a \u00e1n \u0111\u00ecnh ch\u1ec9 th\u1ef1c hi\u1ec7n ho\u1eb7c h\u1ee7y b\u1ecf ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh n\u00f3i tr\u00ean.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 154. Nhi\u1ec7m k\u1ef3 v\u00e0 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 t\u1eeb 03 \u0111\u1ebfn 11 th\u00e0nh vi\u00ean. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

2. Nhi\u1ec7m k\u1ef3 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ea7u l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf. M\u1ed9t c\u00e1 nh\u00e2n ch\u1ec9 \u0111\u01b0\u1ee3c b\u1ea7u l\u00e0m th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a m\u1ed9t c\u00f4ng ty kh\u00f4ng qu\u00e1 02 nhi\u1ec7m k\u1ef3 li\u00ean t\u1ee5c. <\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p<\/span> t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f9ng k\u1ebft th\u00fac nhi\u1ec7m k\u1ef3 th\u00ec c\u00e1c th\u00e0nh vi\u00ean \u0111\u00f3 ti\u1ebfp t\u1ee5c l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho \u0111\u1ebfn khi c\u00f3 th\u00e0nh vi\u00ean m\u1edbi \u0111\u01b0\u1ee3c b\u1ea7u thay th\u1ebf v\u00e0 ti\u1ebfp qu\u1ea3n c\u00f4ng vi\u1ec7c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

4. \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 s\u1ed1 l\u01b0\u1ee3ng, quy\u1ec1n, ngh\u0129a v\u1ee5, c\u00e1ch th\u1ee9c t\u1ed5 ch\u1ee9c v\u00e0 ph\u1ed1i h\u1ee3p ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 155. C\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n l\u00e0m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i c\u00f3 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh ho\u1eb7c trong l\u0129nh v\u1ef1c, ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty v\u00e0 kh\u00f4ng nh\u1ea5t thi\u1ebft ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n

c) Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f4ng ty c\u00f3 th\u1ec3 \u0111\u1ed3ng th\u1eddi l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a c\u00f4ng ty kh\u00e1c;<\/span><\/p>\n

d) \u0110\u1ed1i v\u1edbi doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00f4ng ty con c\u1ee7a doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u1ee7a c\u00f4ng ty; c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd, ng\u01b0\u1eddi c\u00f3 th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty m\u1eb9.<\/span><\/p>\n

2. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n c\u00f3 quy \u0111\u1ecbnh kh\u00e1c, th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 137 c\u1ee7a Lu\u1eadt n\u00e0y ph\u1ea3i c\u00f3 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi \u0111ang l\u00e0m vi\u1ec7c cho c\u00f4ng ty, c\u00f4ng ty m\u1eb9 ho\u1eb7c c\u00f4ng ty con c\u1ee7a c\u00f4ng ty; kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi \u0111\u00e3 t\u1eebng l\u00e0m vi\u1ec7c cho c\u00f4ng ty, c\u00f4ng ty m\u1eb9 ho\u1eb7c c\u00f4ng ty con c\u1ee7a c\u00f4ng ty \u00edt nh\u1ea5t trong 03 n\u0103m li\u1ec1n tr\u01b0\u1edbc \u0111\u00f3;<\/span><\/p>\n

b) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi \u0111ang h\u01b0\u1edfng l\u01b0\u01a1ng, th\u00f9 lao t\u1eeb c\u00f4ng ty, tr\u1eeb c\u00e1c kho\u1ea3n ph\u1ee5 c\u1ea5p m\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c h\u01b0\u1edfng theo quy \u0111\u1ecbnh;<\/span><\/p>\n

c) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 v\u1ee3 ho\u1eb7c ch\u1ed3ng, b\u1ed1 \u0111\u1ebb, b\u1ed1 nu\u00f4i, m\u1eb9 \u0111\u1ebb, m\u1eb9 nu\u00f4i, con \u0111\u1ebb, con nu\u00f4i, anh ru\u1ed9t, ch\u1ecb ru\u1ed9t, em ru\u1ed9t l\u00e0 c\u1ed5 \u0111\u00f4ng l\u1edbn c\u1ee7a c\u00f4ng ty; l\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u1ee7a c\u00f4ng ty ho\u1eb7c c\u00f4ng ty con c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp s\u1edf h\u1eefu \u00edt nh\u1ea5t 01% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi \u0111\u00e3 t\u1eebng l\u00e0m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t c\u1ee7a c\u00f4ng ty \u00edt nh\u1ea5t trong 05 n\u0103m li\u1ec1n tr\u01b0\u1edbc \u0111\u00f3, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m li\u00ean t\u1ee5c 02 nhi\u1ec7m k\u1ef3.<\/span><\/p>\n

3. Th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i th\u00f4ng b\u00e1o v\u1edbi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u1ec1 vi\u1ec7c kh\u00f4ng c\u00f2n \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y v\u00e0 \u0111\u01b0\u01a1ng nhi\u00ean kh\u00f4ng c\u00f2n l\u00e0 th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb k\u1ec3 t\u1eeb ng\u00e0y kh\u00f4ng \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i th\u00f4ng b\u00e1o tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng c\u00f2n \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng g\u1ea7n nh\u1ea5t ho\u1eb7c tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u1ec3 b\u1ea7u b\u1ed5 sung ho\u1eb7c thay th\u1ebf th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o c\u1ee7a th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 li\u00ean quan.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 156. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m trong s\u1ed1 c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. <\/span><\/p>\n

2. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f4ng ty \u0111\u1ea1i ch\u00fang v\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y kh\u00f4ng \u0111\u01b0\u1ee3c ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

3. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) L\u1eadp ch\u01b0\u01a1ng tr\u00ecnh, k\u1ebf ho\u1ea1ch ho\u1ea1t \u0111\u1ed9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

b) Chu\u1ea9n b\u1ecb ch\u01b0\u01a1ng tr\u00ecnh, n\u1ed9i dung, t\u00e0i li\u1ec7u ph\u1ee5c v\u1ee5 cu\u1ed9c h\u1ecdp; tri\u1ec7u t\u1eadp, ch\u1ee7 tr\u00ec v\u00e0 l\u00e0m ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

c) T\u1ed5 ch\u1ee9c<\/span> vi\u1ec7c th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; <\/span><\/p>\n

d) Gi\u00e1m s\u00e1t qu\u00e1 tr\u00ecnh t\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n c\u00e1c ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

\u0111) Ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

e) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p<\/span> Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u1eafng m\u1eb7t ho\u1eb7c kh\u00f4ng th\u1ec3 th\u1ef1c hi\u1ec7n \u0111\u01b0\u1ee3c nhi\u1ec7m v\u1ee5 c\u1ee7a m\u00ecnh th\u00ec ph\u1ea3i \u1ee7y quy\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n cho m\u1ed9t th\u00e0nh vi\u00ean kh\u00e1c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo nguy\u00ean t\u1eafc quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n ho\u1eb7c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ebft, m\u1ea5t t\u00edch, b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c, tr\u1ed1n kh\u1ecfi n\u01a1i c\u01b0 tr\u00fa, b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi, b\u1ecb T\u00f2a \u00e1n c\u1ea5m \u0111\u1ea3m nhi\u1ec7m ch\u1ee9c v\u1ee5, c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh th\u00ec c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i b\u1ea7u m\u1ed9t ng\u01b0\u1eddi trong s\u1ed1 c\u00e1c th\u00e0nh vi\u00ean gi\u1eef ch\u1ee9c Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i t\u00e1n th\u00e0nh cho \u0111\u1ebfn khi c\u00f3 quy\u1ebft \u0111\u1ecbnh m\u1edbi c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

5. Khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m th\u01b0 k\u00fd c\u00f4ng ty. Th\u01b0 k\u00fd c\u00f4ng ty c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) H\u1ed7 tr\u1ee3<\/span> t\u1ed5 ch\u1ee9c tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; ghi ch\u00e9p c\u00e1c bi\u00ean b\u1ea3n h\u1ecdp;<\/span><\/p>\n

b) H\u1ed7 tr\u1ee3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao;<\/span><\/p>\n

c) H\u1ed7 tr\u1ee3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong \u00e1p d\u1ee5ng v\u00e0 th\u1ef1c hi\u1ec7n nguy\u00ean t\u1eafc qu\u1ea3n tr\u1ecb c\u00f4ng ty;<\/span><\/p>\n

d) H\u1ed7 tr\u1ee3 c\u00f4ng ty trong x\u00e2y d\u1ef1ng quan h\u1ec7 c\u1ed5 \u0111\u00f4ng v\u00e0 b\u1ea3o v\u1ec7 quy\u1ec1n, l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u1ed5 \u0111\u00f4ng; vi\u1ec7c tu\u00e2n th\u1ee7 ngh\u0129a v\u1ee5 cung c\u1ea5p th\u00f4ng tin, c\u00f4ng khai h\u00f3a th\u00f4ng tin v\u00e0 th\u1ee7 t\u1ee5c h\u00e0nh ch\u00ednh;<\/span><\/p>\n

\u0111) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 157. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c b\u1ea7u trong cu\u1ed9c h\u1ecdp \u0111\u1ea7u ti\u00ean c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac b\u1ea7u c\u1eed H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00f3. Cu\u1ed9c h\u1ecdp n\u00e0y do th\u00e0nh vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u cao nh\u1ea5t ho\u1eb7c t\u1ef7 l\u1ec7 phi\u1ebfu b\u1ea7u cao nh\u1ea5t tri\u1ec7u t\u1eadp v\u00e0 ch\u1ee7 tr\u00ec. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 nhi\u1ec1u h\u01a1n m\u1ed9t th\u00e0nh vi\u00ean c\u00f3 s\u1ed1 phi\u1ebfu b\u1ea7u ho\u1eb7c t\u1ef7 l\u1ec7 phi\u1ebfu b\u1ea7u cao nh\u1ea5t v\u00e0 ngang nhau th\u00ec c\u00e1c th\u00e0nh vi\u00ean b\u1ea7u theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 \u0111\u1ec3 ch\u1ecdn 01 ng\u01b0\u1eddi trong s\u1ed1 h\u1ecd tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb h\u1ecdp \u00edt nh\u1ea5t m\u1ed7i qu\u00fd m\u1ed9t l\u1ea7n v\u00e0 c\u00f3 th\u1ec3 h\u1ecdp b\u1ea5t th\u01b0\u1eddng.<\/span><\/p>\n

3. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00f3 \u0111\u1ec1 ngh\u1ecb c\u1ee7a Ban ki\u1ec3m so\u00e1t ho\u1eb7c th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

b) C\u00f3 \u0111\u1ec1 ngh\u1ecb c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ho\u1eb7c \u00edt nh\u1ea5t 05 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c;<\/span><\/p>\n

c) C\u00f3 \u0111\u1ec1 ngh\u1ecb c\u1ee7a \u00edt nh\u1ea5t 02 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

d) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

4. \u0110\u1ec1 ngh\u1ecb quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c l\u1eadp th\u00e0nh v\u0103n b\u1ea3n, trong \u0111\u00f3 n\u00eau r\u00f5 m\u1ee5c \u0111\u00edch, v\u1ea5n \u0111\u1ec1 c\u1ea7n th\u1ea3o lu\u1eadn v\u00e0 quy\u1ebft \u0111\u1ecbnh thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

5. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c \u0111\u1ec1 ngh\u1ecb quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y. Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo \u0111\u1ec1 ngh\u1ecb th\u00ec Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 nh\u1eefng thi\u1ec7t h\u1ea1i x\u1ea3y ra \u0111\u1ed1i v\u1edbi c\u00f4ng ty; ng\u01b0\u1eddi \u0111\u1ec1 ngh\u1ecb c\u00f3 quy\u1ec1n thay th\u1ebf Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

6. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c ng\u01b0\u1eddi tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i g\u1eedi th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ch\u1eadm nh\u1ea5t l\u00e0 03 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y h\u1ecdp n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i x\u00e1c \u0111\u1ecbnh c\u1ee5 th\u1ec3 th\u1eddi gian v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp, ch\u01b0\u01a1ng tr\u00ecnh, c\u00e1c v\u1ea5n \u0111\u1ec1 th\u1ea3o lu\u1eadn v\u00e0 quy\u1ebft \u0111\u1ecbnh. K\u00e8m theo th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i c\u00f3 t\u00e0i li\u1ec7u s\u1eed d\u1ee5ng t\u1ea1i cu\u1ed9c h\u1ecdp v\u00e0 phi\u1ebfu bi\u1ec3u quy\u1ebft c\u1ee7a th\u00e0nh vi\u00ean.<\/span><\/p>\n

Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 th\u1ec3 g\u1eedi b\u1eb1ng gi\u1ea5y m\u1eddi, \u0111i\u1ec7n tho\u1ea1i, fax, ph\u01b0\u01a1ng ti\u1ec7n \u0111i\u1ec7n t\u1eed ho\u1eb7c ph\u01b0\u01a1ng th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh v\u00e0 b\u1ea3o \u0111\u1ea3m \u0111\u1ebfn \u0111\u01b0\u1ee3c \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd t\u1ea1i c\u00f4ng ty.<\/span><\/p>\n

7. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c ng\u01b0\u1eddi tri\u1ec7u t\u1eadp g\u1eedi th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp v\u00e0 c\u00e1c t\u00e0i li\u1ec7u k\u00e8m theo \u0111\u1ebfn c\u00e1c Ki\u1ec3m so\u00e1t vi\u00ean nh\u01b0 \u0111\u1ed1i v\u1edbi c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

Ki\u1ec3m so\u00e1t vi\u00ean c\u00f3 quy\u1ec1n d\u1ef1 c\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; c\u00f3 quy\u1ec1n th\u1ea3o lu\u1eadn nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

8. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh khi c\u00f3 t\u1eeb ba ph\u1ea7n t\u01b0 t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean tr\u1edf l\u00ean d\u1ef1 h\u1ecdp. Tr\u01b0\u1eddng h\u1ee3p cu\u1ed9c h\u1ecdp \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y kh\u00f4ng \u0111\u1ee7 s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp theo quy \u0111\u1ecbnh th\u00ec \u0111\u01b0\u1ee3c tri\u1ec7u t\u1eadp l\u1ea7n th\u1ee9 hai trong th\u1eddi h\u1ea1n 07 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y d\u1ef1 \u0111\u1ecbnh h\u1ecdp l\u1ea7n th\u1ee9 nh\u1ea5t, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh th\u1eddi h\u1ea1n kh\u00e1c ng\u1eafn h\u01a1n. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, cu\u1ed9c h\u1ecdp \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh n\u1ebfu c\u00f3 h\u01a1n m\u1ed9t n\u1eeda s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb d\u1ef1 h\u1ecdp.<\/span><\/p>\n

9. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c coi l\u00e0 tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft tr\u1ef1c ti\u1ebfp t\u1ea1i cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

b) \u1ee6y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c \u0111\u1ebfn d\u1ef1 h\u1ecdp v\u00e0 bi\u1ec3u quy\u1ebft theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 11 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

c) Tham d\u1ef1 v\u00e0 bi\u1ec3u quy\u1ebft th\u00f4ng qua h\u1ed9i ngh\u1ecb tr\u1ef1c tuy\u1ebfn, b\u1ecf phi\u1ebfu \u0111i\u1ec7n t\u1eed ho\u1eb7c h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c;<\/span><\/p>\n

d) G\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ebfn cu\u1ed9c h\u1ecdp th\u00f4ng qua th\u01b0, fax, th\u01b0 \u0111i\u1ec7n t\u1eed;<\/span><\/p>\n

\u0111) G\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft b\u1eb1ng ph\u01b0\u01a1ng ti\u1ec7n kh\u00e1c theo quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

10. Tr\u01b0\u1eddng h\u1ee3p g\u1eedi phi\u1ebfu bi\u1ec3u quy\u1ebft \u0111\u1ebfn cu\u1ed9c h\u1ecdp th\u00f4ng qua th\u01b0, phi\u1ebfu bi\u1ec3u quy\u1ebft ph\u1ea3i \u0111\u1ef1ng trong phong b\u00ec d\u00e1n k\u00edn v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ebfn Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1eadm nh\u1ea5t l\u00e0 01 gi\u1edd tr\u01b0\u1edbc khi khai m\u1ea1c. Phi\u1ebfu bi\u1ec3u quy\u1ebft ch\u1ec9 \u0111\u01b0\u1ee3c m\u1edf tr\u01b0\u1edbc s\u1ef1 ch\u1ee9ng ki\u1ebfn c\u1ee7a t\u1ea5t c\u1ea3 nh\u1eefng ng\u01b0\u1eddi d\u1ef1 h\u1ecdp.<\/span><\/p>\n

11. Th\u00e0nh vi\u00ean ph\u1ea3i tham d\u1ef1 \u0111\u1ea7y \u0111\u1ee7 c\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c d\u1ef1 h\u1ecdp v\u00e0 bi\u1ec3u quy\u1ebft n\u1ebfu \u0111\u01b0\u1ee3c \u0111a s\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

12. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 kh\u00e1c cao h\u01a1n, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c th\u00f4ng qua n\u1ebfu \u0111\u01b0\u1ee3c \u0111a s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh; tr\u01b0\u1eddng h\u1ee3p s\u1ed1 phi\u1ebfu ngang nhau th\u00ec quy\u1ebft \u0111\u1ecbnh cu\u1ed1i c\u00f9ng thu\u1ed9c v\u1ec1 ph\u00eda c\u00f3 \u00fd ki\u1ebfn c\u1ee7a Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 158. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. C\u00e1c cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n v\u00e0 c\u00f3 th\u1ec3 ghi \u00e2m, ghi v\u00e0 l\u01b0u gi\u1eef d\u01b0\u1edbi h\u00ecnh th\u1ee9c \u0111i\u1ec7n t\u1eed kh\u00e1c. Bi\u00ean b\u1ea3n ph\u1ea3i l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 c\u00f3 th\u1ec3 l\u1eadp th\u00eam b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i, bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, m\u00e3 s\u1ed1 doanh nghi\u1ec7p;<\/span><\/p>\n

b) Th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp;<\/span><\/p>\n

c) M\u1ee5c \u0111\u00edch, ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung h\u1ecdp;<\/span><\/p>\n

d) H\u1ecd, t\u00ean t\u1eebng th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n d\u1ef1 h\u1ecdp v\u00e0 c\u00e1ch th\u1ee9c d\u1ef1 h\u1ecdp; h\u1ecd, t\u00ean c\u00e1c th\u00e0nh vi\u00ean kh\u00f4ng d\u1ef1 h\u1ecdp v\u00e0 l\u00fd do;<\/span><\/p>\n

\u0111) V\u1ea5n \u0111\u1ec1 \u0111\u01b0\u1ee3c th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

e) T\u00f3m t\u1eaft ph\u00e1t bi\u1ec3u \u00fd ki\u1ebfn c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp theo tr\u00ecnh t\u1ef1 di\u1ec5n bi\u1ebfn c\u1ee7a cu\u1ed9c h\u1ecdp;<\/span><\/p>\n

g) K\u1ebft qu\u1ea3 bi\u1ec3u quy\u1ebft trong \u0111\u00f3 ghi r\u00f5 nh\u1eefng th\u00e0nh vi\u00ean t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh v\u00e0 kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn;<\/span><\/p>\n

h) V\u1ea5n \u0111\u1ec1 \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua v\u00e0 t\u1ef7 l\u1ec7 bi\u1ec3u quy\u1ebft th\u00f4ng qua t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

i) H\u1ecd, t\u00ean, ch\u1eef k\u00fd ch\u1ee7 t\u1ecda v\u00e0 ng\u01b0\u1eddi ghi bi\u00ean b\u1ea3n, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y. <\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 t\u1ecda, ng\u01b0\u1eddi ghi bi\u00ean b\u1ea3n t\u1eeb ch\u1ed1i k\u00fd bi\u00ean b\u1ea3n h\u1ecdp nh\u01b0ng n\u1ebfu \u0111\u01b0\u1ee3c t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tham d\u1ef1 h\u1ecdp k\u00fd v\u00e0 c\u00f3 \u0111\u1ea7y \u0111\u1ee7 n\u1ed9i dung theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b, c, d, \u0111, e, g v\u00e0 h kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec bi\u00ean b\u1ea3n n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c. <\/span><\/p>\n

3. Ch\u1ee7 t\u1ecda, ng\u01b0\u1eddi ghi bi\u00ean b\u1ea3n v\u00e0 nh\u1eefng ng\u01b0\u1eddi k\u00fd t\u00ean trong bi\u00ean b\u1ea3n ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c v\u00e0 ch\u00ednh x\u00e1c c\u1ee7a n\u1ed9i dung bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

4. Bi\u00ean b\u1ea3n h\u1ecdp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 t\u00e0i li\u1ec7u s\u1eed d\u1ee5ng trong cu\u1ed9c h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Bi\u00ean b\u1ea3n l\u1eadp b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p l\u00fd nh\u01b0 nhau. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 s\u1ef1 kh\u00e1c nhau v\u1ec1 n\u1ed9i dung gi\u1eefa bi\u00ean b\u1ea3n b\u1eb1ng ti\u1ebfng Vi\u1ec7t v\u00e0 b\u1eb1ng ti\u1ebfng n\u01b0\u1edbc ngo\u00e0i th\u00ec n\u1ed9i dung trong bi\u00ean b\u1ea3n b\u1eb1ng ti\u1ebfng Vi\u1ec7t \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 159. Quy\u1ec1n \u0111\u01b0\u1ee3c cung c\u1ea5p th\u00f4ng tin c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u Gi\u00e1m \u0111\u1ed1c, Ph\u00f3 gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, Ph\u00f3 T\u1ed5ng gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c trong c\u00f4ng ty cung c\u1ea5p th\u00f4ng tin, t\u00e0i li\u1ec7u v\u1ec1 t\u00ecnh h\u00ecnh t\u00e0i ch\u00ednh, ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ee7a \u0111\u01a1n v\u1ecb trong c\u00f4ng ty.<\/span><\/p>\n

2. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u ph\u1ea3i cung c\u1ea5p k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7 v\u00e0 ch\u00ednh x\u00e1c th\u00f4ng tin, t\u00e0i li\u1ec7u theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c y\u00eau c\u1ea7u v\u00e0 cung c\u1ea5p th\u00f4ng tin do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 160. Mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m, thay th\u1ebf v\u00e0 b\u1ed5 sung th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/span><\/b><\/p>\n

1. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng mi\u1ec5n nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng c\u00f3 \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 155 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 \u0111\u01a1n t\u1eeb ch\u1ee9c v\u00e0 \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

c) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u00e3i nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng tham gia c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong 06 th\u00e1ng li\u00ean t\u1ee5c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ea5t kh\u1ea3 kh\u00e1ng;<\/span><\/p>\n

b) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

3. Khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh thay th\u1ebf th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ngo\u00e0i tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

4. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u1ec3 b\u1ea7u b\u1ed5 sung th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) S\u1ed1 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ecb gi\u1ea3m qu\u00e1 m\u1ed9t ph\u1ea7n ba so v\u1edbi s\u1ed1 quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng trong th\u1eddi h\u1ea1n 60 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y s\u1ed1 th\u00e0nh vi\u00ean b\u1ecb gi\u1ea3m qu\u00e1 m\u1ed9t ph\u1ea7n ba;<\/span><\/p>\n

b) S\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb gi\u1ea3m xu\u1ed1ng, kh\u00f4ng b\u1ea3o \u0111\u1ea3m t\u1ef7 l\u1ec7 theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 137 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

c) Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a v\u00e0 \u0111i\u1ec3m b kho\u1ea3n n\u00e0y, \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u1ea7u th\u00e0nh vi\u00ean m\u1edbi thay th\u1ebf th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u00e3 b\u1ecb mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m t\u1ea1i cu\u1ed9c h\u1ecdp g\u1ea7n nh\u1ea5t.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 161. \u1ee6y ban ki\u1ec3m to\u00e1n<\/span><\/b><\/p>\n

1. \u1ee6y ban ki\u1ec3m to\u00e1n l\u00e0 c\u01a1 quan chuy\u00ean m\u00f4n thu\u1ed9c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. \u1ee6y ban ki\u1ec3m to\u00e1n c\u00f3 t\u1eeb 02 th\u00e0nh vi\u00ean tr\u1edf l\u00ean. Ch\u1ee7 t\u1ecbch \u1ee6y ban ki\u1ec3m to\u00e1n ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean \u0111\u1ed9c l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. C\u00e1c th\u00e0nh vi\u00ean kh\u00e1c c\u1ee7a \u1ee6y ban ki\u1ec3m to\u00e1n ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb kh\u00f4ng \u0111i\u1ec1u h\u00e0nh.<\/span><\/p>\n

2. \u1ee6y ban ki\u1ec3m to\u00e1n th\u00f4ng qua quy\u1ebft \u0111\u1ecbnh b\u1eb1ng bi\u1ec3u quy\u1ebft t\u1ea1i cu\u1ed9c h\u1ecdp, l\u1ea5y \u00fd ki\u1ebfn b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c h\u00ecnh th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c quy ch\u1ebf ho\u1ea1t \u0111\u1ed9ng \u1ee6y ban ki\u1ec3m to\u00e1n quy \u0111\u1ecbnh. M\u1ed7i th\u00e0nh vi\u00ean \u1ee6y ban ki\u1ec3m to\u00e1n c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft. Tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty ho\u1eb7c quy ch\u1ebf ho\u1ea1t \u0111\u1ed9ng \u1ee6y ban ki\u1ec3m to\u00e1n c\u00f3 quy \u0111\u1ecbnh t\u1ef7 l\u1ec7 kh\u00e1c cao h\u01a1n, quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u1ee6y ban ki\u1ec3m to\u00e1n \u0111\u01b0\u1ee3c th\u00f4ng qua n\u1ebfu \u0111\u01b0\u1ee3c \u0111a s\u1ed1 th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp t\u00e1n th\u00e0nh; tr\u01b0\u1eddng h\u1ee3p s\u1ed1 phi\u1ebfu ngang nhau th\u00ec quy\u1ebft \u0111\u1ecbnh cu\u1ed1i c\u00f9ng thu\u1ed9c v\u1ec1 ph\u00eda c\u00f3 \u00fd ki\u1ebfn c\u1ee7a Ch\u1ee7 t\u1ecbch \u1ee6y ban ki\u1ec3m to\u00e1n.<\/span><\/p>\n

3. \u1ee6y ban ki\u1ec3m to\u00e1n c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Gi\u00e1m s\u00e1t t\u00ednh trung th\u1ef1c c\u1ee7a b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty v\u00e0 c\u00f4ng b\u1ed1 ch\u00ednh th\u1ee9c li\u00ean quan \u0111\u1ebfn k\u1ebft qu\u1ea3 t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) R\u00e0 so\u00e1t h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 v\u00e0 qu\u1ea3n l\u00fd r\u1ee7i ro;<\/span><\/p>\n

c) R\u00e0 so\u00e1t giao d\u1ecbch v\u1edbi ng\u01b0\u1eddi c\u00f3 li\u00ean quan thu\u1ed9c th\u1ea9m quy\u1ec1n ph\u00ea duy\u1ec7t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 \u0111\u01b0a ra khuy\u1ebfn ngh\u1ecb v\u1ec1 nh\u1eefng giao d\u1ecbch c\u1ea7n c\u00f3 ph\u00ea duy\u1ec7t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

d) Gi\u00e1m s\u00e1t b\u1ed9 ph\u1eadn ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) Ki\u1ebfn ngh\u1ecb c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ed9c l\u1eadp, m\u1ee9c th\u00f9 lao v\u00e0 \u0111i\u1ec1u kho\u1ea3n li\u00ean quan trong h\u1ee3p \u0111\u1ed3ng v\u1edbi c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u1ec3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00f4ng qua tr\u01b0\u1edbc khi tr\u00ecnh l\u00ean \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean ph\u00ea duy\u1ec7t;<\/span><\/p>\n

e) Theo d\u00f5i v\u00e0 \u0111\u00e1nh gi\u00e1 s\u1ef1 \u0111\u1ed9c l\u1eadp, kh\u00e1ch quan c\u1ee7a c\u00f4ng ty ki\u1ec3m to\u00e1n v\u00e0 hi\u1ec7u qu\u1ea3 c\u1ee7a qu\u00e1 tr\u00ecnh ki\u1ec3m to\u00e1n, \u0111\u1eb7c bi\u1ec7t trong tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty c\u00f3 s\u1eed d\u1ee5ng c\u00e1c d\u1ecbch v\u1ee5 phi ki\u1ec3m to\u00e1n c\u1ee7a b\u00ean ki\u1ec3m to\u00e1n;<\/span><\/p>\n

g) Gi\u00e1m s\u00e1t nh\u1eb1m b\u1ea3o \u0111\u1ea3m c\u00f4ng ty tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan qu\u1ea3n l\u00fd v\u00e0 quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 kh\u00e1c c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 162. Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u1ed5 nhi\u1ec7m m\u1ed9t th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c thu\u00ea ng\u01b0\u1eddi kh\u00e1c l\u00e0m Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c.<\/span><\/p>\n

2. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c l\u00e0 ng\u01b0\u1eddi \u0111i\u1ec1u h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty; ch\u1ecbu s\u1ef1 gi\u00e1m s\u00e1t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao.<\/span><\/p>\n

Nhi\u1ec7m k\u1ef3 c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ed5 nhi\u1ec7m l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf.<\/span><\/p>\n

3. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan \u0111\u1ebfn c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty m\u00e0 kh\u00f4ng thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

b) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n c\u00e1c ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

c) T\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch kinh doanh v\u00e0 ph\u01b0\u01a1ng \u00e1n \u0111\u1ea7u t\u01b0 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c, quy ch\u1ebf qu\u1ea3n l\u00fd n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

\u0111) B\u1ed5 nhi\u1ec7m, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m c\u00e1c ch\u1ee9c danh qu\u1ea3n l\u00fd trong c\u00f4ng ty, tr\u1eeb c\u00e1c ch\u1ee9c danh thu\u1ed9c th\u1ea9m quy\u1ec1n c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

e) Quy\u1ebft \u0111\u1ecbnh ti\u1ec1n l\u01b0\u01a1ng v\u00e0 l\u1ee3i \u00edch kh\u00e1c \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi lao \u0111\u1ed9ng trong c\u00f4ng ty, k\u1ec3 c\u1ea3 ng\u01b0\u1eddi qu\u1ea3n l\u00fd thu\u1ed9c th\u1ea9m quy\u1ec1n b\u1ed5 nhi\u1ec7m c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c;<\/span><\/p>\n

g) Tuy\u1ec3n d\u1ee5ng lao \u0111\u1ed9ng;<\/span><\/p>\n

h) Ki\u1ebfn ngh\u1ecb ph\u01b0\u01a1ng \u00e1n tr\u1ea3 c\u1ed5 t\u1ee9c ho\u1eb7c x\u1eed l\u00fd l\u1ed7 trong kinh doanh;<\/span><\/p>\n

i) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/span><\/p>\n

4. Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ph\u1ea3i \u0111i\u1ec1u h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty theo \u0111\u00fang quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng k\u00fd v\u1edbi c\u00f4ng ty v\u00e0 ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Tr\u01b0\u1eddng h\u1ee3p \u0111i\u1ec1u h\u00e0nh tr\u00e1i v\u1edbi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y m\u00e0 g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty th\u00ec Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u00e0 ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho c\u00f4ng ty.<\/span><\/p>\n

5. \u0110\u1ed1i v\u1edbi c\u00f4ng ty \u0111\u1ea1i ch\u00fang, doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00f4ng ty con c\u1ee7a doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y th\u00ec Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c ph\u1ea3i \u0111\u00e1p \u1ee9ng c\u00e1c ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) Kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p, Ki\u1ec3m so\u00e1t vi\u00ean c\u1ee7a c\u00f4ng ty v\u00e0 c\u00f4ng ty m\u1eb9; ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n nh\u00e0 n\u01b0\u1edbc, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n c\u1ee7a doanh nghi\u1ec7p t\u1ea1i c\u00f4ng ty v\u00e0 c\u00f4ng ty m\u1eb9; <\/span><\/p>\n

c) C\u00f3 tr\u00ecnh \u0111\u1ed9 chuy\u00ean m\u00f4n, kinh nghi\u1ec7m trong qu\u1ea3n tr\u1ecb kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 163. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng Gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u00f3 quy\u1ec1n tr\u1ea3 th\u00f9 lao, th\u01b0\u1edfng cho th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, tr\u1ea3 l\u01b0\u01a1ng, th\u01b0\u1edfng cho Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c theo k\u1ebft qu\u1ea3 v\u00e0 hi\u1ec7u qu\u1ea3 kinh doanh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p<\/span> \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111\u01b0\u1ee3c tr\u1ea3 theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c h\u01b0\u1edfng th\u00f9 lao c\u00f4ng vi\u1ec7c v\u00e0 th\u01b0\u1edfng. Th\u00f9 lao c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c t\u00ednh theo s\u1ed1 ng\u00e0y c\u00f4ng c\u1ea7n thi\u1ebft ho\u00e0n th\u00e0nh nhi\u1ec7m v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 m\u1ee9c th\u00f9 lao m\u1ed7i ng\u00e0y. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb d\u1ef1 t\u00ednh m\u1ee9c th\u00f9 lao cho t\u1eebng th\u00e0nh vi\u00ean theo nguy\u00ean t\u1eafc nh\u1ea5t tr\u00ed. T\u1ed5ng m\u1ee9c th\u00f9 lao v\u00e0 th\u01b0\u1edfng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb do \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh t\u1ea1i cu\u1ed9c h\u1ecdp th\u01b0\u1eddng ni\u00ean;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u01b0\u1ee3c thanh to\u00e1n chi ph\u00ed \u0103n, \u1edf, \u0111i l\u1ea1i v\u00e0 chi ph\u00ed h\u1ee3p l\u00fd kh\u00e1c khi th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 \u0111\u01b0\u1ee3c giao;<\/span><\/p>\n

c) Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111\u01b0\u1ee3c tr\u1ea3 l\u01b0\u01a1ng v\u00e0 th\u01b0\u1edfng. Ti\u1ec1n l\u01b0\u01a1ng v\u00e0 th\u01b0\u1edfng c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c do H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh.<\/span><\/p>\n

3. Th\u00f9 lao c\u1ee7a t\u1eebng th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, ti\u1ec1n l\u01b0\u01a1ng c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed kinh doanh c\u1ee7a c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 thu\u1ebf thu nh\u1eadp doanh nghi\u1ec7p, \u0111\u01b0\u1ee3c th\u1ec3 hi\u1ec7n th\u00e0nh m\u1ee5c ri\u00eang trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty v\u00e0 ph\u1ea3i b\u00e1o c\u00e1o \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng t\u1ea1i cu\u1ed9c h\u1ecdp th\u01b0\u1eddng ni\u00ean.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 164. C\u00f4ng khai c\u00e1c l\u1ee3i \u00edch li\u00ean quan<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c ch\u1eb7t ch\u1ebd h\u01a1n, vi\u1ec7c c\u00f4ng khai l\u1ee3i \u00edch v\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a c\u00f4ng ty th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

1. C\u00f4ng ty ph\u1ea3i t\u1eadp h\u1ee3p v\u00e0 c\u1eadp nh\u1eadt danh s\u00e1ch nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a c\u00f4ng ty theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 23 \u0110i\u1ec1u 4 c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 c\u00e1c h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch t\u01b0\u01a1ng \u1ee9ng c\u1ee7a h\u1ecd v\u1edbi c\u00f4ng ty;<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u1ee7a c\u00f4ng ty ph\u1ea3i k\u00ea khai cho c\u00f4ng ty v\u1ec1 c\u00e1c l\u1ee3i \u00edch li\u00ean quan c\u1ee7a m\u00ecnh, bao g\u1ed3m:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a doanh nghi\u1ec7p m\u00e0 h\u1ecd l\u00e0m ch\u1ee7 ho\u1eb7c s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n; t\u1ef7 l\u1ec7 v\u00e0 th\u1eddi \u0111i\u1ec3m l\u00e0m ch\u1ee7, s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n \u0111\u00f3;<\/span><\/p>\n

b) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a doanh nghi\u1ec7p m\u00e0 nh\u1eefng ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a h\u1ecd l\u00e0m ch\u1ee7, c\u00f9ng s\u1edf h\u1eefu ho\u1eb7c s\u1edf h\u1eefu ri\u00eang ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c c\u1ed5 ph\u1ea7n tr\u00ean 10% v\u1ed1n \u0111i\u1ec1u l\u1ec7;<\/span><\/p>\n

3. Vi\u1ec7c k\u00ea khai quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y ph\u00e1t sinh l\u1ee3i \u00edch li\u00ean quan; vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung ph\u1ea3i \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o v\u1edbi c\u00f4ng ty trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y c\u00f3 s\u1eeda \u0111\u1ed5i, b\u1ed5 sung t\u01b0\u01a1ng \u1ee9ng;<\/span><\/p>\n

4. Vi\u1ec7c l\u01b0u gi\u1eef, c\u00f4ng khai, xem x\u00e9t, tr\u00edch l\u1ee5c, sao ch\u00e9p danh s\u00e1ch ng\u01b0\u1eddi c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan \u0111\u01b0\u1ee3c k\u00ea khai quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 sau:<\/span><\/p>\n

a) C\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o danh s\u00e1ch ng\u01b0\u1eddi c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan cho \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng t\u1ea1i cu\u1ed9c h\u1ecdp th\u01b0\u1eddng ni\u00ean;<\/span><\/p>\n

b) Danh s\u00e1ch ng\u01b0\u1eddi c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p; tr\u01b0\u1eddng h\u1ee3p c\u1ea7n thi\u1ebft c\u00f3 th\u1ec3 l\u01b0u gi\u1eef m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 n\u1ed9i dung danh s\u00e1ch n\u00f3i tr\u00ean t\u1ea1i c\u00e1c chi nh\u00e1nh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) C\u1ed5 \u0111\u00f4ng, \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u00f3 quy\u1ec1n xem x\u00e9t, tr\u00edch l\u1ee5c v\u00e0 sao ch\u00e9p m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 n\u1ed9i dung k\u00ea khai;<\/span><\/p>\n

d) C\u00f4ng ty ph\u1ea3i t\u1ea1o \u0111i\u1ec1u ki\u1ec7n \u0111\u1ec3 nh\u1eefng ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n n\u00e0y ti\u1ebfp c\u1eadn, xem x\u00e9t, tr\u00edch l\u1ee5c, sao ch\u00e9p danh s\u00e1ch ng\u01b0\u1eddi c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan m\u1ed9t c\u00e1ch nhanh nh\u1ea5t, thu\u1eadn l\u1ee3i nh\u1ea5t; kh\u00f4ng \u0111\u01b0\u1ee3c ng\u0103n c\u1ea3n, g\u00e2y kh\u00f3 kh\u0103n \u0111\u1ed1i v\u1edbi h\u1ecd trong th\u1ef1c hi\u1ec7n quy\u1ec1n n\u00e0y. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c xem x\u00e9t, tr\u00edch l\u1ee5c, sao ch\u00e9p n\u1ed9i dung k\u00ea khai ng\u01b0\u1eddi c\u00f3 li\u00ean quan v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

5. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c nh\u00e2n danh c\u00e1 nh\u00e2n ho\u1eb7c nh\u00e2n danh ng\u01b0\u1eddi kh\u00e1c \u0111\u1ec3 th\u1ef1c hi\u1ec7n c\u00f4ng vi\u1ec7c d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c trong ph\u1ea1m vi c\u00f4ng vi\u1ec7c kinh doanh c\u1ee7a c\u00f4ng ty \u0111\u1ec1u ph\u1ea3i gi\u1ea3i tr\u00ecnh b\u1ea3n ch\u1ea5t, n\u1ed9i dung c\u1ee7a c\u00f4ng vi\u1ec7c \u0111\u00f3 tr\u01b0\u1edbc H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ban ki\u1ec3m so\u00e1t v\u00e0 ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n khi \u0111\u01b0\u1ee3c \u0111a s\u1ed1 th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn; n\u1ebfu th\u1ef1c hi\u1ec7n m\u00e0 kh\u00f4ng khai b\u00e1o ho\u1eb7c kh\u00f4ng \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00ec t\u1ea5t c\u1ea3 thu nh\u1eadp c\u00f3 \u0111\u01b0\u1ee3c t\u1eeb ho\u1ea1t \u0111\u1ed9ng \u0111\u00f3 thu\u1ed9c v\u1ec1 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 165. Tr\u00e1ch nhi\u1ec7m c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u00f3 tr\u00e1ch nhi\u1ec7m sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

b) Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch h\u1ee3p ph\u00e1p t\u1ed1i \u0111a c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

d) Th\u00f4ng b\u00e1o k\u1ecbp th\u1eddi, \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c cho c\u00f4ng ty v\u1ec1 n\u1ed9i dung quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 164 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

\u0111) Tr\u00e1ch nhi\u1ec7m kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n ho\u1eb7c li\u00ean \u0111\u1edbi \u0111\u1ec1n b\u00f9 l\u1ee3i \u00edch b\u1ecb m\u1ea5t, tr\u1ea3 l\u1ea1i l\u1ee3i \u00edch \u0111\u00e3 nh\u1eadn v\u00e0 b\u1ed3i th\u01b0\u1eddng to\u00e0n b\u1ed9 thi\u1ec7t h\u1ea1i cho c\u00f4ng ty v\u00e0 b\u00ean th\u1ee9 ba.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 166. Quy\u1ec1n kh\u1edfi ki\u1ec7n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c, T\u1ed5ng gi\u00e1m \u0111\u1ed1c<\/span><\/b><\/p>\n

1. C\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu \u00edt nh\u1ea5t 01% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u00f3 quy\u1ec1n t\u1ef1 m\u00ecnh ho\u1eb7c nh\u00e2n danh c\u00f4ng ty kh\u1edfi ki\u1ec7n tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n, tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi \u0111\u1ed1i v\u1edbi c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111\u1ec3 y\u00eau c\u1ea7u ho\u00e0n tr\u1ea3 l\u1ee3i \u00edch ho\u1eb7c b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi kh\u00e1c trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Vi ph\u1ea1m tr\u00e1ch nhi\u1ec7m c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 165 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) Kh\u00f4ng th\u1ef1c hi\u1ec7n, th\u1ef1c hi\u1ec7n kh\u00f4ng \u0111\u1ea7y \u0111\u1ee7, th\u1ef1c hi\u1ec7n kh\u00f4ng k\u1ecbp th\u1eddi ho\u1eb7c th\u1ef1c hi\u1ec7n tr\u00e1i v\u1edbi quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt ho\u1eb7c \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed1i v\u1edbi quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao;<\/span><\/p>\n

c) L\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

d) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c kh\u1edfi ki\u1ec7n th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 t\u1ed1 t\u1ee5ng d\u00e2n s\u1ef1. Chi ph\u00ed kh\u1edfi ki\u1ec7n trong tr\u01b0\u1eddng h\u1ee3p c\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng kh\u1edfi ki\u1ec7n nh\u00e2n danh c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ecb b\u00e1c y\u00eau c\u1ea7u kh\u1edfi ki\u1ec7n.<\/span><\/p>\n

3. C\u1ed5 \u0111\u00f4ng, nh\u00f3m c\u1ed5 \u0111\u00f4ng theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y c\u00f3 quy\u1ec1n xem x\u00e9t, tra c\u1ee9u, tr\u00edch l\u1ee5c th\u00f4ng tin c\u1ea7n thi\u1ebft theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n, Tr\u1ecdng t\u00e0i tr\u01b0\u1edbc ho\u1eb7c trong qu\u00e1 tr\u00ecnh kh\u1edfi ki\u1ec7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 167. Ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch gi\u1eefa c\u00f4ng ty v\u1edbi ng\u01b0\u1eddi c\u00f3 li\u00ean quan<\/span><\/b><\/p>\n

1. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch gi\u1eefa c\u00f4ng ty v\u1edbi ng\u01b0\u1eddi c\u00f3 li\u00ean quan sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u1ed5 \u0111\u00f4ng, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c s\u1edf h\u1eefu tr\u00ean 10% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u1ee7a c\u00f4ng ty v\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a h\u1ecd;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a h\u1ecd;<\/span><\/p>\n

c) Doanh nghi\u1ec7p m\u00e0 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c c\u1ee7a c\u00f4ng ty ph\u1ea3i k\u00ea khai theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 164 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ch\u1ea5p thu\u1eadn c\u00e1c h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch theo quy \u0111\u1ecbnh kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y v\u00e0 c\u00f3 gi\u00e1 tr\u1ecb nh\u1ecf h\u01a1n 35% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a doanh nghi\u1ec7p ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t ho\u1eb7c m\u1ed9t t\u1ef7 l\u1ec7 ho\u1eb7c gi\u00e1 tr\u1ecb kh\u00e1c nh\u1ecf h\u01a1n theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n c\u00f4ng ty k\u00fd h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i th\u00f4ng b\u00e1o cho th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean v\u1ec1 c\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3 v\u00e0 g\u1eedi k\u00e8m theo d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng ho\u1eb7c n\u1ed9i dung ch\u1ee7 y\u1ebfu c\u1ee7a giao d\u1ecbch. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb quy\u1ebft \u0111\u1ecbnh vi\u1ec7c ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh m\u1ed9t th\u1eddi h\u1ea1n kh\u00e1c; th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 l\u1ee3i \u00edch li\u00ean quan \u0111\u1ebfn c\u00e1c b\u00ean trong h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft.<\/span><\/p>\n

3. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch sau \u0111\u00e2y:<\/span><\/p>\n

a) H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00e1c ngo\u00e0i h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y;<\/span><\/p>\n

b) H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch vay, cho vay, b\u00e1n t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn h\u01a1n 10% t\u1ed5ng gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u1ee7a doanh nghi\u1ec7p ghi trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh g\u1ea7n nh\u1ea5t gi\u1eefa c\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu t\u1eeb 51% t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft tr\u1edf l\u00ean ho\u1eb7c ng\u01b0\u1eddi c\u00f3 li\u00ean quan c\u1ee7a c\u1ed5 \u0111\u00f4ng \u0111\u00f3.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p<\/span> ch\u1ea5p thu\u1eadn h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n c\u00f4ng ty k\u00fd h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ph\u1ea3i th\u00f4ng b\u00e1o cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean v\u1ec1 \u0111\u1ed1i t\u01b0\u1ee3ng c\u00f3 li\u00ean quan \u0111\u1ed1i v\u1edbi h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3 v\u00e0 g\u1eedi k\u00e8m theo d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng ho\u1eb7c th\u00f4ng b\u00e1o n\u1ed9i dung ch\u1ee7 y\u1ebfu c\u1ee7a giao d\u1ecbch. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u00ecnh d\u1ef1 th\u1ea3o h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ho\u1eb7c gi\u1ea3i tr\u00ecnh v\u1ec1 n\u1ed9i dung ch\u1ee7 y\u1ebfu c\u1ee7a h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c l\u1ea5y \u00fd ki\u1ebfn c\u1ed5 \u0111\u00f4ng b\u1eb1ng v\u0103n b\u1ea3n. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, c\u1ed5 \u0111\u00f4ng c\u00f3 l\u1ee3i \u00edch li\u00ean quan \u0111\u1ebfn c\u00e1c b\u00ean trong h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch kh\u00f4ng c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft; h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u 148 c\u1ee7a Lu\u1eadt n\u00e0y, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

5. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch b\u1ecb v\u00f4 hi\u1ec7u theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n v\u00e0 x\u1eed l\u00fd theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt khi \u0111\u01b0\u1ee3c k\u00fd k\u1ebft kh\u00f4ng \u0111\u00fang v\u1edbi quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y; ng\u01b0\u1eddi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, c\u1ed5 \u0111\u00f4ng, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 li\u00ean quan ph\u1ea3i li\u00ean \u0111\u1edbi b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i ph\u00e1t sinh, ho\u00e0n tr\u1ea3 cho c\u00f4ng ty kho\u1ea3n l\u1ee3i thu \u0111\u01b0\u1ee3c t\u1eeb vi\u1ec7c th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch \u0111\u00f3.<\/span><\/p>\n

6. C\u00f4ng ty ph\u1ea3i c\u00f4ng khai h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u00f3 li\u00ean quan theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 168. Ban ki\u1ec3m so\u00e1t<\/span><\/b><\/p>\n

1. Ban ki\u1ec3m so\u00e1t c\u00f3 t\u1eeb 03 \u0111\u1ebfn 05 Ki\u1ec3m so\u00e1t vi\u00ean. Nhi\u1ec7m k\u1ef3 c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean kh\u00f4ng qu\u00e1 05 n\u0103m v\u00e0 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c b\u1ea7u l\u1ea1i v\u1edbi s\u1ed1 nhi\u1ec7m k\u1ef3 kh\u00f4ng h\u1ea1n ch\u1ebf.<\/span><\/p>\n

2. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t do Ban ki\u1ec3m so\u00e1t b\u1ea7u trong s\u1ed1 c\u00e1c Ki\u1ec3m so\u00e1t vi\u00ean; vi\u1ec7c b\u1ea7u, mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m theo nguy\u00ean t\u1eafc \u0111a s\u1ed1. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh. Ban ki\u1ec3m so\u00e1t ph\u1ea3i c\u00f3 h\u01a1n m\u1ed9t n\u1eeda s\u1ed1 Ki\u1ec3m so\u00e1t vi\u00ean th\u01b0\u1eddng tr\u00fa t\u1ea1i Vi\u1ec7t Nam. Tr\u01b0\u1edfng Ban ki\u1ec3m so\u00e1t ph\u1ea3i c\u00f3 b\u1eb1ng t\u1ed1t nghi\u1ec7p \u0111\u1ea1i h\u1ecdc tr\u1edf l\u00ean thu\u1ed9c m\u1ed9t trong c\u00e1c chuy\u00ean ng\u00e0nh kinh t\u1ebf, t\u00e0i ch\u00ednh, k\u1ebf to\u00e1n, ki\u1ec3m to\u00e1n, lu\u1eadt, qu\u1ea3n tr\u1ecb kinh doanh ho\u1eb7c chuy\u00ean ng\u00e0nh c\u00f3 li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh ti\u00eau chu\u1ea9n kh\u00e1c cao h\u01a1n. <\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p Ki\u1ec3m so\u00e1t vi\u00ean c\u00f3 c\u00f9ng th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac nhi\u1ec7m k\u1ef3 m\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean nhi\u1ec7m k\u1ef3 m\u1edbi ch\u01b0a \u0111\u01b0\u1ee3c b\u1ea7u th\u00ec Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u00e3 h\u1ebft nhi\u1ec7m k\u1ef3 v\u1eabn ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 cho \u0111\u1ebfn khi Ki\u1ec3m so\u00e1t vi\u00ean nhi\u1ec7m k\u1ef3 m\u1edbi \u0111\u01b0\u1ee3c b\u1ea7u v\u00e0 nh\u1eadn nhi\u1ec7m v\u1ee5.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 169. Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Ki\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i c\u00f3 c\u00e1c ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng thu\u1ed9c \u0111\u1ed1i t\u01b0\u1ee3ng theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) \u0110\u01b0\u1ee3c \u0111\u00e0o t\u1ea1o m\u1ed9t trong c\u00e1c chuy\u00ean ng\u00e0nh v\u1ec1 kinh t\u1ebf, t\u00e0i ch\u00ednh, k\u1ebf to\u00e1n, ki\u1ec3m to\u00e1n, lu\u1eadt, qu\u1ea3n tr\u1ecb kinh doanh ho\u1eb7c chuy\u00ean ng\u00e0nh ph\u00f9 h\u1ee3p v\u1edbi ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

c) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c;<\/span><\/p>\n

d) Kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty; kh\u00f4ng nh\u1ea5t thi\u1ebft ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng ho\u1eb7c ng\u01b0\u1eddi lao \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 quy \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n

\u0111) Ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n kh\u00e1c theo quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Ngo\u00e0i c\u00e1c ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, Ki\u1ec3m so\u00e1t vi\u00ean c\u00f4ng ty \u0111\u1ea1i ch\u00fang, doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u1ee7a Lu\u1eadt n\u00e0y kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0 ng\u01b0\u1eddi c\u00f3 quan h\u1ec7 gia \u0111\u00ecnh c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p c\u1ee7a c\u00f4ng ty v\u00e0 c\u00f4ng ty m\u1eb9; ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n c\u1ee7a doanh nghi\u1ec7p, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n ph\u1ea7n v\u1ed1n nh\u00e0 n\u01b0\u1edbc t\u1ea1i c\u00f4ng ty m\u1eb9 v\u00e0 t\u1ea1i c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 170. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a Ban ki\u1ec3m so\u00e1t<\/span><\/b><\/p>\n

1. Ban ki\u1ec3m so\u00e1t th\u1ef1c hi\u1ec7n gi\u00e1m s\u00e1t H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c trong vi\u1ec7c qu\u1ea3n l\u00fd v\u00e0 \u0111i\u1ec1u h\u00e0nh c\u00f4ng ty.<\/span><\/p>\n

2. Ki\u1ec3m tra t\u00ednh h\u1ee3p l\u00fd, h\u1ee3p ph\u00e1p, t\u00ednh trung th\u1ef1c v\u00e0 m\u1ee9c \u0111\u1ed9 c\u1ea9n tr\u1ecdng trong qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh; t\u00ednh h\u1ec7 th\u1ed1ng, nh\u1ea5t qu\u00e1n v\u00e0 ph\u00f9 h\u1ee3p c\u1ee7a c\u00f4ng t\u00e1c k\u1ebf to\u00e1n, th\u1ed1ng k\u00ea v\u00e0 l\u1eadp b\u00e1o c\u00e1o t\u00e0i ch\u00ednh.<\/span><\/p>\n

3. Th\u1ea9m \u0111\u1ecbnh t\u00ednh \u0111\u1ea7y \u0111\u1ee7, h\u1ee3p ph\u00e1p v\u00e0 trung th\u1ef1c c\u1ee7a b\u00e1o c\u00e1o t\u00ecnh h\u00ecnh kinh doanh, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m v\u00e0 06 th\u00e1ng c\u1ee7a c\u00f4ng ty, b\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1 c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 tr\u00ecnh b\u00e1o c\u00e1o th\u1ea9m \u0111\u1ecbnh t\u1ea1i cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean. R\u00e0 so\u00e1t h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch v\u1edbi ng\u01b0\u1eddi c\u00f3 li\u00ean quan thu\u1ed9c th\u1ea9m quy\u1ec1n ph\u00ea duy\u1ec7t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 \u0111\u01b0a ra khuy\u1ebfn ngh\u1ecb v\u1ec1 h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch c\u1ea7n c\u00f3 ph\u00ea duy\u1ec7t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

4. R\u00e0 so\u00e1t, ki\u1ec3m tra v\u00e0 \u0111\u00e1nh gi\u00e1 hi\u1ec7u l\u1ef1c v\u00e0 hi\u1ec7u qu\u1ea3 c\u1ee7a h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9, ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9, qu\u1ea3n l\u00fd r\u1ee7i ro v\u00e0 c\u1ea3nh b\u00e1o s\u1edbm c\u1ee7a c\u00f4ng ty. <\/span><\/p>\n

5. Xem x\u00e9t s\u1ed5 k\u1ebf to\u00e1n, ghi ch\u00e9p k\u1ebf to\u00e1n v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty, c\u00f4ng vi\u1ec7c qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft ho\u1eb7c theo ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ho\u1eb7c theo y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 115 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

6. Khi c\u00f3 y\u00eau c\u1ea7u c\u1ee7a c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 115 c\u1ee7a Lu\u1eadt n\u00e0y, Ban ki\u1ec3m so\u00e1t th\u1ef1c hi\u1ec7n ki\u1ec3m tra trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y k\u1ebft th\u00fac ki\u1ec3m tra, Ban ki\u1ec3m so\u00e1t ph\u1ea3i b\u00e1o c\u00e1o v\u1ec1 nh\u1eefng v\u1ea5n \u0111\u1ec1 \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u ki\u1ec3m tra \u0111\u1ebfn H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u1ed5 \u0111\u00f4ng ho\u1eb7c nh\u00f3m c\u1ed5 \u0111\u00f4ng c\u00f3 y\u00eau c\u1ea7u. Vi\u1ec7c ki\u1ec3m tra c\u1ee7a Ban ki\u1ec3m so\u00e1t quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y kh\u00f4ng \u0111\u01b0\u1ee3c c\u1ea3n tr\u1edf ho\u1ea1t \u0111\u1ed9ng b\u00ecnh th\u01b0\u1eddng c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, kh\u00f4ng g\u00e2y gi\u00e1n \u0111o\u1ea1n \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

7. Ki\u1ebfn ngh\u1ecb H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng bi\u1ec7n ph\u00e1p s\u1eeda \u0111\u1ed5i, b\u1ed5 sung, c\u1ea3i ti\u1ebfn c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd, gi\u00e1m s\u00e1t v\u00e0 \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

8. Khi ph\u00e1t hi\u1ec7n c\u00f3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 165 c\u1ee7a Lu\u1eadt n\u00e0y ph\u1ea3i th\u00f4ng b\u00e1o ngay b\u1eb1ng v\u0103n b\u1ea3n cho H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, y\u00eau c\u1ea7u ng\u01b0\u1eddi c\u00f3 h\u00e0nh vi vi ph\u1ea1m ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m v\u00e0 c\u00f3 gi\u1ea3i ph\u00e1p kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3.<\/span><\/p>\n

9. Tham d\u1ef1 v\u00e0 tham gia th\u1ea3o lu\u1eadn t\u1ea1i c\u00e1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c cu\u1ed9c h\u1ecdp kh\u00e1c c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

10. S\u1eed d\u1ee5ng t\u01b0 v\u1ea5n \u0111\u1ed9c l\u1eadp, b\u1ed9 ph\u1eadn ki\u1ec3m to\u00e1n n\u1ed9i b\u1ed9 c\u1ee7a c\u00f4ng ty \u0111\u1ec3 th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 \u0111\u01b0\u1ee3c giao.<\/span><\/p>\n

11. Ban ki\u1ec3m so\u00e1t c\u00f3 th\u1ec3 tham kh\u1ea3o \u00fd ki\u1ebfn c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u01b0\u1edbc khi tr\u00ecnh b\u00e1o c\u00e1o, k\u1ebft lu\u1eadn v\u00e0 ki\u1ebfn ngh\u1ecb l\u00ean \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

12. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 171. Quy\u1ec1n \u0111\u01b0\u1ee3c cung c\u1ea5p th\u00f4ng tin c\u1ee7a Ban ki\u1ec3m so\u00e1t<\/span><\/b><\/p>\n

1. T\u00e0i li\u1ec7u v\u00e0 th\u00f4ng tin ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn Ki\u1ec3m so\u00e1t vi\u00ean c\u00f9ng th\u1eddi \u0111i\u1ec3m v\u00e0 theo ph\u01b0\u01a1ng th\u1ee9c nh\u01b0 \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, bao g\u1ed3m:<\/span><\/p>\n

a) Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp, phi\u1ebfu l\u1ea5y \u00fd ki\u1ebfn th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 t\u00e0i li\u1ec7u k\u00e8m theo;<\/span><\/p>\n

b) Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh v\u00e0 bi\u00ean b\u1ea3n h\u1ecdp c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

c) B\u00e1o c\u00e1o c\u1ee7a Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c tr\u00ecnh H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c t\u00e0i li\u1ec7u kh\u00e1c do c\u00f4ng ty ph\u00e1t h\u00e0nh.<\/span><\/p>\n

2. Ki\u1ec3m so\u00e1t vi\u00ean c\u00f3 quy\u1ec1n ti\u1ebfp c\u1eadn h\u1ed3 s\u01a1, t\u00e0i li\u1ec7u c\u1ee7a c\u00f4ng ty l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, chi nh\u00e1nh v\u00e0 \u0111\u1ecba \u0111i\u1ec3m kh\u00e1c; c\u00f3 quy\u1ec1n \u0111\u1ebfn \u0111\u1ecba \u0111i\u1ec3m l\u00e0m vi\u1ec7c c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd v\u00e0 nh\u00e2n vi\u00ean c\u1ee7a c\u00f4ng ty trong gi\u1edd l\u00e0m vi\u1ec7c.<\/span><\/p>\n

3. H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi qu\u1ea3n l\u00fd kh\u00e1c ph\u1ea3i cung c\u1ea5p \u0111\u1ea7y \u0111\u1ee7, ch\u00ednh x\u00e1c, k\u1ecbp th\u1eddi th\u00f4ng tin, t\u00e0i li\u1ec7u v\u1ec1 c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh v\u00e0 ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty theo y\u00eau c\u1ea7u c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean ho\u1eb7c Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 172. Ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c th\u00ec ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

1. Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c tr\u1ea3 ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng v\u00e0 l\u1ee3i \u00edch kh\u00e1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng quy\u1ebft \u0111\u1ecbnh t\u1ed5ng m\u1ee9c ti\u1ec1n l\u01b0\u01a1ng, th\u00f9 lao, th\u01b0\u1edfng, l\u1ee3i \u00edch kh\u00e1c v\u00e0 ng\u00e2n s\u00e1ch ho\u1ea1t \u0111\u1ed9ng h\u1eb1ng n\u0103m c\u1ee7a Ban ki\u1ec3m so\u00e1t;<\/span><\/p>\n

2. Ki\u1ec3m so\u00e1t vi\u00ean \u0111\u01b0\u1ee3c thanh to\u00e1n chi ph\u00ed \u0103n, \u1edf, \u0111i l\u1ea1i, chi ph\u00ed s\u1eed d\u1ee5ng d\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n \u0111\u1ed9c l\u1eadp v\u1edbi m\u1ee9c h\u1ee3p l\u00fd. T\u1ed5ng m\u1ee9c th\u00f9 lao v\u00e0 chi ph\u00ed n\u00e0y kh\u00f4ng v\u01b0\u1ee3t qu\u00e1 t\u1ed5ng ng\u00e2n s\u00e1ch ho\u1ea1t \u0111\u1ed9ng h\u1eb1ng n\u0103m c\u1ee7a Ban ki\u1ec3m so\u00e1t \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng ch\u1ea5p thu\u1eadn, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u00f3 quy\u1ebft \u0111\u1ecbnh kh\u00e1c;<\/span><\/p>\n

3. Ti\u1ec1n l\u01b0\u01a1ng v\u00e0 chi ph\u00ed ho\u1ea1t \u0111\u1ed9ng c\u1ee7a Ban ki\u1ec3m so\u00e1t \u0111\u01b0\u1ee3c t\u00ednh v\u00e0o chi ph\u00ed kinh doanh c\u1ee7a c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 thu\u1ebf thu nh\u1eadp doanh nghi\u1ec7p, quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c l\u1eadp th\u00e0nh m\u1ee5c ri\u00eang trong b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 173. Tr\u00e1ch nhi\u1ec7m c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. Tu\u00e2n th\u1ee7 \u0111\u00fang ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng v\u00e0 \u0111\u1ea1o \u0111\u1ee9c ngh\u1ec1 nghi\u1ec7p trong th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao.<\/span><\/p>\n

2. Th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng, t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch h\u1ee3p ph\u00e1p t\u1ed1i \u0111a c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

3. Trung th\u00e0nh v\u1edbi l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng; kh\u00f4ng l\u1ea1m d\u1ee5ng \u0111\u1ecba v\u1ecb, ch\u1ee9c v\u1ee5 v\u00e0 s\u1eed d\u1ee5ng th\u00f4ng tin, b\u00ed quy\u1ebft, c\u01a1 h\u1ed9i kinh doanh, t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c.<\/span><\/p>\n

4. Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 1, 2, 3 v\u00e0 4 \u0110i\u1ec1u n\u00e0y m\u00e0 g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi kh\u00e1c th\u00ec Ki\u1ec3m so\u00e1t vi\u00ean ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n ho\u1eb7c li\u00ean \u0111\u1edbi b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i \u0111\u00f3. Thu nh\u1eadp v\u00e0 l\u1ee3i \u00edch kh\u00e1c m\u00e0 Ki\u1ec3m so\u00e1t vi\u00ean c\u00f3 \u0111\u01b0\u1ee3c do vi ph\u1ea1m ph\u1ea3i ho\u00e0n tr\u1ea3 cho c\u00f4ng ty.<\/span><\/p>\n

6. Tr\u01b0\u1eddng h\u1ee3p ph\u00e1t hi\u1ec7n c\u00f3 Ki\u1ec3m so\u00e1t vi\u00ean vi ph\u1ea1m trong th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c giao th\u00ec ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n \u0111\u1ebfn Ban ki\u1ec3m so\u00e1t; y\u00eau c\u1ea7u ng\u01b0\u1eddi c\u00f3 h\u00e0nh vi vi ph\u1ea1m ch\u1ea5m d\u1ee9t h\u00e0nh vi vi ph\u1ea1m v\u00e0 kh\u1eafc ph\u1ee5c h\u1eadu qu\u1ea3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 174. Mi\u1ec5n nhi\u1ec7m, b\u00e3i nhi\u1ec7m Ki\u1ec3m so\u00e1t vi\u00ean<\/span><\/b><\/p>\n

1. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng mi\u1ec5n nhi\u1ec7m Ki\u1ec3m so\u00e1t vi\u00ean trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng c\u00f2n \u0111\u1ee7 ti\u00eau chu\u1ea9n v\u00e0 \u0111i\u1ec1u ki\u1ec7n l\u00e0m Ki\u1ec3m so\u00e1t vi\u00ean theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 169 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) C\u00f3 \u0111\u01a1n t\u1eeb ch\u1ee9c v\u00e0 \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

c) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

2. \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u00e3i nhi\u1ec7m Ki\u1ec3m so\u00e1t vi\u00ean trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng ho\u00e0n th\u00e0nh nhi\u1ec7m v\u1ee5, c\u00f4ng vi\u1ec7c \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng;<\/span><\/p>\n

b) Kh\u00f4ng th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh trong 06 th\u00e1ng li\u00ean t\u1ee5c, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p b\u1ea5t kh\u1ea3 kh\u00e1ng;<\/span><\/p>\n

c) Vi ph\u1ea1m nhi\u1ec1u l\u1ea7n, vi ph\u1ea1m nghi\u00eam tr\u1ecdng ngh\u0129a v\u1ee5 c\u1ee7a Ki\u1ec3m so\u00e1t vi\u00ean theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

d) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo ngh\u1ecb quy\u1ebft \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 175. Tr\u00ecnh b\u00e1o c\u00e1o h\u1eb1ng n\u0103m<\/span><\/b><\/p>\n

1. K\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ph\u1ea3i tr\u00ecnh \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng b\u00e1o c\u00e1o sau \u0111\u00e2y:<\/span><\/p>\n

a) B\u00e1o c\u00e1o k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) B\u00e1o c\u00e1o t\u00e0i ch\u00ednh;<\/span><\/p>\n

c) B\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1 c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh c\u00f4ng ty;<\/span><\/p>\n

d) B\u00e1o c\u00e1o th\u1ea9m \u0111\u1ecbnh c\u1ee7a Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

2. \u0110\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n m\u00e0 ph\u00e1p lu\u1eadt y\u00eau c\u1ea7u ph\u1ea3i ki\u1ec3m to\u00e1n th\u00ec b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i \u0111\u01b0\u1ee3c ki\u1ec3m to\u00e1n tr\u01b0\u1edbc khi tr\u00ecnh \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng xem x\u00e9t, th\u00f4ng qua.<\/span><\/p>\n

3. B\u00e1o c\u00e1o quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b v\u00e0 c kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn Ban ki\u1ec3m so\u00e1t \u0111\u1ec3 th\u1ea9m \u0111\u1ecbnh ch\u1eadm nh\u1ea5t l\u00e0 30 ng\u00e0y tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

4. B\u00e1o c\u00e1o quy \u0111\u1ecbnh t\u1ea1i c\u00e1c kho\u1ea3n 1, 2 v\u00e0 3 \u0110i\u1ec1u n\u00e0y, b\u00e1o c\u00e1o th\u1ea9m \u0111\u1ecbnh c\u1ee7a Ban ki\u1ec3m so\u00e1t v\u00e0 b\u00e1o c\u00e1o ki\u1ec3m to\u00e1n ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty ch\u1eadm nh\u1ea5t l\u00e0 10 ng\u00e0y tr\u01b0\u1edbc ng\u00e0y khai m\u1ea1c cu\u1ed9c h\u1ecdp \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng ni\u00ean n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u1eddi h\u1ea1n kh\u00e1c d\u00e0i h\u01a1n. C\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty li\u00ean t\u1ee5c \u00edt nh\u1ea5t 01 n\u0103m c\u00f3 quy\u1ec1n t\u1ef1 m\u00ecnh ho\u1eb7c c\u00f9ng v\u1edbi lu\u1eadt s\u01b0, k\u1ebf to\u00e1n vi\u00ean, ki\u1ec3m to\u00e1n vi\u00ean c\u00f3 ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1 tr\u1ef1c ti\u1ebfp xem x\u00e9t b\u00e1o c\u00e1o quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 176. C\u00f4ng khai th\u00f4ng tin<\/span><\/b> <\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i g\u1eedi b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua \u0111\u1ebfn c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 k\u1ebf to\u00e1n v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f4ng b\u1ed1 tr\u00ean trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed c\u1ee7a m\u00ecnh th\u00f4ng tin sau \u0111\u00e2y:<\/span><\/p>\n

a) \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

b) S\u01a1 y\u1ebfu l\u00fd l\u1ecbch, tr\u00ecnh \u0111\u1ed9 h\u1ecdc v\u1ea5n v\u00e0 kinh nghi\u1ec7m ngh\u1ec1 nghi\u1ec7p c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Ki\u1ec3m so\u00e1t vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty;<\/span><\/p>\n

c) B\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m \u0111\u00e3 \u0111\u01b0\u1ee3c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng th\u00f4ng qua;<\/span><\/p>\n

d) B\u00e1o c\u00e1o \u0111\u00e1nh gi\u00e1 k\u1ebft qu\u1ea3 ho\u1ea1t \u0111\u1ed9ng h\u1eb1ng n\u0103m c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 Ban ki\u1ec3m so\u00e1t.<\/span><\/p>\n

3. C\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty ni\u00eam y\u1ebft ph\u1ea3i th\u00f4ng b\u00e1o cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty c\u00f3 tr\u1ee5 s\u1edf ch\u00ednh ch\u1eadm nh\u1ea5t l\u00e0 03 ng\u00e0y l\u00e0m vi\u1ec7c sau khi c\u00f3 th\u00f4ng tin ho\u1eb7c c\u00f3 thay \u0111\u1ed5i c\u00e1c th\u00f4ng tin v\u1ec1 h\u1ecd, t\u00ean, qu\u1ed1c t\u1ecbch, s\u1ed1 H\u1ed9 chi\u1ebfu, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh, s\u1ed1 c\u1ed5 ph\u1ea7n v\u00e0 lo\u1ea1i c\u1ed5 ph\u1ea7n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i v\u00e0 h\u1ecd, t\u00ean, qu\u1ed1c t\u1ecbch, s\u1ed1 H\u1ed9 chi\u1ebfu, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng l\u00e0 t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i.<\/span><\/p>\n

4. C\u00f4ng ty \u0111\u1ea1i ch\u00fang th\u1ef1c hi\u1ec7n c\u00f4ng b\u1ed1, c\u00f4ng khai th\u00f4ng tin theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ch\u1ee9ng kho\u00e1n. C\u00f4ng ty c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u 88 c\u00f4ng b\u1ed1, c\u00f4ng khai th\u00f4ng tin theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, c, \u0111 v\u00e0 g kho\u1ea3n 1 \u0110i\u1ec1u 109 v\u00e0 \u0110i\u1ec1u 110 c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng VI<\/span><\/b><\/p>\n

<\/a>C\u00d4NG TY H\u1ee2P DANH<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 177. C\u00f4ng ty h\u1ee3p danh<\/span><\/b><\/p>\n

1. C\u00f4ng ty h\u1ee3p danh l\u00e0 doanh nghi\u1ec7p, trong \u0111\u00f3:<\/span><\/p>\n

a) Ph\u1ea3i c\u00f3 \u00edt nh\u1ea5t 02 th\u00e0nh vi\u00ean l\u00e0 ch\u1ee7 s\u1edf h\u1eefu chung c\u1ee7a c\u00f4ng ty, c\u00f9ng nhau kinh doanh d\u01b0\u1edbi m\u1ed9t t\u00ean chung (sau \u0111\u00e2y g\u1ecdi l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh). Ngo\u00e0i c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh, c\u00f4ng ty c\u00f3 th\u1ec3 c\u00f3 th\u00eam th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean h\u1ee3p danh ph\u1ea3i l\u00e0 c\u00e1 nh\u00e2n, ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh v\u1ec1 c\u00e1c ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) Th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n l\u00e0 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n v\u00e0 ch\u1ec9 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a c\u00f4ng ty trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft g\u00f3p v\u00e0o c\u00f4ng ty.<\/span><\/p>\n

2. C\u00f4ng ty h\u1ee3p danh c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. C\u00f4ng ty h\u1ee3p danh kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh b\u1ea5t k\u1ef3 lo\u1ea1i ch\u1ee9ng kho\u00e1n n\u00e0o.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 178. Th\u1ef1c hi\u1ec7n g\u00f3p v\u1ed1n v\u00e0 c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean h\u1ee3p danh v\u00e0 th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n ph\u1ea3i g\u00f3p \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00f4ng g\u00f3p \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho c\u00f4ng ty.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p c\u00f3 th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n kh\u00f4ng g\u00f3p \u0111\u1ee7 v\u00e0 \u0111\u00fang h\u1ea1n s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft th\u00ec s\u1ed1 v\u1ed1n ch\u01b0a g\u00f3p \u0111\u1ee7 \u0111\u01b0\u1ee3c coi l\u00e0 kho\u1ea3n n\u1ee3 c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 \u0111\u1ed1i v\u1edbi c\u00f4ng ty; trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n c\u00f3 li\u00ean quan c\u00f3 th\u1ec3 b\u1ecb khai tr\u1eeb kh\u1ecfi c\u00f4ng ty theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

4. T\u1ea1i th\u1eddi \u0111i\u1ec3m g\u00f3p \u0111\u1ee7 s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft, th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p. Gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

b) V\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) T\u00ean, \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c, qu\u1ed1c t\u1ecbch, s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 c\u00e1 nh\u00e2n; t\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p ho\u1eb7c s\u1ed1 gi\u1ea5y t\u1edd ph\u00e1p l\u00fd c\u1ee7a t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean l\u00e0 t\u1ed5 ch\u1ee9c; lo\u1ea1i th\u00e0nh vi\u00ean;<\/span><\/p>\n

d) Gi\u00e1 tr\u1ecb ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0 lo\u1ea1i t\u00e0i s\u1ea3n g\u00f3p v\u1ed1n c\u1ee7a th\u00e0nh vi\u00ean;<\/span><\/p>\n

\u0111) S\u1ed1 v\u00e0 ng\u00e0y c\u1ea5p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p;<\/span><\/p>\n

e) Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p;<\/span><\/p>\n

g) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ng\u01b0\u1eddi s\u1edf h\u1eefu gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0 c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ty.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p b\u1ecb m\u1ea5t, b\u1ecb h\u01b0 h\u1ecfng ho\u1eb7c b\u1ecb h\u1ee7y ho\u1ea1i d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c, th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c c\u00f4ng ty c\u1ea5p l\u1ea1i gi\u1ea5y ch\u1ee9ng nh\u1eadn ph\u1ea7n v\u1ed1n g\u00f3p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 179. T\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty h\u1ee3p danh<\/span><\/b><\/p>\n

T\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty h\u1ee3p danh bao g\u1ed3m:<\/span><\/p>\n

1. T\u00e0i s\u1ea3n g\u00f3p v\u1ed1n c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean \u0111\u00e3 \u0111\u01b0\u1ee3c chuy\u1ec3n quy\u1ec1n s\u1edf h\u1eefu cho c\u00f4ng ty;<\/span><\/p>\n

2. T\u00e0i s\u1ea3n t\u1ea1o l\u1eadp \u0111\u01b0\u1ee3c mang t\u00ean c\u00f4ng ty;<\/span><\/p>\n

3. T\u00e0i s\u1ea3n thu \u0111\u01b0\u1ee3c t\u1eeb ho\u1ea1t \u0111\u1ed9ng kinh doanh do th\u00e0nh vi\u00ean h\u1ee3p danh th\u1ef1c hi\u1ec7n nh\u00e2n danh c\u00f4ng ty v\u00e0 t\u1eeb ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty do th\u00e0nh vi\u00ean h\u1ee3p danh nh\u00e2n danh c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n;<\/span><\/p>\n

4. T\u00e0i s\u1ea3n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 180. H\u1ea1n ch\u1ebf quy\u1ec1n \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean h\u1ee3p danh<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0m ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n; kh\u00f4ng \u0111\u01b0\u1ee3c l\u00e0m th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ty h\u1ee3p danh kh\u00e1c tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u01b0\u1ee3c s\u1ef1 nh\u1ea5t tr\u00ed c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f2n l\u1ea1i.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00f4ng \u0111\u01b0\u1ee3c nh\u00e2n danh c\u00e1 nh\u00e2n ho\u1eb7c nh\u00e2n danh ng\u01b0\u1eddi kh\u00e1c kinh doanh c\u00f9ng ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c.<\/span><\/p>\n

3. Th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00f4ng \u0111\u01b0\u1ee3c chuy\u1ec3n m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh t\u1ea1i c\u00f4ng ty cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c n\u1ebfu kh\u00f4ng \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f2n l\u1ea1i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 181. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham gia h\u1ecdp, th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 c\u1ee7a c\u00f4ng ty; m\u1ed7i th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 m\u1ed9t phi\u1ebfu bi\u1ec3u quy\u1ebft ho\u1eb7c c\u00f3 s\u1ed1 phi\u1ebfu bi\u1ec3u quy\u1ebft kh\u00e1c quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

b) Nh\u00e2n danh c\u00f4ng ty kinh doanh c\u00e1c ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty; \u0111\u00e0m ph\u00e1n v\u00e0 k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch ho\u1eb7c giao \u01b0\u1edbc v\u1edbi nh\u1eefng \u0111i\u1ec1u ki\u1ec7n m\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh \u0111\u00f3 cho l\u00e0 c\u00f3 l\u1ee3i nh\u1ea5t cho c\u00f4ng ty;<\/span><\/p>\n

c) S\u1eed d\u1ee5ng t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty \u0111\u1ec3 kinh doanh c\u00e1c ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty; tr\u01b0\u1eddng h\u1ee3p \u1ee9ng tr\u01b0\u1edbc ti\u1ec1n c\u1ee7a m\u00ecnh \u0111\u1ec3 kinh doanh cho c\u00f4ng ty th\u00ec c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ty ho\u00e0n tr\u1ea3 l\u1ea1i c\u1ea3 s\u1ed1 ti\u1ec1n g\u1ed1c v\u00e0 l\u00e3i theo l\u00e3i su\u1ea5t th\u1ecb tr\u01b0\u1eddng tr\u00ean s\u1ed1 ti\u1ec1n g\u1ed1c \u0111\u00e3 \u1ee9ng tr\u01b0\u1edbc;<\/span><\/p>\n

d) Y\u00eau c\u1ea7u c\u00f4ng ty b\u00f9 \u0111\u1eafp thi\u1ec7t h\u1ea1i t\u1eeb ho\u1ea1t \u0111\u1ed9ng kinh doanh trong ph\u1ea1m vi nhi\u1ec7m v\u1ee5 \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng n\u1ebfu thi\u1ec7t h\u1ea1i \u0111\u00f3 x\u1ea3y ra kh\u00f4ng ph\u1ea3i do sai s\u00f3t c\u00e1 nh\u00e2n c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3;<\/span><\/p>\n

\u0111) Y\u00eau c\u1ea7u c\u00f4ng ty, th\u00e0nh vi\u00ean h\u1ee3p danh kh\u00e1c cung c\u1ea5p th\u00f4ng tin v\u1ec1 t\u00ecnh h\u00ecnh kinh doanh c\u1ee7a c\u00f4ng ty; ki\u1ec3m tra t\u00e0i s\u1ea3n, s\u1ed5 k\u1ebf to\u00e1n v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty khi th\u1ea5y c\u1ea7n thi\u1ebft;<\/span><\/p>\n

e) \u0110\u01b0\u1ee3c chia l\u1ee3i nhu\u1eadn t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c theo th\u1ecfa thu\u1eadn quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

g) Khi c\u00f4ng ty gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n, \u0111\u01b0\u1ee3c chia gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u00f2n l\u1ea1i t\u01b0\u01a1ng \u1ee9ng theo t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0o c\u00f4ng ty n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c;<\/span><\/p>\n

h) Tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean h\u1ee3p danh ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u1ee7a th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c h\u01b0\u1edfng ph\u1ea7n gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n t\u1ea1i c\u00f4ng ty sau khi \u0111\u00e3 tr\u1eeb \u0111i ph\u1ea7n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c thu\u1ed9c tr\u00e1ch nhi\u1ec7m c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3. Ng\u01b0\u1eddi th\u1eeba k\u1ebf c\u00f3 th\u1ec3 tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean h\u1ee3p danh n\u1ebfu \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn;<\/span><\/p>\n

i) Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Ti\u1ebfn h\u00e0nh qu\u1ea3n l\u00fd v\u00e0 th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng kinh doanh m\u1ed9t c\u00e1ch trung th\u1ef1c, c\u1ea9n tr\u1ecdng v\u00e0 t\u1ed1t nh\u1ea5t nh\u1eb1m b\u1ea3o \u0111\u1ea3m l\u1ee3i \u00edch h\u1ee3p ph\u00e1p t\u1ed1i \u0111a cho c\u00f4ng ty;<\/span><\/p>\n

b) Ti\u1ebfn h\u00e0nh qu\u1ea3n l\u00fd v\u00e0 th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng kinh doanh theo \u0111\u00fang quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty v\u00e0 ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; n\u1ebfu l\u00e0m tr\u00e1i quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m n\u00e0y, g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty th\u00ec ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i;<\/span><\/p>\n

c) Kh\u00f4ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty \u0111\u1ec3 t\u01b0 l\u1ee3i ho\u1eb7c ph\u1ee5c v\u1ee5 l\u1ee3i \u00edch c\u1ee7a t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

d) Ho\u00e0n tr\u1ea3 cho c\u00f4ng ty s\u1ed1 ti\u1ec1n, t\u00e0i s\u1ea3n \u0111\u00e3 nh\u1eadn v\u00e0 b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i g\u00e2y ra \u0111\u1ed1i v\u1edbi c\u00f4ng ty trong tr\u01b0\u1eddng h\u1ee3p nh\u00e2n danh c\u00f4ng ty, nh\u00e2n danh c\u00e1 nh\u00e2n ho\u1eb7c nh\u00e2n danh ng\u01b0\u1eddi kh\u00e1c \u0111\u1ec3 nh\u1eadn ti\u1ec1n ho\u1eb7c t\u00e0i s\u1ea3n kh\u00e1c t\u1eeb ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty m\u00e0 kh\u00f4ng \u0111em n\u1ed9p cho c\u00f4ng ty;<\/span><\/p>\n

\u0111) Li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m thanh to\u00e1n h\u1ebft s\u1ed1 n\u1ee3 c\u00f2n l\u1ea1i c\u1ee7a c\u00f4ng ty n\u1ebfu t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty kh\u00f4ng \u0111\u1ee7 \u0111\u1ec3 trang tr\u1ea3i s\u1ed1 n\u1ee3 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

e) Ch\u1ecbu kho\u1ea3n l\u1ed7 t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p v\u00e0o c\u00f4ng ty ho\u1eb7c theo th\u1ecfa thu\u1eadn quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty trong tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty kinh doanh b\u1ecb l\u1ed7;<\/span><\/p>\n

g) \u0110\u1ecbnh k\u1ef3 h\u1eb1ng th\u00e1ng b\u00e1o c\u00e1o trung th\u1ef1c, ch\u00ednh x\u00e1c b\u1eb1ng v\u0103n b\u1ea3n t\u00ecnh h\u00ecnh v\u00e0 k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a m\u00ecnh v\u1edbi c\u00f4ng ty; cung c\u1ea5p th\u00f4ng tin v\u1ec1 t\u00ecnh h\u00ecnh v\u00e0 k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a m\u00ecnh cho th\u00e0nh vi\u00ean c\u00f3 y\u00eau c\u1ea7u;<\/span><\/p>\n

h) Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 182. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean bao g\u1ed3m t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean b\u1ea7u m\u1ed9t th\u00e0nh vi\u00ean h\u1ee3p danh l\u00e0m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, \u0111\u1ed3ng th\u1eddi ki\u00eam Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty n\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ec3 th\u1ea3o lu\u1eadn v\u00e0 quy\u1ebft \u0111\u1ecbnh c\u00f4ng vi\u1ec7c kinh doanh c\u1ee7a c\u00f4ng ty. Th\u00e0nh vi\u00ean y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp ph\u1ea3i chu\u1ea9n b\u1ecb n\u1ed9i dung, ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 t\u00e0i li\u1ec7u h\u1ecdp.<\/span><\/p>\n

3. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 quy\u1ec1n quy\u1ebft \u0111\u1ecbnh t\u1ea5t c\u1ea3 c\u00f4ng vi\u1ec7c kinh doanh c\u1ee7a c\u00f4ng ty. N\u1ebfu \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty kh\u00f4ng quy \u0111\u1ecbnh th\u00ec quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 sau \u0111\u00e2y ph\u1ea3i \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t ba ph\u1ea7n t\u01b0 t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh t\u00e1n th\u00e0nh:<\/span><\/p>\n

a) \u0110\u1ecbnh h\u01b0\u1edbng, chi\u1ebfn l\u01b0\u1ee3c ph\u00e1t tri\u1ec3n c\u00f4ng ty;<\/span><\/p>\n

b) S\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty;<\/span><\/p>\n

c) Ti\u1ebfp nh\u1eadn th\u00eam th\u00e0nh vi\u00ean m\u1edbi;<\/span><\/p>\n

d) Ch\u1ea5p thu\u1eadn th\u00e0nh vi\u00ean h\u1ee3p danh r\u00fat kh\u1ecfi c\u00f4ng ty ho\u1eb7c quy\u1ebft \u0111\u1ecbnh khai tr\u1eeb th\u00e0nh vi\u00ean;<\/span><\/p>\n

\u0111) Quy\u1ebft \u0111\u1ecbnh d\u1ef1 \u00e1n \u0111\u1ea7u t\u01b0;<\/span><\/p>\n

e) Quy\u1ebft \u0111\u1ecbnh vi\u1ec7c vay v\u00e0 huy \u0111\u1ed9ng v\u1ed1n d\u01b0\u1edbi h\u00ecnh th\u1ee9c kh\u00e1c, cho vay v\u1edbi gi\u00e1 tr\u1ecb t\u1eeb 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty tr\u1edf l\u00ean, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c cao h\u01a1n;<\/span><\/p>\n

g) Quy\u1ebft \u0111\u1ecbnh mua, b\u00e1n t\u00e0i s\u1ea3n c\u00f3 gi\u00e1 tr\u1ecb b\u1eb1ng ho\u1eb7c l\u1edbn h\u01a1n v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh m\u1ed9t t\u1ef7 l\u1ec7 kh\u00e1c cao h\u01a1n;<\/span><\/p>\n

h) Th\u00f4ng qua b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m, t\u1ed5ng s\u1ed1 l\u1ee3i nhu\u1eadn \u0111\u01b0\u1ee3c chia v\u00e0 s\u1ed1 l\u1ee3i nhu\u1eadn chia cho t\u1eebng th\u00e0nh vi\u00ean;<\/span><\/p>\n

i) Quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3; y\u00eau c\u1ea7u ph\u00e1 s\u1ea3n c\u00f4ng ty.<\/span><\/p>\n

4. Quy\u1ebft \u0111\u1ecbnh v\u1ec1 v\u1ea5n \u0111\u1ec1 kh\u00e1c kh\u00f4ng quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c th\u00f4ng qua n\u1ebfu \u0111\u01b0\u1ee3c \u00edt nh\u1ea5t hai ph\u1ea7n ba t\u1ed5ng s\u1ed1 th\u00e0nh vi\u00ean h\u1ee3p danh t\u00e1n th\u00e0nh; t\u1ef7 l\u1ec7 c\u1ee5 th\u1ec3 do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

5. Quy\u1ec1n tham gia bi\u1ec3u quy\u1ebft c\u1ee7a th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 183. Tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft ho\u1eb7c theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh. Tr\u01b0\u1eddng h\u1ee3p Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean kh\u00f4ng tri\u1ec7u t\u1eadp h\u1ecdp theo y\u00eau c\u1ea7u c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh th\u00ec th\u00e0nh vi\u00ean \u0111\u00f3 tri\u1ec7u t\u1eadp h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean.<\/span><\/p>\n

2. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f3 th\u1ec3 g\u1eedi b\u1eb1ng gi\u1ea5y m\u1eddi, \u0111i\u1ec7n tho\u1ea1i, fax, ph\u01b0\u01a1ng ti\u1ec7n \u0111i\u1ec7n t\u1eed ho\u1eb7c ph\u01b0\u01a1ng th\u1ee9c kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh. Th\u00f4ng b\u00e1o m\u1eddi h\u1ecdp ph\u1ea3i n\u00eau r\u00f5 m\u1ee5c \u0111\u00edch, y\u00eau c\u1ea7u v\u00e0 n\u1ed9i dung h\u1ecdp, ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp, t\u00ean th\u00e0nh vi\u00ean y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp.<\/span><\/p>\n

C\u00e1c t\u00e0i li\u1ec7u th\u1ea3o lu\u1eadn \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng \u0111\u1ec3 quy\u1ebft \u0111\u1ecbnh c\u00e1c v\u1ea5n \u0111\u1ec1 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u 182 c\u1ee7a Lu\u1eadt n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi tr\u01b0\u1edbc \u0111\u1ebfn t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean; th\u1eddi h\u1ea1n g\u1eedi tr\u01b0\u1edbc do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

3. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c th\u00e0nh vi\u00ean y\u00eau c\u1ea7u tri\u1ec7u t\u1eadp h\u1ecdp ch\u1ee7 t\u1ecda cu\u1ed9c h\u1ecdp. Cu\u1ed9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c ghi bi\u00ean b\u1ea3n, bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, m\u00e3 s\u1ed1 doanh nghi\u1ec7p, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh;<\/span><\/p>\n

b) Th\u1eddi gian, \u0111\u1ecba \u0111i\u1ec3m h\u1ecdp;<\/span><\/p>\n

c) M\u1ee5c \u0111\u00edch, ch\u01b0\u01a1ng tr\u00ecnh v\u00e0 n\u1ed9i dung h\u1ecdp;<\/span><\/p>\n

d) H\u1ecd, t\u00ean ch\u1ee7 t\u1ecda, th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp;<\/span><\/p>\n

\u0111) \u00dd ki\u1ebfn c\u1ee7a th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp;<\/span><\/p>\n

e) Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua, s\u1ed1 th\u00e0nh vi\u00ean t\u00e1n th\u00e0nh, kh\u00f4ng t\u00e1n th\u00e0nh, kh\u00f4ng c\u00f3 \u00fd ki\u1ebfn v\u00e0 n\u1ed9i dung c\u01a1 b\u1ea3n c\u1ee7a ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh \u0111\u00f3;<\/span><\/p>\n

g) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean d\u1ef1 h\u1ecdp.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 184. \u0110i\u1ec1u h\u00e0nh kinh doanh c\u1ee7a c\u00f4ng ty h\u1ee3p danh<\/span><\/b><\/p>\n

1. C\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty v\u00e0 t\u1ed5 ch\u1ee9c \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty. M\u1ecdi h\u1ea1n ch\u1ebf \u0111\u1ed1i v\u1edbi th\u00e0nh vi\u00ean h\u1ee3p danh trong th\u1ef1c hi\u1ec7n c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty ch\u1ec9 c\u00f3 hi\u1ec7u l\u1ef1c \u0111\u1ed1i v\u1edbi b\u00ean th\u1ee9 ba khi ng\u01b0\u1eddi \u0111\u00f3 \u0111\u01b0\u1ee3c bi\u1ebft v\u1ec1 h\u1ea1n ch\u1ebf \u0111\u00f3.<\/span><\/p>\n

2. Trong \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty, th\u00e0nh vi\u00ean h\u1ee3p danh ph\u00e2n c\u00f4ng nhau \u0111\u1ea3m nhi\u1ec7m c\u00e1c ch\u1ee9c danh qu\u1ea3n l\u00fd v\u00e0 ki\u1ec3m so\u00e1t c\u00f4ng ty.<\/span><\/p>\n

Khi m\u1ed9t s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f9ng th\u1ef1c hi\u1ec7n m\u1ed9t s\u1ed1 c\u00f4ng vi\u1ec7c kinh doanh th\u00ec quy\u1ebft \u0111\u1ecbnh \u0111\u01b0\u1ee3c th\u00f4ng qua theo nguy\u00ean t\u1eafc \u0111a s\u1ed1 ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

Ho\u1ea1t \u0111\u1ed9ng do th\u00e0nh vi\u00ean h\u1ee3p danh th\u1ef1c hi\u1ec7n ngo\u00e0i ph\u1ea1m vi ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty \u0111\u1ec1u kh\u00f4ng thu\u1ed9c tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ho\u1ea1t \u0111\u1ed9ng \u0111\u00f3 \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

3. C\u00f4ng ty c\u00f3 th\u1ec3 m\u1edf m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 t\u00e0i kho\u1ea3n t\u1ea1i ng\u00e2n h\u00e0ng. H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ec9 \u0111\u1ecbnh th\u00e0nh vi\u00ean \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n g\u1eedi v\u00e0 r\u00fat ti\u1ec1n t\u1eeb c\u00e1c t\u00e0i kho\u1ea3n \u0111\u00f3.<\/span><\/p>\n

4. Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f3 c\u00e1c ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Qu\u1ea3n l\u00fd v\u00e0 \u0111i\u1ec1u h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh h\u1eb1ng ng\u00e0y c\u1ee7a c\u00f4ng ty v\u1edbi t\u01b0 c\u00e1ch l\u00e0 th\u00e0nh vi\u00ean h\u1ee3p danh;<\/span><\/p>\n

b) Tri\u1ec7u t\u1eadp v\u00e0 t\u1ed5 ch\u1ee9c h\u1ecdp H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean; k\u00fd ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

c) Ph\u00e2n c\u00f4ng, ph\u1ed1i h\u1ee3p c\u00f4ng vi\u1ec7c kinh doanh gi\u1eefa c\u00e1c th\u00e0nh vi\u00ean h\u1ee3p danh;<\/span><\/p>\n

d) T\u1ed5 ch\u1ee9c s\u1eafp x\u1ebfp, l\u01b0u gi\u1eef \u0111\u1ea7y \u0111\u1ee7 v\u00e0 trung th\u1ef1c s\u1ed5 k\u1ebf to\u00e1n, h\u00f3a \u0111\u01a1n, ch\u1ee9ng t\u1eeb v\u00e0 c\u00e1c t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

\u0111) \u0110\u1ea1i di\u1ec7n cho c\u00f4ng ty v\u1edbi t\u01b0 c\u00e1ch ng\u01b0\u1eddi y\u00eau c\u1ea7u gi\u1ea3i quy\u1ebft vi\u1ec7c d\u00e2n s\u1ef1, nguy\u00ean \u0111\u01a1n, b\u1ecb \u0111\u01a1n, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i, ngh\u0129a v\u1ee5 li\u00ean quan tr\u01b0\u1edbc Tr\u1ecdng t\u00e0i, T\u00f2a \u00e1n; \u0111\u1ea1i di\u1ec7n cho c\u00f4ng ty th\u1ef1c hi\u1ec7n quy\u1ec1n, ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

e) Ngh\u0129a v\u1ee5 kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 185. Ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean h\u1ee3p danh b\u1ecb ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ef1 nguy\u1ec7n r\u00fat v\u1ed1n kh\u1ecfi c\u00f4ng ty;<\/span><\/p>\n

b) Ch\u1ebft, m\u1ea5t t\u00edch, b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi;<\/span><\/p>\n

c) B\u1ecb khai tr\u1eeb kh\u1ecfi c\u00f4ng ty;<\/span><\/p>\n

d) Ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9 ho\u1eb7c b\u1ecb T\u00f2a \u00e1n c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

\u0111) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c do \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean h\u1ee3p danh c\u00f3 quy\u1ec1n r\u00fat v\u1ed1n kh\u1ecfi c\u00f4ng ty n\u1ebfu \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn. Tr\u01b0\u1eddng h\u1ee3p n\u00e0y, th\u00e0nh vi\u00ean mu\u1ed1n r\u00fat v\u1ed1n kh\u1ecfi c\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n y\u00eau c\u1ea7u r\u00fat v\u1ed1n ch\u1eadm nh\u1ea5t l\u00e0 06 th\u00e1ng tr\u01b0\u1edbc ng\u00e0y r\u00fat v\u1ed1n; ch\u1ec9 \u0111\u01b0\u1ee3c r\u00fat v\u1ed1n v\u00e0o th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh v\u00e0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a n\u0103m t\u00e0i ch\u00ednh \u0111\u00f3 \u0111\u00e3 \u0111\u01b0\u1ee3c th\u00f4ng qua.<\/span><\/p>\n

3. Th\u00e0nh vi\u00ean h\u1ee3p danh b\u1ecb khai tr\u1eeb kh\u1ecfi c\u00f4ng ty trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) Kh\u00f4ng c\u00f3 kh\u1ea3 n\u0103ng g\u00f3p v\u1ed1n ho\u1eb7c kh\u00f4ng g\u00f3p v\u1ed1n nh\u01b0 \u0111\u00e3 cam k\u1ebft sau khi c\u00f4ng ty \u0111\u00e3 c\u00f3 y\u00eau c\u1ea7u l\u1ea7n th\u1ee9 hai;<\/span><\/p>\n

b) Vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 180 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

c) Ti\u1ebfn h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh kh\u00f4ng trung th\u1ef1c, kh\u00f4ng c\u1ea9n tr\u1ecdng ho\u1eb7c c\u00f3 h\u00e0nh vi kh\u00f4ng th\u00edch h\u1ee3p kh\u00e1c g\u00e2y thi\u1ec7t h\u1ea1i nghi\u00eam tr\u1ecdng \u0111\u1ebfn l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 th\u00e0nh vi\u00ean kh\u00e1c;<\/span><\/p>\n

d) Kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u00fang ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean h\u1ee3p danh.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p<\/span> ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean c\u1ee7a th\u00e0nh vi\u00ean b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi th\u00ec ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 \u0111\u01b0\u1ee3c ho\u00e0n tr\u1ea3 c\u00f4ng b\u1eb1ng v\u00e0 th\u1ecfa \u0111\u00e1ng.<\/span><\/p>\n

5. Trong th\u1eddi h\u1ea1n 02 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh theo quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, c, d v\u00e0 \u0111 kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y th\u00ec ng\u01b0\u1eddi \u0111\u00f3 v\u1eabn ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a c\u00f4ng ty \u0111\u00e3 ph\u00e1t sinh tr\u01b0\u1edbc ng\u00e0y ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean. <\/span><\/p>\n

6. Sau khi ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean h\u1ee3p danh, n\u1ebfu t\u00ean c\u1ee7a th\u00e0nh vi\u00ean \u0111\u00f3 \u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng th\u00e0nh m\u1ed9t ph\u1ea7n ho\u1eb7c to\u00e0n b\u1ed9 t\u00ean c\u00f4ng ty th\u00ec ng\u01b0\u1eddi \u0111\u00f3 ho\u1eb7c ng\u01b0\u1eddi th\u1eeba k\u1ebf, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a h\u1ecd c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u c\u00f4ng ty ch\u1ea5m d\u1ee9t vi\u1ec7c s\u1eed d\u1ee5ng t\u00ean \u0111\u00f3.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 186. Ti\u1ebfp nh\u1eadn th\u00e0nh vi\u00ean m\u1edbi<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u00f3 th\u1ec3 ti\u1ebfp nh\u1eadn th\u00eam th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n; vi\u1ec7c ti\u1ebfp nh\u1eadn th\u00e0nh vi\u00ean m\u1edbi c\u1ee7a c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ch\u1ea5p thu\u1eadn.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean h\u1ee3p danh ho\u1eb7c th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n ph\u1ea3i n\u1ed9p \u0111\u1ee7 s\u1ed1 v\u1ed1n cam k\u1ebft g\u00f3p v\u00e0o c\u00f4ng ty trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean quy\u1ebft \u0111\u1ecbnh th\u1eddi h\u1ea1n kh\u00e1c.<\/span><\/p>\n

3. Th\u00e0nh vi\u00ean h\u1ee3p danh m\u1edbi ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p th\u00e0nh vi\u00ean \u0111\u00f3 v\u00e0 c\u00e1c th\u00e0nh vi\u00ean c\u00f2n l\u1ea1i c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 187. Quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n<\/span><\/b><\/p>\n

1. Th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n c\u00f3 quy\u1ec1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Tham gia h\u1ecdp, th\u1ea3o lu\u1eadn v\u00e0 bi\u1ec3u quy\u1ebft t\u1ea1i H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean v\u1ec1 vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, s\u1eeda \u0111\u1ed5i, b\u1ed5 sung c\u00e1c quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n, v\u1ec1 t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 c\u00f4ng ty v\u00e0 n\u1ed9i dung kh\u00e1c c\u1ee7a \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty c\u00f3 li\u00ean quan tr\u1ef1c ti\u1ebfp \u0111\u1ebfn quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a h\u1ecd;<\/span><\/p>\n

b) \u0110\u01b0\u1ee3c chia l\u1ee3i nhu\u1eadn h\u1eb1ng n\u0103m t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p trong v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) \u0110\u01b0\u1ee3c cung c\u1ea5p b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty; c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean h\u1ee3p danh cung c\u1ea5p \u0111\u1ea7y \u0111\u1ee7 v\u00e0 trung th\u1ef1c th\u00f4ng tin v\u1ec1 t\u00ecnh h\u00ecnh v\u00e0 k\u1ebft qu\u1ea3 kinh doanh c\u1ee7a c\u00f4ng ty; xem x\u00e9t s\u1ed5 k\u1ebf to\u00e1n, bi\u00ean b\u1ea3n, h\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch, h\u1ed3 s\u01a1 v\u00e0 t\u00e0i li\u1ec7u kh\u00e1c c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

d) Chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh t\u1ea1i c\u00f4ng ty cho ng\u01b0\u1eddi kh\u00e1c;<\/span><\/p>\n

\u0111) Nh\u00e2n danh c\u00e1 nh\u00e2n ho\u1eb7c nh\u00e2n danh ng\u01b0\u1eddi kh\u00e1c ti\u1ebfn h\u00e0nh kinh doanh ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

e) \u0110\u1ecbnh \u0111o\u1ea1t ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a m\u00ecnh b\u1eb1ng c\u00e1ch \u0111\u1ec3 th\u1eeba k\u1ebf, t\u1eb7ng cho, th\u1ebf ch\u1ea5p, c\u1ea7m c\u1ed1 v\u00e0 c\u00e1c h\u00ecnh th\u1ee9c kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty; tr\u01b0\u1eddng h\u1ee3p ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf thay th\u1ebf th\u00e0nh vi\u00ean \u0111\u00e3 ch\u1ebft tr\u1edf th\u00e0nh th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

g) \u0110\u01b0\u1ee3c chia m\u1ed9t ph\u1ea7n gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n c\u00f2n l\u1ea1i c\u1ee7a c\u00f4ng ty t\u01b0\u01a1ng \u1ee9ng v\u1edbi t\u1ef7 l\u1ec7 ph\u1ea7n v\u1ed1n g\u00f3p trong v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty khi c\u00f4ng ty gi\u1ea3i th\u1ec3 ho\u1eb7c ph\u00e1 s\u1ea3n;<\/span><\/p>\n

h) Quy\u1ec1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n c\u00f3 ngh\u0129a v\u1ee5 sau \u0111\u00e2y:<\/span><\/p>\n

a) Ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty trong ph\u1ea1m vi s\u1ed1 v\u1ed1n \u0111\u00e3 cam k\u1ebft g\u00f3p;<\/span><\/p>\n

b) Kh\u00f4ng \u0111\u01b0\u1ee3c tham gia qu\u1ea3n l\u00fd c\u00f4ng ty, kh\u00f4ng \u0111\u01b0\u1ee3c ti\u1ebfn h\u00e0nh c\u00f4ng vi\u1ec7c kinh doanh nh\u00e2n danh c\u00f4ng ty;<\/span><\/p>\n

c) Tu\u00e2n th\u1ee7 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty, ngh\u1ecb quy\u1ebft v\u00e0 quy\u1ebft \u0111\u1ecbnh c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean;<\/span><\/p>\n

d) Ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng VII<\/span><\/b><\/p>\n

<\/a>DOANH NGHI\u1ec6P T\u01af NH\u00c2N<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 188. Doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p t\u01b0 nh\u00e2n l\u00e0 doanh nghi\u1ec7p do m\u1ed9t c\u00e1 nh\u00e2n l\u00e0m ch\u1ee7 v\u00e0 t\u1ef1 ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh v\u1ec1 m\u1ecdi ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

2. Doanh nghi\u1ec7p t\u01b0 nh\u00e2n kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh b\u1ea5t k\u1ef3 lo\u1ea1i ch\u1ee9ng kho\u00e1n n\u00e0o.<\/span><\/p>\n

3. M\u1ed7i c\u00e1 nh\u00e2n ch\u1ec9 \u0111\u01b0\u1ee3c quy\u1ec1n th\u00e0nh l\u1eadp m\u1ed9t doanh nghi\u1ec7p t\u01b0 nh\u00e2n. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ed3ng th\u1eddi l\u00e0 ch\u1ee7 h\u1ed9 kinh doanh, th\u00e0nh vi\u00ean h\u1ee3p danh c\u1ee7a c\u00f4ng ty h\u1ee3p danh.<\/span><\/p>\n

4. Doanh nghi\u1ec7p t\u01b0 nh\u00e2n kh\u00f4ng \u0111\u01b0\u1ee3c quy\u1ec1n g\u00f3p v\u1ed1n th\u00e0nh l\u1eadp ho\u1eb7c mua c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p trong c\u00f4ng ty h\u1ee3p danh, c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n ho\u1eb7c c\u00f4ng ty c\u1ed5 ph\u1ea7n.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 189. V\u1ed1n \u0111\u1ea7u t\u01b0 c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n

1. V\u1ed1n \u0111\u1ea7u t\u01b0 c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n do ch\u1ee7 doanh nghi\u1ec7p t\u1ef1 \u0111\u0103ng k\u00fd. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 ngh\u0129a v\u1ee5 \u0111\u0103ng k\u00fd ch\u00ednh x\u00e1c t\u1ed5ng s\u1ed1 v\u1ed1n \u0111\u1ea7u t\u01b0, trong \u0111\u00f3 n\u00eau r\u00f5 s\u1ed1 v\u1ed1n b\u1eb1ng \u0110\u1ed3ng Vi\u1ec7t Nam, ngo\u1ea1i t\u1ec7 t\u1ef1 do chuy\u1ec3n \u0111\u1ed5i, v\u00e0ng v\u00e0 t\u00e0i s\u1ea3n kh\u00e1c; \u0111\u1ed1i v\u1edbi v\u1ed1n b\u1eb1ng t\u00e0i s\u1ea3n kh\u00e1c c\u00f2n ph\u1ea3i ghi r\u00f5 lo\u1ea1i t\u00e0i s\u1ea3n, s\u1ed1 l\u01b0\u1ee3ng v\u00e0 gi\u00e1 tr\u1ecb c\u00f2n l\u1ea1i c\u1ee7a m\u1ed7i lo\u1ea1i t\u00e0i s\u1ea3n.<\/span><\/p>\n

2. To\u00e0n b\u1ed9 v\u1ed1n v\u00e0 t\u00e0i s\u1ea3n k\u1ec3 c\u1ea3 v\u1ed1n vay v\u00e0 t\u00e0i s\u1ea3n thu\u00ea \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng v\u00e0o ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p ph\u1ea3i \u0111\u01b0\u1ee3c ghi ch\u00e9p \u0111\u1ea7y \u0111\u1ee7 v\u00e0o s\u1ed5 k\u1ebf to\u00e1n v\u00e0 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

3. Trong qu\u00e1 tr\u00ecnh ho\u1ea1t \u0111\u1ed9ng, ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 quy\u1ec1n t\u0103ng ho\u1eb7c gi\u1ea3m v\u1ed1n \u0111\u1ea7u t\u01b0 c\u1ee7a m\u00ecnh v\u00e0o ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p. Vi\u1ec7c t\u0103ng ho\u1eb7c gi\u1ea3m v\u1ed1n \u0111\u1ea7u t\u01b0 c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n ph\u1ea3i \u0111\u01b0\u1ee3c ghi ch\u00e9p \u0111\u1ea7y \u0111\u1ee7 v\u00e0o s\u1ed5 k\u1ebf to\u00e1n. Tr\u01b0\u1eddng h\u1ee3p gi\u1ea3m v\u1ed1n \u0111\u1ea7u t\u01b0 xu\u1ed1ng th\u1ea5p h\u01a1n v\u1ed1n \u0111\u1ea7u t\u01b0 \u0111\u00e3 \u0111\u0103ng k\u00fd th\u00ec ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n ch\u1ec9 \u0111\u01b0\u1ee3c gi\u1ea3m v\u1ed1n sau khi \u0111\u00e3 \u0111\u0103ng k\u00fd v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 190. Qu\u1ea3n l\u00fd doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n

1. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 to\u00e0n quy\u1ec1n quy\u1ebft \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi t\u1ea5t c\u1ea3 ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n, vi\u1ec7c s\u1eed d\u1ee5ng l\u1ee3i nhu\u1eadn sau khi \u0111\u00e3 n\u1ed9p thu\u1ebf v\u00e0 th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

2. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 th\u1ec3 tr\u1ef1c ti\u1ebfp ho\u1eb7c thu\u00ea ng\u01b0\u1eddi kh\u00e1c l\u00e0m Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c \u0111\u1ec3 qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh ho\u1ea1t \u0111\u1ed9ng kinh doanh; tr\u01b0\u1eddng h\u1ee3p n\u00e0y, ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u1eabn ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 m\u1ecdi ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n

3. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n l\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt, \u0111\u1ea1i di\u1ec7n cho doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u1edbi t\u01b0 c\u00e1ch ng\u01b0\u1eddi y\u00eau c\u1ea7u gi\u1ea3i quy\u1ebft vi\u1ec7c d\u00e2n s\u1ef1, nguy\u00ean \u0111\u01a1n, b\u1ecb \u0111\u01a1n, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i, ngh\u0129a v\u1ee5 li\u00ean quan tr\u01b0\u1edbc Tr\u1ecdng t\u00e0i, T\u00f2a \u00e1n, \u0111\u1ea1i di\u1ec7n cho doanh nghi\u1ec7p t\u01b0 nh\u00e2n th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 191. Cho thu\u00ea doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n

Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 quy\u1ec1n cho thu\u00ea to\u00e0n b\u1ed9 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u1ee7a m\u00ecnh nh\u01b0ng ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n k\u00e8m theo b\u1ea3n sao h\u1ee3p \u0111\u1ed3ng cho thu\u00ea c\u00f3 c\u00f4ng ch\u1ee9ng \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh, c\u01a1 quan thu\u1ebf trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y h\u1ee3p \u0111\u1ed3ng cho thu\u00ea c\u00f3 hi\u1ec7u l\u1ef1c. Trong th\u1eddi h\u1ea1n cho thu\u00ea, ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u1eabn ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1edbi t\u01b0 c\u00e1ch l\u00e0 ch\u1ee7 s\u1edf h\u1eefu doanh nghi\u1ec7p t\u01b0 nh\u00e2n. Quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu v\u00e0 ng\u01b0\u1eddi thu\u00ea \u0111\u1ed1i v\u1edbi ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong h\u1ee3p \u0111\u1ed3ng cho thu\u00ea.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 192. B\u00e1n doanh nghi\u1ec7p t\u01b0 nh\u00e2n<\/span><\/b><\/p>\n

1. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 quy\u1ec1n b\u00e1n doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u1ee7a m\u00ecnh cho c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c.<\/span><\/p>\n

2. Sau khi b\u00e1n doanh nghi\u1ec7p t\u01b0 nh\u00e2n, ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n v\u1eabn ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n ph\u00e1t sinh trong th\u1eddi gian tr\u01b0\u1edbc ng\u00e0y chuy\u1ec3n giao doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, ng\u01b0\u1eddi mua v\u00e0 ch\u1ee7 n\u1ee3 c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c.<\/span><\/p>\n

3. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, ng\u01b0\u1eddi mua doanh nghi\u1ec7p t\u01b0 nh\u00e2n ph\u1ea3i tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 lao \u0111\u1ed9ng.<\/span><\/p>\n

4. Ng\u01b0\u1eddi mua doanh nghi\u1ec7p t\u01b0 nh\u00e2n ph\u1ea3i \u0111\u0103ng k\u00fd thay \u0111\u1ed5i ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 193. Th\u1ef1c hi\u1ec7n quy\u1ec1n c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n trong m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p \u0111\u1eb7c bi\u1ec7t<\/span><\/b><\/p>\n

1. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n b\u1ecb t\u1ea1m giam, \u0111ang ch\u1ea5p h\u00e0nh h\u00ecnh ph\u1ea1t t\u00f9, \u0111ang ch\u1ea5p h\u00e0nh bi\u1ec7n ph\u00e1p x\u1eed l\u00fd h\u00e0nh ch\u00ednh t\u1ea1i c\u01a1 s\u1edf cai nghi\u1ec7n b\u1eaft bu\u1ed9c, c\u01a1 s\u1edf gi\u00e1o d\u1ee5c b\u1eaft bu\u1ed9c th\u00ec \u1ee7y quy\u1ec1n cho ng\u01b0\u1eddi kh\u00e1c th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n ch\u1ebft th\u00ec ng\u01b0\u1eddi th\u1eeba k\u1ebf ho\u1eb7c m\u1ed9t trong nh\u1eefng ng\u01b0\u1eddi th\u1eeba k\u1ebf theo di ch\u00fac ho\u1eb7c theo ph\u00e1p lu\u1eadt l\u00e0 ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n theo th\u1ecfa thu\u1eadn gi\u1eefa nh\u1eefng ng\u01b0\u1eddi th\u1eeba k\u1ebf. Tr\u01b0\u1eddng h\u1ee3p nh\u1eefng ng\u01b0\u1eddi th\u1eeba k\u1ebf kh\u00f4ng th\u1ecfa thu\u1eadn \u0111\u01b0\u1ee3c th\u00ec \u0111\u0103ng k\u00fd chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty ho\u1eb7c gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u00f3.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n ch\u1ebft m\u00e0 kh\u00f4ng c\u00f3 ng\u01b0\u1eddi th\u1eeba k\u1ebf, ng\u01b0\u1eddi th\u1eeba k\u1ebf t\u1eeb ch\u1ed1i nh\u1eadn th\u1eeba k\u1ebf ho\u1eb7c b\u1ecb tru\u1ea5t quy\u1ec1n th\u1eeba k\u1ebf th\u00ec t\u00e0i s\u1ea3n c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u01b0\u1ee3c x\u1eed l\u00fd theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 d\u00e2n s\u1ef1.<\/span><\/p>\n

4. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n b\u1ecb h\u1ea1n ch\u1ebf ho\u1eb7c m\u1ea5t n\u0103ng l\u1ef1c h\u00e0nh vi d\u00e2n s\u1ef1, c\u00f3 kh\u00f3 kh\u0103n trong nh\u1eadn th\u1ee9c, l\u00e0m ch\u1ee7 h\u00e0nh vi th\u00ec quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n b\u1ecb T\u00f2a \u00e1n c\u1ea5m h\u00e0nh ngh\u1ec1 ho\u1eb7c l\u00e0m c\u00f4ng vi\u1ec7c nh\u1ea5t \u0111\u1ecbnh thu\u1ed9c ph\u1ea1m vi ng\u00e0nh, ngh\u1ec1 kinh doanh c\u1ee7a doanh nghi\u1ec7p th\u00ec ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n t\u1ea1m ng\u1eebng, ch\u1ea5m d\u1ee9t kinh doanh ng\u00e0nh, ngh\u1ec1 c\u00f3 li\u00ean quan theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng doanh nghi\u1ec7p t\u01b0 nh\u00e2n cho c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c kh\u00e1c.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng VIII<\/span><\/b><\/p>\n

<\/a>NH\u00d3M C\u00d4NG TY<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 194. T\u1eadp \u0111o\u00e0n kinh t\u1ebf, t\u1ed5ng c\u00f4ng ty<\/span><\/b><\/p>\n

1. T\u1eadp \u0111o\u00e0n kinh t\u1ebf, t\u1ed5ng c\u00f4ng ty thu\u1ed9c c\u00e1c th\u00e0nh ph\u1ea7n kinh t\u1ebf l\u00e0 nh\u00f3m c\u00f4ng ty c\u00f3 m\u1ed1i quan h\u1ec7 v\u1edbi nhau th\u00f4ng qua s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p ho\u1eb7c li\u00ean k\u1ebft kh\u00e1c. T\u1eadp \u0111o\u00e0n kinh t\u1ebf, t\u1ed5ng c\u00f4ng ty kh\u00f4ng ph\u1ea3i l\u00e0 m\u1ed9t lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p, kh\u00f4ng c\u00f3 t\u01b0 c\u00e1ch ph\u00e1p nh\u00e2n, kh\u00f4ng ph\u1ea3i \u0111\u0103ng k\u00fd th\u00e0nh l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

2. T\u1eadp \u0111o\u00e0n kinh t\u1ebf, t\u1ed5ng c\u00f4ng ty c\u00f3 c\u00f4ng ty m\u1eb9, c\u00f4ng ty con v\u00e0 c\u00e1c c\u00f4ng ty th\u00e0nh vi\u00ean kh\u00e1c. C\u00f4ng ty m\u1eb9, c\u00f4ng ty con v\u00e0 m\u1ed7i c\u00f4ng ty th\u00e0nh vi\u00ean trong t\u1eadp \u0111o\u00e0n kinh t\u1ebf, t\u1ed5ng c\u00f4ng ty c\u00f3 quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p \u0111\u1ed9c l\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 195. C\u00f4ng ty m\u1eb9, c\u00f4ng ty con<\/span><\/b><\/p>\n

1. M\u1ed9t c\u00f4ng ty \u0111\u01b0\u1ee3c coi l\u00e0 c\u00f4ng ty m\u1eb9 c\u1ee7a c\u00f4ng ty kh\u00e1c n\u1ebfu thu\u1ed9c m\u1ed9t trong c\u00e1c tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) S\u1edf h\u1eefu tr\u00ean 50% v\u1ed1n \u0111i\u1ec1u l\u1ec7 ho\u1eb7c t\u1ed5ng s\u1ed1 c\u1ed5 ph\u1ea7n ph\u1ed5 th\u00f4ng c\u1ee7a c\u00f4ng ty \u0111\u00f3;<\/span><\/p>\n

b) C\u00f3 quy\u1ec1n tr\u1ef1c ti\u1ebfp ho\u1eb7c gi\u00e1n ti\u1ebfp quy\u1ebft \u0111\u1ecbnh b\u1ed5 nhi\u1ec7m \u0111a s\u1ed1 ho\u1eb7c t\u1ea5t c\u1ea3 th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u1ee7a c\u00f4ng ty \u0111\u00f3;<\/span><\/p>\n

c) C\u00f3 quy\u1ec1n quy\u1ebft \u0111\u1ecbnh vi\u1ec7c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung \u0110i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty \u0111\u00f3.<\/span><\/p>\n

2. C\u00f4ng ty con kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ea7u t\u01b0 mua c\u1ed5 ph\u1ea7n, g\u00f3p v\u1ed1n v\u00e0o c\u00f4ng ty m\u1eb9. C\u00e1c c\u00f4ng ty con c\u1ee7a c\u00f9ng m\u1ed9t c\u00f4ng ty m\u1eb9 kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ed3ng th\u1eddi c\u00f9ng g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n \u0111\u1ec3 s\u1edf h\u1eefu ch\u00e9o l\u1eabn nhau.<\/span><\/p>\n

<\/a>3. C\u00e1c c\u00f4ng ty con c\u00f3 c\u00f9ng m\u1ed9t c\u00f4ng ty m\u1eb9 l\u00e0 doanh nghi\u1ec7p c\u00f3 s\u1edf h\u1eefu \u00edt nh\u1ea5t 65% v\u1ed1n nh\u00e0 n\u01b0\u1edbc kh\u00f4ng \u0111\u01b0\u1ee3c c\u00f9ng nhau g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n c\u1ee7a doanh nghi\u1ec7p kh\u00e1c ho\u1eb7c \u0111\u1ec3 th\u00e0nh l\u1eadp doanh nghi\u1ec7p m\u1edbi theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y.<\/span><\/p>\n

4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft kho\u1ea3n 2 v\u00e0 kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 196. Quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 tr\u00e1ch nhi\u1ec7m c\u1ee7a c\u00f4ng ty m\u1eb9 \u0111\u1ed1i v\u1edbi c\u00f4ng ty con<\/span><\/b><\/p>\n

1. T\u00f9y thu\u1ed9c v\u00e0o lo\u1ea1i h\u00ecnh ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty con, c\u00f4ng ty m\u1eb9 th\u1ef1c hi\u1ec7n quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 c\u1ee7a m\u00ecnh v\u1edbi t\u01b0 c\u00e1ch l\u00e0 th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu ho\u1eb7c c\u1ed5 \u0111\u00f4ng trong quan h\u1ec7 v\u1edbi c\u00f4ng ty con theo quy \u0111\u1ecbnh t\u01b0\u01a1ng \u1ee9ng c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. H\u1ee3p \u0111\u1ed3ng, giao d\u1ecbch v\u00e0 quan h\u1ec7 kh\u00e1c gi\u1eefa c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con \u0111\u1ec1u ph\u1ea3i \u0111\u01b0\u1ee3c thi\u1ebft l\u1eadp v\u00e0 th\u1ef1c hi\u1ec7n \u0111\u1ed9c l\u1eadp, b\u00ecnh \u0111\u1eb3ng theo \u0111i\u1ec1u ki\u1ec7n \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi ch\u1ee7 th\u1ec3 ph\u00e1p l\u00fd \u0111\u1ed9c l\u1eadp.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty m\u1eb9 can thi\u1ec7p ngo\u00e0i th\u1ea9m quy\u1ec1n c\u1ee7a ch\u1ee7 s\u1edf h\u1eefu, th\u00e0nh vi\u00ean ho\u1eb7c c\u1ed5 \u0111\u00f4ng v\u00e0 bu\u1ed9c c\u00f4ng ty con ph\u1ea3i th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng kinh doanh tr\u00e1i v\u1edbi th\u00f4ng l\u1ec7 kinh doanh b\u00ecnh th\u01b0\u1eddng ho\u1eb7c th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng kh\u00f4ng sinh l\u1ee3i m\u00e0 kh\u00f4ng \u0111\u1ec1n b\u00f9 h\u1ee3p l\u00fd trong n\u0103m t\u00e0i ch\u00ednh c\u00f3 li\u00ean quan, g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty con th\u00ec c\u00f4ng ty m\u1eb9 ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i \u0111\u00f3.<\/span><\/p>\n

4. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty m\u1eb9 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 vi\u1ec7c can thi\u1ec7p bu\u1ed9c c\u00f4ng ty con th\u1ef1c hi\u1ec7n ho\u1ea1t \u0111\u1ed9ng kinh doanh theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y ph\u1ea3i li\u00ean \u0111\u1edbi c\u00f9ng c\u00f4ng ty m\u1eb9 ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 thi\u1ec7t h\u1ea1i \u0111\u00f3.<\/span><\/p>\n

5. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty m\u1eb9 kh\u00f4ng \u0111\u1ec1n b\u00f9 cho c\u00f4ng ty con theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y th\u00ec ch\u1ee7 n\u1ee3 ho\u1eb7c th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u00f3 s\u1edf h\u1eefu \u00edt nh\u1ea5t 01% v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00f4ng ty con c\u00f3 quy\u1ec1n nh\u00e2n danh ch\u00ednh m\u00ecnh ho\u1eb7c nh\u00e2n danh c\u00f4ng ty con y\u00eau c\u1ea7u c\u00f4ng ty m\u1eb9 \u0111\u1ec1n b\u00f9 thi\u1ec7t h\u1ea1i cho c\u00f4ng ty con.<\/span><\/p>\n

6. Tr\u01b0\u1eddng h\u1ee3p ho\u1ea1t \u0111\u1ed9ng kinh doanh theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y do c\u00f4ng ty con th\u1ef1c hi\u1ec7n \u0111em l\u1ea1i l\u1ee3i \u00edch cho c\u00f4ng ty con kh\u00e1c c\u1ee7a c\u00f9ng m\u1ed9t c\u00f4ng ty m\u1eb9 th\u00ec c\u00f4ng ty con \u0111\u01b0\u1ee3c h\u01b0\u1edfng l\u1ee3i ph\u1ea3i li\u00ean \u0111\u1edbi c\u00f9ng c\u00f4ng ty m\u1eb9 ho\u00e0n tr\u1ea3 kho\u1ea3n l\u1ee3i \u0111\u01b0\u1ee3c h\u01b0\u1edfng cho c\u00f4ng ty con b\u1ecb thi\u1ec7t h\u1ea1i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 197. B\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty m\u1eb9, c\u00f4ng ty con<\/span><\/b><\/p>\n

1. V\u00e0o th\u1eddi \u0111i\u1ec3m k\u1ebft th\u00fac n\u0103m t\u00e0i ch\u00ednh, ngo\u00e0i b\u00e1o c\u00e1o v\u00e0 t\u00e0i li\u1ec7u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, c\u00f4ng ty m\u1eb9 c\u00f2n ph\u1ea3i l\u1eadp c\u00e1c b\u00e1o c\u00e1o sau \u0111\u00e2y:<\/span><\/p>\n

a) B\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t c\u1ee7a c\u00f4ng ty m\u1eb9 theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 k\u1ebf to\u00e1n;<\/span><\/p>\n

b) B\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p k\u1ebft qu\u1ea3 kinh doanh h\u1eb1ng n\u0103m c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con; <\/span><\/p>\n

c) B\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd, \u0111i\u1ec1u h\u00e0nh c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con.<\/span><\/p>\n

2. Khi c\u00f3 y\u00eau c\u1ea7u c\u1ee7a ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty m\u1eb9, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a c\u00f4ng ty con ph\u1ea3i cung c\u1ea5p b\u00e1o c\u00e1o, t\u00e0i li\u1ec7u v\u00e0 th\u00f4ng tin c\u1ea7n thi\u1ebft theo quy \u0111\u1ecbnh \u0111\u1ec3 l\u1eadp b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t v\u00e0 b\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con.<\/span><\/p>\n

3. Ng\u01b0\u1eddi ch\u1ecbu tr\u00e1ch nhi\u1ec7m l\u1eadp b\u00e1o c\u00e1o c\u1ee7a c\u00f4ng ty m\u1eb9 s\u1eed d\u1ee5ng b\u00e1o c\u00e1o quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y \u0111\u1ec3 l\u1eadp b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t v\u00e0 b\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con n\u1ebfu kh\u00f4ng c\u00f3 nghi ng\u1edd v\u1ec1 vi\u1ec7c b\u00e1o c\u00e1o do c\u00f4ng ty con l\u1eadp v\u00e0 \u0111\u1ec7 tr\u00ecnh c\u00f3 th\u00f4ng tin sai l\u1ec7ch, kh\u00f4ng ch\u00ednh x\u00e1c ho\u1eb7c gi\u1ea3 m\u1ea1o.<\/span><\/p>\n

4. Ng\u01b0\u1eddi ch\u1ecbu tr\u00e1ch nhi\u1ec7m l\u1eadp b\u00e1o c\u00e1o quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ch\u01b0a \u0111\u01b0\u1ee3c l\u1eadp v\u00e0 \u0111\u1ec7 tr\u00ecnh c\u00e1c b\u00e1o c\u00e1o \u0111\u00f3 n\u1ebfu ch\u01b0a nh\u1eadn \u0111\u01b0\u1ee3c \u0111\u1ea7y \u0111\u1ee7 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a c\u00f4ng ty con. Trong tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty m\u1eb9 \u0111\u00e3 \u00e1p d\u1ee5ng c\u00e1c bi\u1ec7n ph\u00e1p c\u1ea7n thi\u1ebft trong ph\u1ea1m vi th\u1ea9m quy\u1ec1n m\u00e0 v\u1eabn kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c b\u00e1o c\u00e1o, t\u00e0i li\u1ec7u v\u00e0 th\u00f4ng tin c\u1ea7n thi\u1ebft theo quy \u0111\u1ecbnh t\u1eeb c\u00f4ng ty con th\u00ec ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty m\u1eb9 v\u1eabn l\u1eadp v\u00e0 tr\u00ecnh b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t, b\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p c\u1ee7a c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con. B\u00e1o c\u00e1o c\u00f3 th\u1ec3 g\u1ed3m ho\u1eb7c kh\u00f4ng g\u1ed3m th\u00f4ng tin t\u1eeb c\u00f4ng ty con \u0111\u00f3, nh\u01b0ng ph\u1ea3i c\u00f3 gi\u1ea3i tr\u00ecnh c\u1ea7n thi\u1ebft \u0111\u1ec3 tr\u00e1nh hi\u1ec3u nh\u1ea7m ho\u1eb7c hi\u1ec3u sai l\u1ec7ch.<\/span><\/p>\n

5. B\u00e1o c\u00e1o, t\u00e0i li\u1ec7u quy\u1ebft to\u00e1n t\u00e0i ch\u00ednh h\u1eb1ng n\u0103m, b\u00e1o c\u00e1o t\u00e0i ch\u00ednh h\u1ee3p nh\u1ea5t, b\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p c\u1ee7a c\u00f4ng ty m\u1eb9, c\u00f4ng ty con ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty m\u1eb9. B\u1ea3n sao c\u1ee7a b\u00e1o c\u00e1o, t\u00e0i li\u1ec7u quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c l\u01b0u gi\u1eef t\u1ea1i chi nh\u00e1nh c\u1ee7a c\u00f4ng ty m\u1eb9 t\u1ea1i Vi\u1ec7t Nam.<\/span><\/p>\n

6. Ngo\u00e0i b\u00e1o c\u00e1o, t\u00e0i li\u1ec7u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt, c\u00f4ng ty con c\u00f2n ph\u1ea3i l\u1eadp b\u00e1o c\u00e1o t\u1ed5ng h\u1ee3p v\u1ec1 mua, b\u00e1n v\u00e0 giao d\u1ecbch kh\u00e1c v\u1edbi c\u00f4ng ty m\u1eb9.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng IX<\/span><\/b><\/p>\n

<\/a>T\u1ed4 CH\u1ee8C L\u1ea0I, GI\u1ea2I TH\u1ec2 V\u00c0 PH\u00c1 S\u1ea2N DOANH NGHI\u1ec6P<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 198. Chia c\u00f4ng ty<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 chia c\u00e1c t\u00e0i s\u1ea3n, quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty hi\u1ec7n c\u00f3 (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty b\u1ecb chia) \u0111\u1ec3 th\u00e0nh l\u1eadp hai ho\u1eb7c nhi\u1ec1u c\u00f4ng ty m\u1edbi.<\/span><\/p>\n

2. Th\u1ee7 t\u1ee5c chia c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

a) H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty b\u1ecb chia th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh chia c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh chia c\u00f4ng ty ph\u1ea3i g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau: t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty b\u1ecb chia, t\u00ean c\u00e1c c\u00f4ng ty s\u1ebd th\u00e0nh l\u1eadp; nguy\u00ean t\u1eafc, c\u00e1ch th\u1ee9c v\u00e0 th\u1ee7 t\u1ee5c chia t\u00e0i s\u1ea3n c\u00f4ng ty; ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng lao \u0111\u1ed9ng; c\u00e1ch th\u1ee9c ph\u00e2n chia, th\u1eddi h\u1ea1n v\u00e0 th\u1ee7 t\u1ee5c chuy\u1ec3n \u0111\u1ed5i ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty b\u1ecb chia sang c\u00e1c c\u00f4ng ty m\u1edbi th\u00e0nh l\u1eadp; nguy\u00ean t\u1eafc gi\u1ea3i quy\u1ebft ngh\u0129a v\u1ee5 c\u1ee7a c\u00f4ng ty b\u1ecb chia; th\u1eddi h\u1ea1n th\u1ef1c hi\u1ec7n chia c\u00f4ng ty. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh chia c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn t\u1ea5t c\u1ea3 ch\u1ee7 n\u1ee3 v\u00e0 th\u00f4ng b\u00e1o cho ng\u01b0\u1eddi lao \u0111\u1ed9ng bi\u1ebft trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ra quy\u1ebft \u0111\u1ecbnh ho\u1eb7c th\u00f4ng qua ngh\u1ecb quy\u1ebft;<\/span><\/p>\n

b) Th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty m\u1edbi \u0111\u01b0\u1ee3c th\u00e0nh l\u1eadp th\u00f4ng qua \u0110i\u1ec1u l\u1ec7, b\u1ea7u ho\u1eb7c b\u1ed5 nhi\u1ec7m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ti\u1ebfn h\u00e0nh \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. Trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p \u0111\u1ed1i v\u1edbi c\u00f4ng ty m\u1edbi ph\u1ea3i k\u00e8m theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh chia c\u00f4ng ty quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y.<\/span><\/p>\n

3. S\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng v\u00e0 s\u1ed1 l\u01b0\u1ee3ng, t\u1ef7 l\u1ec7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n, ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng v\u00e0 v\u1ed1n \u0111i\u1ec1u l\u1ec7 c\u1ee7a c\u00e1c c\u00f4ng ty m\u1edbi s\u1ebd \u0111\u01b0\u1ee3c ghi t\u01b0\u01a1ng \u1ee9ng v\u1edbi c\u00e1ch th\u1ee9c ph\u00e2n chia, chuy\u1ec3n \u0111\u1ed5i ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u1ecb chia sang c\u00e1c c\u00f4ng ty m\u1edbi theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh chia c\u00f4ng ty.<\/span><\/p>\n

<\/a>4. C\u00f4ng ty b\u1ecb chia ch\u1ea5m d\u1ee9t t\u1ed3n t\u1ea1i sau khi c\u00e1c c\u00f4ng ty m\u1edbi \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. C\u00e1c c\u00f4ng ty m\u1edbi ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 ngh\u0129a v\u1ee5, c\u00e1c kho\u1ea3n n\u1ee3 ch\u01b0a thanh to\u00e1n, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty b\u1ecb chia ho\u1eb7c th\u1ecfa thu\u1eadn v\u1edbi ch\u1ee7 n\u1ee3, kh\u00e1ch h\u00e0ng v\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng \u0111\u1ec3 m\u1ed9t trong s\u1ed1 c\u00e1c c\u00f4ng ty \u0111\u00f3 th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 n\u00e0y. C\u00e1c c\u00f4ng ty m\u1edbi \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p \u0111\u01b0\u1ee3c ph\u00e2n chia theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh chia c\u00f4ng ty.<\/span><\/p>\n

5. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty b\u1ecb chia trong C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p khi c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p cho c\u00e1c c\u00f4ng ty m\u1edbi. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty m\u1edbi c\u00f3 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh ngo\u00e0i t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c Trung \u01b0\u01a1ng n\u01a1i c\u00f4ng ty b\u1ecb chia c\u00f3 tr\u1ee5 s\u1edf ch\u00ednh th\u00ec C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty m\u1edbi ph\u1ea3i th\u00f4ng b\u00e1o vi\u1ec7c \u0111\u0103ng k\u00fd doanh nghi\u1ec7p \u0111\u1ed1i v\u1edbi c\u00f4ng ty m\u1edbi cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty b\u1ecb chia \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ec3 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty b\u1ecb chia tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 199. T\u00e1ch c\u00f4ng ty<\/span><\/b><\/p>\n

1. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 t\u00e1ch b\u1eb1ng c\u00e1ch chuy\u1ec3n m\u1ed9t ph\u1ea7n t\u00e0i s\u1ea3n, quy\u1ec1n, ngh\u0129a v\u1ee5, th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty hi\u1ec7n c\u00f3 (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty b\u1ecb t\u00e1ch) \u0111\u1ec3 th\u00e0nh l\u1eadp m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n m\u1edbi (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch) m\u00e0 kh\u00f4ng ch\u1ea5m d\u1ee9t t\u1ed3n t\u1ea1i c\u1ee7a c\u00f4ng ty b\u1ecb t\u00e1ch.<\/span><\/p>\n

2. C\u00f4ng ty b\u1ecb t\u00e1ch ph\u1ea3i \u0111\u0103ng k\u00fd thay \u0111\u1ed5i v\u1ed1n \u0111i\u1ec1u l\u1ec7, s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng t\u01b0\u01a1ng \u1ee9ng v\u1edbi ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng gi\u1ea3m xu\u1ed1ng (n\u1ebfu c\u00f3); \u0111\u1ed3ng th\u1eddi \u0111\u0103ng k\u00fd doanh nghi\u1ec7p \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch.<\/span><\/p>\n

3. Th\u1ee7 t\u1ee5c t\u00e1ch c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n v\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

a) H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty b\u1ecb t\u00e1ch th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh t\u00e1ch c\u00f4ng ty theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh t\u00e1ch c\u00f4ng ty ph\u1ea3i g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau: t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty b\u1ecb t\u00e1ch; t\u00ean c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch s\u1ebd th\u00e0nh l\u1eadp; ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng lao \u0111\u1ed9ng; c\u00e1ch th\u1ee9c t\u00e1ch c\u00f4ng ty; gi\u00e1 tr\u1ecb t\u00e0i s\u1ea3n, quy\u1ec1n v\u00e0 ngh\u0129a v\u1ee5 \u0111\u01b0\u1ee3c chuy\u1ec3n t\u1eeb c\u00f4ng ty b\u1ecb t\u00e1ch sang c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch; th\u1eddi h\u1ea1n th\u1ef1c hi\u1ec7n t\u00e1ch c\u00f4ng ty. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh t\u00e1ch c\u00f4ng ty ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn t\u1ea5t c\u1ea3 ch\u1ee7 n\u1ee3 v\u00e0 th\u00f4ng b\u00e1o cho ng\u01b0\u1eddi lao \u0111\u1ed9ng bi\u1ebft trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ra quy\u1ebft \u0111\u1ecbnh ho\u1eb7c th\u00f4ng qua ngh\u1ecb quy\u1ebft;<\/span><\/p>\n

b) C\u00e1c th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch th\u00f4ng qua \u0110i\u1ec1u l\u1ec7, b\u1ea7u ho\u1eb7c b\u1ed5 nhi\u1ec7m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c v\u00e0 ti\u1ebfn h\u00e0nh \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. <\/span><\/p>\n

4. Sau khi \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u00f4ng ty b\u1ecb t\u00e1ch v\u00e0 c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch ph\u1ea3i c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c ngh\u0129a v\u1ee5, c\u00e1c kho\u1ea3n n\u1ee3 ch\u01b0a thanh to\u00e1n, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty b\u1ecb t\u00e1ch, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty b\u1ecb t\u00e1ch, c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch, ch\u1ee7 n\u1ee3, kh\u00e1ch h\u00e0ng v\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng c\u1ee7a c\u00f4ng ty b\u1ecb t\u00e1ch c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c. C\u00e1c c\u00f4ng ty \u0111\u01b0\u1ee3c t\u00e1ch \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p \u0111\u01b0\u1ee3c ph\u00e2n chia theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh t\u00e1ch c\u00f4ng ty.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 200. H\u1ee3p nh\u1ea5t c\u00f4ng ty<\/span><\/b><\/p>\n

1. Hai ho\u1eb7c m\u1ed9t s\u1ed1 c\u00f4ng ty (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t) c\u00f3 th\u1ec3 h\u1ee3p nh\u1ea5t th\u00e0nh m\u1ed9t c\u00f4ng ty m\u1edbi (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty h\u1ee3p nh\u1ea5t), \u0111\u1ed3ng th\u1eddi ch\u1ea5m d\u1ee9t t\u1ed3n t\u1ea1i c\u1ee7a c\u00e1c c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t.<\/span><\/p>\n

2. Th\u1ee7 t\u1ee5c h\u1ee3p nh\u1ea5t c\u00f4ng ty \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

a) C\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t chu\u1ea9n b\u1ecb h\u1ee3p \u0111\u1ed3ng h\u1ee3p nh\u1ea5t, d\u1ef1 th\u1ea3o \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty h\u1ee3p nh\u1ea5t. H\u1ee3p \u0111\u1ed3ng h\u1ee3p nh\u1ea5t ph\u1ea3i g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau: t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t; t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty h\u1ee3p nh\u1ea5t; th\u1ee7 t\u1ee5c v\u00e0 \u0111i\u1ec1u ki\u1ec7n h\u1ee3p nh\u1ea5t; ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng lao \u0111\u1ed9ng; th\u1eddi h\u1ea1n, th\u1ee7 t\u1ee5c v\u00e0 \u0111i\u1ec1u ki\u1ec7n chuy\u1ec3n \u0111\u1ed5i t\u00e0i s\u1ea3n, chuy\u1ec3n \u0111\u1ed5i ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t th\u00e0nh ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty h\u1ee3p nh\u1ea5t; th\u1eddi h\u1ea1n th\u1ef1c hi\u1ec7n h\u1ee3p nh\u1ea5t; <\/span><\/p>\n

b) C\u00e1c th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t th\u00f4ng qua h\u1ee3p \u0111\u1ed3ng h\u1ee3p nh\u1ea5t, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty h\u1ee3p nh\u1ea5t, b\u1ea7u ho\u1eb7c b\u1ed5 nhi\u1ec7m Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch c\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c c\u00f4ng ty h\u1ee3p nh\u1ea5t v\u00e0 ti\u1ebfn h\u00e0nh \u0111\u0103ng k\u00fd doanh nghi\u1ec7p \u0111\u1ed1i v\u1edbi c\u00f4ng ty h\u1ee3p nh\u1ea5t theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. H\u1ee3p \u0111\u1ed3ng h\u1ee3p nh\u1ea5t ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn c\u00e1c ch\u1ee7 n\u1ee3 v\u00e0 th\u00f4ng b\u00e1o cho ng\u01b0\u1eddi lao \u0111\u1ed9ng bi\u1ebft trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng qua.<\/span><\/p>\n

3. C\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t ph\u1ea3i b\u1ea3o \u0111\u1ea3m tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u1ea1nh tranh v\u1ec1 h\u1ee3p nh\u1ea5t c\u00f4ng ty.<\/span><\/p>\n

<\/a>4. Sau khi c\u00f4ng ty h\u1ee3p nh\u1ea5t \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t ch\u1ea5m d\u1ee9t t\u1ed3n t\u1ea1i; c\u00f4ng ty h\u1ee3p nh\u1ea5t \u0111\u01b0\u1ee3c h\u01b0\u1edfng quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p, ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c ngh\u0129a v\u1ee5, c\u00e1c kho\u1ea3n n\u1ee3 ch\u01b0a thanh to\u00e1n, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 c\u00e1c ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00e1c c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t. C\u00f4ng ty h\u1ee3p nh\u1ea5t \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t theo h\u1ee3p \u0111\u1ed3ng h\u1ee3p nh\u1ea5t c\u00f4ng ty.<\/span><\/p>\n

5. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p khi c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p cho c\u00f4ng ty h\u1ee3p nh\u1ea5t. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t c\u00f3 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh ngo\u00e0i t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c Trung \u01b0\u01a1ng n\u01a1i c\u00f4ng ty h\u1ee3p nh\u1ea5t \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh th\u00ec C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty h\u1ee3p nh\u1ea5t \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh ph\u1ea3i th\u00f4ng b\u00e1o vi\u1ec7c \u0111\u0103ng k\u00fd doanh nghi\u1ec7p cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ec3 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty b\u1ecb h\u1ee3p nh\u1ea5t tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 201. S\u00e1p nh\u1eadp c\u00f4ng ty<\/span><\/b><\/p>\n

1. M\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 c\u00f4ng ty (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp) c\u00f3 th\u1ec3 s\u00e1p nh\u1eadp v\u00e0o m\u1ed9t c\u00f4ng ty kh\u00e1c (sau \u0111\u00e2y g\u1ecdi l\u00e0 c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp) b\u1eb1ng c\u00e1ch chuy\u1ec3n to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n, quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p sang c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp, \u0111\u1ed3ng th\u1eddi ch\u1ea5m d\u1ee9t s\u1ef1 t\u1ed3n t\u1ea1i c\u1ee7a c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp.<\/span><\/p>\n

2. Th\u1ee7 t\u1ee5c s\u00e1p nh\u1eadp c\u00f4ng ty \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

a) C\u00e1c c\u00f4ng ty li\u00ean quan chu\u1ea9n b\u1ecb h\u1ee3p \u0111\u1ed3ng s\u00e1p nh\u1eadp v\u00e0 d\u1ef1 th\u1ea3o \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp. H\u1ee3p \u0111\u1ed3ng s\u00e1p nh\u1eadp ph\u1ea3i g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau: t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp; t\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp; th\u1ee7 t\u1ee5c v\u00e0 \u0111i\u1ec1u ki\u1ec7n s\u00e1p nh\u1eadp; ph\u01b0\u01a1ng \u00e1n s\u1eed d\u1ee5ng lao \u0111\u1ed9ng; c\u00e1ch th\u1ee9c, th\u1ee7 t\u1ee5c, th\u1eddi h\u1ea1n v\u00e0 \u0111i\u1ec1u ki\u1ec7n chuy\u1ec3n \u0111\u1ed5i t\u00e0i s\u1ea3n, chuy\u1ec3n \u0111\u1ed5i ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp th\u00e0nh ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n, tr\u00e1i phi\u1ebfu c\u1ee7a c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp; th\u1eddi h\u1ea1n th\u1ef1c hi\u1ec7n s\u00e1p nh\u1eadp;<\/span><\/p>\n

b) C\u00e1c th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty ho\u1eb7c c\u00e1c c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00e1c c\u00f4ng ty li\u00ean quan th\u00f4ng qua h\u1ee3p \u0111\u1ed3ng s\u00e1p nh\u1eadp, \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp v\u00e0 ti\u1ebfn h\u00e0nh \u0111\u0103ng k\u00fd doanh nghi\u1ec7p c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y. H\u1ee3p \u0111\u1ed3ng s\u00e1p nh\u1eadp ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn t\u1ea5t c\u1ea3 ch\u1ee7 n\u1ee3 v\u00e0 th\u00f4ng b\u00e1o cho ng\u01b0\u1eddi lao \u0111\u1ed9ng bi\u1ebft trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng qua;<\/span><\/p>\n

<\/a>c) Sau khi c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp ch\u1ea5m d\u1ee9t t\u1ed3n t\u1ea1i; c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp \u0111\u01b0\u1ee3c h\u01b0\u1edfng c\u00e1c quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p, ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c ngh\u0129a v\u1ee5, c\u00e1c kho\u1ea3n n\u1ee3 ch\u01b0a thanh to\u00e1n, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c c\u1ee7a c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp. C\u00e1c c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n, ngh\u0129a v\u1ee5, v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p c\u1ee7a c\u00e1c c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp theo h\u1ee3p \u0111\u1ed3ng s\u00e1p nh\u1eadp.<\/span><\/p>\n

3. C\u00e1c c\u00f4ng ty th\u1ef1c hi\u1ec7n vi\u1ec7c s\u00e1p nh\u1eadp ph\u1ea3i b\u1ea3o \u0111\u1ea3m tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u1ea1nh tranh v\u1ec1 s\u00e1p nh\u1eadp c\u00f4ng ty.<\/span><\/p>\n

4. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ti\u1ebfn h\u00e0nh c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 th\u1ef1c hi\u1ec7n thay \u0111\u1ed5i n\u1ed9i dung \u0111\u0103ng k\u00fd doanh nghi\u1ec7p cho c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp. Tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp c\u00f3 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh ngo\u00e0i t\u1ec9nh, th\u00e0nh ph\u1ed1 tr\u1ef1c thu\u1ed9c Trung \u01b0\u01a1ng n\u01a1i c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh th\u00ec C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty nh\u1eadn s\u00e1p nh\u1eadp \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh th\u00f4ng b\u00e1o vi\u1ec7c \u0111\u0103ng k\u00fd doanh nghi\u1ec7p cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp \u0111\u1eb7t tr\u1ee5 s\u1edf ch\u00ednh \u0111\u1ec3 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty b\u1ecb s\u00e1p nh\u1eadp tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 202. Chuy\u1ec3n \u0111\u1ed5i c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. C\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n c\u00f3 th\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n theo ph\u01b0\u01a1ng th\u1ee9c sau \u0111\u00e2y:<\/span><\/p>\n

a) Chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n m\u00e0 kh\u00f4ng huy \u0111\u1ed9ng th\u00eam t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c c\u00f9ng g\u00f3p v\u1ed1n, kh\u00f4ng b\u00e1n ph\u1ea7n v\u1ed1n g\u00f3p cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

b) Chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n b\u1eb1ng c\u00e1ch huy \u0111\u1ed9ng th\u00eam t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c g\u00f3p v\u1ed1n;<\/span><\/p>\n

c) Chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty c\u1ed5 ph\u1ea7n b\u1eb1ng c\u00e1ch b\u00e1n to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n ph\u1ea7n v\u1ed1n g\u00f3p cho m\u1ed9t ho\u1eb7c m\u1ed9t s\u1ed1 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

d) K\u1ebft h\u1ee3p ph\u01b0\u01a1ng th\u1ee9c quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b v\u00e0 c kho\u1ea3n n\u00e0y v\u00e0 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u00e1c.<\/span><\/p>\n

3. C\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd chuy\u1ec3n \u0111\u1ed5i c\u00f4ng ty v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1 chuy\u1ec3n \u0111\u1ed5i, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1ea5p l\u1ea1i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

4. C\u00f4ng ty chuy\u1ec3n \u0111\u1ed5i \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p, ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3, g\u1ed3m c\u1ea3 n\u1ee3 thu\u1ebf, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 203. Chuy\u1ec3n \u0111\u1ed5i c\u00f4ng ty c\u1ed5 ph\u1ea7n th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n m\u1ed9t th\u00e0nh vi\u00ean theo ph\u01b0\u01a1ng th\u1ee9c sau \u0111\u00e2y:<\/span><\/p>\n

a) M\u1ed9t c\u1ed5 \u0111\u00f4ng nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n t\u01b0\u01a1ng \u1ee9ng c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng c\u00f2n l\u1ea1i;<\/span><\/p>\n

b) M\u1ed9t t\u1ed5 ch\u1ee9c ho\u1eb7c c\u00e1 nh\u00e2n kh\u00f4ng ph\u1ea3i l\u00e0 c\u1ed5 \u0111\u00f4ng nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 s\u1ed1 c\u1ed5 ph\u1ea7n c\u1ee7a t\u1ea5t c\u1ea3 c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty;<\/span><\/p>\n

c) C\u00f4ng ty ch\u1ec9 c\u00f2n l\u1ea1i 01 c\u1ed5 \u0111\u00f4ng.<\/span><\/p>\n

2. Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1eb7c nh\u1eadn g\u00f3p v\u1ed1n \u0111\u1ea7u t\u01b0 quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y ph\u1ea3i th\u1ef1c hi\u1ec7n theo gi\u00e1 th\u1ecb tr\u01b0\u1eddng, gi\u00e1 \u0111\u01b0\u1ee3c \u0111\u1ecbnh theo ph\u01b0\u01a1ng ph\u00e1p t\u00e0i s\u1ea3n, ph\u01b0\u01a1ng ph\u00e1p d\u00f2ng ti\u1ec1n chi\u1ebft kh\u1ea5u ho\u1eb7c ph\u01b0\u01a1ng ph\u00e1p kh\u00e1c.<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 15 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y c\u00f4ng ty ch\u1ec9 c\u00f2n l\u1ea1i m\u1ed9t c\u1ed5 \u0111\u00f4ng ho\u1eb7c ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m a v\u00e0 \u0111i\u1ec3m b kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y, c\u00f4ng ty g\u1eedi h\u1ed3 s\u01a1 chuy\u1ec3n \u0111\u1ed5i \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh n\u01a1i doanh nghi\u1ec7p \u0111\u00e3 \u0111\u0103ng k\u00fd. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1 chuy\u1ec3n \u0111\u1ed5i, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

4. C\u00f4ng ty chuy\u1ec3n \u0111\u1ed5i \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p, ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3, g\u1ed3m c\u1ea3 n\u1ee3 thu\u1ebf, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 204. Chuy\u1ec3n \u0111\u1ed5i c\u00f4ng ty c\u1ed5 ph\u1ea7n th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean<\/span><\/b><\/p>\n

1. C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean theo ph\u01b0\u01a1ng th\u1ee9c sau \u0111\u00e2y:<\/span><\/p>\n

a) Chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean m\u00e0 kh\u00f4ng huy \u0111\u1ed9ng th\u00eam ho\u1eb7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c;<\/span><\/p>\n

b) Chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean \u0111\u1ed3ng th\u1eddi huy \u0111\u1ed9ng th\u00eam t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c g\u00f3p v\u1ed1n;<\/span><\/p>\n

c) Chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n hai th\u00e0nh vi\u00ean tr\u1edf l\u00ean \u0111\u1ed3ng th\u1eddi chuy\u1ec3n nh\u01b0\u1ee3ng to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n c\u1ed5 ph\u1ea7n cho t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c g\u00f3p v\u1ed1n;<\/span><\/p>\n

d) C\u00f4ng ty ch\u1ec9 c\u00f2n l\u1ea1i 02 c\u1ed5 \u0111\u00f4ng;<\/span><\/p>\n

\u0111) K\u1ebft<\/span> h\u1ee3p ph\u01b0\u01a1ng th\u1ee9c quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b v\u00e0 c kho\u1ea3n n\u00e0y v\u00e0 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u00e1c.<\/span><\/p>\n

2. C\u00f4ng ty ph\u1ea3i \u0111\u0103ng k\u00fd chuy\u1ec3n \u0111\u1ed5i c\u00f4ng ty v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y ho\u00e0n th\u00e0nh vi\u1ec7c chuy\u1ec3n \u0111\u1ed5i. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1 chuy\u1ec3n \u0111\u1ed5i, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a c\u00f4ng ty tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. C\u00f4ng ty chuy\u1ec3n \u0111\u1ed5i \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba to\u00e0n b\u1ed9 quy\u1ec1n v\u00e0 l\u1ee3i \u00edch h\u1ee3p ph\u00e1p, ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3, g\u1ed3m c\u1ea3 n\u1ee3 thu\u1ebf, h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng v\u00e0 ngh\u0129a v\u1ee5 kh\u00e1c c\u1ee7a c\u00f4ng ty \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 205. Chuy\u1ec3n \u0111\u1ed5i doanh nghi\u1ec7p t\u01b0 nh\u00e2n th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty h\u1ee3p danh<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 th\u1ec3 chuy\u1ec3n \u0111\u1ed5i th\u00e0nh c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n ho\u1eb7c c\u00f4ng ty h\u1ee3p danh theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n n\u1ebfu \u0111\u00e1p \u1ee9ng \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n sau \u0111\u00e2y:<\/span><\/p>\n

a) Doanh nghi\u1ec7p \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i ph\u1ea3i c\u00f3 \u0111\u1ee7 c\u00e1c \u0111i\u1ec1u ki\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 27 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

b) Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n cam k\u1ebft b\u1eb1ng v\u0103n b\u1ea3n ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi t\u1ea5t c\u1ea3 kho\u1ea3n n\u1ee3 ch\u01b0a thanh to\u00e1n v\u00e0 cam k\u1ebft thanh to\u00e1n \u0111\u1ee7 s\u1ed1 n\u1ee3 khi \u0111\u1ebfn h\u1ea1n;<\/span><\/p>\n

c) Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n c\u00f3 th\u1ecfa thu\u1eadn b\u1eb1ng v\u0103n b\u1ea3n v\u1edbi c\u00e1c b\u00ean c\u1ee7a h\u1ee3p \u0111\u1ed3ng ch\u01b0a thanh l\u00fd v\u1ec1 vi\u1ec7c c\u00f4ng ty \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i ti\u1ebfp nh\u1eadn v\u00e0 ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n c\u00e1c h\u1ee3p \u0111\u1ed3ng \u0111\u00f3;<\/span><\/p>\n

d) Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n cam k\u1ebft b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c c\u00f3 th\u1ecfa thu\u1eadn b\u1eb1ng v\u0103n b\u1ea3n v\u1edbi c\u00e1c th\u00e0nh vi\u00ean g\u00f3p v\u1ed1n kh\u00e1c v\u1ec1 vi\u1ec7c ti\u1ebfp nh\u1eadn v\u00e0 s\u1eed d\u1ee5ng lao \u0111\u1ed9ng hi\u1ec7n c\u00f3 c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n.<\/span><\/p>\n

2. Trong th\u1eddi h\u1ea1n 03 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh xem x\u00e9t v\u00e0 c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p n\u1ebfu c\u00f3 \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y v\u00e0 c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a doanh nghi\u1ec7p tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

3. C\u00f4ng ty \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i \u0111\u01b0\u01a1ng nhi\u00ean k\u1ebf th\u1eeba quy\u1ec1n, ngh\u0129a v\u1ee5 c\u1ee7a doanh nghi\u1ec7p t\u01b0 nh\u00e2n k\u1ec3 t\u1eeb ng\u00e0y \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n b\u1eb1ng to\u00e0n b\u1ed9 t\u00e0i s\u1ea3n c\u1ee7a m\u00ecnh \u0111\u1ed1i v\u1edbi t\u1ea5t c\u1ea3 kho\u1ea3n n\u1ee3 ph\u00e1t sinh tr\u01b0\u1edbc ng\u00e0y c\u00f4ng ty \u0111\u01b0\u1ee3c chuy\u1ec3n \u0111\u1ed5i \u0111\u01b0\u1ee3c c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 206. T\u1ea1m ng\u1eebng, \u0111\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng, ch\u1ea5m d\u1ee9t kinh doanh<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v\u0103n b\u1ea3n cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ch\u1eadm nh\u1ea5t l\u00e0 03 ng\u00e0y l\u00e0m vi\u1ec7c tr\u01b0\u1edbc ng\u00e0y t\u1ea1m ng\u1eebng kinh doanh ho\u1eb7c ti\u1ebfp t\u1ee5c kinh doanh tr\u01b0\u1edbc th\u1eddi h\u1ea1n \u0111\u00e3 th\u00f4ng b\u00e1o.<\/span><\/p>\n

2. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh, c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n y\u00eau c\u1ea7u doanh nghi\u1ec7p t\u1ea1m ng\u1eebng, \u0111\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng, ch\u1ea5m d\u1ee9t kinh doanh trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u1ea1m ng\u1eebng ho\u1eb7c ch\u1ea5m d\u1ee9t kinh doanh ng\u00e0nh, ngh\u1ec1 kinh doanh c\u00f3 \u0111i\u1ec1u ki\u1ec7n, ng\u00e0nh, ngh\u1ec1 ti\u1ebfp c\u1eadn th\u1ecb tr\u01b0\u1eddng c\u00f3 \u0111i\u1ec1u ki\u1ec7n \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i khi ph\u00e1t hi\u1ec7n doanh nghi\u1ec7p kh\u00f4ng c\u00f3 \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n t\u01b0\u01a1ng \u1ee9ng theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) T\u1ea1m ng\u1eebng kinh doanh theo y\u00eau c\u1ea7u c\u1ee7a c\u01a1 quan c\u00f3 li\u00ean quan theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 qu\u1ea3n l\u00fd thu\u1ebf, m\u00f4i tr\u01b0\u1eddng v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan;<\/span><\/p>\n

c) \u0110\u00ecnh ch\u1ec9 ho\u1ea1t \u0111\u1ed9ng, ch\u1ea5m d\u1ee9t kinh doanh m\u1ed9t, m\u1ed9t s\u1ed1 ng\u00e0nh, ngh\u1ec1 kinh doanh ho\u1eb7c trong m\u1ed9t s\u1ed1 l\u0129nh v\u1ef1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n.<\/span><\/p>\n

3. Trong th\u1eddi gian t\u1ea1m ng\u1eebng kinh doanh, doanh nghi\u1ec7p ph\u1ea3i n\u1ed9p \u0111\u1ee7 s\u1ed1 thu\u1ebf, b\u1ea3o hi\u1ec3m x\u00e3 h\u1ed9i, b\u1ea3o hi\u1ec3m y t\u1ebf, b\u1ea3o hi\u1ec3m th\u1ea5t nghi\u1ec7p c\u00f2n n\u1ee3; ti\u1ebfp t\u1ee5c thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3, ho\u00e0n th\u00e0nh vi\u1ec7c th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng \u0111\u00e3 k\u00fd v\u1edbi kh\u00e1ch h\u00e0ng v\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p doanh nghi\u1ec7p, ch\u1ee7 n\u1ee3, kh\u00e1ch h\u00e0ng v\u00e0 ng\u01b0\u1eddi lao \u0111\u1ed9ng c\u00f3 th\u1ecfa thu\u1eadn kh\u00e1c.<\/span><\/p>\n

4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c ph\u1ed1i h\u1ee3p gi\u1eefa C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh v\u00e0 c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n trong tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y. <\/span><\/p>\n

<\/a>\u0110i\u1ec1u 207. C\u00e1c tr\u01b0\u1eddng h\u1ee3p v\u00e0 \u0111i\u1ec1u ki\u1ec7n gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p<\/span><\/b><\/p>\n

<\/a>1. Doanh nghi\u1ec7p b\u1ecb gi\u1ea3i th\u1ec3 trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

a) K\u1ebft th\u00fac th\u1eddi h\u1ea1n ho\u1ea1t \u0111\u1ed9ng \u0111\u00e3 ghi trong \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty m\u00e0 kh\u00f4ng c\u00f3 quy\u1ebft \u0111\u1ecbnh gia h\u1ea1n;<\/span><\/p>\n

b) Theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p t\u01b0 nh\u00e2n, c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean \u0111\u1ed1i v\u1edbi c\u00f4ng ty h\u1ee3p danh, c\u1ee7a H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty \u0111\u1ed1i v\u1edbi c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u1ee7a \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

c) C\u00f4ng ty kh\u00f4ng c\u00f2n \u0111\u1ee7 s\u1ed1 l\u01b0\u1ee3ng th\u00e0nh vi\u00ean t\u1ed1i thi\u1ec3u theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y trong th\u1eddi h\u1ea1n 06 th\u00e1ng li\u00ean t\u1ee5c m\u00e0 kh\u00f4ng l\u00e0m th\u1ee7 t\u1ee5c chuy\u1ec3n \u0111\u1ed5i lo\u1ea1i h\u00ecnh doanh nghi\u1ec7p;<\/span><\/p>\n

d) B\u1ecb thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p Lu\u1eadt Qu\u1ea3n l\u00fd thu\u1ebf c\u00f3 quy \u0111\u1ecbnh kh\u00e1c.<\/span><\/p>\n

2. Doanh nghi\u1ec7p ch\u1ec9 \u0111\u01b0\u1ee3c gi\u1ea3i th\u1ec3 khi b\u1ea3o \u0111\u1ea3m thanh to\u00e1n h\u1ebft c\u00e1c kho\u1ea3n n\u1ee3, ngh\u0129a v\u1ee5 t\u00e0i s\u1ea3n kh\u00e1c v\u00e0 kh\u00f4ng trong qu\u00e1 tr\u00ecnh gi\u1ea3i quy\u1ebft tranh ch\u1ea5p t\u1ea1i T\u00f2a \u00e1n ho\u1eb7c Tr\u1ecdng t\u00e0i. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f3 li\u00ean quan v\u00e0 doanh nghi\u1ec7p quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m d kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y c\u00f9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 208. Tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p<\/span><\/b><\/p>\n

Vi\u1ec7c gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p trong tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0111i\u1ec3m a, b v\u00e0 c kho\u1ea3n 1 \u0110i\u1ec1u 207 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh sau \u0111\u00e2y:<\/span><\/p>\n

1. Th\u00f4ng qua ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p ph\u1ea3i bao g\u1ed3m c\u00e1c n\u1ed9i dung ch\u1ee7 y\u1ebfu sau \u0111\u00e2y:<\/span><\/p>\n

a) T\u00ean, \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

b) L\u00fd do gi\u1ea3i th\u1ec3;<\/span><\/p>\n

c) Th\u1eddi h\u1ea1n, th\u1ee7 t\u1ee5c thanh l\u00fd h\u1ee3p \u0111\u1ed3ng v\u00e0 thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a doanh nghi\u1ec7p; <\/span><\/p>\n

d) Ph\u01b0\u01a1ng \u00e1n x\u1eed l\u00fd c\u00e1c ngh\u0129a v\u1ee5 ph\u00e1t sinh t\u1eeb h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng;<\/span><\/p>\n

\u0111) H\u1ecd, t\u00ean, ch\u1eef k\u00fd c\u1ee7a ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb;<\/span><\/p>\n

2. Ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean ho\u1eb7c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb tr\u1ef1c ti\u1ebfp t\u1ed5 ch\u1ee9c thanh l\u00fd t\u00e0i s\u1ea3n doanh nghi\u1ec7p, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0110i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh th\u00e0nh l\u1eadp t\u1ed5 ch\u1ee9c thanh l\u00fd ri\u00eang;<\/span><\/p>\n

3. Trong th\u1eddi h\u1ea1n 07 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng qua, ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 v\u00e0 bi\u00ean b\u1ea3n h\u1ecdp ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh, c\u01a1 quan thu\u1ebf, ng\u01b0\u1eddi lao \u0111\u1ed9ng trong doanh nghi\u1ec7p. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u0103ng tr\u00ean C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft c\u00f4ng khai t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n c\u1ee7a doanh nghi\u1ec7p.<\/span><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p doanh nghi\u1ec7p c\u00f2n ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh ch\u01b0a thanh to\u00e1n th\u00ec ph\u1ea3i g\u1eedi k\u00e8m theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 v\u00e0 ph\u01b0\u01a1ng \u00e1n gi\u1ea3i quy\u1ebft n\u1ee3 \u0111\u1ebfn c\u00e1c ch\u1ee7 n\u1ee3, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n, ngh\u0129a v\u1ee5 v\u00e0 l\u1ee3i \u00edch c\u00f3 li\u00ean quan. Ph\u01b0\u01a1ng \u00e1n gi\u1ea3i quy\u1ebft n\u1ee3 ph\u1ea3i c\u00f3 t\u00ean, \u0111\u1ecba ch\u1ec9 c\u1ee7a ch\u1ee7 n\u1ee3; s\u1ed1 n\u1ee3, th\u1eddi h\u1ea1n, \u0111\u1ecba \u0111i\u1ec3m v\u00e0 ph\u01b0\u01a1ng th\u1ee9c thanh to\u00e1n s\u1ed1 n\u1ee3 \u0111\u00f3; c\u00e1ch th\u1ee9c v\u00e0 th\u1eddi h\u1ea1n gi\u1ea3i quy\u1ebft khi\u1ebfu n\u1ea1i c\u1ee7a ch\u1ee7 n\u1ee3;<\/span><\/p>\n

4. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o t\u00ecnh tr\u1ea1ng doanh nghi\u1ec7p \u0111ang l\u00e0m th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 tr\u00ean C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ngay sau khi nh\u1eadn \u0111\u01b0\u1ee3c ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 c\u1ee7a doanh nghi\u1ec7p. K\u00e8m theo th\u00f4ng b\u00e1o ph\u1ea3i \u0111\u0103ng t\u1ea3i ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 v\u00e0 ph\u01b0\u01a1ng \u00e1n gi\u1ea3i quy\u1ebft n\u1ee3 (n\u1ebfu c\u00f3);<\/span><\/p>\n

5. C\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a doanh nghi\u1ec7p \u0111\u01b0\u1ee3c thanh to\u00e1n theo th\u1ee9 t\u1ef1 \u01b0u ti\u00ean sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u00e1c kho\u1ea3n n\u1ee3 l\u01b0\u01a1ng, tr\u1ee3 c\u1ea5p th\u00f4i vi\u1ec7c, b\u1ea3o hi\u1ec3m x\u00e3 h\u1ed9i, b\u1ea3o hi\u1ec3m y t\u1ebf, b\u1ea3o hi\u1ec3m th\u1ea5t nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u00e0 c\u00e1c quy\u1ec1n l\u1ee3i kh\u00e1c c\u1ee7a ng\u01b0\u1eddi lao \u0111\u1ed9ng theo th\u1ecfa \u01b0\u1edbc lao \u0111\u1ed9ng t\u1eadp th\u1ec3 v\u00e0 h\u1ee3p \u0111\u1ed3ng lao \u0111\u1ed9ng \u0111\u00e3 k\u00fd k\u1ebft;<\/span><\/p>\n

b) N\u1ee3 thu\u1ebf;<\/span><\/p>\n

c) C\u00e1c kho\u1ea3n n\u1ee3 kh\u00e1c;<\/span><\/p>\n

6. Sau khi \u0111\u00e3 thanh to\u00e1n chi ph\u00ed gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p v\u00e0 c\u00e1c kho\u1ea3n n\u1ee3, ph\u1ea7n c\u00f2n l\u1ea1i chia cho ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, c\u00e1c th\u00e0nh vi\u00ean, c\u1ed5 \u0111\u00f4ng ho\u1eb7c ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty theo t\u1ef7 l\u1ec7 s\u1edf h\u1eefu ph\u1ea7n v\u1ed1n g\u00f3p, c\u1ed5 ph\u1ea7n;<\/span><\/p>\n

7. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p g\u1eedi h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh trong th\u1eddi h\u1ea1n 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y thanh to\u00e1n h\u1ebft c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

8. Sau th\u1eddi h\u1ea1n 180 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 3 \u0110i\u1ec1u n\u00e0y m\u00e0 kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c \u00fd ki\u1ebfn v\u1ec1 vi\u1ec7c gi\u1ea3i th\u1ec3 t\u1eeb doanh nghi\u1ec7p ho\u1eb7c ph\u1ea3n \u0111\u1ed1i c\u1ee7a b\u00ean c\u00f3 li\u00ean quan b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c trong 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a doanh nghi\u1ec7p tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p;<\/span><\/p>\n

9. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 209. Gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p trong tr\u01b0\u1eddng h\u1ee3p b\u1ecb thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n<\/span><\/b><\/p>\n

Vi\u1ec7c gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p trong tr\u01b0\u1eddng h\u1ee3p b\u1ecb thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c sau \u0111\u00e2y:<\/span><\/p>\n

1. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh ph\u1ea3i th\u00f4ng b\u00e1o t\u00ecnh tr\u1ea1ng doanh nghi\u1ec7p \u0111ang l\u00e0m th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 tr\u00ean C\u1ed5ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p \u0111\u1ed3ng th\u1eddi v\u1edbi vi\u1ec7c ra quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c ngay sau khi nh\u1eadn \u0111\u01b0\u1ee3c quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt. K\u00e8m theo th\u00f4ng b\u00e1o ph\u1ea3i \u0111\u0103ng t\u1ea3i quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt;<\/span><\/p>\n

2. Trong th\u1eddi h\u1ea1n 10 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn \u0111\u01b0\u1ee3c quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt, doanh nghi\u1ec7p ph\u1ea3i tri\u1ec7u t\u1eadp h\u1ecdp \u0111\u1ec3 quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3. Ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 v\u00e0 b\u1ea3n sao quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p ho\u1eb7c quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n c\u00f3 hi\u1ec7u l\u1ef1c ph\u00e1p lu\u1eadt ph\u1ea3i \u0111\u01b0\u1ee3c g\u1eedi \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh, c\u01a1 quan thu\u1ebf, ng\u01b0\u1eddi lao \u0111\u1ed9ng trong doanh nghi\u1ec7p v\u00e0 ph\u1ea3i \u0111\u01b0\u1ee3c ni\u00eam y\u1ebft c\u00f4ng khai t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh, chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n c\u1ee7a doanh nghi\u1ec7p. \u0110\u1ed1i v\u1edbi tr\u01b0\u1eddng h\u1ee3p ph\u00e1p lu\u1eadt y\u00eau c\u1ea7u ph\u1ea3i \u0111\u0103ng b\u00e1o th\u00ec ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p ph\u1ea3i \u0111\u01b0\u1ee3c \u0111\u0103ng \u00edt nh\u1ea5t tr\u00ean 01 t\u1edd b\u00e1o in ho\u1eb7c b\u00e1o \u0111i\u1ec7n t\u1eed trong 03 s\u1ed1 li\u00ean ti\u1ebfp.<\/span><\/p>\n

Tr\u01b0\u1eddng h\u1ee3p doanh nghi\u1ec7p c\u00f2n ngh\u0129a v\u1ee5 t\u00e0i ch\u00ednh ch\u01b0a thanh to\u00e1n th\u00ec ph\u1ea3i \u0111\u1ed3ng th\u1eddi g\u1eedi k\u00e8m theo ngh\u1ecb quy\u1ebft, quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 c\u1ee7a doanh nghi\u1ec7p, ph\u01b0\u01a1ng \u00e1n gi\u1ea3i quy\u1ebft n\u1ee3 \u0111\u1ebfn c\u00e1c ch\u1ee7 n\u1ee3, ng\u01b0\u1eddi c\u00f3 quy\u1ec1n l\u1ee3i v\u00e0 ngh\u0129a v\u1ee5 c\u00f3 li\u00ean quan. Th\u00f4ng b\u00e1o ph\u1ea3i c\u00f3 t\u00ean, \u0111\u1ecba ch\u1ec9 c\u1ee7a ch\u1ee7 n\u1ee3; s\u1ed1 n\u1ee3, th\u1eddi h\u1ea1n, \u0111\u1ecba \u0111i\u1ec3m v\u00e0 ph\u01b0\u01a1ng th\u1ee9c thanh to\u00e1n s\u1ed1 n\u1ee3 \u0111\u00f3; c\u00e1ch th\u1ee9c v\u00e0 th\u1eddi h\u1ea1n gi\u1ea3i quy\u1ebft khi\u1ebfu n\u1ea1i c\u1ee7a ch\u1ee7 n\u1ee3;<\/span><\/p>\n

3. Vi\u1ec7c thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a doanh nghi\u1ec7p \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 5 \u0110i\u1ec1u 208 c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

4. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p g\u1eedi h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p cho C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh trong th\u1eddi h\u1ea1n 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y thanh to\u00e1n h\u1ebft c\u00e1c kho\u1ea3n n\u1ee3 c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

5. Sau th\u1eddi h\u1ea1n 180 ng\u00e0y k\u1ec3 t\u1eeb ng\u00e0y th\u00f4ng b\u00e1o t\u00ecnh tr\u1ea1ng \u0111ang l\u00e0m th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y m\u00e0 kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c ph\u1ea3n \u0111\u1ed1i c\u1ee7a b\u00ean c\u00f3 li\u00ean quan b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c trong 05 ng\u00e0y l\u00e0m vi\u1ec7c k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3, C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u1eadp nh\u1eadt t\u00ecnh tr\u1ea1ng ph\u00e1p l\u00fd c\u1ee7a doanh nghi\u1ec7p tr\u00ean C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p;<\/span><\/p>\n

6. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd c\u00f4ng ty c\u00f3 li\u00ean quan ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n v\u1ec1 thi\u1ec7t h\u1ea1i do vi\u1ec7c kh\u00f4ng th\u1ef1c hi\u1ec7n ho\u1eb7c kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u00fang quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 210. H\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. H\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p bao g\u1ed3m gi\u1ea5y t\u1edd sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00f4ng b\u00e1o v\u1ec1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p;<\/span><\/p>\n

b) B\u00e1o c\u00e1o thanh l\u00fd t\u00e0i s\u1ea3n doanh nghi\u1ec7p; danh s\u00e1ch ch\u1ee7 n\u1ee3 v\u00e0 s\u1ed1 n\u1ee3 \u0111\u00e3 thanh to\u00e1n, g\u1ed3m c\u1ea3 thanh to\u00e1n h\u1ebft c\u00e1c kho\u1ea3n n\u1ee3 v\u1ec1 thu\u1ebf v\u00e0 n\u1ee3 ti\u1ec1n \u0111\u00f3ng b\u1ea3o hi\u1ec3m x\u00e3 h\u1ed9i, b\u1ea3o hi\u1ec3m y t\u1ebf, b\u1ea3o hi\u1ec3m th\u1ea5t nghi\u1ec7p cho ng\u01b0\u1eddi lao \u0111\u1ed9ng sau khi quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p (n\u1ebfu c\u00f3).<\/span><\/p>\n

2. Th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f4ng ty c\u1ed5 ph\u1ea7n, th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, ch\u1ee7 s\u1edf h\u1eefu c\u00f4ng ty, ch\u1ee7 doanh nghi\u1ec7p t\u01b0 nh\u00e2n, Gi\u00e1m \u0111\u1ed1c ho\u1eb7c T\u1ed5ng gi\u00e1m \u0111\u1ed1c, th\u00e0nh vi\u00ean h\u1ee3p danh, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c, ch\u00ednh x\u00e1c c\u1ee7a h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p.<\/span><\/p>\n

3. Tr\u01b0\u1eddng h\u1ee3p h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 kh\u00f4ng ch\u00ednh x\u00e1c, gi\u1ea3 m\u1ea1o, nh\u1eefng ng\u01b0\u1eddi quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y ph\u1ea3i li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m thanh to\u00e1n quy\u1ec1n l\u1ee3i c\u1ee7a ng\u01b0\u1eddi lao \u0111\u1ed9ng ch\u01b0a \u0111\u01b0\u1ee3c gi\u1ea3i quy\u1ebft, s\u1ed1 thu\u1ebf ch\u01b0a n\u1ed9p, s\u1ed1 n\u1ee3 kh\u00e1c ch\u01b0a thanh to\u00e1n v\u00e0 ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n tr\u01b0\u1edbc ph\u00e1p lu\u1eadt v\u1ec1 nh\u1eefng h\u1ec7 qu\u1ea3 ph\u00e1t sinh trong th\u1eddi h\u1ea1n 05 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y n\u1ed9p h\u1ed3 s\u01a1 gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 211. C\u00e1c ho\u1ea1t \u0111\u1ed9ng b\u1ecb c\u1ea5m k\u1ec3 t\u1eeb khi c\u00f3 quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3<\/span><\/b><\/p>\n

1. K\u1ec3 t\u1eeb khi c\u00f3 quy\u1ebft \u0111\u1ecbnh gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p, doanh nghi\u1ec7p, ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p b\u1ecb nghi\u00eam c\u1ea5m th\u1ef1c hi\u1ec7n c\u00e1c ho\u1ea1t \u0111\u1ed9ng sau \u0111\u00e2y:<\/span><\/p>\n

a) C\u1ea5t gi\u1ea5u, t\u1ea9u t\u00e1n t\u00e0i s\u1ea3n;<\/span><\/p>\n

b) T\u1eeb b\u1ecf ho\u1eb7c gi\u1ea3m b\u1edbt quy\u1ec1n \u0111\u00f2i n\u1ee3;<\/span><\/p>\n

c) Chuy\u1ec3n c\u00e1c kho\u1ea3n n\u1ee3 kh\u00f4ng c\u00f3 b\u1ea3o \u0111\u1ea3m th\u00e0nh c\u00e1c kho\u1ea3n n\u1ee3 c\u00f3 b\u1ea3o \u0111\u1ea3m b\u1eb1ng t\u00e0i s\u1ea3n c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

d) K\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng m\u1edbi, tr\u1eeb tr\u01b0\u1eddng h\u1ee3p \u0111\u1ec3 th\u1ef1c hi\u1ec7n gi\u1ea3i th\u1ec3 doanh nghi\u1ec7p;<\/span><\/p>\n

\u0111) C\u1ea7m c\u1ed1, th\u1ebf ch\u1ea5p, t\u1eb7ng cho, cho thu\u00ea t\u00e0i s\u1ea3n;<\/span><\/p>\n

e) Ch\u1ea5m d\u1ee9t th\u1ef1c hi\u1ec7n h\u1ee3p \u0111\u1ed3ng \u0111\u00e3 c\u00f3 hi\u1ec7u l\u1ef1c;<\/span><\/p>\n

g) Huy \u0111\u1ed9ng v\u1ed1n d\u01b0\u1edbi m\u1ecdi h\u00ecnh th\u1ee9c.<\/span><\/p>\n

2. T\u00f9y theo t\u00ednh ch\u1ea5t v\u00e0 m\u1ee9c \u0111\u1ed9 vi ph\u1ea1m, c\u00e1 nh\u00e2n c\u00f3 h\u00e0nh vi vi ph\u1ea1m quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 b\u1ecb x\u1eed ph\u1ea1t vi ph\u1ea1m h\u00e0nh ch\u00ednh ho\u1eb7c b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m h\u00ecnh s\u1ef1; n\u1ebfu g\u00e2y thi\u1ec7t h\u1ea1i th\u00ec ph\u1ea3i b\u1ed3i th\u01b0\u1eddng.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 212. Thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p<\/span><\/b><\/p>\n

1. Doanh nghi\u1ec7p b\u1ecb thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p trong tr\u01b0\u1eddng h\u1ee3p sau \u0111\u00e2y:<\/span><\/p>\n

<\/a>a) N\u1ed9i dung k\u00ea khai trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p l\u00e0 gi\u1ea3 m\u1ea1o;<\/span><\/p>\n

b) Doanh nghi\u1ec7p do nh\u1eefng ng\u01b0\u1eddi b\u1ecb c\u1ea5m th\u00e0nh l\u1eadp doanh nghi\u1ec7p theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 17 c\u1ee7a Lu\u1eadt n\u00e0y th\u00e0nh l\u1eadp;<\/span><\/p>\n

c) Doanh nghi\u1ec7p ng\u1eebng ho\u1ea1t \u0111\u1ed9ng kinh doanh 01 n\u0103m m\u00e0 kh\u00f4ng th\u00f4ng b\u00e1o v\u1edbi C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh v\u00e0 c\u01a1 quan thu\u1ebf;<\/span><\/p>\n

d) Doanh nghi\u1ec7p kh\u00f4ng g\u1eedi b\u00e1o c\u00e1o theo quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n 1 \u0110i\u1ec1u 216 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u1ebfn C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh trong th\u1eddi h\u1ea1n 06 th\u00e1ng k\u1ec3 t\u1eeb ng\u00e0y h\u1ebft h\u1ea1n g\u1eedi b\u00e1o c\u00e1o ho\u1eb7c c\u00f3 y\u00eau c\u1ea7u b\u1eb1ng v\u0103n b\u1ea3n;<\/span><\/p>\n

\u0111) Tr\u01b0\u1eddng h\u1ee3p kh\u00e1c theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a T\u00f2a \u00e1n, \u0111\u1ec1 ngh\u1ecb c\u1ee7a c\u01a1 quan c\u00f3 th\u1ea9m quy\u1ec1n theo quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt.<\/span><\/p>\n

<\/a>2. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh tr\u00ecnh t\u1ef1, th\u1ee7 t\u1ee5c thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 213. Ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh<\/span><\/b><\/p>\n

<\/a>1. Chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh c\u1ee7a doanh nghi\u1ec7p \u0111\u01b0\u1ee3c ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng theo quy\u1ebft \u0111\u1ecbnh c\u1ee7a ch\u00ednh doanh nghi\u1ec7p \u0111\u00f3 ho\u1eb7c theo quy\u1ebft \u0111\u1ecbnh thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n c\u1ee7a c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n.<\/span><\/p>\n

2. Ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo ph\u00e1p lu\u1eadt c\u1ee7a doanh nghi\u1ec7p v\u00e0 ng\u01b0\u1eddi \u0111\u1ee9ng \u0111\u1ea7u chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n b\u1ecb ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng li\u00ean \u0111\u1edbi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh trung th\u1ef1c v\u00e0 ch\u00ednh x\u00e1c c\u1ee7a h\u1ed3 s\u01a1 ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng chi nh\u00e1nh, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n, \u0111\u1ecba \u0111i\u1ec3m kinh doanh.<\/span><\/p>\n

3. Doanh nghi\u1ec7p c\u00f3 chi nh\u00e1nh \u0111\u00e3 ch\u1ea5m d\u1ee9t ho\u1ea1t \u0111\u1ed9ng ch\u1ecbu tr\u00e1ch nhi\u1ec7m th\u1ef1c hi\u1ec7n c\u00e1c h\u1ee3p \u0111\u1ed3ng, thanh to\u00e1n c\u00e1c kho\u1ea3n n\u1ee3, g\u1ed3m c\u1ea3 n\u1ee3 thu\u1ebf c\u1ee7a chi nh\u00e1nh v\u00e0 ti\u1ebfp t\u1ee5c s\u1eed d\u1ee5ng lao \u0111\u1ed9ng ho\u1eb7c gi\u1ea3i quy\u1ebft \u0111\u1ee7 quy\u1ec1n l\u1ee3i h\u1ee3p ph\u00e1p cho ng\u01b0\u1eddi lao \u0111\u1ed9ng \u0111\u00e3 l\u00e0m vi\u1ec7c t\u1ea1i chi nh\u00e1nh theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt.<\/span><\/p>\n

4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 214. Ph\u00e1 s\u1ea3n doanh nghi\u1ec7p<\/span><\/b><\/p>\n

Vi\u1ec7c ph\u00e1 s\u1ea3n doanh nghi\u1ec7p \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 ph\u00e1 s\u1ea3n.<\/span><\/p>\n

<\/a>Ch\u01b0\u01a1ng X<\/span><\/b><\/p>\n

<\/a>\u0110I\u1ec0U KHO\u1ea2N THI H\u00c0NH<\/span><\/b><\/p>\n

<\/a>\u0110i\u1ec1u 215. Tr\u00e1ch nhi\u1ec7m c\u00e1c c\u01a1 quan qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc<\/span><\/b><\/p>\n

1. Ch\u00ednh ph\u1ee7 th\u1ed1ng nh\u1ea5t qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p.<\/span><\/p>\n

2. B\u1ed9, c\u01a1 quan ngang B\u1ed9 ch\u1ecbu tr\u00e1ch nhi\u1ec7m tr\u01b0\u1edbc Ch\u00ednh ph\u1ee7 v\u1ec1 vi\u1ec7c th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng trong qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p.<\/span><\/p>\n

3. \u1ee6y ban<\/span> nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p trong ph\u1ea1m vi \u0111\u1ecba ph\u01b0\u01a1ng.<\/span><\/p>\n

4. B\u1ed9, c\u01a1 quan ngang B\u1ed9 v\u00e0 c\u01a1 quan c\u00f3 li\u00ean quan, \u1ee6y ban<\/span> nh\u00e2n d\u00e2n c\u1ea5p t\u1ec9nh, trong ph\u1ea1m vi nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n \u0111\u01b0\u1ee3c ph\u00e2n c\u00f4ng, ch\u1ecbu tr\u00e1ch nhi\u1ec7m thi\u1ebft l\u1eadp k\u1ebft n\u1ed1i, li\u00ean th\u00f4ng v\u00e0 chia s\u1ebb th\u00f4ng tin v\u1edbi C\u01a1 s\u1edf d\u1eef li\u1ec7u qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p c\u00e1c th\u00f4ng tin sau \u0111\u00e2y:<\/span><\/p>\n

a) Th\u00f4ng tin v\u1ec1 gi\u1ea5y ph\u00e9p kinh doanh, gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u1ee7 \u0111i\u1ec1u ki\u1ec7n kinh doanh, ch\u1ee9ng ch\u1ec9 h\u00e0nh ngh\u1ec1, gi\u1ea5y ch\u1ee9ng nh\u1eadn ho\u1eb7c v\u0103n b\u1ea3n ch\u1ea5p thu\u1eadn v\u1ec1 \u0111i\u1ec1u ki\u1ec7n kinh doanh \u0111\u00e3 c\u1ea5p cho doanh nghi\u1ec7p v\u00e0 quy\u1ebft \u0111\u1ecbnh x\u1eed ph\u1ea1t \u0111\u1ed1i v\u1edbi h\u00e0nh vi vi ph\u1ea1m h\u00e0nh ch\u00ednh c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

b) Th\u00f4ng tin v\u1ec1 t\u00ecnh h\u00ecnh ho\u1ea1t \u0111\u1ed9ng v\u00e0 n\u1ed9p thu\u1ebf c\u1ee7a doanh nghi\u1ec7p t\u1eeb b\u00e1o c\u00e1o thu\u1ebf; b\u00e1o c\u00e1o t\u00e0i ch\u00ednh c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

c) Ph\u1ed1i h\u1ee3p, chia s\u1ebb th\u00f4ng tin v\u1ec1 t\u00ecnh h\u00ecnh ho\u1ea1t \u0111\u1ed9ng doanh nghi\u1ec7p \u0111\u1ec3 n\u00e2ng cao hi\u1ec7u l\u1ef1c qu\u1ea3n l\u00fd nh\u00e0 n\u01b0\u1edbc.<\/span><\/p>\n

5. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 216. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh<\/span><\/b><\/p>\n

1. C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh c\u00f3 nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n sau \u0111\u00e2y:<\/span><\/p>\n

a) Gi\u1ea3i quy\u1ebft vi\u1ec7c \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 c\u1ea5p Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

b) Ph\u1ed1i h\u1ee3p x\u00e2y d\u1ef1ng, qu\u1ea3n l\u00fd H\u1ec7 th\u1ed1ng th\u00f4ng tin qu\u1ed1c gia v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p; c\u00f4ng khai, cung c\u1ea5p th\u00f4ng tin cho c\u01a1 quan nh\u00e0 n\u01b0\u1edbc, t\u1ed5 ch\u1ee9c v\u00e0 c\u00e1 nh\u00e2n c\u00f3 y\u00eau c\u1ea7u theo quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt;<\/span><\/p>\n

c) Y\u00eau c\u1ea7u doanh nghi\u1ec7p b\u00e1o c\u00e1o v\u1ec1 vi\u1ec7c tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y khi x\u00e9t th\u1ea5y c\u1ea7n thi\u1ebft; \u0111\u00f4n \u0111\u1ed1c vi\u1ec7c th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 b\u00e1o c\u00e1o c\u1ee7a doanh nghi\u1ec7p;<\/span><\/p>\n

d) Tr\u1ef1c ti\u1ebfp ho\u1eb7c \u0111\u1ec1 ngh\u1ecb c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n ki\u1ec3m tra, gi\u00e1m s\u00e1t doanh nghi\u1ec7p theo n\u1ed9i dung trong h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p;<\/span><\/p>\n

\u0111) Ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 t\u00ednh h\u1ee3p l\u1ec7 c\u1ee7a h\u1ed3 s\u01a1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p, kh\u00f4ng ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 nh\u1eefng vi ph\u1ea1m c\u1ee7a doanh nghi\u1ec7p x\u1ea3y ra tr\u01b0\u1edbc v\u00e0 sau khi \u0111\u0103ng k\u00fd doanh nghi\u1ec7p;<\/span><\/p>\n

e) X\u1eed l\u00fd vi ph\u1ea1m quy \u0111\u1ecbnh c\u1ee7a ph\u00e1p lu\u1eadt v\u1ec1 \u0111\u0103ng k\u00fd doanh nghi\u1ec7p; thu h\u1ed3i Gi\u1ea5y ch\u1ee9ng nh\u1eadn \u0111\u0103ng k\u00fd doanh nghi\u1ec7p v\u00e0 y\u00eau c\u1ea7u doanh nghi\u1ec7p l\u00e0m th\u1ee7 t\u1ee5c gi\u1ea3i th\u1ec3 theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y;<\/span><\/p>\n

g) Nhi\u1ec7m v\u1ee5, quy\u1ec1n h\u1ea1n kh\u00e1c theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y v\u00e0 quy \u0111\u1ecbnh kh\u00e1c c\u1ee7a ph\u00e1p lu\u1eadt c\u00f3 li\u00ean quan.<\/span><\/p>\n

2. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh h\u1ec7 th\u1ed1ng t\u1ed5 ch\u1ee9c C\u01a1 quan \u0111\u0103ng k\u00fd kinh doanh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 217. \u0110i\u1ec1u kho\u1ea3n thi h\u00e0nh<\/span><\/b><\/p>\n

1. Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh t\u1eeb ng\u00e0y 01 th\u00e1ng 01 n\u0103m 2021. <\/span><\/p>\n

2. Lu\u1eadt Doanh nghi\u1ec7p s\u1ed1 68\/2014\/QH13 h\u1ebft hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb ng\u00e0y Lu\u1eadt n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh.<\/span><\/p>\n

<\/a>3. Thay th\u1ebf c\u1ee5m t\u1eeb \u201cdoanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc\u201d b\u1eb1ng c\u1ee5m t\u1eeb \u201cdoanh nghi\u1ec7p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef 100% v\u1ed1n \u0111i\u1ec1u l\u1ec7\u201d quy \u0111\u1ecbnh t\u1ea1i<\/span> <\/a>\u0111i\u1ec3m m kho\u1ea3n 1 \u0110i\u1ec1u 35 v\u00e0 \u0111i\u1ec3m k kho\u1ea3n 1 \u0110i\u1ec1u 37 c\u1ee7a Lu\u1eadt Ng\u00e2n s\u00e1ch nh\u00e0 n\u01b0\u1edbc s\u1ed1 83\/2015\/QH13; <\/a>\u0111i\u1ec3m a kho\u1ea3n 3 \u0110i\u1ec1u 23 c\u1ee7a Lu\u1eadt Th\u1ee7y l\u1ee3i s\u1ed1 08\/2017\/QH14 <\/a>\u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u theo Lu\u1eadt s\u1ed1 35\/2018\/QH14; <\/a>\u0111i\u1ec3m b kho\u1ea3n 2 \u0110i\u1ec1u 74 c\u1ee7a B\u1ed9 lu\u1eadt T\u1ed1 t\u1ee5ng d\u00e2n s\u1ef1 s\u1ed1 92\/2015\/QH13 <\/a>\u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u theo Lu\u1eadt s\u1ed1 45\/2019\/QH14; <\/a>\u0111i\u1ec3m a kho\u1ea3n 2 \u0110i\u1ec1u 43 c\u1ee7a Lu\u1eadt Qu\u1ea3n l\u00fd, s\u1eed d\u1ee5ng v\u0169 kh\u00ed, v\u1eadt li\u1ec7u n\u1ed5 v\u00e0 c\u00f4ng c\u1ee5 h\u1ed7 tr\u1ee3 s\u1ed1 14\/2017\/QH14 <\/a>\u0111\u00e3 \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i, b\u1ed5 sung m\u1ed9t s\u1ed1 \u0111i\u1ec1u theo Lu\u1eadt s\u1ed1 50\/2019\/QH14; <\/a>\u0110i\u1ec1u 19 c\u1ee7a Lu\u1eadt T\u1ed1 c\u00e1o s\u1ed1 25\/2018\/QH14; c\u00e1c <\/a>\u0111i\u1ec1u 3, 20, 30, 34, 39 v\u00e0 61 c\u1ee7a Lu\u1eadt Ph\u00f2ng, ch\u1ed1ng tham nh\u0169ng s\u1ed1 36\/2018\/QH14. <\/span><\/p>\n

<\/a>4. Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh vi\u1ec7c \u0111\u0103ng k\u00fd v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a h\u1ed9 kinh doanh.<\/span><\/p>\n

<\/a>5. C\u0103n c\u1ee9 v\u00e0o quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt n\u00e0y, Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh chi ti\u1ebft vi\u1ec7c t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u1ee7a doanh nghi\u1ec7p nh\u00e0 n\u01b0\u1edbc tr\u1ef1c ti\u1ebfp ph\u1ee5c v\u1ee5 qu\u1ed1c ph\u00f2ng, an ninh ho\u1eb7c k\u1ebft h\u1ee3p kinh t\u1ebf v\u1edbi qu\u1ed1c ph\u00f2ng, an ninh.<\/span><\/p>\n

<\/a>\u0110i\u1ec1u 218. Quy \u0111\u1ecbnh chuy\u1ec3n ti\u1ebfp<\/span><\/b><\/p>\n

1. C\u00e1c c\u00f4ng ty kh\u00f4ng c\u00f3 c\u1ed5 ph\u1ea7n ho\u1eb7c ph\u1ea7n v\u1ed1n g\u00f3p do Nh\u00e0 n\u01b0\u1edbc n\u1eafm gi\u1eef th\u1ef1c hi\u1ec7n g\u00f3p v\u1ed1n, mua c\u1ed5 ph\u1ea7n tr\u01b0\u1edbc ng\u00e0y 01 th\u00e1ng 7 n\u0103m 2015 kh\u00f4ng ph\u1ea3i th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 195 c\u1ee7a Lu\u1eadt n\u00e0y nh\u01b0ng kh\u00f4ng \u0111\u01b0\u1ee3c t\u0103ng t\u1ef7 l\u1ec7 s\u1edf h\u1eefu ch\u00e9o.<\/span><\/p>\n

2. \u0110\u1ed1i t\u01b0\u1ee3ng l\u00e0 ng\u01b0\u1eddi qu\u1ea3n l\u00fd doanh nghi\u1ec7p, Ki\u1ec3m so\u00e1t vi\u00ean v\u00e0 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n theo \u1ee7y quy\u1ec1n m\u00e0 kh\u00f4ng \u0111\u00e1p \u1ee9ng \u0111\u1ee7 ti\u00eau chu\u1ea9n, \u0111i\u1ec1u ki\u1ec7n quy \u0111\u1ecbnh t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n 5 \u0110i\u1ec1u 14, kho\u1ea3n 3 \u0110i\u1ec1u 64, kho\u1ea3n 3 \u0110i\u1ec1u 93, kho\u1ea3n 3 \u0110i\u1ec1u 101, c\u00e1c \u0111i\u1ec3m a, b v\u00e0 c kho\u1ea3n 3 \u0110i\u1ec1u 103, \u0111i\u1ec3m d kho\u1ea3n 1 \u0110i\u1ec1u 155, \u0111i\u1ec3m b kho\u1ea3n 5 \u0110i\u1ec1u 162 v\u00e0 kho\u1ea3n 2 \u0110i\u1ec1u 169 c\u1ee7a Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c ti\u1ebfp t\u1ee5c th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 \u0111\u1ebfn h\u1ebft th\u1eddi gian c\u00f2n l\u1ea1i c\u1ee7a nhi\u1ec7m k\u1ef3.<\/span><\/p>\n

Lu\u1eadt n\u00e0y \u0111\u01b0\u1ee3c Qu\u1ed1c h\u1ed9i n\u01b0\u1edbc C\u1ed9ng h\u00f2a x\u00e3 h\u1ed9i ch\u1ee7 ngh\u0129a Vi\u1ec7t Nam kh\u00f3a XIV, k\u1ef3 h\u1ecdp th\u1ee9 9 th\u00f4ng qua ng\u00e0y 17 th\u00e1ng 6 n\u0103m 2020.<\/span><\/i><\/p>\n\n\n\n
\n

\u00a0<\/b><\/p>\n<\/td>\n

\n

CH\u1ee6 T\u1ecaCHQU\u1ed0C H\u1ed8I


Nguy\u1ec5n Th\u1ecb Kim Ng\u00e2n<\/span><\/b><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

\u00bb Ngh\u1ecb \u0111\u1ecbnh 47\/2021\/N\u0110-CP h\u01b0\u1edbng d\u1eabn Lu\u1eadt Doanh nghi\u1ec7p<\/a><\/p>\n

\u00bb D\u1ecbch v\u1ee5 t\u01b0 v\u1ea5n lu\u1eadt doanh nghi\u1ec7p<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

Lu\u1eadt Doanh nghi\u1ec7p 2020 quy \u0111\u1ecbnh v\u1ec1 vi\u1ec7c th\u00e0nh l\u1eadp, t\u1ed5 ch\u1ee9c qu\u1ea3n l\u00fd, t\u1ed5 ch\u1ee9c l\u1ea1i, gi\u1ea3i th\u1ec3 v\u00e0 ho\u1ea1t \u0111\u1ed9ng c\u00f3 li\u00ean quan c\u1ee7a doanh nghi\u1ec7p, bao g\u1ed3m c\u00f4ng ty tr\u00e1ch nhi\u1ec7m h\u1eefu h\u1ea1n, c\u00f4ng ty c\u1ed5 ph\u1ea7n, c\u00f4ng ty h\u1ee3p danh v\u00e0 doanh nghi\u1ec7p t\u01b0 nh\u00e2n; quy \u0111\u1ecbnh v\u1ec1 nh\u00f3m c\u00f4ng ty. […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[191],"tags":[],"_links":{"self":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/28189"}],"collection":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/comments?post=28189"}],"version-history":[{"count":0,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/28189\/revisions"}],"wp:attachment":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/media?parent=28189"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/categories?post=28189"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/tags?post=28189"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}