{"id":10018,"date":"2017-10-30T11:20:45","date_gmt":"2017-10-30T04:20:45","guid":{"rendered":"https:\/\/luatsubaoho.com\/phapluat\/?p=10018"},"modified":"2020-03-02T11:49:16","modified_gmt":"2020-03-02T04:49:16","slug":"thong-tu-35-2013-tt-nhnn-huong-dan-thuc-hien-quy-dinh-phong-chong-rua-tien","status":"publish","type":"post","link":"https:\/\/luatsubaoho.com\/phapluat\/thong-tu-35-2013-tt-nhnn-huong-dan-thuc-hien-quy-dinh-phong-chong-rua-tien\/","title":{"rendered":"Th\u00f4ng t\u01b0 35\/2013\/TT-NHNN h\u01b0\u1edbng d\u1eabn th\u1ef1c hi\u1ec7n quy \u0111\u1ecbnh ph\u00f2ng ch\u1ed1ng r\u1eeda ti\u1ec1n"},"content":{"rendered":"\n

Th\u00f4ng t\u01b0 35\/2013\/TT-NHNN h\u01b0\u1edbng d\u1eabn th\u1ef1c hi\u1ec7n quy \u0111\u1ecbnh ph\u00f2ng ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/p>\n

\n\n\n\n\n
\n

NG\u00c2N H\u00c0NG NH\u00c0 N\u01af\u1edaC
\nVI\u1ec6T NAM<\/b> <\/b><\/p>\n<\/td>\n

\n

C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM
\n\u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac
\n<\/span><\/b><\/p>\n<\/td>\n<\/tr>\n

\n

S\u1ed1: <\/span>35\/2013\/TT-NHNN<\/p>\n<\/td>\n

\n

H\u00e0 N\u1ed9i, ng\u00e0y 31 th\u00e1ng 12 n\u0103m 2013<\/i><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

TH\u00d4NG T\u01af<\/span><\/b><\/p>\n

H\u01af\u1edaNG D\u1eaaN TH\u1ef0C HI\u1ec6N M\u1ed8T S\u1ed0 QUY \u0110\u1ecaNH V\u1ec0 PH\u00d2NG, CH\u1ed0NG R\u1eecA TI\u1ec0N<\/span><\/p>\n

C\u0103n c\u1ee9 Lu\u1eadt Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam s\u1ed1 46\/20<\/span>1<\/i>0\/QH12 ng\u00e0y 16 th\u00e1ng 6 n\u0103m 20<\/span>1<\/i>0;
\n<\/span><\/i>C\u0103n c\u1ee9 Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n s<\/span>\u1ed1<\/i> 07\/20<\/span>1<\/i>2\/QH<\/span>1<\/i>3 ng\u00e0y 18 th\u00e1ng 6 n\u0103m 2012;
\n<\/span><\/i>C\u0103n c\u1ee9 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 <\/span>11<\/i>6\/20<\/span>1<\/i>3\/N\u0110-CP ng\u00e0y 04 th\u00e1ng 10 n\u0103m 20<\/span>1<\/i>3 c\u1ee7a Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh ch<\/span>i<\/i> ti<\/span>\u1ebf<\/i>t thi h\u00e0nh m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt ph\u00f2ng, ch<\/span>\u1ed1<\/i>ng r\u1eeda ti\u1ec1n;
\n<\/span><\/i>C\u0103n c\u1ee9 Ngh\u1ecb \u0111\u1ecbnh s<\/span>\u1ed1 1<\/i>56\/2013\/N\u0110-CP ng\u00e0y <\/span>11\/11<\/i>\/2013 c\u1ee7a Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh ch\u1ee9c n\u0103ng, nhi\u1ec7m v\u1ee5, quy<\/span>\u1ec1<\/i>n h\u1ea1n v\u00e0 c\u01a1 c\u1ea5u t\u1ed5 ch\u1ee9c c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam;
\n<\/span><\/i>Theo \u0111\u1ec1 ngh\u1ecb c\u1ee7a Ch\u00e1nh Thanh tra, gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng,
\n<\/span><\/i>Th<\/span>\u1ed1<\/i>ng \u0111<\/span>\u1ed1<\/i>c Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam ban h\u00e0nh Th\u00f4ng t\u01b0 h\u01b0\u1edbng d\u1eabn th\u1ef1c hi\u1ec7n m\u1ed9t s<\/span>\u1ed1 <\/i>quy \u0111\u1ecbnh v<\/span>\u1ec1<\/i> ph\u00f2ng, ch<\/span>\u1ed1<\/i>ng r\u1eeda ti\u1ec1n.<\/span><\/i><\/p>\n

\u0110i\u1ec1u 1. Ph\u1ea1m vi \u0111i\u1ec1u ch\u1ec9nh<\/span><\/b><\/p>\n

Th\u00f4ng t\u01b0 n<\/span>\u00e0y quy \u0111\u1ecbnh v\u1ec1 \u0111\u00e1nh gi\u00e1 t\u0103ng c\u01b0\u1eddng \u0111\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng c\u00f3 r\u1ee7i ro cao; th\u00f4ng b\u00e1o danh s\u00e1ch c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i c\u00f3 \u1ea3nh h\u01b0\u1edfng ch\u00ednh tr\u1ecb; n\u1ed9i dung, h\u00ecnh th\u1ee9c c\u00e1c b\u00e1o c\u00e1o: giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn, giao d\u1ecbch \u0111\u00e1ng ng\u1edd, giao d\u1ecbch chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed, h\u00e0nh vi r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i <\/span>tr\u1ee3 kh\u1ee7ng b\u1ed1; m\u1ee9c gi\u00e1 tr\u1ecb c\u1ee7a kim lo\u1ea1i qu\u00fd, \u0111\u00e1 qu\u00fd v\u00e0 c\u00f4ng c\u1ee5 chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea3i khai b\u00e1o h\u1ea3i quan.<\/span><\/p>\n

\u0110i\u1ec1u 2. \u0110\u1ed1i t\u01b0\u1ee3ng \u00e1p d\u1ee5ng<\/span><\/b><\/p>\n

1. C\u00e1c \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1, 2 \u0110i\u1ec1u 2 Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/span><\/p>\n

2. T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n Vi\u1ec7t Nam; ng\u01b0\u1eddi n\u01b0\u1edbc ngo\u00e0i ho\u1eb7c ng\u01b0\u1eddi kh\u00f4ng qu\u1ed1c t\u1ecbch sinh s\u1ed1ng ho\u1eb7c kh\u00f4ng sinh s\u1ed1ng tr\u00ean l\u00e3nh th\u1ed5 Vi\u1ec7t Nam; t\u1ed5 ch\u1ee9c n\u01b0\u1edbc ngo\u00e0i, t\u1ed5 ch\u1ee9c qu\u1ed1c t\u1ebf, t\u1ed5 ch\u1ee9c phi Ch\u00ednh ph\u1ee7 ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c kh\u00f4ng ho\u1ea1t \u0111\u1ed9ng tr\u00ean l\u00e3nh th\u1ed5 Vi\u1ec7t Nam nh\u01b0ng c\u00f3 c\u00e1c giao d\u1ecbch t\u00e0i ch\u00ednh hay giao d\u1ecbch t\u00e0i s\u1ea3n kh\u00e1c v\u1edbi t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

\u0110i\u1ec1u 3. C\u00e1c bi\u1ec7n ph\u00e1p \u0111\u00e1nh gi\u00e1 t\u0103ng c\u01b0\u1eddng \u0111\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng c\u00f3 r\u1ee7i ro cao<\/span><\/b><\/p>\n

\u0110\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng c\u00f3 m\u1ee9c \u0111\u1ed9 r\u1ee7i ro cao kh\u00f4ng thu\u1ed9c c\u00e1c tr\u01b0\u1eddng h\u1ee3p quy \u0111\u1ecbnh t\u1ea1i c\u00e1c \u0110i\u1ec1u 13, 14, 15, 16 v\u00e0 17 c\u1ee7a Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n, ngo\u00e0i vi\u1ec7c \u00e1p <\/span>d\u1ee5ng bi\u1ec7n ph\u00e1p nh\u1eadn bi\u1ebft theo quy \u0111\u1ecbnh t\u1ea1i <\/span>\u0110i\u1ec1u 9 Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i \u00e1p d\u1ee5ng c\u00e1c bi\u1ec7n ph\u00e1p \u0111\u00e1nh gi\u00e1 t\u0103ng c\u01b0\u1eddng sau:<\/span><\/p>\n

1. C\u00f3 s\u1ef1 ph\u00ea duy\u1ec7t c\u1ee7a c\u1ea5p qu\u1ea3n l\u00fd cao h\u01a1n \u00edt nh\u1ea5t m\u1ed9t c\u1ea5p so v\u1edbi c\u1ea5p ph\u00ea duy\u1ec7t \u00e1p d\u1ee5ng \u0111\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng th\u00f4ng th\u01b0\u1eddng khi kh\u00e1ch h\u00e0ng l\u1ea7n \u0111<\/span>\u1ea7u thi\u1ebft l\u1eadp quan h\u1ec7 ho\u1eb7c khi kh\u00e1ch h\u00e0ng hi\u1ec7n t\u1ea1i \u0111\u01b0\u1ee3c \u0111\u00e1nh gi\u00e1 l\u00e0 kh\u00e1ch h\u00e0ng c\u00f3 r\u1ee7i ro cao. \u0110\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng hi\u1ec7n t\u1ea1i, khi \u0111\u00e1nh gi\u00e1 ho\u1eb7c \u0111\u00e1nh gi\u00e1 l\u1ea1i \u0111\u01b0\u1ee3c x\u1ebfp lo\u1ea1i l\u00e0 kh\u00e1ch h\u00e0ng c\u00f3 r\u1ee7i ro cao, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i tr\u00ecnh c\u1ea5p c\u00f3 th\u1ea9m quy\u1ec1n ph\u00ea duy\u1ec7t ho\u1eb7c ph\u00ea duy\u1ec7t l\u1ea1i m\u1ed1i quan h\u1ec7 v\u1edbi kh\u00e1ch h\u00e0ng n\u00e0y v\u00e0 \u00e1p <\/span>d\u1ee5ng c\u00e1c bi\u1ec7n ph\u00e1p t\u0103ng c\u01b0\u1eddng theo quy \u0111<\/span>\u1ecbnh t\u1ea1i kho\u1ea3n 2, kho\u1ea3n 3 v\u00e0 kho\u1ea3n 4 \u0110i\u1ec1u n\u00e0y.<\/span><\/p>\n

2. Thu th\u1eadp b\u1ed5 sung c\u00e1c th\u00f4ng tin sau:<\/p>\n

a) \u0110\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng l\u00e0 c\u00e1 nh\u00e2n:<\/span><\/p>\n

\u2013 M\u1ee9c thu nh\u1eadp trung b\u00ecnh h\u00e0ng th\u00e1ng trong 6 th\u00e1ng g\u1ea7n nh\u1ea5t c\u1ee7a kh\u00e1ch h\u00e0ng; t\u00ean, \u0111\u1ecba ch\u1ec9, s\u1ed1 \u0111i\u1ec7n tho\u1ea1i li\u00ean l\u1ea1c c\u1ee7a c\u01a1 quan, t\u1ed5 ch\u1ee9c ho\u1eb7c ch\u1ee7 c\u01a1 s\u1edf n\u01a1i l\u00e0m vi\u1ec7c ho\u1eb7c c\u00f3 thu nh\u1eadp ch\u00ednh;<\/span><\/p>\n

\u2013 H\u1ecd t\u00ean, \u0111\u1ecba ch\u1ec9, ngh\u1ec1 nghi\u1ec7p c\u1ee7a v\u1ee3, ch\u1ed3ng, con c\u1ee7a kh\u00e1ch h\u00e0ng.<\/span><\/p>\n

b) \u0110\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng l\u00e0 t\u1ed5 ch\u1ee9c:<\/span><\/p>\n

\u2013 Ng\u00e0nh, ngh\u1ec1 s\u1ea3n xu\u1ea5t, kinh doanh, d\u1ecbch v\u1ee5 t\u1ea1o doanh thu ch\u00ednh;<\/span><\/p>\n

\u2013 B\u00e1o c\u00e1o t\u00e0i ch\u00ednh trong 2 n\u0103m g<\/span>\u1ea7n nh\u1ea5t;<\/span><\/p>\n

\u2013 Danh s\u00e1ch (h\u1ecd t\u00ean, \u0111\u1ecba ch\u1ec9, \u0111i\u1ec7n tho\u1ea1i) th\u00e0nh vi\u00ean H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb ho\u1eb7c H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean, th\u00e0nh vi\u00ean Ban \u0111i\u1ec1u h\u00e0nh, K\u1ebf to\u00e1n tr\u01b0<\/span>\u1edfng ho\u1eb7c t\u01b0\u01a1ng \u0111\u01b0\u01a1ng;<\/span><\/p>\n

\u2013 Danh s\u00e1ch (t\u00ean, \u0111\u1ecba ch\u1ec9, ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n) c\u1ee7a c\u00f4ng ty m\u1eb9, c\u00f4ng ty con, v\u0103n ph\u00f2ng \u0111\u1ea1i di\u1ec7n (n\u1ebfu c\u00f3).<\/span><\/p>\n

3. Gi\u00e1m s\u00e1t ch\u1eb7t ch\u1ebd c\u00e1c giao d\u1ecbch c\u1ee7a kh\u00e1ch h\u00e0ng c\u00f3 r\u1ee7i ro cao.<\/p>\n

4. C\u1eadp nh\u1eadt th\u00f4ng tin \u0111\u1ecbnh k\u1ef3 \u00edt nh\u1ea5t 6 th\u00e1ng m\u1ed9t l\u1ea7n ho\u1eb7c khi \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o bi\u1ebft th\u00f4ng tin v\u1ec1 kh\u00e1ch h\u00e0ng \u0111\u00e3 c\u00f3 s\u1ef1 thay \u0111\u1ed5i.<\/p>\n

\u0110i\u1ec1u 4. Danh s\u00e1ch c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i c\u00f3 \u1ea3nh h\u01b0\u1edfng ch\u00ednh tr\u1ecb<\/span><\/b><\/p>\n

1. Danh s\u00e1ch c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i c\u00f3 \u1ea3nh h\u01b0\u1edfng ch\u00ednh tr\u1ecb theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 13 Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n \u0111\u01b0\u1ee3c \u0111<\/span>\u0103ng t\u1ea3i tr\u00ean Trang th\u00f4ng tin \u0111i\u1ec7n t\u1eed (website) c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam t\u1ea1i \u0111\u1ecba ch\u1ec9 http:\/\/www.sbv.gov.vn.<\/span><\/p>\n

2. Vi\u1ec7c truy c\u1eadp, khai th\u00e1c Danh s\u00e1ch c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i c\u00f3 \u1ea3nh h\u01b0\u1edfng ch\u00ednh <\/span>tr\u1ecb theo h\u01b0\u1edbng d\u1eabn c\u1ee7a C\u01a1 quan Thanh tra, gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng thu\u1ed9c Ng\u00e2n h\u00e0ng Nh<\/span>\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam (d\u01b0\u1edbi \u0111\u00e2y g\u1ecdi l\u00e0 C\u01a1 quan Thanh tra, gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng); \u0111\u1ed1i t<\/span>\u01b0\u1ee3ng b<\/span>\u00e1o c\u00e1o kh\u00f4ng \u0111\u01b0\u1ee3c cung c\u1ea5p th\u00f4ng tin v\u1ec1 Danh s\u00e1ch n\u00e0y cho b\u00ean th\u1ee9 ba n\u1ebfu kh\u00f4ng \u0111\u01b0\u1ee3c s\u1ef1 \u0111\u1ed3ng \u00fd c\u1ee7a C\u01a1 quan Thanh tra, gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng.<\/span><\/p>\n

3. \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i \u0111\u0103ng k\u00fd b\u1eb1ng v<\/span>\u0103n b\u1ea3n v\u1edbi C\u01a1 quan Thanh <\/span>tra, gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng (qua C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n) th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi truy c\u1eadp, khai th\u00e1c Danh s\u00e1ch c\u00e1 nh\u00e2n n\u01b0\u1edbc ngo\u00e0i c\u00f3 \u1ea3nh h\u01b0\u1edfng ch\u00ednh tr\u1ecb, g\u1ed3m: h\u1ecd t\u00ean, s\u1ed1 ch\u1ee9ng minh nh\u00e2n d\u00e2n ho\u1eb7c h\u1ed9 chi\u1ebfu c\u00f2n hi\u1ec7u l\u1ef1c, ch\u1ee9c v\u1ee5, \u0111i\u1ec7n tho\u1ea1i v\u00e0 \u0111\u1ecba ch\u1ec9 n\u01a1i l\u00e0m vi\u1ec7c, h\u00f2m th\u01b0 \u0111i\u1ec7n t\u1eed.<\/span><\/p>\n

\u0110i\u1ec1u 5. B\u00e1o c\u00e1o giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn<\/span><\/b><\/p>\n

1. Khi th\u1ef1c hi\u1ec7n giao d\u1ecbch c\u00f3 gi\u00e1 <\/span>tr\u1ecb l\u1edbn, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e1o c\u00e1o cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n theo m\u1eabu bi\u1ec3u s\u1ed1 02 \u0111\u00ednh k\u00e8m Th\u00f4ng t\u01b0 n\u00e0y ho\u1eb7c b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t<\/span>\u1eed theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 10 Th\u00f4ng t\u01b0 n\u00e0y.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p kh\u00e1ch h\u00e0ng n\u1ed9p ngo\u1ea1i t\u1ec7 ti\u1ec1n m\u1eb7t c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn \u0111\u1ec3 mua \u0111\u1ed3ng Vi\u1ec7t Nam ho\u1eb7c n\u1ed9p ti\u1ec1n m\u1eb7t b\u1eb1ng \u0111\u1ed3ng Vi\u1ec7t Nam c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn \u0111\u1ec3 mua ngo\u1ea1i t\u1ec7 ti\u1ec1n m\u1eb7t th\u00ec ch\u1ec9 b\u00e1o c\u00e1o giao d\u1ecbch n\u1ed9p ti\u1ec1n m\u1eb7t.<\/span><\/p>\n

3. N\u1ed9i dung b\u00e1o c\u00e1o giao d\u1ecbch c\u00f3 gi\u00e1 tr<\/span>\u1ecb l\u1edbn:<\/span><\/p>\n

a) Th\u00f4ng tin v\u1ec1 kh\u00e1ch h\u00e0ng:<\/span><\/p>\n

\u2013 \u0110\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng l\u00e0 c\u00e1 nh\u00e2n: h\u1ecd t\u00ean, ng\u00e0y th\u00e1ng n\u0103m sinh, s\u1ed1 ch\u1ee9ng minh nh\u00e2n d\u00e2n ho\u1eb7c s\u1ed1 h\u1ed9 chi\u1ebfu, qu\u1ed1c t\u1ecbch (kh\u00e1ch h\u00e0ng c\u00f3 nhi\u1ec1u qu\u1ed1c t\u1ecbch th\u00ec ph\u1ea3i ghi \u0111\u1ea7y \u0111\u1ee7 c\u00e1c qu\u1ed1c t\u1ecbch v\u00e0 c\u00e1c \u0111\u1ecba ch\u1ec9 \u0111<\/span>\u0103ng k\u00fd c\u01b0 tr\u00fa t\u1ea1i c\u00e1c qu\u1ed1c gia mang qu\u1ed1c t\u1ecbch), \u0111\u1ecba ch\u1ec9 c\u01b0 tr\u00fa t\u1ea1i Vi\u1ec7t Nam;<\/span><\/p>\n

\u2013 \u0110\u1ed1i v\u1edbi kh\u00e1ch h\u00e0ng l\u00e0 t\u1ed5 ch\u1ee9c: t\u00ean t\u1ed5 ch\u1ee9c, \u0111\u1ecba ch\u1ec9, qu\u1ed1c gia, m\u00e3 s\u1ed1 thu\u1ebf; tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c kh\u00f4ng c\u00f3 m\u00e3 s\u1ed1 thu\u1ebf th\u00ec b\u1eaft bu\u1ed9c ph\u1ea3i c\u00f3 s\u1ed1 gi\u1ea5y ph\u00e9p ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c quy\u1ebft \u0111\u1ecbnh th\u00e0nh l\u1eadp ho\u1eb7c gi\u1ea5y \u0111\u0103ng k\u00fd kinh doanh<\/span>.<\/p>\n

b) Th\u00f4ng tin v\u1ec1 giao d\u1ecbch:<\/span><\/p>\n

\u2013 \u0110\u1ed1i v\u1edbi giao d\u1ecbch c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn b<\/span>\u1eb1ng ti\u1ec1n m\u1eb7t (\u0111\u1ed3ng Vi\u1ec7t Nam ho\u1eb7c ngo\u1ea1i t\u1ec7): ng\u00e0y th\u1ef1c hi\u1ec7n giao d\u1ecbch, s\u1ed1 t\u00e0i kho\u1ea3n (n\u1ebfu c\u00f3), lo\u1ea1i giao d\u1ecbch, m\u00e3 s\u1ed1 giao d\u1ecbch (s\u1ed1 tham chi\u1ebfu duy nh\u1ea5t cho m\u1ed7i giao d\u1ecbch), s\u1ed1 ti\u1ec1n giao d\u1ecbch, lo\u1ea1i ti\u1ec1n giao d\u1ecbch, s\u1ed1 ti\u1ec1n \u0111\u01b0\u1ee3c quy \u0111\u1ed5i sang \u0111\u1ed3ng Vi\u1ec7t Nam (theo t\u1ef7 gi\u00e1 lo\u1ea1i giao d\u1ecbch t<\/span>\u01b0\u01a1ng \u1ee9ng t\u1ea1i th\u1eddi \u0111i\u1ec3m ph\u00e1t sinh giao d\u1ecbch), l\u00fd do, m\u1ee5c \u0111\u00edch giao d\u1ecbch, t\u00ean, \u0111\u1ecba \u0111i\u1ec3m n\u01a1i ph\u00e1t sinh giao d\u1ecbch;<\/span><\/p>\n

\u2013 \u0110\u1ed1i v\u1edbi giao d\u1ecbch mua, b\u00e1n v\u00e0ng c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn: ng\u00e0y th\u1ef1c hi\u1ec7n giao d\u1ecbch, lo\u1ea1i giao d\u1ecbch, m\u00e3 s\u1ed1 giao d\u1ecbch (s\u1ed1 tham chi\u1ebfu duy nh\u1ea5t cho m\u1ed7i giao d\u1ecbch), kh\u1ed1i l\u01b0\u1ee3ng (\u0111\u01a1n v\u1ecb: kilogram; li\u1ec7t k\u00ea theo t\u1eebng lo\u1ea1i h\u00e0ng h\u00f3a), gi\u00e1 tr\u1ecb t\u1eebng giao d\u1ecbch, t\u1ed5ng gi\u00e1 tr\u1ecb giao d\u1ecbch trong ng\u00e0y quy \u0111\u1ed5i sang \u0111\u1ed3ng Vi\u1ec7t Nam, l\u00fd do, m\u1ee5c \u0111\u00edch giao d\u1ecbch, t\u00ean, \u0111\u1ecba \u0111i\u1ec3m n\u01a1i ph\u00e1t sinh giao d\u1ecbch;<\/span><\/p>\n

c) Th\u00f4ng tin kh\u00e1c \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 trong c\u00e1c m\u1eabu bi\u1ec3u ban h\u00e0nh k\u00e8m theo Th\u00f4ng t\u01b0 n\u00e0y.<\/span><\/p>\n

4. \u0110<\/span>\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i r\u00e0 so\u00e1t, s\u00e0ng l\u1ecdc c\u00e1c giao d\u1ecbch ti\u1ec1n m\u1eb7t c\u00f3 gi\u00e1 tr\u1ecb l\u1edbn \u0111\u1ec3 k\u1ecbp th\u1eddi ph\u00e1t hi\u1ec7n giao d\u1ecbch \u0111\u00e1ng ng\u1edd.<\/span><\/p>\n

\u0110i\u1ec1u 6. B\u00e1o c\u00e1o giao d\u1ecbch \u0111\u00e1ng ng\u1edd<\/span><\/b><\/p>\n

1. Khi ph\u00e1t hi\u1ec7n giao d\u1ecbch \u0111\u00e1ng ng\u1edd theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 22 Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n v\u00e0 \u0110i\u1ec1u 14 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 116\/2013\/N\u0110-CP ng\u00e0y 04\/10\/2013 quy \u0111\u1ecbnh chi ti\u1ebft thi h\u00e0nh m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt ph\u00f2ng, ch<\/span>\u1ed1ng r\u1eeda ti\u1ec1n, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e1o c\u00e1o cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda t<\/span>i\u1ec1n b\u1eb1ng v<\/span>\u0103n b\u1ea3n theo m\u1eabu bi\u1ec3u s\u1ed1 01 \u0111\u00ednh k\u00e8m Th\u00f4ng t\u01b0 n\u00e0y ho\u1eb7c b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 10 Th\u00f4ng t\u01b0 n\u00e0y.<\/span><\/p>\n

2. C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n c\u00f3 tr\u00e1ch nhi\u1ec7m x\u00e1c nh\u1eadn vi\u1ec7c \u0111\u00e3 nh\u1eadn \u0111\u01b0\u1ee3c b\u00e1o c\u00e1o giao d\u1ecbch \u0111\u00e1ng ng\u1edd v\u00e0 ph\u1ea3n h\u1ed3i cho \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o nh\u1eefng v\u1ea5n \u0111\u1ec1 ph\u00e1t sinh n\u1ebfu c<\/span>\u1ea7n thi\u1ebft.<\/span><\/p>\n

\u0110i\u1ec1u 7. B\u00e1o c\u00e1o giao d\u1ecbch chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed<\/span><\/b><\/p>\n

1. Khi cung \u1ee9ng d\u1ecbch v\u1ee5 chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed v\u01b0\u1ee3t qu\u00e1 m\u1ee9c gi\u00e1 tr\u1ecb theo quy \u0111\u1ecbnh, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e1o c\u00e1o cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 10 Th\u00f4ng t\u01b0 n\u00e0y.<\/p>\n

2. N\u1ed9i dung b\u00e1o c\u00e1o g\u1ed3m c\u00e1c th\u00f4ng tin sau:<\/span><\/p>\n

a) T\u1ed5 ch\u1ee9c ph\u00e1t l\u1ec7nh chuy\u1ec3n ti\u1ec1n: t\u00ean giao d\u1ecbch c\u1ee7a t\u1ed5 ch\u1ee9c ho\u1eb7c \u0111i\u1ec3m giao d\u1ecbch; \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c; qu\u1ed1c gia.<\/span><\/p>\n

b) T\u1ed5 ch\u1ee9c ph\u1ee5c v\u1ee5 ng\u01b0\u1eddi th\u1ee5 h\u01b0\u1edfng: t\u00ean giao d\u1ecbch c\u1ee7a t\u1ed5 ch<\/span>\u1ee9c ho\u1eb7c \u0111i\u1ec3m giao d\u1ecbch; \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c; qu\u1ed1c gia.<\/span><\/p>\n

c) C\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c chuy\u1ec3n ti\u1ec1n v\u00e0 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c th\u1ee5 h\u01b0\u1edfng:<\/span><\/p>\n

\u2013 C\u00e1 nh\u00e2n: h\u1ecd t\u00ean; s<\/span>\u1ed1 ch\u1ee9ng minh nh\u00e2n d\u00e2n ho\u1eb7c s\u1ed1 h\u1ed9 chi\u1ebfu c\u00f2n hi\u1ec7u l\u1ef1c; s\u1ed1 t\u00e0i kho\u1ea3n (n\u1ebfu c\u00f3); m\u00e3 giao d\u1ecbch; s\u1ed1 ti\u1ec1n, lo\u1ea1i ti\u1ec1n giao <\/span>d\u1ecbch; \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c; qu\u1ed1c gia.<\/span><\/p>\n

\u2013 T\u1ed5 ch\u1ee9c: t\u00ean; s\u1ed1 t\u00e0i kho\u1ea3n; m\u00e3 s\u1ed1 thu\u1ebf; s\u1ed1 \u0111<\/span>\u0103ng k\u00fd kinh doanh; m\u00e3 giao d\u1ecbch; s\u1ed1 ti\u1ec1n, lo\u1ea1i ti\u1ec1n giao d\u1ecbch; \u0111\u1ecba ch\u1ec9 li\u00ean l\u1ea1c; qu\u1ed1c gia.<\/span><\/p>\n

3. T\u1ed5 ch\u1ee9c trung gian ph\u1ea3i l\u01b0u gi\u1eef h\u1ed3 s\u01a1 giao d\u1ecbch bao g\u1ed3m c\u00e1c th\u00f4ng tin theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u n\u00e0y \u00edt nh\u1ea5t 5 n\u0103m k\u1ec3 t\u1eeb ng\u00e0y ph\u00e1t sinh giao <\/span>d\u1ecbch v\u00e0 c\u00f3 tr\u00e1ch nhi\u1ec7m cung c\u1ea5p h\u1ed3 s\u01a1 \u0111\u00f3 cho c\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n khi \u0111\u01b0\u1ee3c y\u00eau c<\/span>\u1ea7u v\u00e0 kh\u00f4ng ph\u1ea3i b\u00e1o c\u00e1o c\u00e1c giao d\u1ecbch chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/span><\/p>\n

4. \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o \u0111\u01b0\u1ee3c ph\u00e9p th\u1ef1c hi\u1ec7n chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed qu\u1ed1c t\u1ebf ph\u1ea3i x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng c\u00f4ng ngh\u1ec7 th\u00f4ng tin ph\u00f9 h\u1ee3p ph\u1ee5c v\u1ee5 cho vi\u1ec7c b\u00e1o c\u00e1o b\u1eb1ng t\u1ec7<\/span>p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 10 Th\u00f4ng t\u01b0 n\u00e0y v\u00e0 ph\u1ea3i c\u00f3 h\u1ec7 th\u1ed1ng ph\u1ea7n m\u1ec1m \u0111\u1ec3 l\u1ecdc, ph\u00e2n t\u00edch giao d\u1ecbch nh<\/span>\u1eb1m m\u1ee5c \u0111\u00edch ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n v\u00e0 ng\u0103n ng\u1eeba c\u00e1c r\u1ee7i ro kh\u00e1c.<\/span><\/p>\n

\u0110i\u1ec1u 8. B\u00e1o c\u00e1o h\u00e0nh vi r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1<\/span><\/b><\/p>\n

1. Khi ph\u00e1t hi\u1ec7n t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n giao d\u1ecbch n\u1eb1m trong danh s\u00e1ch \u0111en ho\u1eb7c khi c\u00f3 c\u0103n c\u1ee9 cho r\u1eb1ng t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c th\u1ef1c hi\u1ec7n h\u00e0nh vi c\u00f3 li\u00ean quan \u0111\u1ebfn t\u1ed9i ph\u1ea1m r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o c\u00f3 tr\u00e1ch nhi\u1ec7m b\u00e1o c\u00e1o h\u00e0nh vi r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1 cho l\u1ef1c l\u01b0\u1ee3ng ch<\/span>\u1ed1ng kh\u1ee7ng b\u1ed1 c\u1ee7a B\u1ed9 C\u00f4ng an, \u0111\u1ed3ng th\u1eddi b\u00e1o c\u00e1o cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n b\u1eb1ng v\u0103n b\u1ea3n ho\u1eb7c b<\/span>\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed theo quy \u0111<\/span>\u1ecbnh t\u1ea1i \u0110i\u1ec1u 10 Th\u00f4ng t\u01b0 n\u00e0y.<\/span><\/p>\n

2. Tr\u01b0\u1eddng h\u1ee3p \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o b\u1eb1ng v\u0103n b\u1ea3n th\u00ec n\u1ed9i dung b\u00e1o c\u00e1o bao g\u1ed3m c\u00e1c th\u00f4ng tin sau:<\/span><\/p>\n

a) \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o: t\u00ean, \u0111\u1ecba ch<\/span>\u1ec9, s\u1ed1 \u0111i\u1ec7n tho\u1ea1i;<\/span><\/p>\n

b) C\u01a1 quan nh\u1eadn b\u00e1o c\u00e1o: t\u00ean, \u0111\u1ecba ch<\/span>\u1ec9;<\/span><\/p>\n

c) T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n n\u1eb1m trong danh s\u00e1ch \u0111en ho\u1eb7c th\u1ef1c hi\u1ec7n h\u00e0nh vi c\u00f3 li\u00ean quan \u0111\u1ebfn t\u1ed9i ph\u1ea1m r\u1eeda ti\u1ec1n nh\u1eb1m t\u00e0i tr\u1ee3 kh\u1ee7ng b\u1ed1: t\u00ean; qu\u1ed1c t\u1ecbch; c\u00e1c th\u00f4ng tin kh\u00e1c nh\u01b0 s\u1ed1 ch\u1ee9ng minh nh\u00e2n d\u00e2n ho\u1eb7c s\u1ed1 h\u1ed9 chi\u1ebfu, m\u00e3 s<\/span>\u1ed1 thu\u1ebf, s\u1ed1 \u0111<\/span>\u0103ng k\u00fd kinh doanh, \u0111\u1ecba ch\u1ec9, s\u1ed1 t\u00e0i kho\u1ea3n, s\u1ed1 tham chi\u1ebfu c\u1ee7a giao d\u1ecbch (n\u1ebfu c\u00f3);<\/span><\/p>\n

d) T\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n kh\u00e1c c\u00f3 li\u00ean quan: t\u00ean; qu\u1ed1c t\u1ecbch; m\u1ed1i quan h\u1ec7 v\u1edbi t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n n\u00eau t\u1ea1i \u0111i\u1ec3m c kho\u1ea3n n\u00e0y; c\u00e1c th\u00f4ng tin kh\u00e1c nh\u01b0 s\u1ed1 ch\u1ee9ng minh nh\u00e2n d\u00e2n ho\u1eb7c s\u1ed1 h\u1ed9 chi\u1ebfu, m\u00e3 s\u1ed1 thu\u1ebf, s\u1ed1 \u0111\u0103ng k\u00fd kinh doanh, \u0111\u1ecba ch\u1ec9, s\u1ed1 t\u00e0i kho\u1ea3n, s\u1ed1 tham chi\u1ebfu c\u1ee7a giao d\u1ecbch (n\u1ebfu c\u00f3);<\/span><\/p>\n

\u0111) \u0110\u1ed1i v\u1edbi chuy\u1ec3n ti\u1ec1n \u0111i\u1ec7n t\u1eed, g\u1ed3m c\u00e1c th\u00f4ng tin theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 2 \u0110i\u1ec1u 7 Th\u00f4ng t\u01b0 n\u00e0y;<\/span><\/p>\n

e) C\u00e1c bi\u1ec7n ph\u00e1p t\u1ea1m th\u1eddi \u0111\u00e3 \u00e1p d\u1ee5ng v\u00e0 th\u00f4ng tin v\u1ec1 giao d\u1ecbch, t\u00e0i <\/span>s\u1ea3n li\u00ean quan \u0111\u1ebfn c\u00e1c bi\u1ec7n ph\u00e1p \u0111\u00e3 \u00e1p d\u1ee5ng;<\/span><\/p>\n

g) H\u1ecd t\u00ean, ch\u1eef k\u00fd c<\/span>\u1ee7a ng\u01b0\u1edd<\/span>i c\u00f3 th\u1ea9m quy\u1ec1n v\u00e0 \u0111\u00f3ng d\u1ea5u c\u1ee7a \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o (n\u1ebfu c\u00f3).<\/p>\n

3. Th\u1eddi h\u1ea1n g\u1eedi b\u00e1o c\u00e1o \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n nh\u01b0 \u0111\u1ed1i v\u1edbi b\u00e1o c\u00e1o giao d\u1ecbch c\u00f3 d\u1ea5u hi\u1ec7u li\u00ean quan \u0111\u1ebfn t\u1ed9i ph\u1ea1m theo quy \u0111\u1ecbnh t\u1ea1i <\/span>kho\u1ea3n 7 \u0110i\u1ec1u 16 Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 116\/2013\/N\u0110-CP ng\u00e0y 04\/10\/2013 quy \u0111\u1ecbnh chi ti\u1ebft thi h\u00e0nh m\u1ed9t s\u1ed1 \u0111i\u1ec1u c\u1ee7a Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/span><\/p>\n

\u0110i\u1ec1u 9. M\u1ee9c gi\u00e1 tr\u1ecb c\u1ee7a ngo\u1ea1i t\u1ec7 ti\u1ec1n m\u1eb7t, \u0111\u1ed3ng Vi\u1ec7t Nam b\u1eb1ng ti\u1ec1n m\u1eb7t, kim lo\u1ea1i qu\u00fd, \u0111\u00e1 qu\u00fd v\u00e0 c\u00f4ng c\u1ee5 chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea3i khai b\u00e1o h\u1ea3i quan<\/span><\/b><\/p>\n

1. M\u1ee9c gi\u00e1 tr\u1ecb c\u1ee7a kim lo\u1ea1i qu\u00fd, \u0111\u00e1 qu\u00fd (tr\u1eeb v\u00e0ng): 300.000.000 (ba tr\u0103m tri\u1ec7u) \u0111\u1ed3ng, trong \u0111\u00f3:<\/span><\/p>\n

a) Kim lo\u1ea1i qu\u00fd (tr\u1eeb v\u00e0ng) g\u1ed3m: b\u1ea1c, b\u1ea1ch kim, \u0111\u1ed3 m\u1ef9 ngh\u1ec7 v\u00e0 \u0111\u1ed3 <\/span>trang s\u1ee9c b<\/span>\u1eb1ng b\u1ea1c, b\u1ea1ch kim; c\u00e1c lo\u1ea1i h\u1ee3p kim c\u00f3 b\u1ea1c, b\u1ea1ch kim.<\/span><\/p>\n

b) \u0110\u00e1 qu\u00fd g\u1ed3m: kim c\u01b0\u01a1ng, ruby, saphia v\u00e0 \u00ea-m\u01a1-r\u1ed1t.<\/span><\/p>\n

2. M\u1ee9c gi\u00e1 tr\u1ecb c\u00e1c c\u00f4ng c\u1ee5 chuy\u1ec3n nh\u01b0\u1ee3ng: 300.000.000 (ba tr\u0103m <\/span>tri\u1ec7u) \u0111\u1ed3ng.<\/span><\/p>\n

3. M\u1ee9c gi\u00e1 <\/span>tr\u1ecb c\u1ee7a ngo\u1ea1i t\u1ec7 ti\u1ec1n m\u1eb7t, \u0111\u1ed3ng Vi\u1ec7t Nam b\u1eb1ng ti\u1ec1n m\u1eb7t, m\u1ee9c gi\u00e1 tr\u1ecb c\u1ee7a v\u00e0ng ph\u1ea3i khai b\u00e1o h\u1ea3i quan th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh c\u1ee7a Ng\u00e2n h\u00e0ng Nh<\/span>\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam.<\/span><\/p>\n

\u0110i\u1ec1u 10. H\u00ecnh th\u1ee9c b\u00e1o c\u00e1o b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed<\/span><\/b><\/p>\n

1. B\u00e1o c\u00e1o b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed l\u00e0 b\u00e1o c\u00e1o th\u1ec3 hi\u1ec7n d\u01b0\u1edbi d\u1ea1ng f<\/span>ile d\u1eef li\u1ec7u \u0111\u01b0\u1ee3c truy\u1ec1n qua \u0111\u01b0\u1eddng truy\u1ec1n c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam.<\/span><\/p>\n

2. B\u00e1o c\u00e1o b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed ph\u1ea3i theo \u0111\u00fang \u0111\u1ecbnh d\u1ea1ng, k\u00fd hi\u1ec7u, m\u00e3 truy\u1ec1n tin, c\u1ea5u tr\u00fac f\u0129le theo h\u01b0\u1edbng d\u1eabn c\u1ee7a C\u01a1 quan Thanh tra, gi\u00e1m s\u00e1t ng\u00e2n h\u00e0ng.<\/span><\/p>\n

3. \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i truy\u1ec1n tin theo quy tr\u00ecnh do Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam quy \u0111\u1ecbnh v\u00e0 c\u00f3 bi\u1ec7n ph\u00e1p b\u1ea3o m\u1eadt th\u00f4ng tin theo quy \u0111<\/span>\u1ecbnh t\u1ea1i \u0110i\u1ec1u 29 Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/span><\/p>\n

4. \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i c\u00e0i \u0111\u1eb7t ph\u1ea7n m\u1ec1m truy\u1ec1n file do C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n cung c\u1ea5p.<\/span><\/p>\n

5. Th\u1eddi h\u1ea1n g\u1eedi b\u00e1o c\u00e1o: \u0111\u1ecbnh k\u1ef3 cu\u1ed1i ng\u00e0y l<\/span>\u00e0m vi\u1ec7c, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i t\u1ed5ng h\u1ee3p d\u1eef li\u1ec7u b\u00e1o c\u00e1o v\u00e0 g\u1eedi theo quy \u0111\u1ecbnh. Th\u1eddi h\u1ea1n g\u1eedi ch\u1eadm nh\u1ea5t l\u00e0 \u0111\u1ebfn 16 gi\u1edd ng\u00e0y l<\/span>\u00e0m vi\u1ec7c ti\u1ebfp theo ngay sau ng\u00e0y ph\u00e1t sinh giao d\u1ecbch. N\u1ebfu ng\u00e0y ti\u1ebfp theo tr\u00f9ng v\u1edbi ng\u00e0y ngh\u1ec9 l\u1ec5, ngh<\/span>\u1ec9 T<\/span>\u1ebft ho\u1eb7c ng\u00e0y ngh\u1ec9 cu\u1ed1i tu\u1ea7n, th\u00ec ng\u00e0y g\u1eedi b\u00e1o c\u00e1o l\u00e0 ng\u00e0y l\u00e0m vi\u1ec7c ti\u1ebfp theo ngay sau ng\u00e0y ngh<\/span>\u1ec9 l\u1ec5, ngh\u1ec9 T\u1ebft ho\u1eb7c ng\u00e0y ngh\u1ec9 cu\u1ed1i tu\u1ea7n \u0111\u00f3. Trong tr\u01b0\u1eddng h\u1ee3p g\u1eedi ch\u1eadm, thi\u1ebfu b\u00e1o c\u00e1o t\u1eeb 2 (hai) ng\u00e0y tr\u1edf l\u00ean, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i gi\u1ea3i tr\u00ecnh v\u1ec1 vi\u1ec7c g\u1eedi ch\u1eadm, thi\u1ebfu cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r<\/span>\u1eeda ti\u1ec1n. Tr\u01b0\u1eddng h\u1ee3p ph\u00e1t hi\u1ec7n sai s\u00f3t trong c\u00e1c b\u00e1o c\u00e1o \u0111\u00e3 g\u1eedi th\u00ec \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i k\u1ecbp th\u1eddi g\u1eedi c\u00f4ng v\u0103n ho\u1eb7c th\u01b0 \u0111i\u1ec7n t\u1eed (email) b\u00e1o c\u00e1o gi\u1ea3i tr\u00ecnh v\u1ec1 nh\u1eefng sai s\u00f3t \u0111\u00f3 cho C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/span><\/p>\n

6. \u0110\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3i \u0111<\/span>\u0103ng k\u00fd b\u1eb1ng v\u0103n b\u1ea3n v<\/span>\u1edbi C\u1ee5c Ph\u00f2ng, ch<\/span>\u1ed1ng r\u1eeda ti\u1ec1n v\u1ec1 c\u00e1n b\u1ed9 ph\u1ee5 tr\u00e1ch b\u00e1o c\u00e1o b\u1eb1ng t\u1ec7p d\u1eef li\u1ec7u \u0111i\u1ec7n t\u1eed, bao g\u1ed3m c\u00e1c th\u00f4ng tin: h\u1ecd t\u00ean, ch\u1ee9c v\u1ee5, \u0111\u1ecba ch\u1ec9 n\u01a1i l\u00e0m vi\u1ec7c, \u0111i\u1ec7n tho\u1ea1i, \u0111\u1ecba ch\u1ec9 <\/span>h\u00f2m th\u01b0 \u0111i\u1ec7n t\u1eed (email) v\u00e0 ph\u1ea3i th\u00f4ng b\u00e1o b\u1eb1ng v<\/span>\u0103n b\u1ea3n khi c\u00f3 s\u1ef1 thay \u0111\u1ed5i th\u00f4ng tin v\u1ec1 c\u00e1n b\u1ed9 <\/span>ph\u1ee5 tr\u00e1ch ho\u1eb7c thay \u0111\u1ed5i c\u00e1n b\u1ed9 ph\u1ee5 tr\u00e1ch kh\u00e1c.<\/span><\/p>\n

\u0110i\u1ec1u 11. Hi\u1ec7u l\u1ef1c thi h\u00e0nh<\/span><\/b><\/p>\n

1. Th\u00f4ng t\u01b0 n\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c thi h\u00e0nh k\u1ec3 t\u1eeb ng\u00e0y<\/span> 14\/02\/2014<\/p>\n

2. Th\u00f4ng t\u01b0 n\u00e0y thay th\u1ebf Th\u00f4ng t\u01b0 s\u1ed1 22\/2009\/TT-NHNN ng\u00e0y 17\/11\/2009 c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam h\u01b0\u1edbng d\u1eabn c\u00e1c bi\u1ec7n ph\u00e1p ph\u00f2ng, ch\u1ed1ng r<\/span>\u1eeda ti\u1ec1n, Th\u00f4ng t\u01b0 s\u1ed1 41\/2011\/TT-NHNN ng\u00e0y 15\/12\/2011 c\u1ee7a Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam v\u1ec1 h\u01b0\u1edbng <\/span>d\u1eabn nh\u1eadn bi\u1ebft v\u00e0 c\u1eadp nh\u1eadt th\u00f4ng tin kh\u00e1ch h\u00e0ng tr\u00ean c\u01a1 s\u1edf r\u1ee7i ro ph\u1ee5c v\u1ee5 c\u00f4ng t\u00e1c ph<\/span>\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n.<\/span><\/p>\n

\u0110i\u1ec1u 12. Tr\u00e1ch nhi\u1ec7m thi h\u00e0nh<\/span><\/b><\/p>\n

1. Th\u1ee7 tr\u01b0\u1edfng C\u01a1 quan nh\u00e0 n\u01b0\u1edbc c\u00f3 th\u1ea9m quy\u1ec1n theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n v\u00e0 \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o theo quy \u0111\u1ecbnh t\u1ea1i kho\u1ea3n 1 \u0110i\u1ec1u 2 Th\u00f4ng t\u01b0 n\u00e0y ch\u1ecbu tr\u00e1ch nhi\u1ec7m t<\/span>\u1ed5 ch\u1ee9c th\u1ef1c hi\u1ec7n Th\u00f4ng t\u01b0 n\u00e0y.<\/span><\/p>\n

2. Trong qu\u00e1 tr\u00ecnh th\u1ef1c hi\u1ec7n, n\u1ebfu c\u00f3 v\u1ea5n \u0111\u1ec1 ph\u00e1t sinh ho\u1eb7c kh\u00f3 kh\u0103n, v\u01b0\u1edbng m\u1eafc, \u0111\u1ed1i t\u01b0\u1ee3ng b\u00e1o c\u00e1o ph\u1ea3n \u00e1nh v\u1ec1 Ng\u00e2n h\u00e0ng Nh\u00e0 n\u01b0\u1edbc Vi\u1ec7t Nam (qua C\u1ee5c Ph\u00f2ng, ch\u1ed1ng r\u1eeda ti\u1ec1n) \u0111\u1ec3 \u0111\u01b0\u1ee3c h\u01b0\u1edbng d\u1eabn k\u1ecbp th\u1eddi.<\/span><\/p>\n\n\n\n
\nN\u01a1i nh\u1eadn:<\/span><\/i><\/b>
\n<\/span>\u2013 Nh\u01b0 kho\u1ea3n 1 \u0110i\u1ec1u 12;
\n<\/span>\u2013 V\u0103n ph\u00f2ng Ch\u00ednh ph\u1ee7;
\n<\/span>\u2013 Ban L\u00e3nh \u0111\u1ea1o NHNN;
\n<\/span>\u2013 C\u00f4ng b\u00e1o (2 b\u1ea3n);
\n<\/span>\u2013 L\u01b0u: VP, TTGSNH7, PC.<\/span>\n<\/td>\n		\n

TH\u1ed0NG \u0110\u1ed0C
\nPH\u00d3 TH\u1ed0NG \u0110\u1ed0C<\/b><\/p>\n

\u0110\u1eb7ng Thanh B\u00ecnh<\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

M\u1eaaU BI\u1ec2U S\u1ed0 01<\/b><\/p>\n

\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
\n

B\u00e1o c\u00e1o giao d\u1ecbch \u0111\u00e1ng ng\u1edd
\n<\/span><\/b>Ng\u00e0y\u2026\u2026 th\u00e1ng\u2026\u2026. n\u0103m\u2026\u2026
\n(\u0110\u00ednh k\u00e8m Th\u00f4ng t\u01b0 s<\/span>\u1ed1 \u2026 ng\u00e0y \u2026 th\u00e1ng \u2026 n\u0103m 2013)<\/span><\/p>\n<\/td>\n

\n

S<\/span>\u1ed1<\/i><\/b> b\u00e1o c\u00e1o:<\/span><\/i><\/b><\/p>\n<\/td>\n<\/tr>\n

\n

PH<\/span>\u1ea2<\/b>I \u0110I<\/span>\u1ec0<\/b>N \u0110\u1ea6Y \u0110<\/span>\u1ee6<\/b> TH\u00d4NG TIN V\u00c0O C\u00c1C TR\u01af<\/span>\u1edc<\/b>NG Y<\/span>\u00ca<\/b>U C<\/span>\u1ea6<\/b>U<\/span><\/b> (Xem ph\u1ea7n h\u01b0\u1edbn<\/span>g d\u1eabn \u0111i\u1ec1n b\u00e1o c\u00e1o)<\/span><\/p>\n<\/td>\n

\u00a0<\/span><\/td>\n<\/tr>\n
\nB\u00e1o c\u00e1o n\u00e0y c\u00f3 s\u1eeda \u0111\u1ed5i hay b<\/span>\u1ed5 <\/b>sung b\u00e1o c\u00e1o n\u00e0o tr\u01b0\u1edbc kh\u00f4ng?<\/span><\/b>\n<\/td>\n<\/tr>\n
\n

\u25a1 Kh\u00f4ng<\/span><\/p>\n<\/td>\n

\n\u25a1 C\u00f3:<\/span>\n

\u2013 S<\/span>\u1ed1 c\u1ee7a b\u00e1o c\u00e1o \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i:<\/span><\/p>\n

\u2013 Ng\u00e0y c\u1ee7a b\u00e1o c\u00e1o \u0111\u01b0\u1ee3c s\u1eeda \u0111\u1ed5i:<\/span><\/p>\n

\u2013 N<\/span>\u1ed9i dung s\u1eeda \u0111\u1ed5i:<\/span><\/p>\n<\/td>\n<\/tr>\n

\n

Ph\u1ea7n I<\/span><\/b><\/p>\n<\/td>\n

\nTH\u00d4NG TIN V<\/span>\u1ec0<\/b> \u0110<\/span>\u1ed0<\/b>I T\u01af\u1ee2NG B<\/span>\u00c1<\/b>O C<\/span>\u00c1<\/b>O<\/span><\/b>\n<\/td>\n<\/tr>\n
\n1. Th\u00f4ng tin v\u1ec1 \u0111<\/span>\u1ed1i<\/b> t\u01b0<\/span>\u1ee3<\/b>ng b\u00e1o c\u00e1o<\/span><\/b>\n<\/td>\n<\/tr>\n
\na. T\u00ean \u0111\u1ed1i t\u01b0<\/span>\u1ee3ng b\u00e1o c\u00e1o:<\/span>\n<\/td>\n<\/tr>\n
\nb. \u0110<\/span>\u1ecba ch<\/span>\u1ec9 (s\u1ed1 nh\u00e0, \u0111\u01b0\u1eddn<\/span>g\/ph\u1ed1)<\/span>:<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\nc. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i:<\/span>\n<\/td>\nd. Fax:<\/span>\n<\/td>\n<\/tr>\n
\ne. T\u00ean \u0111i\u1ec3m ph\u00e1t s<\/span>inh giao d<\/span>\u1ecbch:<\/span>\n<\/td>\n<\/tr>\n
\nf. \u0110<\/span>\u1ecba ch\u1ec9 \u0111i\u1ec3m ph\u00e1t sinh <\/span>giao d<\/span>\u1ecbch:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\ng. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i:<\/span>\n<\/td>\nh. Fax:<\/span><\/td>\n<\/tr>\n
\n2. Th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi l<\/span>\u1ead<\/b>p b\u00e1o c\u00e1o:<\/span><\/b>\n<\/td>\n<\/tr>\n
\na. H<\/span>\u1ecd v\u00e0 t\u00ean:<\/span>\n<\/td>\n<\/tr>\n
\nb. <\/span>\u0110i\u1ec7n tho\u1ea1i c\u1ed1 \u0111\u1ecbnh:<\/td>\n\nc. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i di \u0111<\/span>\u1ed9ng:<\/span>\n<\/td>\n<\/tr>\n
\nd. <\/span>B\u1ed9 ph\u1eadn c\u00f4ng t\u00e1c:<\/td>\n<\/tr>\n
\n

Ph\u1ea7n <\/span>II<\/b><\/p>\n<\/td>\n

TH\u00d4NG TIN V\u1ec0 C\u00c1 NH\u00c2N, T\u1ed4 CH\u1ee8C TH\u1ef0C HI\u1ec6N GIAO D\u1ecaCH \u0110\u00c1NG NG\u1edc<\/span><\/b><\/td>\n<\/tr>\n
\n3. Th\u00f4ng tin v\u1ec1 c\u00e1 nh\u00e2n th<\/span>\u1ef1<\/b>c hi\u1ec7n giao d<\/span>\u1ecb<\/b>ch:<\/span><\/b>\n<\/td>\n<\/tr>\n
\na. H<\/span>\u1ecd v\u00e0 t\u00ean:<\/span>\n<\/td>\n<\/tr>\n
\nb. Ng\u00e0y, th\u00e1n<\/span>g, n\u0103m sinh:<\/span>\n<\/td>\n<\/tr>\n
\nc. N<\/span>gh\u1ec1 ngh<\/span>i\u1ec7p:<\/span>\n<\/td>\n<\/tr>\n
\nd. <\/span>Qu\u1ed1c t<\/span>\u1ecbch:<\/span>\n<\/td>\n<\/tr>\n
\ne. N\u01a1i \u0111\u0103n<\/span>g k\u00fd th\u01b0\u1eddn<\/span>g tr\u00fa:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\nf. N\u01a1i \u1edf hi<\/span>\u1ec7n t<\/span>\u1ea1i:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
g. S\u1ed1 CMT:<\/span>\n<\/td>\nNg\u00e0y c\u1ea5p:<\/span><\/td>\nN\u01a1i c\u1ea5p:<\/span><\/td>\n<\/tr>\n
\nh. S<\/span>\u1ed1 h<\/span>\u1ed9 chi\u1ebfu (c\u00f2n hi<\/span>\u1ec7u l<\/span>\u1ef1c):<\/span>\n<\/td>\n\nN<\/span>g\u00e0y c\u1ea5p:<\/span>\n<\/td>\n\nN\u01a1i c<\/span>\u1ea5p:<\/span>\n<\/td>\n<\/tr>\n
\ni. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i c\u1ed1 \u0111<\/span>\u1ecbnh:<\/span>\n<\/td>\n\nk. <\/span>\u0110i\u1ec7n tho\u1ea1i di \u0111\u1ed9ng:<\/td>\n<\/tr>\n
l. <\/span>S\u1ed1 t\u00e0i kho\u1ea3n:<\/span>\n<\/td>\n<\/tr>\n
\nm. Lo<\/span>\u1ea1i t\u00e0i kho\u1ea3n:<\/span>\n<\/td>\n<\/tr>\n
n. Ng\u00e0y m\u1edf t\u00e0i kho\u1ea3n:<\/span><\/td>\n<\/tr>\n
o. T\u00ecnh tr<\/span>\u1ea1n<\/span>g t\u00e0i kho\u1ea3n:<\/span>\n<\/td>\n<\/tr>\n
\n\u00a3 Ho<\/span>\u1ea1t \u0111<\/span>\u1ed9ng b\u00ecnh th\u01b0\u1eddng<\/span>\n<\/td>\n\u25a1 B\u1ea5t th\u01b0\u1eddng (n\u00eau r\u00f5 l\u00fd do):<\/span><\/td>\n<\/tr>\n
\n2. Th\u00f4ng tin v\u1ec1 t\u1ed5 ch\u1ee9c <\/span>th\u1ef1c hi\u1ec7n <\/b>giao d\u1ecbch<\/span><\/b>\n<\/td>\n<\/tr>\n
\n2.1. Th\u00f4ng tin v\u1ec1 t<\/span>\u1ed5 <\/i><\/b>ch\u1ee9c<\/span><\/i><\/b>\n<\/td>\n<\/tr>\n
\na. T\u00ean <\/span>\u0111\u1ea7y \u0111\u1ee7 c\u1ee7a t\u1ed5 ch\u1ee9c<\/td>\n<\/tr>\n
\nb. T\u00ean ti\u1ebfng n\u01b0\u1edbc n<\/span>go\u00e0i <\/span>(n\u1ebfu c\u00f3):<\/td>\n<\/tr>\n
c. T\u00ean vi\u1ebft t\u1eaft:<\/span><\/td>\n<\/tr>\n
\nd. <\/span>\u0110\u1ecba ch\u1ec9:<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\ne. <\/span>Gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp s\u1ed1:<\/td>\n\nNg\u00e0y c<\/span>\u1ea5p:<\/span>\n<\/td>\nN\u01a1i c\u1ea5p:<\/span><\/td>\n<\/tr>\n
\nf. \u0110<\/span>\u0103ng k\u00fd kinh doanh s<\/span>\u1ed1:<\/span>\n<\/td>\n\nNg\u00e0y c<\/span>\u1ea5p:<\/span>\n<\/td>\nN\u01a1i c\u1ea5p:<\/span><\/td>\n<\/tr>\n
g. M\u00e3 s\u1ed1 thu\u1ebf:<\/td>\n<\/tr>\n
h. Ng\u00e0nh ngh\u1ec1 kinh doanh:<\/td>\n<\/tr>\n
i. \u0110i\u1ec7n tho\u1ea1i:<\/td>\nk. Fax:<\/td>\n<\/tr>\n
l. S\u1ed1 t\u00e0i kho\u1ea3n:<\/td>\n<\/tr>\n
m. Lo\u1ea1i t\u00e0i kho\u1ea3n:<\/td>\n<\/tr>\n
o. T\u00ecnh tr\u1ea1ng t\u00e0i kho\u1ea3n:<\/td>\n<\/tr>\n
\n\u25a1 <\/span>Ho\u1ea1t \u0111\u1ed9ng b\u00ecnh th\u01b0\u1eddng<\/td>\n\n\u25a1 <\/span>B\u1ea5t th\u01b0\u1eddng (n\u00eau r\u00f5 l\u00fd do):<\/td>\n<\/tr>\n
2.2. Th\u00f4ng tin v\u1ec1 ng\u01b0\u1eddi \u0111\u1ea1i di\u1ec7n cho t\u1ed5 ch\u1ee9c<\/i><\/b><\/td>\n<\/tr>\n
\na. H<\/span>\u1ecd v\u00e0 t\u00ean:<\/span>\n<\/td>\n<\/tr>\n
\nb. Ng\u00e0y, th\u00e1n<\/span>g, n\u0103m sinh:<\/span>\n<\/td>\n<\/tr>\n
\nc. N<\/span>gh\u1ec1 ngh<\/span>i\u1ec7p:<\/span>\n<\/td>\n<\/tr>\n
\nd. <\/span>Qu\u1ed1c t<\/span>\u1ecbch:<\/span>\n<\/td>\n<\/tr>\n
\ne. N\u01a1i \u0111\u0103n<\/span>g k\u00fd th\u01b0\u1eddn<\/span>g tr\u00fa:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\nf. N\u01a1i \u1edf hi<\/span>\u1ec7n t<\/span>\u1ea1i:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
g. S\u1ed1 CMT:<\/span>\n<\/td>\nNg\u00e0y c\u1ea5p:<\/span><\/td>\nN\u01a1i c\u1ea5p:<\/span><\/td>\n<\/tr>\n
\nh. S<\/span>\u1ed1 h<\/span>\u1ed9 chi\u1ebfu (c\u00f2n hi<\/span>\u1ec7u l<\/span>\u1ef1c):<\/span>\n<\/td>\n\nN<\/span>g\u00e0y c\u1ea5p:<\/span>\n<\/td>\n\nN\u01a1i c<\/span>\u1ea5p:<\/span>\n<\/td>\n<\/tr>\n
\ni. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i c\u1ed1 \u0111<\/span>\u1ecbnh:<\/span>\n<\/td>\n\nk. <\/span>\u0110i\u1ec7n tho\u1ea1i di \u0111\u1ed9ng:<\/td>\n<\/tr>\n
3. Th\u00f4ng tin v\u1ec1 giao d\u1ecbch<\/b><\/td>\n<\/tr>\n
a. Th\u1eddi gian ti\u1ebfn h\u00e0nh giao d\u1ecbch: v\u00e0o h\u1ed3i\u2026\u2026\u2026.., ng\u00e0y\u2026\u2026\u2026 th\u00e1ng\u2026\u2026\u2026 n\u0103m\u2026\u2026\u2026<\/td>\n<\/tr>\n
b. S\u1ed1 ti\u1ec1n giao d\u1ecbch:<\/td>\n<\/tr>\n
B\u1eb1ng s\u1ed1:<\/td>\nB\u1eb1ng ch\u1eef:<\/td>\n<\/tr>\n
c. M\u1ee5c \u0111\u00edch giao d\u1ecbch:<\/td>\n<\/tr>\n
\n4. Th\u00f4ng tin b\u1ed5 sung<\/b>\n

\u00a0<\/b><\/p>\n<\/td>\n<\/tr>\n

\n

Ph\u1ea7n <\/span>III<\/b><\/p>\n<\/td>\n

\nTH\u00d4NG TIN V\u1ec0 C\u00c1 NH\u00c2N, T\u1ed4 CH\u1ee8C <\/span>C\u00d3 LI\u00caN QUAN T\u1edaI <\/b>GIAO D\u1ecaCH \u0110\u00c1NG NG\u1edc<\/span><\/b>\n<\/td>\n<\/tr>\n
\n3. Th\u00f4ng tin v\u1ec1 c\u00e1 nh\u00e2n <\/span>li\u00ean quan \u0111\u1ebfn <\/b>giao d<\/span>\u1ecb<\/b>ch:<\/span><\/b>\n<\/td>\n<\/tr>\n
\na. H<\/span>\u1ecd v\u00e0 t\u00ean:<\/span>\n<\/td>\n<\/tr>\n
\nb. Ng\u00e0y, th\u00e1n<\/span>g, n\u0103m sinh:<\/span>\n<\/td>\n<\/tr>\n
\nc. N<\/span>gh\u1ec1 ngh<\/span>i\u1ec7p:<\/span>\n<\/td>\n<\/tr>\n
\nd. <\/span>Qu\u1ed1c t<\/span>\u1ecbch:<\/span>\n<\/td>\n<\/tr>\n
\ne. N\u01a1i \u0111\u0103n<\/span>g k\u00fd th\u01b0\u1eddn<\/span>g tr\u00fa:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\nf. N\u01a1i \u1edf hi<\/span>\u1ec7n t<\/span>\u1ea1i:<\/span>\n<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n<\/span>\/Th\u1ecb tr\u1ea5n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
g. S\u1ed1 CMT:<\/span>\n<\/td>\nNg\u00e0y c\u1ea5p:<\/span><\/td>\nN\u01a1i c\u1ea5p:<\/span><\/td>\n<\/tr>\n
\nh. S<\/span>\u1ed1 h<\/span>\u1ed9 chi\u1ebfu (c\u00f2n hi<\/span>\u1ec7u l<\/span>\u1ef1c):<\/span>\n<\/td>\n\nN<\/span>g\u00e0y c\u1ea5p:<\/span>\n<\/td>\n\nN\u01a1i c<\/span>\u1ea5p:<\/span>\n<\/td>\n<\/tr>\n
\ni. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i c\u1ed1 \u0111<\/span>\u1ecbnh:<\/span>\n<\/td>\n\nk. <\/span>\u0110i\u1ec7n tho\u1ea1i di \u0111\u1ed9ng:<\/td>\n<\/tr>\n
l. <\/span>S\u1ed1 t\u00e0i kho\u1ea3n:<\/span>\n<\/td>\n<\/tr>\n
m. M\u1edf t\u1ea1i ng\u00e2n h\u00e0ng:<\/td>\n<\/tr>\n
n. \u0110\u1ecba ch\u1ec9 ng\u00e2n h\u00e0ng:<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
2. Th\u00f4ng tin v\u1ec1 t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan t\u1edbi giao d\u1ecbch<\/b><\/td>\n<\/tr>\n
\na. T\u00ean <\/span>\u0111\u1ea7y \u0111\u1ee7 c\u1ee7a t\u1ed5 ch\u1ee9c<\/td>\n<\/tr>\n
\nb. T\u00ean ti\u1ebfng n\u01b0\u1edbc n<\/span>go\u00e0i <\/span>(n\u1ebfu c\u00f3):<\/td>\n<\/tr>\n
c. T\u00ean vi\u1ebft t\u1eaft:<\/span><\/td>\n<\/tr>\n
\nd. <\/span>\u0110\u1ecba ch\u1ec9:<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\ne. <\/span>Gi\u1ea5y ph\u00e9p th\u00e0nh l\u1eadp s\u1ed1:<\/td>\n\nNg\u00e0y c<\/span>\u1ea5p:<\/span>\n<\/td>\nN\u01a1i c\u1ea5p:<\/span><\/td>\n<\/tr>\n
f. Ng\u00e0nh ngh\u1ec1 kinh doanh:<\/td>\n<\/tr>\n
g. \u0110\u0103ng k\u00fd kinh doanh s\u1ed1:<\/td>\n<\/tr>\n
h. \u0110i<\/span>\u1ec7n tho<\/span>\u1ea1i c\u1ed1 \u0111<\/span>\u1ecbnh:<\/span>\n<\/td>\ni. Fax:<\/td>\n<\/tr>\n
k. S\u1ed1 t\u00e0i kho\u1ea3n:<\/td>\n<\/tr>\n
l. M\u1edf t\u1ea1i ng\u00e2n h\u00e0ng:<\/td>\n<\/tr>\n
m. \u0110\u1ecba ch\u1ec9 ng\u00e2n h\u00e0ng:<\/td>\n<\/tr>\n
Qu<\/span>\u1eadn\/Huy<\/span>\u1ec7n:<\/span>\n<\/td>\n\nT<\/span>\u1ec9nh\/Th\u00e0nh ph\u1ed1:<\/span>\n<\/td>\nQu\u1ed1c gia:<\/span><\/td>\n<\/tr>\n
\n3. Th\u00f4ng tin b\u1ed5 sung<\/b>\n

\u00a0<\/b><\/p>\n<\/td>\n<\/tr>\n

\n

PH\u1ea6N IV<\/b><\/p>\n<\/td>\n

L\u00dd DO NGHI NG\u1edc GIAO D\u1ecaCH V\u00c0 NH\u1eeeNG C\u00d4NG VI\u1ec6C \u0110\u00c3 TH\u1ef0C HI\u1ec6N<\/b><\/td>\n<\/tr>\n
\n1. M\u00f4 t\u1ea3 giao d\u1ecbch v\u00e0 l\u00fd do nghi ng\u1edd:<\/b>\n

\u00a0<\/b><\/p>\n

\u00a0<\/b><\/p>\n<\/td>\n<\/tr>\n

\n2. Nh\u1eefng c\u00f4ng vi\u1ec7c \u0111\u00e3 x\u1eed l\u00fd li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u00e1ng ng\u1edd:<\/b>\n

\u00a0<\/b><\/p>\n

\u00a0<\/b><\/p>\n<\/td>\n<\/tr>\n

PH\u1ea6N V<\/b><\/td>\nT\u00c0I LI\u1ec6U \u0110\u00cdNH K\u00c8M<\/b><\/td>\n<\/tr>\n
* H\u1ed3 s\u01a1 m\u1edf t\u00e0i kho\u1ea3n\n

* B\u1ea3n sao k\u00ea giao d\u1ecbch (s\u1ed1 ph\u1ee5) t\u1eeb ng\u00e0y ph\u00e1t sinh giao d\u1ecbch c\u00f3 li\u00ean quan \u0111\u1ebfn ng\u00e0y b\u00e1o c\u00e1o giao d\u1ecbch \u0111\u00e1ng ng\u1edd<\/p>\n

* T\u00e0i li\u1ec7u, ch\u1ee9ng t\u1eeb kh\u00e1c c\u00f3 li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u00e1ng ng\u1edd (b\u1ea3n sao \u0111i\u1ec7n chuy\u1ec3n ti\u1ec1n, gi\u1ea5y r\u00fat ti\u1ec1n, n\u1ed9p ti\u1ec1n, phi\u1ebfu chuy\u1ec3n kho\u1ea3n\u2026)<\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n\n\n\n
\n

NG\u01af\u1edcI L\u1eacP PHI\u1ebeU
\n<\/b>(C\u00e1n b\u1ed9 l\u1eadp b\u00e1o c\u00e1o)
\nK\u00fd \u2013 ghi r\u00f5 h\u1ecd t\u00ean)<\/p>\n<\/td>\n

\n

TR\u01af\u1edeNG PH\u00d2NG (b\u1ed9 ph\u1eadn)
\n<\/b>(L\u00e0 ng\u01b0\u1eddi ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 PCRT t\u1ea1i \u0111\u01a1n v\u1ecb)
\nK\u00fd \u2013 ghi r\u00f5 h\u1ecd t\u00ean)<\/p>\n<\/td>\n

\n

T\u1ed4NG GI\u00c1M \u0110\u1ed0C
\n(GI\u00c1M \u0110\u1ed0C)
\n<\/b>(K\u00fd, ghi r\u00f5 h\u1ecd t\u00ean, \u0111\u00f3ng d\u1ea5u)<\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Ghi ch\u00fa:<\/i><\/b><\/p>\n

Ph\u1ea7n I:<\/p>\n

T\u1ea5t c\u1ea3 c\u00e1c tr\u01b0\u1eddng trong ph\u1ea7n n\u00e0y \u0111\u1ec1u kh\u00f4ng \u0111\u01b0\u1ee3c \u0111\u1ec3 tr\u1ed1ng<\/p>\n

(2a): Ghi \u0111\u1ea7y \u0111\u1ee7 h\u1ecd, t\u00ean \u0111\u1ec7m, t\u00ean c\u1ee7a ng\u01b0\u1eddi l\u1eadp b\u00e1o c\u00e1o.<\/p>\n

Ph\u1ea7n II:<\/p>\n

(1): \u00c1p d\u1ee5ng cho kh\u00e1ch h\u00e0ng c\u00e1 nh\u00e2n (\u0111\u1ec3 tr\u1ed1ng n\u1ebfu kh\u00e1ch h\u00e0ng l\u00e0 t\u1ed5 ch\u1ee9c)<\/span><\/p>\n

(<\/span>1a): Ghi \u0111\u1ea7y \u0111\u1ee7 h\u1ecd, t\u00ean \u0111\u1ec7m, t\u00ean c\u1ee7a c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n giao d\u1ecbch<\/span><\/p>\n

(<\/span>1b): Ghi r\u00f5 ng\u00e0y, th\u00e1ng, n\u0103m sinh<\/span><\/p>\n

(<\/span>1h): \u00a0\u00a0\u00a0\u00a0 <\/span><\/p>\n

\u2013 Kh\u00f4ng b<\/span>\u1eaft bu\u1ed9c \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n giao d\u1ecbch l\u00e0 ng\u01b0\u1eddi c\u01b0 tr\u00fa.<\/span><\/p>\n

\u2013 B\u1eaft bu\u1ed9c ph\u1ea3i l\u00e0 s\u1ed1 h\u1ed9 chi\u1ebfu c\u00f2n hi\u1ec7u l\u1ef1c \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n th\u1ef1c hi\u1ec7n giao d\u1ecbch l\u00e0 ng\u01b0\u1eddi kh\u00f4ng c\u01b0 tr\u00fa.<\/span><\/p>\n

(<\/span>1m): Ghi r\u00f5 lo\u1ea1i t\u00e0i kho\u1ea3n li\u00ean quan \u0111<\/span>\u1ebfn giao d\u1ecbch \u0111\u00e1ng ng\u1edd <\/span>l\u00e0 t\u00e0i kho\u1ea3n ti\u1ec1n g<\/span>\u1eedi thanh to\u00e1n kh\u00f4ng k\u1ef3 h\u1ea1n, c\u00f3 k\u1ef3 h\u1ea1n, ti\u1ec1n <\/span>g\u1eedi ti\u1ebft ki\u1ec7m\u2026<\/span><\/p>\n

(<\/span>1o): N<\/span>\u1ebfu t\u00e0i kho\u1ea3n \u1edf t\u00ecnh tr\u1ea1ng b\u1ea5t b<\/span>\u00ecnh th\u01b0<\/span>\u1eddng ph<\/span>\u1ea3i n\u00eau r\u00f5 l\u00fd do t\u1ea1i sao, v\u00ed d\u1ee5 nh\u01b0: ho\u1ea1t \u0111\u1ed9ng tr\u1edf l\u1ea1i sau m\u1ed9t th\u1eddi gian d\u00e0i ng\u1eebng ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c c\u00f3 s\u1ef1 thay \u0111\u1ed5i \u0111\u1ed9t bi\u1ebfn trong doanh s<\/span>\u1ed1 giao d\u1ecbch\u2026<\/span><\/p>\n

(2): \u00c1p d\u1ee5ng cho kh\u00e1ch h\u00e0ng l\u00e0 t\u1ed5 ch\u1ee9c (\u0111\u1ec3 tr\u1ed1ng n<\/span>\u1ebfu l\u00e0 kh\u00e1ch h\u00e0ng c\u00e1 nh\u00e2n)<\/span><\/p>\n

(2.1b): \u0110\u1ec3 tr\u1ed1ng n\u1ebfu t\u1ed5 ch\u1ee9c kh\u00f4ng c\u00f3 t\u00ean n\u01b0\u1edbc ngo\u00e0i t\u01b0\u01a1ng \u1ee9ng<\/span><\/p>\n

(2.1m): Ghi r\u00f5 <\/span>lo\u1ea1i t\u00e0i kho\u1ea3n li\u00ean quan \u0111\u1ebfn giao d\u1ecbch \u0111\u00e1ng ng\u1edd l<\/span>\u00e0 t\u00e0i kho\u1ea3n ti\u1ec1n g\u1eedi thanh to\u00e1n kh\u00f4ng k\u1ef3 h\u1ea1n, c\u00f3 k\u1ef3 h\u1ea1n, ti\u1ec1n g\u1eedi ti\u1ebft ki\u1ec7m\u2026<\/span><\/p>\n

(2.<\/span>1o)<\/span>: N\u1ebfu t\u00e0i kho\u1ea3n \u1edf <\/span>t\u00ecnh tr\u1ea1ng b\u1ea5t b\u00ecnh th\u01b0\u1eddng ph\u1ea3i n\u00eau r\u00f5 <\/span>l\u00fd do t\u1ea1i sao, v\u00ed d\u1ee5 nh\u01b0: ho\u1ea1t \u0111\u1ed9ng tr\u1edf l\u1ea1i sau m\u1ed9t th\u1eddi gian d\u00e0i ng\u1eebng ho\u1ea1t \u0111\u1ed9ng ho\u1eb7c c\u00f3 s\u1ef1 thay \u0111<\/span>\u1ed5i \u0111\u1ed9t bi\u1ebfn trong doanh s\u1ed1 giao d\u1ecbch\u2026<\/span><\/p>\n

(2.2a): Ghi \u0111\u1ea7y \u0111\u1ee7 h\u1ecd, t\u00ean \u0111\u1ec7m, t\u00ean c\u1ee7a c\u00e1 nh\u00e2n \u0111\u1ea1i di\u1ec7n cho t\u1ed5 ch\u1ee9c<\/span><\/p>\n

(2.2b): Ghi r\u00f5 ng\u00e0y, th\u00e1ng, n\u0103m sinh <\/span><\/p>\n

(2.2h): \u00a0 <\/span><\/p>\n

\u2013 Kh\u00f4ng b\u1eaft bu\u1ed9c <\/span>\u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n \u0111\u1ea1i di\u1ec7n cho t<\/span>\u1ed5 ch\u1ee9c l\u00e0 ng\u01b0\u1eddi <\/span>c\u01b0 tr\u00fa.<\/span><\/p>\n

\u2013 B\u1eaft bu\u1ed9c ph\u1ea3i l\u00e0 s\u1ed1 h\u1ed9 chi<\/span>\u1ebfu c\u00f2n hi\u1ec7u l\u1ef1c \u0111\u1ed1i v\u1edbi c\u00e1 nh\u00e2n \u0111\u1ea1i di<\/span>\u1ec7n cho t<\/span>\u1ed5 ch\u1ee9c l<\/span>\u00e0 ng\u01b0\u1eddi kh\u00f4ng c\u01b0 tr\u00fa. <\/span><\/p>\n

Ph\u1ea7n III:<\/span><\/p>\n

Kh\u00f4ng b\u1eaft bu\u1ed9c trong tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c b\u00e1o c\u00e1o kh\u00f4ng c\u00f3 th\u00f4ng tin v\u1ec1 c\u00e1 nh\u00e2n, t<\/span>\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan t\u1edbi giao d\u1ecbch \u0111\u00e1ng ng\u1edd (\u0111\u1ed1i t\u00e1c)<\/span><\/p>\n

Trong tr\u01b0\u1eddng h\u1ee3p <\/span>t\u1ed5 ch\u1ee9c b\u00e1o c\u00e1o c\u00f3 th\u00f4ng tin v<\/span>\u1ec1 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c c\u00f3 li\u00ean quan t<\/span>\u1edbi giao d\u1ecbch \u0111\u00e1ng ng\u1edd: ch\u1ec9 c<\/span>\u1ea7n \u0111i\u1ec1n v\u00e0o c\u00e1c tr\u01b0\u1eddng c\u00f3 th\u00f4ng tin, kh\u00f4ng b\u1eaft bu\u1ed9c ph\u1ea3i \u0111i\u1ec1n \u0111\u1ea7y \u0111\u1ee7 v\u00e0o t<\/span>\u1ea5t c\u1ea3 c\u00e1c tr\u01b0\u1eddng.<\/span><\/p>\n

Ph\u1ea7n IV:<\/span><\/p>\n

(1): M\u00f4 t<\/span>\u1ea3 c\u1ee5 th\u1ec3, r\u00f5 r\u00e0ng v\u00e0 chi <\/span>ti\u1ebft nh\u1ea5t c\u00f3 th<\/span>\u1ec3 v\u1ec1 c\u00e1c d<\/span>\u1ea5u hi\u1ec7u, nh\u00e2n t\u1ed1, t<\/span>\u00ecnh hu\u1ed1ng b\u1ea5t th\u01b0\u1eddng d\u1eabn t\u1edbi vi\u1ec7c t<\/span>\u1ed5 ch\u1ee9c b\u00e1o c\u00e1o nghi ng\u1edd giao d\u1ecbch v\u00e0\/ho\u1eb7c t<\/span>in r\u1eb1ng giao d\u1ecbch c\u00f3 li\u00ean quan \u0111\u1ebfn r\u1eeda ti\u1ec1n hay ho\u1ea1t \u0111\u1ed9ng t\u1ed9i ph\u1ea1m.<\/span><\/p>\n

(2): M\u00f4 t\u1ea3 c\u1ee5 th\u1ec3 nh<\/span>\u1eefng c\u00f4ng vi\u1ec7c \u0111\u00e3 th\u1ef1c hi\u1ec7n li\u00ean quan \u0111\u1ebfn vi\u1ec7c x\u1eed <\/span>l\u00fd b\u00e1o c\u00e1o giao d\u1ecbch \u0111\u00e1ng ng<\/span>\u1edd.<\/span><\/p>\n

M\u1eaaU BI\u1ec2U S\u1ed0 02<\/span><\/b><\/p>\n

B\u00c1O C\u00c1O<\/span><\/b><\/p>\n

C\u00e1c giao d\u1ecbch n\u1ed9p\/ r\u00fat ti\u1ec1n m\u1eb7t c\u00f3 t\u1ed5ng gi\u00e1 tr\u1ecb b\u1eb1ng ho\u1eb7c v\u01b0\u1ee3t m\u1ee9c gi\u00e1 tr\u1ecb theo quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u 21 Lu\u1eadt PCRT <\/span><\/b><\/p>\n

(\u0110\u00ednh k\u00e8m Th\u00f4ng t\u01b0 s\u1ed1\u2026. ng\u00e0y\u2026 th\u00e1ng\u2026 n\u0103m 2013 h\u01b0\u1edbng <\/span>d<\/i>\u1eabn th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p ph\u00f2ng, ch<\/span>\u1ed1<\/i>ng <\/span>r\u1eeda ti\u1ec1n)<\/i><\/p>\n

T\u00ean \u0111<\/span>\u1ed1<\/b>i t\u01b0\u1ee3ng b\u00e1o c\u00e1o:<\/span><\/b><\/p>\n

\u0110\u1ecba <\/span>ch\u1ec9; s\u1ed1 \u0111i\u1ec7n tho\u1ea1i<\/span><\/p>\n

\u0110\u1ecba \u0111i\u1ec3m ph\u00e1t sinh giao d\u1ecbch:<\/span><\/b><\/p>\n

\u0110\u1ecba ch<\/span>\u1ec9; s\u1ed1 \u0111i\u1ec7n tho\u1ea1i<\/span><\/p>\n

Ng\u00e0y \u2026 th\u00e1ng \u2026 n\u0103m 20\u2026<\/span> (1\u2033>1)<\/span><\/p>\n

\n\n\n\n\n\n\n\n\n\n
\n

STT<\/span><\/p>\n<\/td>\n

\n

Lo\u1ea1i giao d\u1ecbch (<\/a>2<\/a>)<\/p>\n<\/td>\n

\n

T\u00ean kh\u00e1ch h\u00e0ng<\/span> (<\/a>3<\/a>)<\/p>\n<\/td>\n

\n

\u0110\u1ecba ch\u1ec9<\/span><\/p>\n<\/td>\n

\n

Gi\u1ea5y t\u1edd nh\u1eadn d\u1ea1ng (<\/a>4<\/a>)<\/p>\n<\/td>\n

\n

S\u1ed1 ti\u1ec1n giao d\u1ecbch (tri\u1ec7u \u0111\u1ed3ng) (<\/a>5<\/a>)<\/p>\n<\/td>\n

\n

Lo\u1ea1i ti\u1ec1n giao d\u1ecbch (<\/a>6<\/a>)<\/p>\n<\/td>\n

\n

S\u1ed1 t\u00e0i kho\u1ea3n (<\/a>7<\/a>)<\/p>\n<\/td>\n

\n

N\u1ed9i dung giao d\u1ecbch (<\/a>8<\/a>)<\/p>\n<\/td>\n<\/tr>\n

\n

S\u1ed1 CMND<\/span><\/p>\n<\/td>\n

\n

S\u1ed1 h\u1ed9 chi\u1ebfu<\/p>\n<\/td>\n

\n

S\u1ed1 \u0111\u0103ng KD<\/p>\n<\/td>\n

\n

M\u00e3 s\u1ed1 thu\u1ebf<\/p>\n<\/td>\n<\/tr>\n

\n

1<\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n

\n

2<\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n

\n

3<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n

\n

\u2026<\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n

\n

\u2026<\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n

\n

\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n\n\n\n
\n

NG\u01af\u1edcI L\u1eacP BI\u1ec2U
\n<\/b>K\u00fd v\u00e0 ghi r\u00f5 h\u1ecd t\u00ean<\/p>\n<\/td>\n

\n

TH\u1ee6 TR\u01af\u1edeNG \u0110\u01a0N V\u1eca (<\/a>9)
\n<\/b>K\u00fd v\u00e0 ghi r\u00f5 h\u1ecd t\u00ean)<\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

\u00a0<\/span><\/p>\n<\/div>\n

\n
\n
\n
\n
\n
\n
\n
\n
\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n
\n

<\/a>1<\/span> Ng\u00e0y, th\u00e1ng, n\u0103m ph\u00e1t sinh giao d\u1ecbch;<\/span><\/p>\n<\/div>\n

\n

<\/a>2<\/span> N\u1ed9p ho\u1eb7c r\u00fat ti\u1ec1n m\u1eb7t. Trong tr\u01b0\u1eddng h\u1ee3p kh\u00e1ch h\u00e0ng n\u1ed9p ti\u1ec1n \u0111\u1ed3ng\/ngo\u1ea1i t\u1ec7 \u0111\u1ec3 r\u00fat ngo\u1ea1i t\u1ec7\/ti\u1ec1n \u0111\u1ed3ng th\u00ec ch\u1ec9 b\u00e1o c\u00e1o giao d\u1ecbch n\u1ed9p;<\/p>\n<\/div>\n

\n

<\/a>3<\/span> H\u1ecd v\u00e0 t\u00ean (kh\u00e1ch h\u00e0ng l\u00e0 c\u00e1 nh\u00e2n); t\u00ean \u0111\u1ea7y \u0111\u1ee7 v\u00e0 t\u00ean vi\u1ebft t\u1eaft (kh\u00e1ch h\u00e0ng l\u00e0 t\u1ed5 ch\u1ee9c);<\/p>\n<\/div>\n

\n

<\/a>4<\/span> Ghi \u0111\u1ea7y \u0111\u1ee7, chi ti\u1ebft t\u1eebng c\u1ed9t; n\u1ebfu kh\u00f4ng c\u00f3 th\u00f4ng tin, ghi \u201ckh\u00f4ng\u201d;<\/p>\n<\/div>\n

\n

<\/a>5<\/span> T\u1ed5ng s\u1ed1 ti\u1ec1n n\u1ed9p ho\u1eb7c r\u00fat trong m\u1ed9t ng\u00e0y; n\u1ebfu l\u00e0 ngo\u1ea1i t\u1ec7 th\u00ec quy \u0111\u1ed5i v\u1ec1 \u0111\u1ed3ng Vi\u1ec7t Nam theo t\u1ef7 gi\u00e1 v\u00e0o th\u1eddi \u0111i\u1ec3m ph\u00e1t sinh giao d\u1ecbch;<\/p>\n<\/div>\n

\n

<\/a>6<\/span> K\u00fd hi\u1ec7u lo\u1ea1i ti\u1ec1n kh\u00e1ch h\u00e0ng n\u1ed9p (3 k\u00ed t\u1ef1 theo chu\u1ea9n ISO-4217);<\/p>\n<\/div>\n

\n

<\/a>7<\/span> S\u1ed1 t\u00e0i kho\u1ea3n kh\u00e1ch h\u00e0ng n\u1ed9p ho\u1eb7c r\u00fat ti\u1ec1n (n\u1ebfu c\u00f3);<\/p>\n<\/div>\n

\n

<\/a>8<\/span> L\u00fd do, m\u1ee5c \u0111\u00edch th\u1ef1c hi\u1ec7n giao d\u1ecbch;<\/p>\n<\/div>\n

\n

<\/a>9<\/span> T\u1ed5ng gi\u00e1m \u0111\u1ed1c\/ Gi\u00e1m \u0111\u1ed1c ho\u1eb7c ng\u01b0\u1eddi \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n<\/p>\n

\u00bb T\u01b0 v\u1ea5n ph\u00e1p lu\u1eadt t\u00e0i ch\u00ednh v\u00e0 ng\u00e2n h\u00e0ng<\/a><\/p>\n<\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"

Th\u00f4ng t\u01b0 35\/2013\/TT-NHNN h\u01b0\u1edbng d\u1eabn th\u1ef1c hi\u1ec7n quy \u0111\u1ecbnh ph\u00f2ng ch\u1ed1ng r\u1eeda ti\u1ec1n. NG\u00c2N H\u00c0NG NH\u00c0 N\u01af\u1edaC VI\u1ec6T NAM C\u1ed8NG H\u00d2A X\u00c3 H\u1ed8I CH\u1ee6 NGH\u0128A VI\u1ec6T NAM \u0110\u1ed9c l\u1eadp \u2013 T\u1ef1 do \u2013 H\u1ea1nh ph\u00fac S\u1ed1: 35\/2013\/TT-NHNN H\u00e0 N\u1ed9i, ng\u00e0y 31 th\u00e1ng 12 n\u0103m 2013 TH\u00d4NG T\u01af H\u01af\u1edaNG D\u1eaaN TH\u1ef0C HI\u1ec6N M\u1ed8T S\u1ed0 QUY \u0110\u1ecaNH […]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[6],"tags":[],"_links":{"self":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/10018"}],"collection":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/comments?post=10018"}],"version-history":[{"count":0,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/posts\/10018\/revisions"}],"wp:attachment":[{"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/media?parent=10018"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/categories?post=10018"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/luatsubaoho.com\/phapluat\/wp-json\/wp\/v2\/tags?post=10018"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}